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efta-01475876DOJ Data Set 10Other

EFTA01475876

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DOJ Data Set 10
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efta-01475876
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EFTA Disclosure
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Subject: Re: Southern Financial From: Todd Stevens e > Date: Fri, 04 Dec 2015 16:09:47 -0500 To: Paul Morris e > Let's discuss Monday. On Dec 4, 2015, at 4:05 PM, Paul Morris e > wrote: Classification: Public Todd, I think we should figure out together and include Andrew and Chip? Why do you think we should drop coverage from KCP? What should we be doing for our other clients/prospects that have sophisticated investment needs? I'm in Monday and happy to discuss. Have a good weekend. From: Todd Stevens Sent: Friday, December 04, 2015 2:53 PM To: Paul Morris Subject: Southern Financial Classification: Public What do you want to do on change of coverage? I suggest we simply drop coverage from KCP. EFTA01475876 EFTA01475877

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Sponsor to Complete Section 1 — About the Sponsor Primary contact for request Name Paul Morris Office Telephone Number Email Address Line Manager Andrew Gallivan Business Unit Wealth Management Country United States City New York Secondary contact for request Name Click here to enter text. Office Telephone Number Click here to enter text. Email Address Click here to enter text. Line Manager Click here to enter text. Business Unit Click here to enter text. Country Click

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