EFTA01461635

From: Tazia Smith Inelmeefletbelbeemal Sent: 5/8/2014 2:23:51 PM To: jeevacation@gmail.com CC: Nay GuptaISINI ); Paul Morris [ Vahe Stepanian Vinit Sahni Subject: Re: Biotech Update... IC] Classification: Confidential Jeffrey - Updating you on your biotech basket because most of the names are struggling to rebound from the recent rotational sell- off, exception is GILD which has good valuation support, showed a strong earnings beat, and is back up to —$79.36 (your avg cost is $79.41). FMI reported earnings after the close yesterday, which were inline but guidance was on the low end. Stock has sold off 15% (down to —$24 currently from from a high of $30 yesterday). Please find your updated PIL below. Included SGMO chart - that company reported a moderately better quarter on Tuesday evening, hence the 3% uptick and several positive reports from the competitors across the Street. At a 3/11/14 2:10pm Desalt:Mon Trade Data QintilUtT Currant Pike Unit Cost Market Value Current Taal Cast Unrealised G/L SANGAIIO 810SCIENCE.S 5/28/2013 50,000.00 $ 12.1.7 $ 8.44 $ 603,500.00 422,214.00 S 186,286.00 !MOGEN 2/14/2012 2,095.00 6 235.23 5 119.53 $ 597,661.60 250,454.93 6 347,236 65 FOUNDATION ativiang 1/13/2014 25,000.00 $ 24.1.3 $ 27.51 $ 603,250.00 687,663.50 $ (54,413.50) GILEAD SCIENCES INC Multiple 8,100,00 $ 79.36 6 79.41 $ 642.816,00 543,204.80 $ (383.00) Total Masa • 2,453,317.60 • 3,003,536.45 $ 440,691.35 ARNO PHARMACEUTICALS Multiple 16,535,00 $ 6.76 6 17.60 $ 111,775.60 290,997,40 $ (179,220,50) Px_LAsT Source: Bloomberg and Pershing LLC as of 5/8/14 SGMO US 012.05 12.06 8 .4 A- 14:12 _1.80C H 12.72 -r L 11.7501 9.237M 99 Save A.5 9at Actions Q Edit - Table 05/09/1013 Us: Once " =a" cc,-, are MUM MI it 3D 94 am YTD Line Chart 1T' iY va , • a d. }'_.ry Evrt 4- Track L. Annotate News , Zoom 1 ill Last Price 12.05 T High on 03/19/14 23.86 -0- Average 12.7832 1. Low on 06/26/13 7.31 24.00 22.00 20.00 18.00 16.00 14.00 10.00 8.00 II Volume 0.747M 10M 1 • SMAI (15) 1.015M SM taLaiLusaaalLhaseak.Agaua.atakballia‘saiaaiguaauwAstadowahoressagaimak lamikketialftlei Jun Sep Dec Mar 2013 2014 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 123788 SDNY_GM_00269972 EFTA01461635