Case File
efta-01583236DOJ Data Set 10OtherEFTA01583236
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01583236
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
Over The Counter Derivatives Approval Form for Equity Options
and Structured Products
J.P. Morgan
B. ARBITRATION; CONSENT TO 3URISOICTION; SERVICE OF PROCESS (cont.)
•
I AGREE THAT THE TERMS OF ANY SETTLEMENT, OR ANY AWARD DETERMINED BY ARBITRATION, SHALL BE
CONFIDENT/AL AND SHALL NOT BE DISCLOSED BY X.MS OR ANY OTHER J,P. MORGAN AFFILIATE UNDER ANY
CIRCUMSTANCES, UNLESS REQUIRED BY APPLICABLE LAW, JUDICIAL PROCEEDING OR SRO RULE.
C. Pre-Dispute Arbitration and Acknowledgement
By signing this Agreement, I aeknowledge that: (I) I requested the options approval level as indicated above, (2) I Shall promptly
advise J.P. Morgan Securities MC, In writing, or any material changes In my (Iinane:MI clraarstances and options Investment objectives,
and (3) in accordance with
above, tam agreeing In advance to artittnete any controversies that may arise In
connection with me a
unto with J.P. Morgan Securities Ile.
D. Signatu
to sign below)
1
A." 5
JEFFREY E. EPSTEIN
Date
Name (Print)
Signature
Date
Name (Print)
Signature
Date
Name (Print)
Signature
Date
Name (Print)
J.P. Morgan Use Only
Approvals: I have reviewed the above information concerning the dent's suitability, including: investment objectives, Investment
experience, and rtnandal condition
JPM RR Signature
Date R-4 CI )7,)
1Phi ROSFP Signature
Date
1PM S-ROSFP Signature
(Structured Products and Eq
Options Levets 5 & 6)
l.P. Morgan Use Only
Page 2 of 2
The
SPN
CAS
Sanker/lirtadar
W13
U51074
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00062871
EFTA01583236
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