EFTA01518063

TRADE ACTIVITY GHISLAINE MAXWELL-OAP HID ACCT. For die Period 1/1/13 to I /3 I/13 Trade Date Type Description Quantity Per Una Amount Market Cost Est. Settle Date Pending Securities Purchased 1/29 2/1 Purchase ABB LTD SPONS ADR (ID: 000375-20.4) 1,280.000 21.533 (27,613.70) 1/29 2/1 Purchase ASTRAZENECA PLC SPONS ADR (ID: 048353-10-8) 350.000 50.09 (17,545.50) 1/29 2/1 Purchase BAE SYSTEMS PLC SPONS ADR (ID: 05523R-10-7) 1,130.000 22.12 (25,040.80) 1/29 2/1 Purchase BAYER A G SPONS ADR (ID: 072730-30-2) 200.000 99.52 (19,912.00) 1/29 2/1 Purchase BHP LTD SPONS ADR (ID: 08860640-8) 320.000 78.48 (25,126.50) 1/29 2/1 Purchase BOC HONG KONG HOLDINGS LTD SPONS ADR (ID: 090813-20-9) 400.000 69.499 (27,815.96) 1/29 2/1 Purchase BRITISH AMERICAN TOBACCO PLC SPONS ADR (ID: 110448-10-7) 340.000 104.057 (35,393.08) 1/29 2/1 Purchase COMPANHIA ENERGETICA DE MINAS GERMS SPONS ADR REP NON VOTING PFD (ID: 204409-60-1) 890.000 11.178 (9,975.21) 1/29 2/1 Purchase DEUTSCHE POST AG SPONS ADR (ID: 25157Y-20-2) 1,260.000 23.86 (30,114.00) 1/29 2/1 Purchase OIAGEO PLC SPONS ADR NEW (ID: 25243Q-20-5) 80.000 118.169 (9,456.78) 1/29 2/1 Purchase GDF SUEZ SPONS ADR (ID: 361605-10-5) 720.000 20.697 (14,960.95) 1/29 2/1 Purchase GLAXOSMITHKLINE PLC SPONS ADR (ID: 37733W-10-5) 330.000 45.575 (15,052.95) 1/29 2/1 Purchase HSBC HOLDINGS PLC SPONS ADR (ID: 404280-40-6) 570.000 56.868 (32,437.90) JP Morgan Page 11 of 13 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00045272 SDNY_GM_00314470 EFTA01518063