Case File
efta-01583219DOJ Data Set 10OtherEFTA01583219
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01583219
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
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Signature (Accountholder)
J.P. Morgan Account
Suitability
Supplement
.IRMorgan
C. Brokerage Account Information (cont.)
Large Trader Identtficetion Number• ("LT113")
LTID - If applicable, enter LTIO number here: 0000000 -EOM
*Large Trader defintIon Is explained In paragraph 16
the Brokerage Account Agreement
Custodian (if applicable')
O )PMorgan Chase Bank, N.A.
Margin Account Requested?
O Other (please specifY)
Options Trading (required for exchange traded options, over-the-
counter traded options or structured products)
EZ Yes
0 No
2
Yes (a Derivatives Approval form will be required)
O No
Personal Accounts Only
Marital Status of Primary Account Owner:
0 Married
O Single
COlvorced
['Widowed
Spouse Information;
Name
Name of Employer
Occupation/Position
Annual Income (5)
Non-Individual Accounts Only
If applicable, enter Legal Entity Identifier here:
IDEIEBEIBEIDEIDEMEICIBEIWEEI
D. Agreement
I have read, understand and agree to this application and the General Terms for Accounts and Services and the Account Agreement
(in each case, our 'Agreementl. The Agreement, with amendments from time to time, generally will apply to any future account,
product or service that we agree upon orally, electronically or otherwise, although certain accounts, products or services may require
additional documentation. This Agreement (including this application) Is a security agreement under Article 9 of the Uniform
Commerdal Code, as amended from time to time. I have read and consent to the terms of J.P. Morgan's Private Bank and Private
Wealth Management Privacy Notice, including the manner In which my Information if received and used, and that upon opening an
account with J.P. Morgan's Private Bank or Private Wealth Management (together described as the 'Private Banking Business' In the
Notice) my Information will be used by one or more members of the Private Banking Business' family of companies (as listed in the
Notice) In order to make available to me the products and services available through the Private Banking Business.
E. Pre-dispute Arbitration (This applies to Margin and Brokerage, but not Investment Management Accounts.)
By signing below, I acknowledge agreement to arbitrate any controversies arising out of the Margin or Brokerage
Agreements with 3.P. Morgan Securities LLC, in accordance with paragraph 11 of the Brokerage Agreement that I have
revived. Paragraph 11 Is located in the Agreements for Accounts and Services Offered Through J.P. Morgan Securities
LLC and J.P. Morgan Entitles which is contained within the Combined Terms and Conditions and within the International
General Terms for Accounts and Services AccougLAgriements.
F. Signature z
r
All accounthoJcicrs are req red to
note: any changes not initialed by you, or any information that remains
missing on these forms will
&delay in opening
ur account and may require us to send the application back to you.
L-4(3
JEFFREY E. ESTEIN
Date
Print Name
Signature (Accountholder)
J.P. Morgan Use Only
Page 2 of 2
Date
Print Name
SOUTHERN TRUST COMPANY, INC Title
239150 SPN
NELSON 0 JUSTIN Banker/Investor
0222035463 CAS
3/13 1522
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00062850
EFTA01583219
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