EFTA01522040

CHISLAINE MAXWELL ACCT. For the Period 4/1/14 to .W Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Description Quantity Transaction Markel Value' Settle Date Selection Method Cost Securities Transferred Out 4/2 Free Delivery SCHLUMBERGER LTD TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID: a) (113.000) 9524.04 (11,069.48) 4/2 Free Delivery TWITTER INC TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 04/01/14 (ID:a (Z000.000) 90,320.00 (93,960.00) 4/22 Free Delivery ETFS METAL SECURITIES LTD ISIN JEC0BIVS3770 SEDOL B1VS377 (301.000) 45,068.38 (38,059.95) Total Securities Transferred Out COST ADJUSTMENTS ($1A66,024.16) Settle Date Type Description Quantity Cost Basis Adjustments 41 Amortization MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 50.000 000 (555.21) 5% OCT 01 2028 DTD 11/02,2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 100 MUNICIPAL BOND PREMIUM AMORTIZATIO (I 4/2 Amortization BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM 100,000.030 (243.78) SCH GTO FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15.2017 G 100 MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: J.P.Morgan Page 10 of 14 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049505 SDNY_GM_00318703 EFTA01522040