EFTA01597297

[VICTIM NAME REDACTED] Finacial Services Inc. Private Wealth Management [[VICTIM NAME REDACTED]] ANP70C[[VICTIM NAME REDACTED]]0 Y1 0 Account name: [VICTIM NAME REDACTED] Friendly account name: [VICTIM NAME REDACTED] Account number: 1 23661 SS Your Amanda' Advisor. [VICTIM NAME REDACTED] Questions about your statement? Cad you. Financial Advisor or the ResourceLine at [[VICTIM NAME REDACTED]], account 029023661. Value of your account Business Services Account January 2020 [VICTIM NAME REDACTED] 139A [VICTIM NAME REDACTED] 233 [VICTIM NAME REDACTED] 02114-3252 on December 31 (S) on January 31 (3) Your assets 979.29 979.29 Iftsitour website: Your liabilities www.ubs.comifinancialsewices kerns for your attention Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from innew.annuakreditreportcom. 0.00 0.00 Value of your account $979.29 Tracking the value of your account $979.29 7,238.2 5,2382 1,243.3 Dec 2014 Dec 2015 Dec 2016 Dec 2017 - 975.9 979.3 9793 • • • Dec 2018 Dec 2019 Ian 2020 Sources of your account growth during 2020 Value of your account at year end 2019 Your investment return: Change in market vague Value of your account on Jan 31. 2020 $97929 197929 3000 SDNY GM 00009630 Member SIPC A14,7C00201:0770899 NMI:0073551 00001 0120 00000i:000 Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA01597297 *UBS Business Services Account January 2020 Your account balance sheet Summary of your assets Value on January 31 di) A c-ash arid money balances 979.29 B Cash alternatives 0.00 C Equities 0.00 D Fved income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets $979.29 Value of your account Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number Y1 23661 SS Percentage of your account I CO 00% 0.00% 0.00% 0 00% 0 00% 0 00% 0 00% $97929 100.00% Your current asset allocation Eye on the markets Index S&P 500 Your Anericlri Advisor: [VICTIM NAME REDACTED] • Cash and money balances may include available cash balances, UBS Bank USA deposit account, [VICTIM NAME REDACTED] Insured Deposit Program Bank accounts, [VICTIM NAME REDACTED] Stamford Branch deposit account balances and money market mutual fund sweep balances. See the Important information about jour statement on the last two pages of this statement tot detais about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S Aggregate Bond Index Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1 66% Percentage change January 2020 Year to date -0.04% -G04% -0.11% -all% -2.08% -2.08% 192% 1.92% A1,70002000270900 WM00073551 00001 0120 030C00000 Y123661550 000tayutoc loogeowe 2 of 6 CONFIDENTIAL EFTA01597298 SUBS Business Services Account January 2020 Change in the value of your account January 2020 (S) Year to date (1,) Opening account value S979.29 $979.29 Closing account value $979.29 UBS Bank USA Business Account APY Interest period Dec 6 - Jan 7 Opening UBS Bank USA Business balance Dec 6 $979.29 8979.29 Closing UBS Bank USA Business balance Jan 7 $979.29 Number of days in interest period 33 Average daily balance $979.29 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Y1 23661 55 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objecoves, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Wderate investment eligibility consideration - None elected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out, Your N nandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00009632 A410002003770e01 WM031073551 00001 0120 COCC00000 YI 23661550 000000 Page 3 of 6 CONFIDENTIAL EFTA01597299 *UBS Your notes NVMAN 551000M 0120 DICON)000, 23661550 C0INNyG,L000096%ge 0 of 6 CONFIDENTIAL EFTA01597300 SUBS Business Services Account January 2020 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Yl 23661 55 Some prices, income and ontot values sham may be apploelmaie As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end of this document for more infocmaton. Cash Cash and money balances Cash and money balances may radon"+ availatie cash balances, UBS Bank USA &posit account balances, UBS FDIC Insured Proaan Bank. Mantes. UBS AG Stamford Branch deposit account balances and money make) mut ua fund sweep balances. See the important inform awn about put statement at the end of this document for details about thOSt balances meld ng UBS BANK USA BUS ACCT 979.29 979.29 250,000.00 Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL U85 Bank USA and all UBS FDIC Insured Progan Bank deposit aCcesint balances are Insured by the FDIC within applicable linits, but ate not protected by 9K. U85 AG Stanford Branch deposit account balances are not insured by FDIC and ae rice protected by SIPC Money market sweep balances are protected by 51K but are not Insured by the FIX. Opening bdarKe CIOSIng baanCe Ptce per Share Average on tan 1 (5) on Mn 31 (S) on ran 31 (S) rate Draden0 Interest period Days si penal Cap amount (5) Your total assets wive on ;an 31 (1) ee«entade of Cost )our account basis (1) Estimated annua Income (1) Unreaized on or losS (S) Cash Cash and money balances 97929 100.00% 97929 Total $979.29 100.00% $979.29 SDNY GM 00009634 ANP700020C0770003 NP1300073551 00001 0120 COCC0000011123661 550 000000 Page S of 6 CONFIDENTIAL EFTA01597301 ,t) UBS Your notes nro"0001000,390...0%359, CCM.* C.C.0.000,, 366,..,,,, GM 0000ge,ge 6 of 6 CONFIDENTIAL EFTA01597302 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale USA are ifdirect stbskloies d LBS AG and affiliates of LBS Smuts LLC. The Firm's fru/nal statement is available upon request. The Firm's execute* Offices are at: UBS Financial Services ex. [ADDRESS REDACTED] Weehawken. N[ADDRESS REDACTED]atement represents the ony official record of you' Les Financial Services accoura Other records, except °thetal tax drulternS, cantering callting data should rot be reed upon. If you beige, there ban error or motion, pleas* report it immediately in wring ea the Branch Manager of the office serving your account. Although all hams shown are intended to be accurate, sttement data shook' not be used for tar imposes. Rey sold, on yes-end lax totem go., loan 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 moored by law to report to tie IRS all taxable dnidenok, reportable nal-taxable dividends and taxable interest earned on seas-nes held in your mask net proceeds on sale transactions, ad cost basis an omen cowed securities COmmUtliCatiOna with the Firm • Please re-confer., any Oral (Orrirrunicatictis n veiling to further protect your reps, including your rights under the Secuities Mesta Protection Act OSA). • I the Brune itl inttution on the top left of the front of this statement isnot Les Financial Services, LBS Financial Services caries you account a clearing broker by arrangement with the indicated intedion We Wormedyou of this relationshb when you opened this Accent In this raw, your finds and secuties are located at UBS Financial Sweets and rot the Mak" rg broker, ad you crust make a report of ay tar te meson to both ferns. • As *sorbed n the accost ag-eements, you must notify us of any errors or fraud involving checks reflected on your statement beta) 30 days after it was mailed a made mettle. • Please direct arstonw carotenes or nouries to the Film's Client Relations Department at [PHONE REDACTED] or toll-free at [PHONE REDACTED], 8:00 A.M. to 600 P.M ET Monday through Friday, or in witio to WS Financial Services ls. , Client Relations Department, P.O. Box 766UnionC ity,11 07087. • All itatellentS shall be cleaned complete and accuse not objected to ri writing whit 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Call201-332.1495 • h case of errors or cunt:xis about an electronic funds transfer (U1), bill parent or LIES Vise debt cad transactions, cal [PHONE REDACTED], or carte to UBS F etanoial Services lx., 1000 Harbor Bed, 61h floor, Weehawken.. Ni 07086, Attn: b.INSSA Services. Call a write as soon as saran, 1 you think as statement a receipt is wag a e you need more information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must hear from youno later than 60 clays after the Fern sent you the fist statement on which the error or pobtem *awed. — Provide you name ad accurst number Of any). — Desube the error or the transfer you re inure about. ad eiplat as clearly as you can why you beano it is an error a why you and MOM — Provide the dolt, amore of the suspected error. The Firm Or Cad Issuer will investigate you complaint and willcorrect dry error promptly For ahged errs nhgNng LOS Visa•debe cad transactions, 4 we take more than 10 business days tO do this, we will credit you accant fa the imam you thank is in mum, so that you will have the use of the money &rig the tine it takes us to complete as nestgatein. Please male all checks payable to the Firm or the financial ristituten indicated on the front of this statement. In addition to regular account fees, accounts may be .Meet to mantenarce lees charges for late payment for securities purchases and charges fa unpaid amounts n cash accents. Accounts that are transferred to other nstilutiten may be subject to a trader fee. UtS Sweep Options UBS offers options for sweepeg cash balances to bait deposit accanes at nanaffiated banks and abated banks and money make) mutuality:Is (Money funds). Deposit accounts at LBS Bark USA and non-affiated banks panicipaing tit a LBS FDICansured Deposit Program are FDIC-insured n accordance with FDIC rules. For more iltamaiian please visit veterfik.9:n. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not in-redby the FDIC. Bak deposits are not protected by SIPC. Money Fond dunes :re protected by SIPC See -1.)85 lnancie Services Account Protection' below. Upon your regain balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advisor or by eating KO-7621000. US$ Financial Services account protection the Firms a inerrber of the Secretes bosh". Protection Corporation (Sip, witch protects securities custonwn o1 is rearben up to 1%0,000 (adding 5250.000 for clams for ratal0 bplanatory broth.", available upon request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular capacity- The Firm, together with carton athletes, has also Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under tie protection is 5500 million as of Detester 10, 2016. Weed to the pale y conditions and inlet:as, cash a the Finn i hither protected fa up to 11.9 million in the aggregate for al you accounts held in a wieder capacity. A ful copy of the polio; sordeg is available Loon request. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets antrolkd by (and ext.:led in you account value) but held away from UBS Financial Services. For burn* certain (0 insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contacts), nclaing fumes contracts and Calvvirry option Central% ad • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks in the FDIC erred Deposit Program. The 51K protection and the supplemental protection do not appy to these assets awn d they otherwise appear CC yds statements. The 51K protectionand the stoplemental protection do not protect against charges in the market value of you revetments (whether as a result of market movement. muer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The pace reflected is an average prce. You may obtain the actual price km yam Financial Advisor. Only whole shires are purchased under DRIP; partial shares will be sold and the cash will be deposited in your account. We chodend reinvestment price :belied by to issur may deter from the market price a which the partial shares a-e sold Calvin-Feta Orly whole units maybe held in yam secondly:0 are meted to a partial unit as a result of a dividend payment • otherwise, the Firm will either sell grid tries at market vice a accept an anoint deterinned by a registered dea-rg agency, and freer yore account. Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing investrnme objectives: • Prorkce Current f name: Investments seeking the generation Of income Caly. • Achill,* °pea/Appreciation: Mestments seeking growth of or:ideal rather than the generation of ncome. • Produce Combination of income and Capital appreciation Investments seeking both the generation of income and growth of principal. Overall risk profiles • Connotive- Seeks to martin initial prix0al, with km risk and minify to the accost overall, even 0 that means the account does not generate income or rears and mayn't keep pace yeah inflation • Moderate: Waling to accept sane risk to pampa' and tolerate sane volatlity to seek hider returns • asgressne: Willing to matt hip risk to principal and high volatility to seek high teR over time. • mostowntiagibrity Consicloratan: d selected, a portion of the portfolio for that atom may include complex 'trawl:es, limited liguidty and greater sobriety. Statement "householdirer We may COnSOkiate A tetrad account statements with the same address in the same envelope. e g. because they have owners who also mantas ;ore account relationships wth other clients at the sane add-ess. If you peter to receive ndividual statements (tweed n separate /metopes, you may decline householdng by (tang your Fruncial Advisor Friendly moue name The Friendly account None 6 a customizable • 'withal** chosen by you to assist you with ye's' recordkeepio. It, no legal effect on your account, is not Mended to reflect any strategy, predict rearnmerdation, inestment objective a risk polite associated wth you- accunts. and is not a prance a gJaraxee that wealth, or any 1 inarxiA results. can et willbe achieved. All investments invoke to risk of loss, ex kdro the ritk of loss of the trait investment. You can change your Fria* accost names through Onine Services a by contacting your Finarcial Minor. Account overview • Value of tors wountIportfofio Net of assets and liabilities • Assets Includes available cash balances. vakes for restricted security (est), and Global Tine Deposits. unrealized marks to market and certain assets ibt held to. the Finn. Does not nckxle unpiced securities: assets at the end of the prior and oat statement prods. or private investments, invested nod options and ~deal, stock options. • Liable's. Voldes debit balances, *sundry margin bats, credit re, short account balances • Cashatoney balances Total of uninvested avalable cash balances, plus deposit balances at affiliated and nahallikated banks, and money market mortal had sweep balances. at the close of the statement period. Non•Corrrtirley bee credit balances in you account are not segregated from other balances and the Fern may use any these fords in the ordinay cane of its banns These finds are payable upon your Orland. 11-es total is ircbded in the anent period closing value. tending information Fa detailed information on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009636 CONFIDENTIAL EFTA01597303 Important information about your statement (continued) Ras assets Your statement sent, acuities and other assets held in the accord a the end of the gatemen period. You msar ask for delieenrof fully paid searttin at ay tine. You may receive tourists used as loan carnal after paying any balance dr on them. Any securities transferred to the Fim dreg the statement period are listed at market value as of the end of the statement period. • Cost bash. In denim:nig the cost bass of the wanes included in this statement, where indicated with the nuerbee '1: UBS Financial Services has raid as information obtained from sources other than LE6 Financial Serene, "doling Hammier. flan another Irma that you may hawpros/did to your Financial Advisor. The Fie does not independently way a garnet the rosary a validity of my information provided by sources other than LES Financial Services. h radial, although U3S Financial Sencces genera* updates this Mormation as it is received, the item not provide any assurances let the Planation under 'Cost basis' ad 1.hrealeed gad loss' is Kurth as of the date of this stamen. As such, please do not rely on this information to make purchase Cr tale decisions, for tae purposes a otherwise. Accounts transferred to the Fin, may reflect gingko% informal On only for the period of tine they are h the Fie. More hinceical nfarnation can be added by your Financial Achisor. • Unrealized gains/losses. When data is avabble, eslinated arealited gaimilosses at calculated for rdividal security lots. The transaction data for ndividul lots may or may not reflect canminers, ch.vges ardor security reorganisation hems. Dividend and other reinvestment lots and systematic Prchaw lot are each combined to display on, averaged lot. The 'Trade date' column presents the crigasal transaction wade date. • Callable markles Bonds arid prefaced stock that the issuer cats for eery redemption wit be selected emparhay by lot from among at seorises of that issue held nom name a ri nomnee nee for us dents Call feature information s obtaired from third patties and es accuracy is not guaranteed. Other call features may exist which could affect yield; complete information will be provided upon request. • Price/value. Prices desplawd fa securities and other produce maybe higher or lower than the price that you would sourly receive in the market Prices are obtained from various third party sources theth we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use the dosing prise when available a the mean of the bed and ask prices for listed securities and options any bid prices for OTC securities — Less activeytrackd securities maybe priced using a valuation model a the most recent price we atoned and may not reflect an actual market pia or vat*. — <man positions may appear berthas a price and will show as rake want nitro,' t we are unable to obtain a price for a security. — Deposits a securities denominated is currencies other than U.S. dollars re reflected a the excharge rate as of the statement date. — For certain searies trading in non-conforming denominates, price a-id quantity (lace rata) may have been adjusted to facilitate proper valuation. To obtain current gotat ions, when a bariVe contact your Fame Advisor. not nerrremarb, leaner* the vi upon liquidation. — And party estimates of value are as of date ad are supplied to UBS Financial Sents on a repair base by an independent valuation fin. — Issuer, general partner of sooner estimated valet if ay, are supplied to the Firm by the issuer, general partner or sponsor and may be tabulated based Co ciff erent Mama:on from that used by third parties to derive thei esemaled WAUPS. — You can obtain additional information regardrig the methodology used to determine the estimate of value and the date of the informalen that is the basis for the estimate by contactirgyour Financial Advisor. — Third party estimated values may bereflected as 'Not priced' in several situatern: Main an • dent valuation to, has not suppled a is unable to assign a value, when we become aware that a material event has occurred that may call a previa* reputed vale into question, or when a value woad be highly speculative due to the nature of the security. — When neither an issuer, general partner or sponsor estimated value bar a dud-party estimated value is provided, the value of the security ekl tr.:lavers from its purchase Coke — 'Diarbutens to date' may "elude return of capital, income or both — unit size represents the Keel offering price per Mit and may not reflect riot cop baits — DPP and unlisted REff wurities are not listed cc a national securities exchange, and are generally illiquid and even a they can be sold. the price reamed may be less than the per share estimated value waded in the account statement. • Restricted securities. Restricted sectnies generaly are not currently elgbk for pubk sale UBS F haricot Services uses the market price of the itresincted stock of the sane issuer as an imputed yak.e fa the restricted stock for purposes of this statement only. To tie extent that restricted securities we Mgble for sale, the vats received may be substantially ins than the maned vats shown. • Private invertmones end stmoured products. Private Mestrient securities (inclerg direct Partkkation program and real estate inveihrierrt trust %tutees) and strucesed products are goner* higtey Revd Certain structuredow:dads have not teen registered web the Securities and Exchange Canmiss ion or under arty state securities laws. We provide estimated values for prince imminent securities and structured products for 'Samuel:nal prrxusany. Accuracy is not guaranteed. — nest vales nUry dil ler ithstentially turn prises, any, at which a private nvestment securtyor structured product maybe boujst a sold and do you may receive • Est. (estimated) income, Current yields and rates. An estmate of anal igene is bawd an current dividend and interest rates. assuming the securities will be held for one year from statement care or until MMus*. This estimate is any a guidekne; accuracy and continued income are not guaranteed — Estimated crud ncome and current yield foe certain types of securities could include a return of principal or capita gains in which case the est. income (and current yielth would be overstated. — Estimated rant income and current yield and lee actual imam, and yield micro be lower a higher than the estimated amounts. — An earns of arnualind "come (avidend ands interest) Minded by the current market vakraraverage balance is based on the last dividend or merest pant** made by the Mar and assumes tie securities/deposes will be hell for one year from the statement date a urea maturity. Accuracy and continued yield se not guaranteed. • Assets not held by LIBS financial Services. Certan assets are not held by the Firm and not within the em's possession or control. These assets are displayed on your statement for of °motional purposes only. Positions and vases presented are provided by to issung fem. UBS Fnamcial Services is not reparable for this iteration and does not guarantee is accuracy. Thew assets re not protected by SIPC or the firm's supplemental SiPC coverage. • Rinntenti shoring and additional compensation. - h addition to commissions on sales at 12b.1 fees reamed n connectcol with the disubnion of mutual funds to our clients we odor our affiLate receive revert. sharing pigments from disubdors ancla adviscn of the maul funds that we sell These rants are based on two different coapcinents: the nun of sales by U135 of mutual fund f amity So our <kernr and kJ the asset qt. of a particular Mutual fund I arniejs shares held at the firm. — We ref our affiliate also receive networking and cent* processing lees in consideration for transfer agent services that we provide to the mutual funds. Thew fees generates an paid from investor assets in the named lad and are a fired dollar innocent based an the number of accounts at the broker-dealer holding mutual fads of that turd IaNy. - h addition to commission received in correction with the sale or diorbuton of tenuity canals and unit mestment trust tees to or diens, we actor at /brute receive revenue sharing carp:suet:an from many of the Insurance companies underwriting the annuity contracts, affilates of the Massee companies or sponsors of the at Mourners tuns we darbute. - h ackation to COrnmiSSE3n5 received from the purchase and sale of NureSI re es lads we actor our affiliate receive an asset-based amenx sharing payment from NeaShares dish:las" as mil as funding for technology development, training and education. - Our anon also receive trading commissions at other compensation from mudual funds and Marne canonic.% whose frolactS we Slane. - We Weil* COrnpkinSal kg) from Les Bank USA, U3S AG Stanford Branch and ramatfiliated barks through our cash sweep programs. The compensation may be per account fee or may be a percentage of away daiy depose balances. Activity Wormation regarding commission and other charges 'Mulled II con -sect pen with the emotion of oaks, inckadrig option transactions has been induded co confirmations previously furnished to yoa ad will be provided to you promptly on request. Short soling if you at engaged n short selling a security, you may incur a cturge die to mien borrowing costs fa that pateulasecisiy. Open orders Regarding open a • good.acancelled • ceders that ewe not executed by the statement dale, open buy aid sea stop orders we reduced by therant of dwiderds or netts an an tx. &edicts or exeghts date ts*ss instructed otherwise by you. You we responsble for orders that are executed the to your Salve to cancel eating open ordeal. Privaq To obtain a copy of as current Client Prelacy Notice, please contact par Financial Advisor or visit as 'rebut at wonvati coesnovacrooky. — 1.85 Financial Services is riot a bark. The RMA. Business Services Account BSA and IRMA are brokerage accounts which provide access to banking services and prockos through arrangements with affiliated banks and other thidpany banks, endprovides access to insurance and aunty products issued by unaffiliated tsid.party mane companies fl out insurance agency subsidiaries of US$ Fi-uncial Senkes n. — investment, insane, and amity prodxts: — Not FIX insured • No bark guarantee* May lose value — IMA. Resource Management Account Business Services Account BSA, IRMA and nternatiorul Resource Management Account are registered service marks of LEG Financial Services Inc — vISA is a registered vadernark owned by Vita srternsional Service Association and used under kens.. The CBS Visa creel cards rd the U65 Visa debit cads are issued by L6S Bark LISA with permission from Visa U.S.A. he ceporated. All other trademarks, registered trademarks, service marks at registered service marks are of their respective companies. LOS Firuntial Serviette Inc. Rev. 201010 SDNY_GM_00009637 CONFIDENTIAL EFTA01597304 SUBS UBS Financial Services Inc Private Wealth Management [ADDRESS REDACTED] AMP70C[PHONE REDACTED]0 Y1 0 Account name: Mr1C4 FOUNDATION Friendly account name: MAX FOUNDATION Account number: 1 23661 SS Your Nnancial Advisor: SCOTT STACKMANILYLE CASRIEL Questions about your statement? Call you' Financial Advisor or the ResourceLine at [PHONE REDACTED], account 029023661. Value of your account Business Services Account February 2020 MAX FOUNDATION 139A CHARLES ST APT 233 BOSTON MA 02114-3252 on January 31 (1) on February 28 (S) Your assets 979.29 979.29 Visitant vvebsite: Your liabilities www.Lbs.corni linancialservices Items for your attention Help protect yourself from fraud and review bank, aedit card, and brokerage statements regularly. Also, get your free credit report annually from ..wm.annuakreditrepon.com. 0.00 0.00 Value of your account $979.29 Tracking the value of your account $979.29 7,238.2 5,2382 3,238.2 1,243.3 — 976.9 — 9793 979.3 — 979.3 • Dec 2014 Dec 2015 Dec 2016 Dec 201 7 Dec 2(68 Dec 2019 lam 2070 Feb 2020 Sources of your account growth during 2020 Value of your account at year end 2019 Your investment return: Change in market value Value of your account on Feb 28, 2020 SDNY GM 00009638 197929 $0.00 $97929 Member SIPC AWN:00200072381S NPVC0056348 COCO 0220 000036000 Y123661550 000000 Page 1 of 6 CONFIDENTIAL EFTA01597305 *UBS Business Services Account February 2020 Your account balance sheet Summary of your assets Value on February 28 (1) A cash and money balances 979.29 B Cash alternatives 0.00 C Equities 0.00 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets Value of your account $979.29 $979.29 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number Y1 23661 55 Percentage of your account I CO 00% 0.00% 0.00% 0 00% 0 00% 0 00% 0 00% 100.00% Your current asset allocation A Eye on the markets Index S&P 500 Your Fineocial Advisor: SCOTT STACKMANI:ILE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account, VBS FDIC Insured Deposit Program Bank accounts, LIITS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement tot details about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 28, 2020 3-month Treasury bills: 1 23% One-month LIBOR: 1 52% Percentage change February 2020 Year to date -8.23% -8.27% -8.19% -829% -9.03% -10.92% 1 80% 3.76% ARP70002000223816 NP-T300056348 00001 0220 000030000 Y123661550 eCilgt.WGM0000963119, 2 of 6 CONFIDENTIAL EFTA01597306 sUBS Business Services Account February 2020 Change in the value of your account February 2020 IS) Year to date CS) Opening account value $979.29 $979.29 Closing account value $979.29 UBS Bank USA Business Account APY Interest perad Jan 8 - Feb 6 Opening UBS Bank USA Business balance tan 8 $979.29 8979.29 Closing UBS Bank USA Business balance Feb 6 $979.29 Number of days in interest period 30 Average daily balance $979.29 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Yl 23661 SS Your investment objectives: You have identified the following invesonent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration - None se4etted Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your N fluidal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00009640 AW7030200072381 7 NP-Xl00056340 COCCI 0220030:00000 Y123661 SSO COOOCO Page 3 of 6 CONFIDENTIAL EFTA01597307 *UBS Your notes n.,..fp0o0R38,e rv>A000663<80099i 0330 Oo00000ppvms.36000,ry GM 000. 6.9. 0 of 6 CONFIDENTIAL EFTA01597308 SUBS Business Services Account February 2020 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Yl 23661 55 Sane prices, income and current values shown may be approximate As a result. grins and losses may not be accurately reflected. See important information about your statement a the end a INS COCume M f more informat on. Cash Cash and money balances Cash and money balances may induce avalable cash balances, UBS Bank USA &posit account balances, UBS FDIC Insured Pro7an Bank Blanc's, UBS AG Stamford Branch deposit account tante: and money market mut utt fund sweep balances. See the Important 'Worm e'en about your statement at the en0 Of tris document tor wads about thOSt teiances meld ng UBS BANK USA BUS ACCT 979.29 979.29 250,000.00 Your ri andel Advisor. SCOTT STACKMANLYLECASFUEL UBS Bank USA and all UBS FDIC Insured Rogan Bank deposit account Waxes are insured by the FDIC nAlhin applicable I irrits, but are not protectedby 9K. UBS AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by SIPC Money market sweep balances are protected try 51K but are not insured by the FDIC. Cpering baanCe CIOSIng baalCe Ptce per share Average on Febl(S) on Feb 28 (1) on Feb 28 (S) rate Dradena Interest period DElf$ el penal Cap amount (5) Your total assets Value on ftb 28 (S) Percentage of Cost your account basis (I) Estimated annual income (S) unrealized gan Or losS el/ Cash Cash and money balances 97929 100.00% 97929 Total $979.29 100.00% $979.29 SDNY GM 00009642 m4, 20002002223819 Nr0C0066348 0003, 0220 000C00000 TI 23661 550 C0C0C0 Page S of 6 CONFIDENTIAL EFTA01597309 *ilF1S Your notes 01300.0000pn1)66,..,.., GM oom.ge 6 of 6 CONFIDENTIAL EFTA01597310 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial e a mutter of all prixipal snaky, convey* andoptions exchanges UBS Financial Services and UBS Bank USA are indirect absklaies of 1185 AG and affiliates of LEG Stones U.C. 71* f inn's financial statement is available eon request. the Fire's execute* Offices are at: UBS Finarxial Services Sex. [ADDRESS REDACTED] This statement represents the onbr officialrecord of you. Les Financial Services account. Critter records, /wept official lac documents, contanng confiding data should roe be relied upon. Ilyou be4eve there ban error a ornesion, please report it immediately in twin; to the Branch Manager of the office serving your account. Altough all lives shown re intended to be accurate, statement data shouldnot be used for to purposes. Rey sold/ on yearend lax kerns 6.4., form 1099, 5498, 10425, etc) when preparing your tat return. The Fern 6 redired by law to report to the IRS all taxable dnidords, reportable ma-taxable dividends and laxable interest end on secants hey rerun recant net proceeds on sale tunsactons, and cost basis on erten covered seasities Cconmunications with the Firm • Rene re-corium any oral communkations n writing to further primed your rights, including your rights under the Securities investor Protection Act OSA). • I the fmanc 41 intaution on the icy lett of the Had of this statement isnot Les Financial Services. tEl Financial Services carries your account as clearing baker by aerangement with the indicated Praeution We Wormed you of this relationshb when you opened this accost. In the cases your funds aid seasities are located at UBS Financial Services and rot the nvolaceg broker, rd you mist nuke a report of an/ error a mown to both fns. • As desorbed n the accornt evieents, you must realityus of any *nal or fraud involving checks reflected on put statement with:" 30 days after it was mailed or made mutable. • Please direct custom& carotenes or inzuries to the Finis Client Relations Department at [PHONE REDACTED] a toll-free at [PHONE REDACTED], 8:00 A.M. to 600 P.M. ET Monday through Friday. or in writing to 1.85 f inancul Service IN.. Client Relations Department P.O. Bar 766 Union City, ha 07067. • All statements shall be deemed comp** and accuse 4 not objected to itwaiirng within 60 days • For TFY services: Cal [PHONE REDACTED] or from outside the US Call[PHONE REDACTED] • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal [PHONE REDACTED]. or write to UBS F'nannal Streets Ix., [ADDRESS REDACTED] 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Services. Call or write as Won as you can, 4 you think ma, statement a receipt is wag or e you need more information Seoul a transfer on the sinners a we've The Fern a Card bluer (as appkable) must hear from ycuno later than 60 days after the Firm tent you the fret statement on which the east or pobtem appeared. — Provide you- name ad account number (4 any). — Dew be Ow Of RN or IS trend., you se insure about, and avian as clearly as you can why you believe it is an error a why you MOO more information. — Provide the dolt. amount of the suspected error. The Firma Cad Issuer will investigate yam complaint and will correct ay error premptly for akged errors Solving UBS Visandebi cad transactions 4 we take more than 10 busiest days to do this, we will anti you accord la lho renoun you think is in error. so that you will have the use of the money during the tine it takes us to complete 02 inniligaton. Please make all checks payable lo the Firm or the financial rindul6n indicated on the front of this statement In addition to regular account fees, accounts may be selaret to mantenarce fees charges for late payment for securities purchases and charges fa tread amounts n cash accounts. Accounts that are transferred to other nStiluICOS my be subject to a transfer fee. MS Sweep Options UBS often options for sweepreg cash balances to bark deposit accants at nasal hated banks and affiliated banks and money market mutual funds (Money funds). Deposit accounts at IBS Bat USA and non-affiated banks panicipaing en the UBS FDIC-mused Deposit Program are FDIC-insured it accordance with FDIC rules. For mat Hamel km, plena visit nwm.fde.gay. Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not nand by the FDIC. Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. Accord Protector below. t an you rapist, tames in the bark deposes may be wridrann. ad shares of a Money Fund may be liaidated• end the proceeds retuned to you or you- sectritin account. Father Samson about available sweep options, roludng current interest rates and yields. is avaeable* www.uas comrsweepyields, from yam P nand* Advisor a. by calIng 8C0-762-1000. UN Financial Services account protection The Finn is of the Securein investor Protection Corporation (sro, which protects sea:rein customen of is frherberS up to 1%4000 tindading 5250,000 for clams for cas0 explanatory brochure amiable upon request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular capathy. The Firm, together with certain athletes, has also purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under this protection is SSOO million as of December 10, 2019. Wane to the policy condiions and lititaicen, cash at the Finn es aster protected fa up to 11.9 minim in tie for at your account held in a particular capacity. A fug copy of the polio; wadng is availitile soon reams. Nether fie SIPC protection nor the supplemental protection appear to: • Certain financial assets controlled by (and ixbded in your account value) but held away from UBS TillterCig Services. For Nam* certain (0 insurance prodals. inducing variable ama(n. and 6i) shares of mie* funds registered in the name of the axon holder on the books of the issuer or transfer egad; • hvestment 0:Orates or mestment interests W.g., Imbed partnerships and private placements) that are not matured under the Securities Act of 1933; • Cannodities convects (e.g., foreign exchange and precious metal contracts). includig 'utast contracts and cornualty opal contracts, • Societies on loan to U85 Ft-uncial Services; and • Depose accounts (except owl if juges of &Pail) at 1.85 Bank USA, UM AG U.S. branches and barks in the FDIC Insured Deposit Progran. The SIPC protection and the suppler/mut protection do not apply to these assets even if they otherwise appear on you statements. The SiC WOLKtion and the supplemental protection do not protect against changes in the maket value of you investments (whether as a result of market movement issuer bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Thi price reflected is an average prof You may °blew, the smut price from you Financial Adviser. Only whole shares are purchased under DRIP: Pantie' thaw will be std and the cash wit be deposited in you accost The dmidendreenestment price supplied by the issuer may differ from the mark* price at which Ow partial sham are sold. Cash•intieu Only whole unks maybe held in yaw account. F you are entitled a aomi* inil m a result of a dividend paymenl or otherwise, the Firm will ether sea panel Waif at market p-ice a accept an mart deterrrelvd by a registered <burg agency, and credit you account. Investanent objective, The i'westrnent objeclires and risk profile are specific to each account and may vary between you- accanh. Please arise the frill (WWI* in renting of ay significant change in your financial situation or investment objectives. For each account helot you choose one of the following invntment objectives: • Produce Current Income- Investments *Sig the generation of income only. • Achieve Capital Appreciation: Investments seeking growth of one Pal (Awe than the generation of income. • Procter* Combination of Income and Capital Appreciation Investments seeking both the generation of income and growth of principal. Overall risk prof ilea • Consenweve. Seeks to mantas nelal prin.* with Sc bw and wink to the account overall, even if that mum the secant does not generate signifiers income or reams and may not keep pace web inflation • Moderate: Waling to accept sane risk to principal and tolerate some volality to seek higher returns • Aggresske: Willing to except hit risk to primeval and bit, nob, to seek highMUTH Over time. • franostawnt Welly Conaeleration: If selected a portion of the portfolio for That acorn may include COrnplex strategies, limited liquidly and greater wish*. Statement "bouseltoldiror We may consoMiate d1 related account statements wFh the same address in the same eriveksw• e g. because they have owners who also mantas joie accent relarionships mth other clients at the same acidness. tf you prefer to receive ndividual statements mailed n separate envelopes, yo., May decline househokkg by Clang your Financial Advisor. Friendly account name The Friendly account fume is a customizable 'tn.:knave' chosen by you to assist you with your recordkeming. his no legal effect on your account, is not intended to felled ay strte9Y. Product recceemendanon. imatment objective a risk prof de associated virki you- rau -its. and is not a promise a garnet leat we*, or any I inancia results. can or MI6. achieved. All investment. extant the risk of Ion, nicking the risk of loss of the retie investment. You can change your Bendy account names through Online Services a by contacting your Financial Advisor. Apeman overview • Value of yeas wountIportiofica Net of assets and liabilities • Assets Includes available cash balances, values for restricted security test X and Global Time DIPOSPS, trstalinsi mats 10 market and certain assets rot held by the Fim. Does not nciacie °flatted securitieseassets at the end of the pea and turn stateerent periods. or private ilVOSITOMS, invested gock options and ...tut* stock options. • Saul Nelda debit balances, cutsundrg margin bas. credit lie, short *cant balances • Cashmoney balances Total of uninvested available cash balances, plus deposit balances at affiliated and napallikatecl banks, ad money market naval fund sweep balances, at the close of the statement period. NoniCorrrnOdey free credit balances in yaw *cart ate not segegated from other balances and the Fen may use any rid these funds in the ordinay passe of its tans Mow find, re payable upon your Bernard We total s irpiaded in the anent period closing value. Una* information For *take, information on the Finis lading practices tad disc Mutes refer to your Client Rolatromhp Agreement or Account Agreement and the General Terms and Condition; Les Statement of Credit Practices available in Apeements and Discbsures at www rib conslankarrstranchurros SDNY_GM_00009644 CONFIDENTIAL EFTA01597311 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9645 CONFIDENTIAL EFTA01597312 SUBS U85 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 n07001117203 0320 X14 VI 0 Business Services Account March 2020 MAX FOUNDATION 139A CHARLES ST APT 233 Account name: MAX FOUNDATION BOSTON MA 02114-3252 Friendly account name: MAX FOUNDATION Account number: !I 23661 SS Your Knancial Advisor. SCOTT STACK MANLYLE CASRIEL Questions aboutyour statement? Call yore Financial Advisor or the Value of your account ResourceLine at [PHONE REDACTED], account 029023661. on February 28(1) on Much 31 (S) Your assets 979.29 979.29 Visit our vvebsite: www.rabs.cornifinancialsennces Your liabilities 0.00 0.00 Value of your account $97929 $979.29 Items for your attention e Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepon.com. Tracking the value of your account 7,238.2 5,2382 3,238.2 1,243.3 - 976.9 — 979.3 979.3 — 979.3 • Dec 2011 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Dec kl 9 Feb 2020 Ma 2020 Sources of your account growth during 2020 Value of your x<ount at yea end 2019 Your investrrent return: Change in market value Value of your account on Mar 31, 2020 SDNY GM 00009646 197929 9040 0979.29 Member SIPC ster70003001117203 NP10001I9581 00001 CO20 006000000Y123661SW 100100 Page 1 of 6 CONFIDENTIAL EFTA01597313 UBS Business Services Account March !C.C./ Your account balance sheet Summary of your assets Value on March 31 (1) Percentage of your account A cash and money balances 979.29 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Foxed income 0.00 0.00% E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $979.29 $979.29 100.00% Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number. V1 23661 55 Your current asset allocation A Eye on the markets Your Fi modal Advisor: SCOT!' STACKMANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS FDIC Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement for detail about those balances. Index Percentage change March 2020 Year to date 58P 500 -12.35% -19.60% Russell 3000 -13.75% -20.90% MSC I - Europe, Australia & Far East -13.25% -22.72% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0.99% -0.59% 3.15% .41•70003001117204 NP7000119581 00001 Ono 000030000Y123661550 togietiy_Gm_00009eNlge 2 of 6 CONFIDENTIAL EFTA01597314 sUBS Business Services Account March 2020 Change in the value of your account Year to date (1) Opening account value $979.29 $979.29 Closing account value $979.29 UBS Bank USA Business Account APY Interest perad Feb 7 - Mar 5 Opening UBS Bank USA Business balance Feb 7 $979.29 8979.29 Closing UBS Bank USA Business balance Mar 5 $979.29 Number of days in interest period 28 Average daily balance $979.29 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: MAX FOLINDATICN Friendly account name: MAX FOUNDATION Account number: Y1 23661 55 Your investment objectives: You have identified the following invesonent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, Fist In, First Out. Your Nnandel Advisor: SCOTT STACK MANLYLE CASRIEL riP.P.PWRINSAWIS SDNY GM 00009648 At4P7C003001117205 N1,730011993100001 CG20 00CC00000 Y123661S50 100IC0 Page 3 of 6 CONFIDENTIAL EFTA01597315 *UBS Your notes 000N 03,0 C.O.00,i3661.0,0%., GM opoog.ge 0 of 6 CONFIDENTIAL EFTA01597316 sUBS Business Services Account March 2020 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: VI 23661 55 Sane prKes, income and current values shams may be approximate. As a result. gains and losses may not be accurately reflected. See important mformation about your statement a the end of INS document for more information. Cash Cash and money balances Cash and money balances may inductct+ available cash balances, UBS Bank USA thopsit account balances, UBS FDIC Insured Rogan Bank &dances. UBS AG Stamford Branch deposit account Maces and money mas kat mutual fund sweep balances. See the important mlorm soon about put statement at the end of this document for details about those Manes skid ng UBS BANK USA BUS ACCT 979.29 979.29 250,000.00 Your Nnandel Advisor: SCOTT STACK MANLYLE CASRIEL U8S Bank USA and all US$ FDIC Insured Rogan Bank deposit account balances are insured by the FDIC Wilson applicable lints, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured by FDIC and ace not protected by SIK Money market sweep balances are protected by 51K but are not insured by the FDIC. 0perinobSabCe CIOSing belaCe Pnce per Share Average on Mal 1 (I) on Mar 31 (1) on Mar 31 (1) rate Dcadend Interest Days in period penal Cap amount (St Your total assets Value on Mar 31 (S) ne«entage of Cost your account basis (S) Estimated annua income (3) unreaded gan or loss (S) Cash Cash and money balances 97929 100.00% 97929 Total $979.29 100.00% $979.29 SDNY GM 00009650 AhP70003001117207 NFAC0119581 00C0I 0320 C0C030000 sel 23[PHONE REDACTED]00 Page S of 6 CONFIDENTIAL EFTA01597317 Your notes At•[PHONE REDACTED]7208 NP[PHONE REDACTED] 00001 0[PHONE REDACTED]00 " 23661 S50 10WMIY_GM_000091#9. 6 of 6 End of statement for account number Y1 23661 SO CONFIDENTIAL EFTA01597318 Important information about your statement UE6 Financial Services he. (the Firma UBS Financial Services), is a minter of all prixipal unity, convixday andoptions exchanges UBS Financial Services and UBS Bark USA are indirect nedwies d LBS AG and affilaws of LEG Stosnes LLC. 71.*Firnis financial statemert s available rani request the Firm's execiain offices an at: UBS Cranial Services ex. [ADDRESS REDACTED] This statement represents the ort official record of you LBS Financial Services accoura Other records, except official ta•donnents, contaring cal Paten; data shoral not be relied taxa. Ilyou believe there is an error or omission, please capon it ineedUtely ii writing to the Branch Manager of the office serving you account. Alta* all figures shown are intended to be accurate, stement data *auk' not be used for tar purposes. Rely solt on yearend lax lams, lo o., Form 1099, $498, 10e2S, etc.) when preparing your tar return. the Fern 6 rewired by law to report to the IRS all taxable di iderds. reportable nor -taxable dividends ard wane interest end on secaties had n run octant net proceeds on sale transactions, and con basis on omen covered seas hies, Communications with the Firm • pease retorts-on any oral comrrunicaticers in writing to further protect your rghts, including your rgds under the Securities hvestot Protection Act (SSA). • Ithefinncia intkution on th• icp Mt oltefrct of this statement isnot Les Financial Services, LBS Financial Services canes yam account as clearing tacker by arrangement wan the edicated We irdormedyrou of this relationshb Mien you opened this atone. In the taw, your finds and seardies are located at UBS Financial Services and rot the I-wedging broker, ad you mast make a ripen of an, error a aeon 10 both ferns • As ckscrbed n the accent agreements, you mat moldy us of any errors or fraud involving checks reflected On )Our statement with:" 30 days after it was mailed a made nibble. • Please direct customer emplanes or intones to the Fin's Client Relations Cepartnwa at [SSN REDACTED] a toll-free at [PHONE REDACTED], 8:00 A.M. to 600 P.M ET Monday through Friday. or in writing to LBS Financial Serviceable.. Client Relatiorn Department, P.O. Box 766 Union City, hi 07087. • All statement shall be darned carp** and accuse not objected to n visiting within 60 days. • For TTY services: Cal [PHONE REDACTED] or from outside the US CO [PHONE REDACTED] • h case of errors rawest:xis about an ebony* fun* transfer (U1), bill payment a UM Visa* debit cad transactions, cal [PHONE REDACTED]. or write to UBS F runcial Services Pc., 1000 Harbor Bind, 6th floor, wee/wren M 07086, Ann: RMNSSA Services. Call or write as soon at you can, 1 yOu this yaw statement a nceipt 6 twang a dyrou need more information tool a transfer on the statement or recent. The Fern or Card Issuer (as appkable) must hear from yOuna later than 60 days after the Firm sent you the fist statement on *Inch the error or probkm mowed. — Provide you name and account number (if any). — Dente the error or the Pander you are insure about and explain as clearly as you can why you believe h is snorer or why you needone infarnatin. — Provide the dolly amount of the suspected error. the Firm or Cad Issuer will investigate you complaint ad will correct any error promptly For need errors innoWng 125 Visacidebd cad transactions 4 we take more than 10 business days tO do this, we will credit you secant for the amount you think is in error. so that gas will have the use of the moneyaxing the tine it takes us to complete as inwstgaton. Please mate all checks payable to the Firm or the financial nodular) indicated on the front of this statement. In addition to regular account fees, xcounts may be abject to mantenaxe leek charges tor late payment for securities purchases and charges fa unpad rants n cash account. Account that aro transferred to other nsfautans may be subject to a transter fee. UltS Sweep Options LBS otters options for sweeping cash balances to bark deposit accounts at neaffined barks and attained barks and money market rrutual knelt (Money hands). Deposit =Cut at Maack USA and nonaff dated banks panicipang in the UM FDIC-ensued Deposit Program are FDIC-insured in accordance with FDIC rules. For more informalOn, please vise wwwfda.g:m. Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not Paredby the FDIC. Bak deposits an not protected by 51K. Money Find slums in protected by SIPC See -U85 financial Servkes Account Protection' below. Open your request, balances in the bark deposes may be wanzkann, and shares of a Money Fund may be laudatcd, and the proceeds retuned to you or you seontinaccant hither nkrynation about aerobe* sweep options, :Nixing current interest rates and yields, 6 avertable a www.ubs comswoepekh, from yaw Financial Adviser Cr by baling 800-262-1000. UN Financial Services account protection the Finn is a miner of the Secures Investor Protection Corporation (see, oath protects secures custonwn of is mothers up to 1500,000 (including 1250.000 for clans for cash0 bplanatory brochure available noon request a at www sato% The SIC asset protection lints appl; to al accosts that you hold in a particuler capacay. The Firm, together with certan affkates, has also arrant weaved supernental insurance. The nuiirrun amain payable to at *lobeclients, colk-ctively under this protection is SSOO million as of December 10, 2019. Steed to the policy conditions and l tions, cash a the Can es luta protected for up *O $ 1. 9 ill the aggregate for al your acorns held in a patient capacity. A fug copy of the polio; acedirg is available won ralunt. Neither the SIPC protection nor the axplemental protection apply to: • Certain financial assets controlled by (and entitled in your account value) art held away from UBS Financial Services For exam* certain (0 insigne predsts. including variable rues. and 6i) shares of meal funds registered ndw name of the was holder on the books of the Mar a transfer agerA); • Investment contracts or vestment Interests (e.g.. imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Cawnodities contracts (e.g., foreign exchange and precious metal contracts), °clung fines contracts and cannoday °pica contracts, • Secirities in loan tot/BSF..01CW Smites; and • Depose accounts keep col auto of &Pond at U3S Bank USA, IRS AG U.S. branches and barks n the FDIC Insured Deposit Program. The 5IK protection and the supplemental protection do not apply to these assets even if trey otherwise appear on you elements. the SIK protection oaf the staptemental protection do not protect against changes n the melon yak* of inn investments (whether as a result of market movement issuer bankruptcy or otherwise). Dividend Reinvestment Programs (DRIP) The price rented it an average pro. you may obtain the actual price from you Fnarx lel Achim*. Ott v.hole shires are purchased under DRIP; pthial shares will be sold and thee cash wit be deposited in you account. TM dindendreimesement price supplied by the issuer may der from the market price at which the partial shares re sold. CasltrietrIeu Only whole mks maybe held in you account. B you are 'nada. a partial see an a result of a dividend payment a otherwise, the Firm will either sell panel akin at market price a accept an aeon detterrined by a registered deer.; agency, and credit you. account. Investment objective, The nwestrnent objectives and risk profile are speed k to each account and may vary between your accents. Please as the Firm parlay in taxing of any significant change in your financial situation a immanent objectives. For each account held, you choose one of the following investment objectives: • Produce Current Income- Investments seeking the generation of notme only. • Artier* Capital Appreciation: hvestments sating growth of pmt pal rather than the generation of income. • Produce Combinaton <diatom* and Capital Appreciation: Investments seeking both the generation of income and growth of princiPst Overall risk prof ilm • Conservative. Seeks to Mantles initial prixpia with low cork and rola day to We account overall, even if that mean the account does not generate signifier* income or (earns and myna teen pace vet inflation • Moderate: Waling to accept sane risk to princpal and tolerate some volatlity to seek higher returns • Aggressive: Wining to octal high risk to pampa' and high volatility to seek hip MIUM Over limn • fnv•Stesent Egibeiry ConaCtiratisn: II selected a portion of the portfolio for that account cry include complex serapes, limited liqudty and germ reeky. Statement "househeldnif We may cons iodate al related account statements with the same address in the same envelope. e 9. because they have owners who also maintain join account relatiOnsheaS waft other clients at the same adchns, ef you prefer to receive individual statements marled n separate envelopes, you rruy decline householdrg by caring you: Financial Advisor. Friendly account name TM Friendly account Nine is a customizable in:Marne chosen by you to assist you with yaw recordkeming. lt hat no legal effect on your erasure, is not intended to reflect any strategy, Product rearrimerdation. nvestment objective or risk polite associated with yaw mounts and is not a promise a gaarartee that wealth, or any financial resins. can cc willbe achieved. All investments involve the risk of lost. ex Ldng the risk of loss of the entie investment. You can change your Frienly amaze names tIvough Online Sonricet a by contacting yotr Finarcial Advisor. Account overview • Value of sat account/portfolio Net of assets and liabilities • Assets Includes available cash balances, values for restricted security (est 1, andGlobal Time POWS, Larealized mats to market and certain assets rot held by the Fim. Does not nag* unpiced securitielassets at the end of the pea and eruct statement mood& or private investments, invested stod options and merciuble stock options. • Liable's. Vrelides debit balances, cuntandng margin loam, treat Info short account balances • Cashratoney balances total of uninvested avalabk cash balances, plus deposit balances at affirmed and nonaffiliated banks. and money market mewl had sweep balances, at the close of the statement period. Non.Corrrrnday free credit balances in yam accord are not segregated from other balances and the Fan may use any of these fads in the ordinary cane of its buns Thaw funds the payable upon your amend Ths total is imbded in the anent period closing value. Lending information For detaded information on the Finis lending practices and disclosures refer to you Chet Relation:hp Agreement of Account Agreement and tine General Terris and Conditions LBS Statement of Credit Practices available nAgreemeaas and Disclosures at :theutis ronsurraneldrhermi SDNY_GM_00009652 CONFIDENTIAL EFTA01597319 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9653 CONFIDENTIAL EFTA01597320 411UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 n0701;07353270420 Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Y 1 23661 SS Business Services Account April 2020 MAX FOUNDATION 139A CHARLES ST APT 233 BOSTON MA 02114-3252 Your 15nancial Advisor. SCOTT STACKMAWLYLE CASRIEL Questions about your statement? Call your Financial Advisor or the Value of your account ResourceLine at [PHONE REDACTED], account 029023661. on March 31 (S) on April 30 (S) Your assets 979.29 979.29 %sit oar website: www.ths.comilinancialservices Your liabilities 0.00 0.00 Value of your account $979.29 $979.29 kerns for your attention Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepor.com. Tracking the value of your account S 7,238.2 5,2382 3,238.2 1,2433 — 976.9 — 979.3 979.3 — 979.3 • Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Dec 2019 Ms 2020 Apt 2020 Sources of your account growth during 2020 Vague of your account at year end 2019 Your inrestrnent return: Change in market value Value of your account on Apr 30, 2020 597929 SDNY GM 00009654 SOCO $979.29 Member SIPC Are7C002000735327 N 342 00001 0420 000000000Y123661550 000000 CONFIDENTIAL Page 1 of 6 EFTA01597321 ctfltUBS Business Services Account April 2.020 Your account balance sheet Summary of your assets Value on Apnl 30 al Account name: MAX FOUNDATION Friendly account name:MAX FOUNDATION Account number Y1 23661 SS Percentage of you' account A cash and money balances 979.29 1 03 00% B Cash alternatives 0.00 0.00% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets $979.29 100.00% Value of your account $97929 Your current asset allocation A Eye on the markets Your fi minded Advisor: SCOTT STACK MAIII.YlE CASRIEL • Ca:). and money balances may include available cash balances, 085 Bank USA deposit account, VBS FDIC Insured Deposit Program Bank accounts, OBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement for details about those balances. Index Percentage change April 2020 Year to date S&P 500 12.82% -9.29% Russell 3000 13.24% -1a 42% MSC I - Europe, Australia & Far East 6.54% -17.66% Barclays Capital U.S Aggregate Bond Index Interest rates on April 30, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0.33% 1.78% 4.98% 40.70002000735322 NV4:100065342 00001 0420 000:00000 Y123661550 00401YGM000098%), 2 of 6 CONFIDENTIAL EFTA01597322 *UBS Business Services Account April 2020 Change in the value of your account April 2020 ($1 Year to date Ii) Opening account value $979.29 $979.29 Closing account value $979.29 UBS Bank USA Business Account APY Interest perrod Mar 6 - Apr 6 Opening UBS Bank USA Business balance Mar 6 $979.29 $979.29 Closing UBS Bank USA Business balance Apr 6 $979.29 Number of days in interest period 32 Average daily balance $979 29 Interest earned $0.00 Annual percentage yet, earned 0.00% Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Yl 23661 55 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00009656 AN,70002000735329 NPM00055342 00001 0720 000000000 YI 23661550 000000 Page 3 of 6 CONFIDENTIAL EFTA01597323 *UBS Your notes 0,0,00.000,05030 MA00065302 COON 0030030000000n3366i 00 6,0, GM aaaag.g 0 of 6 CONFIDENTIAL EFTA01597324 *DUBS Business Services Account April 2020 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Y1 23661 55 Sane prices, income and current values shorn) may be appicoomme As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end of this document for more Information. Cash Cash and money balances Cash and moray balances may inducle avalable cash balances, UBS Bank USA &posit account balances, U85 FDIC Insured Program Bank &lances. U[ADDRESS REDACTED]amford Branch deposit account balances and money market mutual fund sweep balances. See the Important 'Atom, anon about put statement at the end of this document for details about those balances salad no UBS BANK USA BUS ACCT Your total assets Your %nada Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA and all U85 FDIC Insured Rogan Bank deposit account balances are insured by the FDIC eAlhan applicable lents, but are not protected by 9K. U85 AG Stanford Branch deposit account balances are not insured by FDIC and ale not protected by 51K Money market sweep balances are protected by 51K but are rot Insured by the FDIC. Cpenng baanCe CIOSing bedince Pnce per Share Average Dmdencl Interest Dais in on Apr 1 (I.) on Apt 30 (0 of Apr 30 (S) rate period penod Cap amount (S) 979.29 979.29 250,000.00 Percentage ot Cost Estimated unrealized Value on Apt 3001 sour &count basis (S) annual income (3) on or loss (S) Cash Cash and money balances 97929 100.00% 97929 Total $979.29 100.00% $979.29 SDNY GM 00009658 AhP7000200373533I NMI:005534700001 0420000000000 YI 23661550 COCOOD Page 5 of 6 CONFIDENTIAL EFTA01597325 ,t) UBS Your notes ...".60(......006530600.6.000.0.000 , i366.0,.. GM 000.,,,,,e 6 of 6 CONFIDENTIAL EFTA01597326 Important information about your statement UE6 Financial Services inc. (the Firma (13S Financial Services), a a mutter of all principal storey, covirnacky andWires excha-ges UBS Manual Services and UBS Bark USA are i-direct absklaies of 1185 AG and affiliates of LEG Searkes U.C. The Firm's financial statement is available Won request. The Firm's execute* offices are at: UBS Marxist Strokes Sex. [ADDRESS REDACTED] This statement represents the onbr official record of you Les Financial Services account Other records, /wept official tat documents, cleaning coralkting data should not be refed moon. Ilyou beleve there ban error or °motion, please report it immediately in asking to the Branch Manager of the office serving you account. Altough all lions shown re intended to be accurate, statement data shouldnot be used for tat purposes. Rely sole* on yes-end lac kerns, 6.4., form 1099 1498, 10425, no) when preparing your tar return. The Fern is requited by law to report to the IRS all taxable thiclords. reartabb ma-taxable dividends and taxable Serest erred m secaties held n yotr octant net proceeds on sale turoadons, and corn basis on crun cowered seasilies Ccenmunications with the Firm • Neese re-col-Ann any oral cornrrunicaticets n writing to further protect your rights, including your rights under the Securities Mesta Protection Act *SA). • I the &lino irl iwaution on the top lett of the front of this statement isnot Les Financial Services. llIS Financial Services orris your account a clearing tn:ker by arrangement wt the indicated reasAion We Wormed you of this relationshb Met you opened this !Can. In this case your fads awl secuites are located at UBS Financial Services and rot the nrookxrg broker, rd you must make a report of wry error a mason to both f rms. • As descrbed n the account na re...coots. you must noddyus of any *liars or fraud involving checks reflected on your statement with:" 30days after it was mailed a made mutable. • Please direct customer carolers or rkuries to the Film's Client Relations Department at [PHONE REDACTED] a toll-free at [PHONE REDACTED], 8:00 A.M. to 600 P.M ET Monday through Friday. or in writig to 1.85 financial Services erx.. Client Relations Department, P.O. Box 766 Union City, M 07087. • All statements shall be deemed cow*e and atom 4 not objected to nulling within 60 days. • For TIT services: Cal [PHONE REDACTED] or from outside the US CO[PHONE REDACTED] • le ase of errors or cuestas about an electrak fads transfer (U1), bill payment or UM Visa* debit card transactions, cal [PHONE REDACTED] or write to UBS F Le-uncial Services lx., 1000 Harbor Bind, 6th floor. weeharAcon. NI 07086, Atm: RIANEGA Serva4. Call a write as soon as you can, if you think yas statement a recta 6 vra-g or a you need more information about a transfer on the statement a wept. The lam or Card Issue (as appkable) must hear from you no later than 60 days after the Firm sent you the fist statement on which the nor or pobtem appeared. — Provide your name ad accoun number nry. — Dew bete Oita or IS Wander you re inure about, ad eaplin as clearly as you can why you believe h is an error or why you need more information. — Provide the dolls. amount of the suspected error. The Firma Cad Issuer will investigate your complaint and will tarot wry error promptly for atoned errors reviving UBS Vaaedebe cad transactions. 4 we take more than 10 banns days to do this. we will credit your account for the /mount you think is in errs, so that you will have the use of the money during the tine it takes us to complete av rwentigeon. Please make all checks payable to the Finn or the financial onSUILOOrb indicated on the front of this statement. In addition to regular account fees, accounts may be se.bect to mantenerce feet changes for late payment for securities purchases and charges fa tread amounts n cash accosts. Accounts that are transferred to other nstautOnS may be subject to a translw fee. UtS Sweep Options UBS otters options for sweepng cash balances to bark deposit accounts at nernaHauted banks and *Mated banks and money maker moral finds (Money funds). Deposit accounts at IBS Bann USA and non-affiated banks panic:pang ruhe UBS FDIC-ensued Deposit Program are FDIC-inured in accordance with FDIC rubs. Fa net idanratior please vial awnv.fde.ese. Deposit accounts at UBS AG Stamford Branch and shares of Money funds we not re-red by the FDK. Bak deposits., not protected by WC. Money Fad shoves are protected by Slit See -UBS FnnciS Sakes Account Protector below. Upon you acmes, balances in the bark deposes may be wackarm ad shares of a Money Find may be liardated, and the proceeds returned to you or you secuites account. hither neomycin about available sweep options, roludng current interest rates and yields, a avelable* wwwas comes...Nay:Ms, hom you Fnncal Advises a by calIng KO-7621000. UN Financial Services account protection The Firm is a member of the Securcies hest.* Protection Corporation (sro, which protects securaies erosionen of is northern up to 1500,000 (nduding 1250.000 for dams for cash) baslanatory brochure makable upon request a at mew Nocorg. The SWC asset protection tires apply to al scouts that you hold in a particular capacity. The Firm, together will certaM artiates,has also pschawd supplemental insuwict the marirun arrant payable to al eligble dint collective& under this protection a SSOOmillian as of Detente( 10, 2019. Salmi to the potty conditions and lineations, cash a the Fern et further protected For up to 519 million in the aggregate for all your accounts held in a partnaar capacity. A ful copy of the polio; eating is available upon wit. Nether the SIPC protection nor the suoplememal protection appal to: • Certain financial assets controlled by (and ext.:led in you- account realist held away from UBSFintercist Services for example certain (0 insurance prodacts inducing variable aauites. and OD shares of mutual funds registered in the name of the axon holder on the books of the issuer a transfer agerrJ; • hvesunmt contracts or rwestment Swot W.g., Imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contracts), includig futres contracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets wenifew othewise appear on you statements. The SiC prOliCtian and the supplemental protection do not protect again changes n the market value of you invert/Ms (whether as a result of market movement mean bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Th. price rationed it an average price. You may obtain the actual price from you Financial Adviser. On/en/wee shies are purchased under DRIP; pallid shares will be std rd the cash will be deposited in you account. We dividend reiwestment price supplied by the issuer may differ from the mark* price at which the partial shares are sold. Cadvin4eu On& whole unis maybe held in you account. F you are MOS to a panial vat as a result of a dividend payment or otherwise, the Firm will ether sell patiel ranks at market pice or accept an anoint determined by a registered clearing agency, and credit you accost Inveslanent objection the Sestrnert objectives and risk profile are speak to each account and may ray between you- accuses. Please sense the FilbprOrray ih amino of arty significant change in your financial situation or investment objectives. Foe each account held. You choose ate of the following investment objectives: • Produce Current Income- Investments seeking the generation ce income only. • Achieve Capital Appreciation: hvestrnents seeing growth of woo Oatrather than the generation of income. • Produce Combination of Income and Capital Appreciation Investments seekirg both the generation of income and growth of principal. Overall risk profiles • ConsewaM'e. Seeks to nunta'n ntial prixpul, with low Sc and volatiry to We account overall, even if that men the account does not generate signifier* income or reams and may not keep pace wdn inflater. • Moderate: Wiling to accept sane risk to principal and tolerate some volatlity to se* higher returns • Aggressive: Willing to accept high risk to primeval and hit, KIM, to Seek highrelines over tine • Monotone fryibliey Coraidernen: If selected. a portion of the donor* for that asunt may include corrplex strategies, united liquidly and germ voleirky. Statement "household ince We may consoktate d1 tetrad account StateraintS with the same address in the same e.g. because they have owners who also maintain joint account relationships wth other clients at the same ackkess. ef you prefer to receive individual statement mated n separate envelopes, you !My decline householdrg by (Ong yes Financial Advisor Friendly account name The Friendly account name es a customizable 'to:knave' chosen by you to assist you with your recordkeepig. Ns no legal effect on your account, is not intended to reflect any strategy, product recommendation. inestment objective a risk pro/le associated with your accounts and a not a promise a garnet that we*, or any financial results. can or willbe achieved. All irt.Itriliglts involve the risk of loss, ex Lang the risk of loss of the retie investment. Toucan change your Friend& secant names through Online Services or by contacting your Financial Advisor. Account overview • Value of Oaf awoundporttafid Net of assets and liabilities • Assets Includes available cash balances, vakes for restricted security (est), and Global Time Deposes trrealized mats to market and certain assets riot held by the faro. Does not include unpiced securities( assets as the end of the priar and 0.intit statement paw ls. a private investments, invested stock option and wierciubb stock options. • Liable's Melees debit balances, cumandrg margin WM. Credit lie, short accent balances • Cashmoney balances Total 01 uninvested available cash betakes, plus deposit balances at affiliated and •orvallikated hanks, aid money market MAW fUld sweep balances, at the close of the statement period. Nori•CorrroOdry free credit balances in yos account are not segegwed from other balances and to Fern may use any rid these funds in the ordirtay cone of its bins those finds are payable upon your demand. Thes total is ircladed in the anent period closing value. Lending information For detailed iicrmation an the Fm's legeng practices and disclosures, refer to your Client Rolsoonshp Agreement or Account Agwrnent and the General Tams and Conditions Les Statement of Credit Practices available nAgmements and 0ath:cues a zetsw rib tom, men nfrliwkw go. SDNY_GM_00009660 CONFIDENTIAL EFTA01597327 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9661 CONFIDENTIAL EFTA01597328 SUBS UBS Finacial Services Inc Private Wealth Management [ADDRESS REDACTED] ANP70C0[PHONE REDACTED] Y1 0 Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: 1 23661 SS Your Amanda' Advisor. SCOTT STACK MAN/ LYLE CASRIEL Questions about your statement? Cal your Financial Advisor or the ResourceLine at [PHONE REDACTED], account 029023661. Value of your account Business Services Account May 2020 MAX FOUNDATION 139A CHARLES ST APT 233 BOSTON MA 02114-3252 on April 30 (5) on May 29 (5) Your assets 979.29 979.29 Visit our vvebsite: Your liabilities www.ubs.conefinancialservices Items for your attention • Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. 0.00 0.00 Value of your account $979.29 Tracking the value of your account S 7,238.2 $979.29 5,2382 3,238.2 12433 — 976.9 — 979.3 979.3 — 979.3 • Dec 201.1 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Dec 2019 Aar 2020 may '2020 Sources of your account growth during 2020 Value of your xcount at year end 2019 Your investment return: Change in market value Value of your acoatint on May 29. 2020 5979.29 5000 SDNY GM 00009662 9979.29 Member SIPC ANP7C002000723821 N 88900031 0520 CO0000000 Y123661550000000 Page 1 of 6 CONFIDENTIAL EFTA01597329 SUBS Business Services Account May 2020 Your account balance sheet Summary of your assets Value on May 29 a) Percentage of you' account A Cash and money balances 979.29 I CO 00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0 00% E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $979.29 $97929 100.00% Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number Y1 23661 55 Your current asset allocation A Eye on the markets Index Your Fi model Advisor: SCOTT STACK MANLYLE CASRIEL Cash and money balances may include available cash balances, 0B5 Bank USA deposit account, VBS FDIC Insured Deposit Program Bank accounts, MS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the Important information about your statement on the last two pages of this statement for details about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S Aggregate Bond Index Interest rates on May 29, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0 18% Percentage change May 2020 Year to date 4.76% -4.97% 5.35% -5.63% 4.42% -14.03% 0.47% 5.47% ARP20002000223822 NP-A10006588900001 0520 00CC00000 Y123661550 eCiftWeGM0000seleie 2 of 6 CONFIDENTIAL EFTA01597330 *UBS Business Services Account May 2020 Change in the value of your account May 2020 (f) Year to date (1,) Opening account value 1979.29 8979.29 Closing account value $979.29 UBS Bank USA Business Account APY Interest period Apr 7 - May 6 Opening UBS Bank USA Business balance Apr 7 8979.29 1979.29 Closing UBS Bank USA Business balance May 6 $979.29 Number of days in interest period 30 Average daily balance 8929.29 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Your financial Advisor: Friendly account name: MAX FOUNDATION SCOTT STACKMAI/LYLE CASRIEL Account number: Y1 23661 55 Your investment objectives: You have identified the following invesonent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a fun description of the alternative investment objectives in importam information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None seletted Your account instructions • Your account cost basis default closmg method is FIFO, First In, First Out. SDNY GM 00009664 Atenal2000723823 N 889 00031 0520 C0C00C00DYI23661S50 C00LIC0 CONFIDENTIAL Page 3 of 6 EFTA01597331 *URS Your notes f0, 030:1000723820 o070C00E5E19 COM 0520 CO0000000, 2066ISSO 03WiNyGmooppg,hyge 0 of 6 CONFIDENTIAL EFTA01597332 (*DUBS Business Services Account May 2020 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Y1 23661 55 Scene prices, income and current values shoem may be approtornale As a kink. gains and losses rn.,/ not be accurately reflected. See important Information about your statement a the end of INS dOcume M for more Intomvaion Cash Cash and money balances Cash and money balances may indude availatie cash balances, UBS Bank USA &posit account balances, UBS FDIC Insured Pro7un Bank. Balances. UBS AG Stamford Branch deposit account Mayes and money make, mutual fund sweep balances. See the smporunt mtoem awn about your statement at the end of tris daurnera for onus about most balances iccidng UBS BANK USA BUS ACCT Your total assets Your Nnandal Advisor: SCOTT STACK MANILYLE CASRIEL U85 Bank USA and all UBS FDIC Insured Progan Bank deposit aCceunt PlariCeS are insured by the FDIC within applicable lints, but are not protected by 9PC. UBS AG Stanford Beane h deposit account balances are not insured by FDIC and are not protected by 51PC Money market sweep balances are protected by 51K but are roe insured by the FOC. °peeing belakce CIOSing balasCe Ptce per Share Average Dmdend Interest °airs In on May 1 (1) on May 29 (S) on May 29(S) rate period penal Cap arnount (1) 979.29 979.29 250,000.00 Percentage of Cost Estimated unrealized value on May 29(11 your account Oasis (SS annual income (1) gan or loss (f) Cash Cash and money balances 97929 100.00% 97929 Total $979.29 100.00% $979.29 SDNY GM 00009666 A410002003723825 NFAC00551399 00001 0520 COCC00000 Y12366'550 COS000 Page S of 6 CONFIDENTIAL EFTA01597333 *UBS Your notes ...,..00”3636 ...IMMIX.. 0520 C.O.000, i3661560 Cf,,,,,,, , G. oom.ge 6 of 6 CONFIDENTIAL EFTA01597334 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial e a mutter of all prixipal snaky, convey* andoptions exchanges UBS Financial Services and UBS Bank USA are indirect absklaies of 1185 AG and affiliates of LEG Stones U.C. 71* f inn's financial statement is available eon request. the Fire's execute* Offices are at: UBS Finarxial Services Sex. [ADDRESS REDACTED] This statement represents the onbr officialrecord of you. Les Financial Services account. Critter records, /wept official lac documents, contanng confiding data should roe be relied upon. Ilyou be4eve there ban error a ornesion, please report it immediately in twin; to the Branch Manager of the office serving your account. Altough all lives shown re intended to be accurate, statement data shouldnot be used for to purposes. Rey sold/ on yearend lax kerns 6.4., form 1099, 5498, 10425, etc) when preparing your tat return. The Fern 6 redired by law to report to the IRS all taxable dnidords, reportable ma-taxable dividends and laxable interest end on secants hey rerun recant net proceeds on sale tunsactons, and cost basis on erten covered seasities Cconmunications with the Firm • Rene re-corium any oral communkations n writing to further primed your rights, including your rights under the Securities investor Protection Act OSA). • I the fmanc 41 intaution on the icy lett of the Had of this statement isnot Les Financial Services. tEl Financial Services carries your account as clearing baker by aerangement with the indicated Praeution We Wormed you of this relationshb when you opened this accost. In the cases your funds aid seasities are located at UBS Financial Services and rot the nvolaceg broker, rd you mist nuke a report of an/ error a mown to both fns. • As desorbed n the accornt evieents, you must realityus of any *nal or fraud involving checks reflected on put statement with:" 30 days after it was mailed or made mutable. • Please direct custom& carotenes or inzuries to the Finis Client Relations Department at [PHONE REDACTED] a toll-free at [PHONE REDACTED], 8:00 A.M. to 600 P.M. ET Monday through Friday. or in writing to 1.85 f inancul Service IN.. Client Relations Department P.O. Bar 766 Union City, ha 07067. • All statements shall be deemed comp** and accuse 4 not objected to itwaiirng within 60 days • For TFY services: Cal [PHONE REDACTED] or from outside the US Call[PHONE REDACTED] • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal [PHONE REDACTED]. or write to UBS F'nannal Streets Ix., [ADDRESS REDACTED] 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Services. Call or write as Won as you can, 4 you think ma, statement a receipt is wag or e you need more information Seoul a transfer on the sinners a we've The Fern a Card bluer (as appkable) must hear from ycuno later than 60 days after the Firm tent you the fret statement on which the east or pobtem appeared. — Provide you- name ad account number (4 any). — Dew be Ow Of RN or IS trend., you se insure about, and avian as clearly as you can why you believe it is an error a why you MOO more information. — Provide the dolt. amount of the suspected error. The Firma Cad Issuer will investigate yam complaint and will correct ay error premptly for akged errors Solving UBS Visandebi cad transactions 4 we take more than 10 busiest days to do this, we will anti you accord la lho renoun you think is in error. so that you will have the use of the money during the tine it takes us to complete 02 inniligaton. Please make all checks payable lo the Firm or the financial rindul6n indicated on the front of this statement In addition to regular account fees, accounts may be selaret to mantenarce fees charges for late payment for securities purchases and charges fa tread amounts n cash accounts. Accounts that are transferred to other nStiluICOS my be subject to a transfer fee. MS Sweep Options UBS often options for sweepreg cash balances to bark deposit accants at nasal hated banks and affiliated banks and money market mutual funds (Money funds). Deposit accounts at IBS Bat USA and non-affiated banks panicipaing en the UBS FDIC-mused Deposit Program are FDIC-insured it accordance with FDIC rules. For mat Hamel km, plena visit nwm.fde.gay. Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not nand by the FDIC. Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. Accord Protector below. t an you rapist, tames in the bark deposes may be wridrann. ad shares of a Money Fund may be liaidated• end the proceeds retuned to you or you- sectritin account. Father Samson about available sweep options, roludng current interest rates and yields. is avaeable* www.uas comrsweepyields, from yam P nand* Advisor a. by calIng 8C0-762-1000. UN Financial Services account protection The Finn is of the Securein investor Protection Corporation (sro, which protects sea:rein customen of is frherberS up to 1%4000 tindading 5250,000 for clams for cas0 explanatory brochure amiable upon request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular capathy. The Firm, together with certain athletes, has also purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under this protection is SSOO million as of December 10, 2019. Wane to the policy condiions and lititaicen, cash at the Finn es aster protected fa up to 11.9 minim in tie for at your account held in a particular capacity. A fug copy of the polio; wadng is availitile soon reams. Nether fie SIPC protection nor the supplemental protection appear to: • Certain financial assets controlled by (and ixbded in your account value) but held away from UBS TillterCig Services. For Nam* certain (0 insurance prodals. inducing variable ama(n. and 6i) shares of mie* funds registered in the name of the axon holder on the books of the issuer or transfer egad; • hvestment 0:Orates or mestment interests W.g., Imbed partnerships and private placements) that are not matured under the Securities Act of 1933; • Cannodities convects (e.g., foreign exchange and precious metal contracts). includig 'utast contracts and cornualty opal contracts, • Societies on loan to U85 Ft-uncial Services; and • Depose accounts (except owl if juges of &Pail) at 1.85 Bank USA, UM AG U.S. branches and barks in the FDIC Insured Deposit Progran. The SIPC protection and the suppler/mut protection do not apply to these assets even if they otherwise appear on you statements. The SiC WOLKtion and the supplemental protection do not protect against changes in the maket value of you investments (whether as a result of market movement issuer bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Thi price reflected is an average prof You may °blew, the smut price from you Financial Adviser. Only whole shares are purchased under DRIP: Pantie' thaw will be std and the cash wit be deposited in you accost The dmidendreenestment price supplied by the issuer may differ from the mark* price at which Ow partial sham are sold. Cash•intieu Only whole unks maybe held in yaw account. F you are entitled a aomi* inil m a result of a dividend paymenl or otherwise, the Firm will ether sea panel Waif at market p-ice a accept an mart deterrrelvd by a registered <burg agency, and credit you account. Investanent objective, The i'westrnent objeclires and risk profile are specific to each account and may vary between you- accanh. Please arise the frill (WWI* in renting of ay significant change in your financial situation or investment objectives. For each account helot you choose one of the following invntment objectives: • Produce Current Income- Investments *Sig the generation of income only. • Achieve Capital Appreciation: Investments seeking growth of one Pal (Awe than the generation of income. • Procter* Combination of Income and Capital Appreciation Investments seeking both the generation of income and growth of principal. Overall risk prof ilea • Consenweve. Seeks to mantas nelal prin.* with Sc bw and wink to the account overall, even if that mum the secant does not generate signifiers income or reams and may not keep pace web inflation • Moderate: Waling to accept sane risk to principal and tolerate some volality to seek higher returns • Aggresske: Willing to except hit risk to primeval and bit, nob, to seek highMUTH Over time. • franostawnt Welly Conaeleration: If selected a portion of the portfolio for That acorn may include COrnplex strategies, limited liquidly and greater wish*. Statement "bouseltoldiror We may consoMiate d1 related account statements wFh the same address in the same eriveksw• e g. because they have owners who also mantas joie accent relarionships mth other clients at the same acidness. tf you prefer to receive ndividual statements mailed n separate envelopes, yo., May decline househokkg by Clang your Financial Advisor. Friendly account name The Friendly account fume is a customizable 'tn.:knave' chosen by you to assist you with your recordkeming. his no legal effect on your account, is not intended to felled ay strte9Y. Product recceemendanon. imatment objective a risk prof de associated virki you- rau -its. and is not a promise a garnet leat we*, or any I inancia results. can or MI6. achieved. All investment. extant the risk of Ion, nicking the risk of loss of the retie investment. You can change your Bendy account names through Online Services a by contacting your Financial Advisor. Apeman overview • Value of yeas wountIportiofica Net of assets and liabilities • Assets Includes available cash balances, values for restricted security test X and Global Time DIPOSPS, trstalinsi mats 10 market and certain assets rot held by the Fim. Does not nciacie °flatted securitieseassets at the end of the pea and turn stateerent periods. or private ilVOSITOMS, invested gock options and ...tut* stock options. • Saul Nelda debit balances, cutsundrg margin bas. credit lie, short *cant balances • Cashmoney balances Total of uninvested available cash balances, plus deposit balances at affiliated and napallikatecl banks, ad money market naval fund sweep balances, at the close of the statement period. NoniCorrrnOdey free credit balances in yaw *cart ate not segegated from other balances and the Fen may use any rid these funds in the ordinay passe of its tans Mow find, re payable upon your Bernard We total s irpiaded in the anent period closing value. Una* information For *take, information on the Finis lading practices tad disc Mutes refer to your Client Rolatromhp Agreement or Account Agreement and the General Terms and Condition; Les Statement of Credit Practices available in Apeements and Discbsures at www rib conslankarrstranchurros SDNY_GM_00009668 CONFIDENTIAL EFTA01597335 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9669 CONFIDENTIAL EFTA01597336 *DUBS aNe70011246290620X123 VI 0 MAX FOUNDATION 139A CHARLES ST APT 233 Account name: MAX FOUNDATION BOSTON MA 02114-3252 Friendly account name: MAX FOUNDATION Account number: r 1 23661 SS Your Anandal Advisor. SCOTT STACK MANILYLE CASRIEL Questions about your statement? Cap your Financial Advisor or the Value of your account Resourcetine at [PHONE REDACTED], account 029023661. on May 29 (S) on June 30 (S) Your assets 979.29 979.29 Visit oar website: www.a3s.comifinancialseivices Your liabilities 0.00 0.00 Value of your account $979.29 $979.29 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportcom. Tracking the value of your account during 2020 Value of your x<ount UBS Financial Services Inc. Private Wealth Management [ADDRESS REDACTED] Business Services Account June 2020 S 7,338.2 5,2382 3,238.2 1,243.3 — 976.9 — 9793 979.3 — 979.3 • Dec if)i 7 Dec 2018 Dec 201a Dec 2015 Dec 2016 Dec 2019 May 2020 Jun 2020 at year end 2019 197929 Your investment return: Change in market value $000 Value of your account on kin 30.2020 2979.29 SDNY GM 00009670 Member SIPC ma7C003001124629 NPAX01B668 00001 0620 030300000 Y123661 550 MOO Page 1 of 6 CONFIDENTIAL EFTA01597337 UBS Business Services Account June 2020 Your account balance sheet Summary of your assets Value on lune 30($) Percentage of your account A casli and money balances 979.29 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 0 00% E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $979.29 $979.29 100.00% Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number V1 23661 55 Your current asset allocation Eye on the markets Index S&P 500 Your ti model Advisor: SCOTT STACKMANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account. UBS FDIC Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement for detais about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S Aggregate Bond Index Interest rates on June 30, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.16% Percentage change lisle 2020 Year to date 1.99% -3.08% 2.29% -3.48% 3.44% -11.07% 0.63% 6.14% At•70003001124630 NP700012366600001 C620 000000000 vt 23661S50 11N riteGM00009f$19e 2 of 6 CONFIDENTIAL EFTA01597338 sUBS Business Services Account June 2020 Change in the value of your account lime 2020 (S) Year to date (t) Opening account value S979.29 $979.29 Closing account value $979.29 UBS Bank USA Business Account APY Interest period May 7 - Jun 4 Opening UBS Bank USA Business balance May 7 $979.29 $979.29 Closing UBS Bank USA Business balance Jun 4 1979.29 Number of days in interest period 29 Average daily balance $979.29 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Y1 23661 SS Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor a Branch Manager. You can find a fut description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00009672 ANI0XB001124631 NPV0012366800001 0620 00C00C000Y123661SS0 111000 Page 3 of 6 CONFIDENTIAL EFTA01597339 td-ls Your notes 0.0.00.000, i366,SSO,fty 0 of 6 CONFIDENTIAL EFTA01597340 *UBS Business Services Account lune 2020 Your assets Account name: MAX FOUNDATION Friendly account name: MAX FOUNDATION Account number: Yl 23661 55 Sane prices, income and current values shorn may be approximate As a klult. gainS and losses may not be acCu rarely reflected. See Important information about your statement a the end of INS Caume M fa more Information. Cash Cash and money balances Cash and money balances may inductcte avatar& cash balances, UBS Bank USA &posit account balances, UBS FDIC Insured Proaan Bank &dances. UBS AG Stamford Branch deposit account Mances and money market mutual fund sweep balances. See the reeporreat Wormlion about your statement at the end Of tuts 00Curne m fOr wails atota thost toances mcldng UBS BANK USA BUS ACCT Your total assets Your Mnaadal Advisor. SCOTT STACK NIANLYLE CASRIEL U8S Bank USA and all U85 FDIC Insured Program Bank deposit account Waxes are insured by the FDIC within applicable lints, but are not protected by 9PC. U8586 Stamford Branch deposit account tolances are not insured by FDIC and are nce protected by SIPC. Money market sweep balances are protected by 51K but are rot Insured by the FIX. Opening baasce Closing belassee PtCe per Share Average DrudenClIntettSt WS in on Jun 1 (5) onrun30W on Jun 30(1) rate period pencd Cap rant (S) 979.29 97629 250,000.00 Percentage ot Cost Estimated unrealized Value on hen 30 (t) your account basis (S) annua income (1) gan or ioss (S) Cash Cash and money balances 97929 100.00% 97929 Total $979.29 100.00% $979.29 SDNY GM 00009674 M4,1000.3001124633 NP7000123668 00031 0620000000000 Yl 23661550 111000 Page S of 6 CONFIDENTIAL EFTA01597341 *UBS Your notes aro,00300,......0.3658C00. 0.0=0.000, i366.0,,., GM 0000gegge 6 of 6 CONFIDENTIAL EFTA01597342 Important information about your statement UE6 Financial Services inc. (the Firma (13S Financial Services), a a mutter of all principal storey, covirnacky andWires excha-ges UBS Manual Services and UBS Bark USA are i-direct absklaies of 1185 AG and affiliates of LEG Searkes U.C. The Firm's financial statement is available Won request. The Firm's execute* offices are at: UBS Marxist Strokes Sex. [ADDRESS REDACTED] This statement represents the onbr official record of you Les Financial Services account Other records, /wept official tat documents, cleaning coralkting data should not be refed moon. Ilyou beleve there ban error or °motion, please report it immediately in asking to the Branch Manager of the office serving you account. Altough all lions shown re intended to be accurate, statement data shouldnot be used for tat purposes. Rely sole* on yes-end lac kerns, 6.4., form 1099 1498, 10425, no) when preparing your tar return. The Fern is requited by law to report to the IRS all taxable thiclords. reartabb ma-taxable dividends and taxable Serest erred m secaties held n yotr octant net proceeds on sale turoadons, and corn basis on crun cowered seasilies Ccenmunications with the Firm • Neese re-col-Ann any oral cornrrunicaticets n writing to further protect your rights, including your rights under the Securities Mesta Protection Act *SA). • I the &lino irl iwaution on the top lett of the front of this statement isnot Les Financial Services. llIS Financial Services orris your account a clearing tn:ker by arrangement wt the indicated reasAion We Wormed you of this relationshb Met you opened this !Can. In this case your fads awl secuites are located at UBS Financial Services and rot the nrookxrg broker, rd you must make a report of wry error a mason to both f rms. • As descrbed n the account na re...coots. you must noddyus of any *liars or fraud involving checks reflected on your statement with:" 30days after it was mailed a made mutable. • Please direct customer carolers or rkuries to the Film's Client Relations Department at [PHONE REDACTED] a toll-free at [PHONE REDACTED], 8:00 A.M. to 600 P.M ET Monday through Friday. or in writig to 1.85 financial Services erx.. Client Relations Department, P.O. Box 766 Union City, M 07087. • All statements shall be deemed cow*e and atom 4 not objected to nulling within 60 days. • For TIT services: Cal [PHONE REDACTED] or from outside the US CO[PHONE REDACTED] • le ase of errors or cuestas about an electrak fads transfer (U1), bill payment or UM Visa* debit card transactions, cal [PHONE REDACTED] or write to UBS F Le-uncial Services lx., 1000 Harbor Bind, 6th floor. weeharAcon. NI 07086, Atm: RIANEGA Serva4. Call a write as soon as you can, if you think yas statement a recta 6 vra-g or a you need more information about a transfer on the statement a wept. The lam or Card Issue (as appkable) must hear from you no later than 60 days after the Firm sent you the fist statement on which the nor or pobtem appeared. — Provide your name ad accoun number nry. — Dew bete Oita or IS Wander you re inure about, ad eaplin as clearly as you can why you believe h is an error or why you need more information. — Provide the dolls. amount of the suspected error. The Firma Cad Issuer will investigate your complaint and will tarot wry error promptly for atoned errors reviving UBS Vaaedebe cad transactions. 4 we take more than 10 banns days to do this. we will credit your account for the /mount you think is in errs, so that you will have the use of the money during the tine it takes us to complete av rwentigeon. Please make all checks payable to the Finn or the financial onSUILOOrb indicated on the front of this statement. In addition to regular account fees, accounts may be se.bect to mantenerce feet changes for late payment for securities purchases and charges fa tread amounts n cash accosts. Accounts that are transferred to other nstautOnS may be subject to a translw fee. UtS Sweep Options UBS otters options for sweepng cash balances to bark deposit accounts at nernaHauted banks and *Mated banks and money maker moral finds (Money funds). Deposit accounts at IBS Bann USA and non-affiated banks panic:pang ruhe UBS FDIC-ensued Deposit Program are FDIC-inured in accordance with FDIC rubs. Fa net idanratior please vial awnv.fde.ese. Deposit accounts at UBS AG Stamford Branch and shares of Money funds we not re-red by the FDK. Bak deposits., not protected by WC. Money Fad shoves are protected by Slit See -UBS FnnciS Sakes Account Protector below. Upon you acmes, balances in the bark deposes may be wackarm ad shares of a Money Find may be liardated, and the proceeds returned to you or you secuites account. hither neomycin about available sweep options, roludng current interest rates and yields, a avelable* wwwas comes...Nay:Ms, hom you Fnncal Advises a by calIng KO-7621000. UN Financial Services account protection The Firm is a member of the Securcies hest.* Protection Corporation (sro, which protects securaies erosionen of is northern up to 1500,000 (nduding 1250.000 for dams for cash) baslanatory brochure makable upon request a at mew Nocorg. The SWC asset protection tires apply to al scouts that you hold in a particular capacity. The Firm, together will certaM artiates,has also pschawd supplemental insuwict the marirun arrant payable to al eligble dint collective& under this protection a SSOOmillian as of Detente( 10, 2019. Salmi to the potty conditions and lineations, cash a the Fern et further protected For up to 519 million in the aggregate for all your accounts held in a partnaar capacity. A ful copy of the polio; eating is available upon wit. Nether the SIPC protection nor the suoplememal protection appal to: • Certain financial assets controlled by (and ext.:led in you- account realist held away from UBSFintercist Services for example certain (0 insurance prodacts inducing variable aauites. and OD shares of mutual funds registered in the name of the axon holder on the books of the issuer a transfer agerrJ; • hvesunmt contracts or rwestment Swot W.g., Imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contracts), includig futres contracts and commodity option contracts, • Smarties on loan to VW Financial Strokes; and • Depose accounts (excel owl if juges of deposit) at ka5 Bak USA, UM AG U.S. branches and banks n the FDIC hsured Deposit Program. We Slit protection and the supplemartal protection do • ot apply to these assets wenifew othewise appear on you statements. The SiC prOliCtian and the supplemental protection do not protect again changes n the market value of you invert/Ms (whether as a result of market movement mean bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Th. price rationed it an average price. You may obtain the actual price from you Financial Adviser. On/en/wee shies are purchased under DRIP; pallid shares will be std rd the cash will be deposited in you account. We dividend reiwestment price supplied by the issuer may differ from the mark* price at which the partial shares are sold. Cadvin4eu On& whole unis maybe held in you account. F you are MOS to a panial vat as a result of a dividend payment or otherwise, the Firm will ether sell patiel ranks at market pice or accept an anoint determined by a registered clearing agency, and credit you accost Inveslanent objection the Sestrnert objectives and risk profile are speak to each account and may ray between you- accuses. Please sense the FilbprOrray ih amino of arty significant change in your financial situation or investment objectives. Foe each account held. You choose ate of the following investment objectives: • Produce Current Income- Investments seeking the generation ce income only. • Achieve Capital Appreciation: hvestrnents seeing growth of woo Oatrather than the generation of income. • Produce Combination of Income and Capital Appreciation Investments seekirg both the generation of income and growth of principal. Overall risk profiles • ConsewaM'e. Seeks to nunta'n ntial prixpul, with low Sc and volatiry to We account overall, even if that men the account does not generate signifier* income or reams and may not keep pace wdn inflater. • Moderate: Wiling to accept sane risk to principal and tolerate some volatlity to se* higher returns • Aggressive: Willing to accept high risk to primeval and hit, KIM, to Seek highrelines over tine • Monotone fryibliey Coraidernen: If selected. a portion of the donor* for that asunt may include corrplex strategies, united liquidly and germ voleirky. Statement "household ince We may consoktate d1 tetrad account StateraintS with the same address in the same e.g. because they have owners who also maintain joint account relationships wth other clients at the same ackkess. ef you prefer to receive individual statement mated n separate envelopes, you !My decline householdrg by (Ong yes Financial Advisor Friendly account name The Friendly account name es a customizable 'to:knave' chosen by you to assist you with your recordkeepig. Ns no legal effect on your account, is not intended to reflect any strategy, product recommendation. inestment objective a risk pro/le associated with your accounts and a not a promise a garnet that we*, or any financial results. can or willbe achieved. All irt.Itriliglts involve the risk of loss, ex Lang the risk of loss of the retie investment. Toucan change your Friend& secant names through Online Services or by contacting your Financial Advisor. Account overview • Value of Oaf awoundporttafid Net of assets and liabilities • Assets Includes available cash balances, vakes for restricted security (est), and Global Time Deposes trrealized mats to market and certain assets riot held by the faro. Does not include unpiced securities( assets as the end of the priar and 0.intit statement paw ls. a private investments, invested stock option and wierciubb stock options. • Liable's Melees debit balances, cumandrg margin WM. Credit lie, short accent balances • Cashmoney balances Total 01 uninvested available cash betakes, plus deposit balances at affiliated and •orvallikated hanks, aid money market MAW fUld sweep balances, at the close of the statement period. Nori•CorrroOdry free credit balances in yos account are not segegwed from other balances and to Fern may use any rid these funds in the ordirtay cone of its bins those finds are payable upon your demand. Thes total is ircladed in the anent period closing value. Lending information For detailed iicrmation an the Fm's legeng practices and disclosures, refer to your Client Rolsoonshp Agreement or Account Agwrnent and the General Tams and Conditions Les Statement of Credit Practices available nAgmements and 0ath:cues a zetsw rib tom, men nfrliwkw go. SDNY_GM_00009676 CONFIDENTIAL EFTA01597343 Important information about your statement (continued) Yam assets Vow statement ermines securities and other assets held in the accant a the end of the sinners period. You may ask for delivery of fully pad seonties at any the. You may receive weenies used as loan cobtoal alter pining any balance due on them. Ary securities transferred to the fern during the statement period are listed at market value as of the end of the statement perfid. • Cost best. lu detennning the cost basis of the securities included in this statement where indicated wit the nurrbo UBS F narcial Sorkin has rebid on information obtained Irons sources oter than LES financial Strokes, eckxling blonnalion from another Ism or that you may have «aided to you Fnancial Advisor. The Finn does not indeperdoey nerdy a garnet the wry a validity of ay *lamalim provided by sofas other than LES Fisuoxial Services. ackliion, although LESS Financial Strikes genera* gmlates this reformation as it is received, the fem does rot provide ay assurarces tat the idormation under -Cost bases rd 'Unrealced gad loss' is accurate as of the date of this stammers. As such, please do not rely on this information to make purchase a sale decisions, for tar purposes « Mlles wir. Accounts transferred to the finn may ref tot gardloss information only for the period of tine they se held x the Fim. More historical information can be added by your Financial Advisor. • Uesealited gainsileases. When data is available, Sinned sneaked gandlosses re calculated for rdividal security lots. The transaction data for individual bh may or mynt reflect canmisstres. mages aria security norganintion ewers. Dividend and other ?investment lots and systematic purchase lois re each combined to display one averaged lot. The 'Trade date' coknin presents the original transaction trade date. • Callable markless Bonds and peel erred stock that the issuer calls for eery redemption wilt selected impanialy by lot from among al ware« of that ass* held in our none a in nominee name for ar clients. Call feature information is obtaned from third parties and es accuracy is not guaranteed. Odon all features may east which could affect yield; complete information will be provided upon request • Priem/value. Prkesdeplayed la securities and other prod ects maybe higher or lower than** price that you would actually receive in the market. Prims re obtained from various third party sources whit we believe to be reliable, an we do not guarantee thee accuracy. — We genera/ use he eking price when anibbk a he mean of the bd and ask prices fa listed securities td options «coy bid prices for OTC securities. — Less activeytrackd securities maybe priced using a what«. model a the most recent peke we obtaned and may not reflect an actual market price ale. — Certan potions may appear *Mae a price and will tow aspeke was not available if we are unable to obtain a price for a security. — Deposits a securities cknomiuted n currencies other than U.S. dollars re reflected at the excharge rate as of the statement date. — For certain sectsiies trading in non-conforming densamnehons, price and quantity (lace rake) may have been adjusted to facilitate proper valuation. To obtain current quotations, when 4,412>k. contact your hunch Advil«. n°1 necessary normers the va upon liquidation, — Thrd party estimbes of value are as of a certain date and are supplied to UBSFnaxial Sentes ona rears basis by an independent valuation firm — Bluer, general partner as spot« estimated vetoes, if sib are ~lied to fie Firnber the issuer, general partner or sponsor arid may be tabulated based on different information from tat used by third panes to derive *air etiolated yaks,. — You can etuin additional information regarding the melhodobigy used to determine the estimate of value and the date of tie information that is the basis for the estimate by contactigyour Financial Adios. — Third party estimated values may bereflected as 'Not priced' in several situations: when an • dent valuation lam has not supplied a is unable to assign a value when we become aware that a material cant has occvrod that may call a peennusy reported val.* into question, a when a value, would be highly spoulatme the to the nature of the security. — When nester an issuer, general partner or sponsor estertatod value nor a Owl-party estimated value is ponied, the vale of the searity wal be Mere« from as purchase Prins — tiarbutons to date' May «ludo rerun of capital, income or both — • Orgnal unit site represent the ntial offering Vice per unit ad may not ref ten your cot basis — DPP and unlisted RUT securities are rot listed on a national securities ndunge and are generally illiquid and even i they can be sold. the price tamed may be less tun the per spire estmaled value prodded in the scours statement. • Restricted securities. Restricted secuties generate)/ are not ansently elgbk fas pubk sale LOS Financial Services uses the market price of the urresOcted stod of the same issuer as an imputed value fa the restricted stock for purposes of this statement only. To he extent that restricted securities are ebgbk for sate the vats received may be substantially less than the maned value shorn. • Private inverrnenu end ~awed products. Private rivesVnerd securites (ixbdeng drect POTtiCkarias Program and real estate investment tat securers) and steamed products are genera/ay hgtry &cud Certain structuredproducts have not been registered wah the Securities and Exchange Commission or under ary state securities laws. We provide estimated values for prince imminent monies and structured products for attinaliceral = ordy. Acaracy is not guaranteed. vibes mgdiffer substantially from prices, any, at which a private nvestment secudyor structured product maybe bouisl or sold and do you may receive • Est (estimated) income, anent yields and rates. An a:Smarr of snot exam is bawd on staren drsidrid and nterest rates, assuming the securities will be held for cre yea from statement date or until matvy. This *agnate is only a guidekne; accuracy and continued income are not guaranteed. — Estimated taut *come wed care« yield for certain types of stashes could include a rename of Principal a capital gains in which case the est. income (aid can yieto would be overstated. — Estimated a-nual income and current yield and the actual inctme and yield milts be lower a higher than the estimated amounts. — An *sterns of a-nualized *come (dividend arda interest) derided by the current mate valoaraverage balance is based on the last dividend or merest payment made by the issuer and ormmes e deposes will be held for ore year from the statement date or unto maturity. Accuracy and corned yield are not guaranteed. • Assets not held by UN Finredd Services. Cenan assets are nor held by the Fin, and not within the lams possession or control. Then assets are displayed on you statement foe reformational purposes only. Positions and vales presented se provided by te isung UBS f nancial Services is not respatiale for this iretarnaton aid does not guarantee ils accuracy. Thew assets are not protected by SIPC or the fists sablernemal 51K coverage. • Ravarara sharing and additional compensation. - h ~ice to a:amiss:3ns on sales and 12b.l fees roared n connect on rah the destitution of mutual funds co as clients we ardor or atfiLate receive revere. tang ~ern frees disobuton sidor advisors of the maul funds that we sell These amounts se based on two drferem correpoents: CO the amen of sales by LES of a partoular enamel fund f amity X. our clients; and G0 the and vabe of a particular mutual fund family, shares held at the fern. - We and our affiliate also receive networking and cmnbus pransrg fees n consideration la transfer eager* services that we provide to the mutual furds. Rion fees antra* am paid from investor asset in the mutualfad and ere a feud dollar amount based on the number of amounts at the broker-dealer holding ~seal funds of tat Ind Insy. - h acKtion to commissions received inc.:motion with the sale or distrbuton of airway tontratt and unit rnestrnent trust snes to our diet, we ancla at affiliate receive untrue sharing compensation from nay of the monoe companies underwriting the a-nuity contracts, af illates o: the Maxim companies or spontan of he unit enestmers trusts we dimbute. - h eclInka to commissions received from the purchase and sale of NextShares lundk we ardor our affiliate receive an asset-based revenue sharing payment from ~Shares databulors, as wed as funding for technology development trainig ad education. — Our affiliates also receive trading CiaTtniSSiOrKand other compensation from mutual funds and Murano* companies whose products we &If bute. - We receive oxrcemai ion from vas Berk USA UM AO Stan( *id Branch and twirl dieted bras through our cash sweeP1207~. This angensatim may he per accoune fee a may be a percentage of average daily deposit balsas. Activity Irritation regarding cornmeal:re and Mhos Marrs (loured in «resection with the execution of trades, includng col ion transactions has been included on confirmations previously furnished lo you, and will be provided to you ~lb' on ~ I s Short setting If you ae engaged en short ailing a security. you may bout a charge due to anan barowng costs fa that palicula sienrity. Open orders Regarding open or socodlitcancellee ceders that were not execaed by the summers dar open buy and sea stop ceders se reduced by the mount of driedends or right on an ex.dnAlerit or ex-rights date unless instructed otherwise by you. You ae responsble for orders that ate executed cis to yaw lekte to cancel sating q:en atlas. Privacy To obtain a copy of ox anent Client Privacy Notice, please taxan sir Francis/ Advisor a mest as Mini% at "wive obs COAVDeiViCV004CV. — 1.85 Financial Stryker is rot a bark. The RMA, Business Services Account BSA and IRMA are brokerage scans which provide access to barking senates aid pedals IMaxjt arrangements with affiliated banks and other Ihrdparty barks, and provides access to insurance and annety goduns issued by unaffiliated thirdparty insurance companies trout instance seem subsidiaries of UM Financial Services tt. — hvesvnent, ruin*, ad arnuey predicts: — Not FDIC insured • No bark guarantee. May lose vale — IMA. Resat« Management Account Dulness Services Account BSA, IRMA and international Resource Management Account re registered service mats of LBS tumid Services INC — YTS/Size registered tedemalc owned by Vila htematianal Service Association and used under keno. The LES Via Creistl cads and the LES Visa debit cads se issued by LBS Bark USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, serrke mats ad registered service marks se of their respective ~pines. UN financial Services Inc Rev. 202002 SDNY_GM_00009677 CONFIDENTIAL EFTA01597344