EFTA01597667

UBS OBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Your Mandril Advisor: SCOTT STACK MAN/ LYLE CASRIEL Phone: 212-821.70001800-30&3140 Questions about your statement? Cali your Financial Advisor or the RMA ResourceLine at 800.RMA.1000, account 029045172. visit our website: imvw.vbs.cornilmanciaiservices Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor of Branch Manager. You can find a fr./ description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Capital appreciation Your risk profile: Plimary - Aggressive investment eligibility consideration - None selected Resource Management Account December 2018 Account name: MONTPELIER TRUST Friendly account name: Mcrit Fled e Fund Account number: Value of your account Your account instruclions • The account record was signed by your on November 30 (5) on December 31 (f) Financial Advisor and approved by a Principal of the Firm. Your assets 0.00 1,000,000.00 • Your account cost basis default closing method is FIFO, First In, First Out. Your liabilities 0.00 0.00 Value of your account $0.00 $1,000,000.00 Change in the value of your account December 2018 (4) Year to date (S) Opening account value $0.00 $0.00 Deposits, including investments transferred in 1,000,000 00 1,000,000.00 Closing account value $1,000,000.00 $1,000,000.00 SDNY GM 00010004 Member SIPC CONFIDENTIAL Page 17 of 20 EFTA01597667 UBS Resource Management Account December 2018 Cash activity summary Account name: MONTPELIER TRUST friendly account name: Mont Hedge Fund Account number. See Account activity this month for detzils. Mantes in your Sweep Options are inducted in the opening and dosing Manses watt. FDIC Insurance applies to deposits at LIDS Bart USA and rit banks partkipaUng In the 0BS FDIC insured Deposit Procyon. R does not apt:ty to deposits at LSS AG, Stamford Branch. 51K protection apples to money market sweep fund heeding' but rot bank deposits. See important informants* about your :cerement on the last two pages cf this document tor detats. December 2018 (1) Year to date (1) Opening balances Additions Deposits and other funds credited $0.00 1,000,000.00 $0.00 1,000,000 00 Total additions $1,000,000.00 $1,000,000.00 Subtractions Funds withdrawn for investments bought -1,000,000.00 -1,000,000.00 Total subtractions -$1,000,000.00 -11,000,000.00 Closing balances $0.00 50.00 Your linancial Advisor. SCOTT STACK MANLYLE CASRIEL EMPINIIIMPIN-308-3140 ICgt%111GM000156,8 18 of 20 CONFIDENTIAL EFTA01597668 *DUBS Resource Management Account • 'In Your assets Account name: MONTPELIER TRUST Friendly account name:Mont Hedge Fund Account number: Sane prices, income and current values shown may be apprournale. As a result. gains and losses may not be accurately reflected. See important information about your statement a the end of this Cocurnem f more information. Non-traditional Prnae eguty funds, Hedge funds, andOther imestMents ate held in your u85 Fwancia Services Inc. (UBS FS) brokerage account The positions reported below reflect the records of the issuers, and UBS FS does rot gsarantee the accuracy of the Information. The value shown Is not necessarily the value you would receive from the issue'• if you sada* assets. Funds actively sold ty UB5 FS are SuteeCt to ongoing due dligenCe, although the level performed may vary A doted fund may be weird to no °noting diligence. A fund that you purchased elsewhere may never hare been suttect to UBS FS dInge rice. although UBS FS may receive a fee licm the fund's manager, which mg <anti lute a mayorily of the managemenVincentivefee. Please contact your Financial Advisor with questions. 'Est. value per wit• is an estimate of value supplied by an independent valuation firm and reflects adjustments for factors such as the bquidty of the unts. Hedge funds PUrnicrie we/ Number Average pace Had ng of shares Per share (F) ALPHAKEYS MILLENNIUM FO I & II U.0 CLASS B ESCROW Trade date: DEC 17, 18 Client investment (S) Your Nnandal Advisor: SCOTT STACKMANILYLE CASR1EL aceal40 Estimates of value suppled by issuers of certain trograns (which are generally 'net asset vane' estimates) are shown as' issuer est rate per unit' For Private eqtily f unds, • Est value per unit' is a value updated quarterly, based on the Net Asset Value C NAV') in the fund as of the date specified. adjusted by ading (xi la cans and subtracting dstdbutions since the NAY date. The NAV is paternity based on estimated portfolio values provided by the underlying fund sponsor. These tem values may wry because of differences in the way they were estimated and became the 'Third party est. value per seat• may ha* been prepared on the Wilt of financial information other than yearend, Reported estimates ma, not reflect resale, Equidation a repurchase value, if any, and may rot reflect dstributions of c4 dal until the next valuation is reported, generally on an annual or sera-annual basis See important information goof yogi statement at the end of thS statement. Cost Price per shale bases (3) on Dec 31 (3) Value on unrealized (tad indestrnem Haring Dec 31 (3) 93in Or IOSS (S) return (II period 1,000,000.00 1,000,000.00 1.000 1,000,000.00 ST Your total assets Value on Dec 31 (1) Percentage ci Cost your account basis (1) Estimated unrealized annual income (5) gan or loss (t) Non-traditional Hedge funds 1,000,000.00 100.00% 1,000,000.00 100.00% S1,000,000.00 Total Account activity this month $1,000,000.00 Ewe Aclinty Description Dec 14 Transfer FM YI 45170 3100 amount (I) Deposits and other funds credited 1,000,000.00 Total deposits and other funds credited $1,000,000.00 SDNY GM 00010006 CONFIDENTIAL Page 19 of 20 EFTA01597669 SUBS Resource Management Account December 2018 Account activity this month (continued) Account name: MONTPELIER TRUST Friendly account name. Account number Investment transactions FOI more informaion about the price/value shown for restricted sec unties, see important Information about your statement at the end of this cbc‘ment Proceeds Iran Funds investment withdrawn fcr Accrued Ode Ac11Nly Des( Oplion Quantity value (S) pnce (3) trarisactIcns ($) investments bought (5) imeren(I) Dec 17 Bought Your M nodal Advisor: SCOTT STACK MANLYLE CASPIEL a-308.3140 ALPHAKEYS MILLENNIUM FD I & II LIC CLASS B ESCROW SOUCITED INITIAL CUSIP' 02076X9081 SYMBOL: MFSBMC 1,000,000.000 1.00 -1,000,000.00 Total -$1,000,000.00 Money balance activities Ode actiirty Description arriount (S) Nov 30 Balance forward $0.00 Dec 17 Deposit U95 FDIC INSURED DEPOSIT PGM 1,000,000.00 Dec 18 Withdrawal UBS FDIC INSURED DEPOSIT PGM AS OF 12/17118 -1,000,000.00 Dec 31 Closing UBS FDIC•Insured Deposit Program $0.00 The UBS FOIC-Insu red DtpOSII PIOGJUIM n your primary sweep option. . ....SY_GM_0001teet 20 of 20 End of statement for account number CONFIDENTIAL EFTA01597670 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale USA are ifdirect stbskloies d LBS AG and affiliates of LBS Smuts LLC. The Firm's fru/nal statement is available upon request. The Firm's execute* Offices are at: UBS Financial Services ex. 1200 Harbor Boulevard Weehawken. N107086 This statement represents the ony official record of you' Les Financial Services accoura Other records, except °thetal tax drulternS, cantering callting data should rot be reed upon. If you beige, there ban error or motion, pleas* report it immediately in wring ea the Branch Manager of the office serving your account. Although all hams shown are intended to be accurate, sttement data shook' not be used for tar imposes. Rey sold, on yes-end lax totem go., loan 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 moored by law to report to tie IRS all taxable dnidenok, reportable nal-taxable dividends and taxable interest earned on seas-nes held in your mask net proceeds on sale transactions, ad cost basis an omen cowed securities COmmUtliCatiOna with the Firm • Please re-confer., any Oral (Orrirrunicatictis n veiling to further protect your reps, including your rights under the Secuities Mesta Protection Act OSA). • I the Brune itl inttution on the top left of the front of this statement isnot Les Financial Services, LBS Financial Services caries you account a clearing broker by arrangement with the indicated intedion We Wormedyou of this relationshb when you opened this Accent In this raw, your finds and secuties are located at UBS Financial Sweets and rot the Mak" rg broker, ad you crust make a report of ay tar te meson to both ferns. • As *sorbed n the accost ag-eements, you must notify us of any errors or fraud involving checks reflected on your statement beta) 30 days after it was mailed a made mettle. • Please direct arstonw carotenes or nouries to the Film's Client Relations Department at 201.352-1699 or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in witio to WS Financial Services ls. , Client Relations Department, P.O. Box 766UnionC ity,11 07087. • All itatellentS shall be cleaned complete and accuse not objected to ri writing whit 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Call201-332.1495 • h case of errors or cunt:xis about an electronic funds transfer (U1), bill parent or LIES Vise debt cad transactions, cal 800-262-1000, or carte to UBS F etanoial Services lx., 1000 Harbor Bed, 61h floor, Weehawken.. Ni 07086, Attn: b.INSSA Services. Call a write as soon as saran, 1 you think as statement a receipt is wag a e you need more information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must hear from youno later than 60 clays after the Fern sent you the fist statement on which the error or pobtem *awed. — Provide you name ad accurst number Of any). — Desube the error or the transfer you re inure about. ad eiplat as clearly as you can why you beano it is an error a why you and MOM — Provide the dolt, amore of the suspected error. The Firm Or Cad Issuer will investigate you complaint and willcorrect dry error promptly For ahged errs nhgNng LOS Visa•debe cad transactions, 4 we take more than 10 business days tO do this, we will credit you accant fa the imam you thank is in mum, so that you will have the use of the money &rig the tine it takes us to complete as nestgatein. Please male all checks payable to the Firm or the financial ristituten indicated on the front of this statement. In addition to regular account fees, accounts may be .Meet to mantenarce lees charges for late payment for securities purchases and charges fa unpaid amounts n cash accents. Accounts that are transferred to other nstilutiten may be subject to a trader fee. UtS Sweep Options UBS offers options for sweepeg cash balances to bait deposit accanes at nanaffiated banks and abated banks and money make) mutuality:Is (Money funds). Deposit accounts at LBS Bark USA and non-affiated banks panicipaing tit a LBS FDICansured Deposit Program are FDIC-insured n accordance with FDIC rules. For more iltamaiian please visit veterfik.9:n. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not in-redby the FDIC. Bak deposits are not protected by SIPC. Money Fond dunes :re protected by SIPC See -1.)85 lnancie Services Account Protection' below. Upon your regain balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advisor or by eating KO-7621000. US$ Financial Services account protection the Firms a inerrber of the Secretes bosh". Protection Corporation (Sip, witch protects securities custonwn o1 is rearben up to 1%0,000 (adding 5250.000 for clams for ratal0 bplanatory broth.", available upon request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular capacity- The Firm, together with carton athletes, has also Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under tie protection is 5500 million as of Detester 10, 2016. Weed to the pale y conditions and inlet:as, cash a the Finn i hither protected fa up to 11.9 million in the aggregate for al you accounts held in a wieder capacity. A ful copy of the polio; sordeg is available Loon request. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets antrolkd by (and ext.:led in you account value) but held away from UBS Financial Services. For burn* certain (0 insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contacts), nclaing fumes contracts and Calvvirry option Central% ad • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks in the FDIC erred Deposit Program. The 51K protection and the supplemental protection do not appy to these assets awn d they otherwise appear CC yds statements. The 51K protectionand the stoplemental protection do not protect against charges in the market value of you revetments (whether as a result of market movement. muer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The pace reflected is an average prce. You may obtain the actual price km yam Financial Advisor. Only whole shires are purchased under DRIP; partial shares will be sold and the cash will be deposited in your account. We chodend reinvestment price :belied by to issur may deter from the market price a which the partial shares a-e sold Calvin-Feta Orly whole units maybe held in yam secondly:0 are meted to a partial unit as a result of a dividend payment • otherwise, the Firm will either sell grid tries at market vice a accept an anoint deterinned by a registered dea-rg agency, and freer yore account. Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing investrnme objectives: • Prorkce Current f name: Investments seeking the generation Of income Caly. • Achill,* °pea/Appreciation: Mestments seeking growth of or:ideal rather than the generation of ncome. • Produce Combination of income and Capital appreciation Investments seeking both the generation of income and growth of principal. Overall risk profiles • Connotive- Seeks to martin initial prix0al, with km risk and minify to the accost overall, even 0 that means the account does not generate income or rears and mayn't keep pace yeah inflation • Moderate: Waling to accept sane risk to pampa' and tolerate sane volatlity to seek hider returns • asgressne: Willing to matt hip risk to principal and high volatility to seek high teR over time. • mostowntiagibrity Consicloratan: d selected, a portion of the portfolio for that atom may include complex 'trawl:es, limited liguidty and greater sobriety. Statement "householdirer We may COnSOkiate A tetrad account statements with the same address in the same envelope. e g. because they have owners who also mantas ;ore account relationships wth other clients at the sane add-ess. If you peter to receive ndividual statements (tweed n separate /metopes, you may decline householdng by (tang your Fruncial Advisor Friendly moue name The Friendly account None 6 a customizable • 'withal** chosen by you to assist you with ye's' recordkeepio. It, no legal effect on your account, is not Mended to reflect any strategy, predict rearnmerdation, inestment objective a risk polite associated wth you- accunts. and is not a prance a gJaraxee that wealth, or any 1 inarxiA results. can et willbe achieved. All investments invoke to risk of loss, ex kdro the ritk of loss of the trait investment. You can change your Fria* accost names through Onine Services a by contacting your Finarcial Minor. Account overview • Value of tors wountIportfofio Net of assets and liabilities • Assets Includes available cash balances. vakes for restricted security (est), and Global Tine Deposits. unrealized marks to market and certain assets ibt held to. the Finn. Does not nckxle unpiced securities: assets at the end of the prior and oat statement prods. or private investments, invested nod options and ~deal, stock options. • Liable's. Voldes debit balances, *sundry margin bats, credit re, short account balances • Cashatoney balances Total of uninvested avalable cash balances, plus deposit balances at affiliated and nahallikated banks, and money market mortal had sweep balances. at the close of the statement period. Non•Corrrtirley bee credit balances in you account are not segregated from other balances and the Fern may use any these fords in the ordinay cane of its banns These finds are payable upon your Orland. 11-es total is ircbded in the anent period closing value. tending information Fa detailed information on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00010008 CONFIDENTIAL EFTA01597671 Important information about your statement (continued) Yam assets Your statement Semites seadtits arid other assets held in the attars a the end of the statement period. You may ask for On"» of tally paid searitin at aror tint You may recent ponies used as loan colateral alter paying any balance dap on them. Arry seciaties transferred to dr Fie during the statement period are listed at market value as of the end of the statement perrod. • Cost bash. In deterinning the cost basis of the securities included in this statement, where ;notated with the number' I. u.85Finendal Services has relied on information obtained from sources other than ever Financial Servees, glutting Hawk» from another Ism or that your, my haw pro/KW to yens Financial Advisor. The Filth does rot independerdir way or 9.111101•0 the away or validity of any int amen» provided by aurae. other than LES Financial Services. h ackliion, although 1.85 Financial SerVres genera* updates this reamation as it is received, the km does not provide any assurances that the relormation under -Cost basis' ard 'Unrealced gas-floss- o Kane as of the die of this steamer'. As such, Nesse do not rely on this nformation b purchase of sale decisions. Ice to purposes a otherwise. Accounts transferred to the fat may reflect gailloss llama» only for the period of tine they are held at the Fern. More historical information can be added by your Financial Achisor. • Unrealized gains/losses. When data is available, estimated unaided gandlosses are calculated for rdividal security lots. The transaction data for ndividaal kits may or may not reflect canntsians. durges ad's security reorgannaten rents. Dividend and other reinvestment lots and systematic Pschaw lots re each combined to chalaY me averaged lot. fi e 'Trade date' totempresents the »gig transaction aide date. • Callable imarkles Bonds and preferred stock that the issuer calls for easy redemption wit be selected impariitk. by lot from among at porta of that mu* held in our name or et nominee name for our dents Call feature nicernation is obtained from third parties and its accuracy is not guaranteed. Other call (eaves may exist Much could/fed yield; complete reformation on be provided upon request. • Prieelealue. Prices dsplayed fa securities and other proias maybe higher or lower than the price that you would actually recerve in the market. Prices are obtained from various Chid party sources Wroth we believe to be reliable, 1:431 we do not ganet* the accuracy. — We comer* use the closing price when available a the mean of the bid and ask prices for listed securities and options ace* bid prices fa OTC waren, — Less activeb traded securities maybe priced using a valor.» model ex the most recent price we Maned and may not reflect an actual market price or vale. — Certain positions may appear walla' a price ad will show a 'wee was not agelabla if we are unable to obtain *pike for a security. — Deposits or securities okoomnated h currencies other then U.S. dollars are reflected a the excharge rate a of the sUtement date. — For certain Se0.31343 trading in non-ccerforrni-g denamhatronk, ace and quantity dace valid may have been adjusted to facilitate proper valuation. To obtain oaten quota ions, when a barible. contact yeas bunt eat Advisor. not necessarily restresere the vi upon liquidation. — Thad party estimates of vela are as of a certain date ad are supplied to UEISFinaxial Segos on a regular basis by an independent valuation fern. — Issuer, general panne( or spank( estimated vales, if any, are vaPlied to the Firm by the issuer, general parrot or sponsor and may be calculated based on Efferent information from that used by third pries to derive their esemated values. — You can obtain additional infarnstion regarding tiro methodology used to determine the estimate of value and the date of the information that is the basis for the estimate by contactirgyour Fhancial Advisor. — Third party estimated values may be reflected as 'Not priced' in several austere: when an • dent valuation I m. has not supplied a is unable to assign a value, when we become aware that a material owns has occurred that may call a previa* repated value into question, or when a value woad to highly sperculatme Case to the nature of the security. — When nether an issuer, general partner or sponsor restmaled value nu a dwO-party estimated value is provided, the vat* of the security wit be ddlerere from its wehow lake — tiorbutons to dine may avlude rekrn of capital, income a both — 'Orgnal unit size' represents the irotial »wing price per ant ad may not reflect yew cost bass — DPP and unlisted RER securities are rot listed on a national securities exchange, and are generally illiquid and even a they can be sold. the price reared may be less ton the per share estimated value voided in the account statement. • Regulated securities. Restricted securities generally are not currently elgbk for pubsc sale LOS Financial Services uses the market price of the urresinded stock of the same issuer as an imputed value for the restricted stork for purports of this statement only. To • Private investments and structured product. Private Segment securities (ixlacIrg Oren Participation program and real estate investment trust saurges) and struceured prodas are goner* MA. piqued Certain structuredproducts haw not teen registered with the Securities and Exchange Commissioner under amstate securities laws. We provide esteruted values for prince imatnent taunts and structured products for nfornoeional pu-wusonly. Accuracy is not guaranteed. • vales may dif a tubstentially fran prices, any, at which a private mestrnent securityo structured product maybe boujsl a sold and do you may receive the extent that restricted securities are ebgble for sale the vain received may be substantially less than the ivputed vale shown. • Est. (estinatee) iii:Onte, current yields and rates. An estimate of angel game is bawd co current dMdend and interest rates. assuming the securities will be held for one year from statement date or until "estuary. This estimate 6 only a 9uidbine; accuracy and continued income are not guaranteed — Estimated !Mal income and content yield for certain types of securities could include a return of principal or repast gars is Meth case the est income (and current would be overstated. — Estimated real income and current yield and the actual item and yield mg* be lower or tether than the estimated amounts. — An estimate of a-nuarued income (dwl:Send ardor interest) deeded by the carers market vat...Waverer balance is based on the last dividend or merest payment made by the issuer and assumes she secura in/deposes will be held for one year from the statement dale or urea maturity. Accuracy and centived yield are not aura te& • Assets not held by UBSPinandel Services. Cense, assets are not held by the Firm and not withn the Firers possession or areal. Thew assets are displayed on your 'lapelled for reformational purposes only. Positions and values presented are provided by the issung fem. UBS f nancial Services is not reparable for this inkernaticee and does not guarantee is accuracy. These assets are not protected by WC or the firm's supplemental 51PC coverage. • Revenue sharing and additional compensation. - h addition to commissions on sales and 12b1 fees received in conned co with the distriason al mutual funds to as clients we ardor our affiLate receive revers shying pariments from distrbators ardor adviscn of the meal funds that we sell. These rants are based on two different components: CO the snout of sales by Uf3S of a particular mutual fund fangs, our clients. and GO the asset value of a pacticular mutual fund I amity's shares held at the fim. - We and our affiliate also receive networking and amnia* panting lees in consideration for transfer agent services that we provide to the mutual funds. Mew fees animas are paid from enamor assets in the natal had and are a feed dollar amoat based on the number of acau-es at the broker-dealer holdng mutual fads of that had family. - h addition to ostranrosiors received n connection with the sale or diorbution of »way antral and unit ...vestment trust units to or dins, we ardor .3.3 ilium. receive untrue Sharing ungernation from many of the insuraxe companies underwritrig the amity contracts, »limes of the nitrate companies or spacers a the unit rearstment trusts we &abut*. - h edition to CannliSSiXi5 received from the purchase and sale of Nua.SI re es funds we odor our affiliate receive an asset-based revenue sharing payment from Neetasares diserixeork as well as funding for technology development, war»; and education. - Our aff "isles also receive radio commissions and other compensation from mewl funds ad insurance companies whose wads we &abate. - We receive 0:01reinalkn From,, Les Bask USA, U3S AG Stanford Branch and nonaffiliated bat troop our cash sweep pogroms. This compensation may be a motet per account fee or may be a percentage of average daib depose balances. Activity troormation regarding commission, and other charges awned in convection with the tootoson of trades, including option transactions has been indudedon confienotions previously furnished to yos and will be provided to you pronµy on fkrfasl. Short selling if you are engaged in short selling a security, you may incur a chime due to rain borrowing costs fa that canicularseosiy. Open orders Regarding open or • good.ticancelkd • orders that were not executed by the statement dale, open buy and sel stop orders are refixed by the amount of &redacts or reads on an tx. &edemas or canals date uses intnxted otherwise ty you. You are response?* fa orders that are executed die to yam tare to cancel eating ern orders. Privacy To obtain a copy of as current Client Prelacy Notice, please contact ear Financial Advisor or visit as websee at .wcreutu comMrevarmoicc — 1.85 Financial Services is rot a bark. The RMA. Business Services Account BSA and IRMA are brokerage accounts which provide access to banking sereces and pockets through arrangements with affiliated banks and other thid.party banks, andprovides access to 1/5Linl end annoy products issued by unaffiliated tid.party regarxe companies thou/. insurance agency subsidiaries of UBSFirtancial Services M. — 'wenn; riersra, and arnuity prod as — Not FCC inured • No bark guarantee. May lose vete — tMA. Resource Management Account, Business &Mike. Account BSA, IRMA and international Resource Management Account are registered service marks of LEG Financial Saviors Inc — VGA is a registered vademark owned by Vila Menai:nal Service Association and used under kens.. The LBS Visa cads cads and the LBS Visa debit cads are issued by L65 Bark USA with ',amiss» from Visa U.S.A. he orporated. All other trademarks, registered trademarks, sake maks and registered service marks are of their respective comports. LBS Firuncial Swan Int Rev. 201010 SDNY_GM_OOO1OOO9 CONFIDENTIAL EFTA01597672 411 UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Account name: MONTPELIER TRUST Friendly account name: Mont I-edge Fund Account number: Resource Management Account January 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH LLP BOSTON MA 02210-2698 Your lc nancial Advisor. SCOTT STAC g MAIU LYLE CASRIEL VP,: Questions about your statement? Ca Firceicial AcIvrx,r e, the Value of your account RMA Resourceline at S00-Rt./IA-1000, account 02%45172. on December 31 (S) on January 31 (3) Your assets 1,000,000.00 2,750,000.00 Visit our website: Your liabilities 0.00 0.00 WWW ubs corn/ financialservices Value of your account 31,000,000.00 $2,750,000.00 Tracking the value of your account S Thousar ds 2,750.0 1.000.0 Dec 2018 Jan 2019 Sources of your account growth during 2019 Vaue of t'ur account at year end 2018 Net deposits and withPdrarralS Ycur imestrnent return: Change in market value Value of yow account onion 31, 2019 92,750,000.00 stooppoaoo 11,7%,000.03 $000 SDNY GM 00010010 Member SIPC CONFIDENTIAL Page 1 of 6 EFTA01597673 *UBS Resource Management Account January 2019 Your account balance sheet Summary of your assets Value on January 3 I cs) Percentage of your account A Las,' end money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Faed income 0.00 0.00% E Non-traditional 2,750,000.00 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total suits Value of your account 42,750,000 00 52,750,000.00 100.00% Account name: Friendly account name:l ' • Account number Eye on the markets Index Percentage change January 2019 Year to date SEP 500 8.01% 8.01% Russell 3000 8.58% 8.58% MSC I - Europe, Australia & Far East 6.59% 6.59% Barclays Capital U.S Aggregate Bond Index 1.06% 1.06% Your Fi nancial Advisor: SCOTT SYACKMANLYLE CASRIEL 308-3140 Interest rates on January 31, 2019 3-month Treasury bills: 2 36% One-month LIBOR: 2.51% INY_GM_000104Age 2 of 6 CONFIDENTIAL EFTA01597674 *DUBS Resource Management Account January 2019 Change in the value of your account Account name: MONTPELIER TRUST Friendly account name: Mont Ned e Fund Account number: January 2019 IS) Year to date 04 Opening account value 51,000,000.00 S1,000,000.00 Deposits, including investments transferred in 1,750,000 00 1,750,000 00 Closing account value 52,750,000.00 52,750,000.00 Cash activity summary see Account &why this moninfor detals. Balances in your sweep options are induced in the cow'"g and closing balances value. FDIC insurance applies to deposits at UK Bank USA and SI banls pan icipati ng in Me UBSFDK Insured Deposit Progan. It does not apply to deposits at UBS AG, Stamford Branch. 9PC protection apples to money markt sweep fund lidding% but rot bank deposits Seeimportant /dolma bon about your statement on the tat two pages d this document for &tab. January 2019 (1) Year to datea) Opening balances Deposits and other funds credited $0.00 1,750,000 00 $0.00 1,750,000 00 Total additions 51,750,000.00 41,750,000.00 Subtractions Funds withdrawn for investments bought -1,750,000.00 -1,750,000.00 Total subtractions -$1,750,000.00 -S1,750,000.00 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish tochange them, please contact your Financial Athasor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your Pineadal Advisor SCOTT STACKMANLYLECASRIEL 3140 Your return objective: Capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consideration - None selected Your account instructions • The accou-it record was signed by your Financial Advisor and approved by a Principal of the Firm • Your account cost basis default closing method is FIFO, First In, First Out. SONY GM 00010012 CONFIDENTIAL Page 3 of 6 EFTA01597675 *UBS Your notes cen......aors CONFIDENTIAL EFTA01597676 SUBS Resource Management Account January 2019 Your assets Account name: MONTPELIER TRUST Friendly account name: Mont Hed e Fund Account number: Sane prices, income and current values shown may be approximate As a result. gains and losses may not be accurately reflected. See Important Information about your statement a the end of thiS daume At for more information. Non-traditional Private equty funds, Hedge funds, andOther investments are held in your u85 FinarXral Services Inc. (UB5 FS) brokerage account The positions reported below reflect the records of the issuers, and UBS FS does rot glarantet the accuracy of the Information. The value shown Is not necessarily the value you would *on* iron the issuer if you sd the assets. Funds actively sold by UBS ES are subject to ()awing due dligenCe, although the level performed may vary A doted fund may be Ian ect to no °noting <Brnet. A fund that you purchased elsente re may never hare been SubeeCt tOUBS FS dboe rice. althOugh U8S FS may receive a lee from the funds manager, whch rnzw constitute a maiority of the manarmentfincentivefee. Please contact your Financial Advisor with questions. • Ed. value per roil' is an estimate of value suppliedby an independent valuation firm and reflects adjustments for factors such as the hquidty of the ants. Your Nnaadai Advisor: SCOTT STACK MANLYLE CASRIEL 40 Estimates of value supped by issuers of certain programs (which ate generally 'net asset value' estimates) are shown as • issuer est value per unit' For Private edit/ fund, 'Est value per unat• is a value updated quarterly, based on the Net Asset Value C NAV-Tin the fund as of the date specified. adjusted by addng cm« tat calls and subtracting dstribubons since the NAY date. The NAV is primarily based on emanated met kno values provided by the underlying fund sponsor. These two values may vary because of differences in the way they were estimated and because the 'Third party est. value per amt' may have been prepared on the basic of financial information other than yearend Reported estimates may not reflect resale, liquidation or repurchase value, if any, and may not reflect dst dbutions of capRd until the next valuation is reported, genera:1y on an annual or serri-ann nal basis See important information about your statement at the end of tees statement. Hedge funds Had ng ohfluza rrboters Purchase we/ i) Ape verrasr alTien sce Client ) jayesi t( Cost basis (3) Price per share on Ian 31 (5) Value on Unrealized (tad imestmem Ian 3t (5) 93In or loss (5) return (I) Hokin; period ALPHAKEYS MILLENNIUM FD I 8. II U.0 CLASS Et ESCROW Trade date: Jan 28, 19 750,030.00 750,003.00 1.000 750,000.00 ST ALPHAKEYS MILLENNIUM FD I II U.0 CLASS 8 INVESTED Trade date: Dec 17, 18 1,000,003.00 1,000,000.00 1.000 1,000,000.00 ST GRAHAM ABSOLUTE RETURN TRADING LTD. FUNDS IN ESCROW Trade date: Jan 28, 19 1,000,000.00 1,000,000.00 1.000 1,000,000.00 ST Total $2,750,000.00 $2,750,000.00 $2,750,000.00 my am 00010014 CONFI ENTIAL Page S of 6 EFTA01597677 UBS Resource Management Account January 2019 Your assets (con trued) Your total assets Account name: MONTPELIER TRUST Friendly account name:M n F nd Account number flue on San 31 (3) Percentage cd Cost your ?COWIN basis (5) Your fineadal Advisor SCOTT STArr maul yl F rA5RIFI Estimated annual income (S) Unrealized gen or loss (5) Non•traditional Hedge funds 2,750,000.00 100.00% 2,750,000.00 Total $2,750,000.00 100.00% $2,750,000.00 Account activity this month Deposits and other funds credited Date Adhity Description amount (5) Jan 25 Transfer FM Y1 45170 3100 750,000.00 Jan 28 Transfer FM Yt 45170 3100 1,000,000.00 Total deposits and other funds credited $1,750,000.00 Investment transactions For MOrt information about the pnceiglue shown for restrictedsecunties, we Important Information about yOur statement at the end of this doctmem. Dale Actiety Description Ouantity Value (t) Proceeds from imestrrent Price (3) tianiscerons (5) Funds vrithdrawn far Accrued ineestments bough) (5) interest (5) Jan 28 Bought GRAHAM ABSOLUTE RETLIRN TRADING LTD. FUNDS IN ESCROW SOUCITED INMAL CUSIP: 384999948 1,000,000.000 1 00 •1,000,000.00 Jan 28 Bought ALPHAKEYS MILLENNIUM FE, I & 11 LLC CLASS B ESCROW SOUCITED SUBSEQUENT CUSIP: 02076)(9U81 SYMBOL: MFSBMC 750,000.000 1.00 -750,000.00 Total 41,750,000.00 Date Activay Description Amount (5) Money balance activities Dec 31 Balance forward $0.00 fan 28 Deposit UBS FDIC INSURED DEPOSIT PGM 750,000.00 Jan 29 Withdrawal UBS FDIC INSURED DEPOSIT PGM AS OF 010E/19 -750,000.00 Jan 31 Closing UBS FDIC-Insured Deposit Program The U85 TX-insured Deport Negri n your primary sweep option. $0.00 Y_GM_00010Cnail° 6 of 6 End of statement for account number Y I 45172 55 CONFIDENTIAL EFTA01597678 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale USA are ifdirect stbskloies d LBS AG and affiliates of LBS Smuts LLC. The Firm's fru/nal statement is available upon request. The Firm's execute* Offices are at: UBS Financial Services ex. 1200 Harbor Boulevard Weehawken. N107086 This statement represents the ony official record of you' Les Financial Services accoura Other records, except °thetal tax drulternS, cantering callting data should rot be reed upon. If you beige, there ban error or motion, pleas* report it immediately in wring ea the Branch Manager of the office serving your account. Although all hams shown are intended to be accurate, sttement data shook' not be used for tar imposes. Rey sold, on yes-end lax totem go., loan 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 moored by law to report to tie IRS all taxable dnidenok, reportable nal-taxable dividends and taxable interest earned on seas-nes held in your mask net proceeds on sale transactions, ad cost basis an omen cowed securities COmmUtliCatiOna with the Firm • Please re-confer., any Oral (Orrirrunicatictis n veiling to further protect your reps, including your rights under the Secuities Mesta Protection Act OSA). • I the Brune itl inttution on the top left of the front of this statement isnot Les Financial Services, LBS Financial Services caries you account a clearing broker by arrangement with the indicated intedion We Wormedyou of this relationshb when you opened this Accent In this raw, your finds and secuties are located at UBS Financial Sweets and rot the Mak" rg broker, ad you crust make a report of ay tar te meson to both ferns. • As *sorbed n the accost ag-eements, you must notify us of any errors or fraud involving checks reflected on your statement beta) 30 days after it was mailed a made mettle. • Please direct arstonw carotenes or nouries to the Film's Client Relations Department at 201.352-1699 or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in witio to WS Financial Services ls. , Client Relations Department, P.O. Box 766UnionC ity,11 07087. • All itatellentS shall be cleaned complete and accuse not objected to ri writing whit 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Call201-332.1495 • h case of errors or cunt:xis about an electronic funds transfer (U1), bill parent or LIES Vise debt cad transactions, cal 800-262-1000, or carte to UBS F etanoial Services lx., 1000 Harbor Bed, 61h floor, Weehawken.. Ni 07086, Attn: b.INSSA Services. Call a write as soon as saran, 1 you think as statement a receipt is wag a e you need more information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must hear from youno later than 60 clays after the Fern sent you the fist statement on which the error or pobtem *awed. — Provide you name ad accurst number Of any). — Desube the error or the transfer you re inure about. ad eiplat as clearly as you can why you beano it is an error a why you and MOM — Provide the dolt, amore of the suspected error. The Firm Or Cad Issuer will investigate you complaint and willcorrect dry error promptly For ahged errs nhgNng LOS Visa•debe cad transactions, 4 we take more than 10 business days tO do this, we will credit you accant fa the imam you thank is in mum, so that you will have the use of the money &rig the tine it takes us to complete as nestgatein. Please male all checks payable to the Firm or the financial ristituten indicated on the front of this statement. In addition to regular account fees, accounts may be .Meet to mantenarce lees charges for late payment for securities purchases and charges fa unpaid amounts n cash accents. Accounts that are transferred to other nstilutiten may be subject to a trader fee. UtS Sweep Options UBS offers options for sweepeg cash balances to bait deposit accanes at nanaffiated banks and abated banks and money make) mutuality:Is (Money funds). Deposit accounts at LBS Bark USA and non-affiated banks panicipaing tit a LBS FDICansured Deposit Program are FDIC-insured n accordance with FDIC rules. For more iltamaiian please visit veterfik.9:n. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not in-redby the FDIC. Bak deposits are not protected by SIPC. Money Fond dunes :re protected by SIPC See -1.)85 lnancie Services Account Protection' below. Upon your regain balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advisor or by eating KO-7621000. US$ Financial Services account protection the Firms a inerrber of the Secretes bosh". Protection Corporation (Sip, witch protects securities custonwn o1 is rearben up to 1%0,000 (adding 5250.000 for clams for ratal0 bplanatory broth.", available upon request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular capacity- The Firm, together with carton athletes, has also Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under tie protection is 5500 million as of Detester 10, 2016. Weed to the pale y conditions and inlet:as, cash a the Finn i hither protected fa up to 11.9 million in the aggregate for al you accounts held in a wieder capacity. A ful copy of the polio; sordeg is available Loon request. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets antrolkd by (and ext.:led in you account value) but held away from UBS Financial Services. For burn* certain (0 insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contacts), nclaing fumes contracts and Calvvirry option Central% ad • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks in the FDIC erred Deposit Program. The 51K protection and the supplemental protection do not appy to these assets awn d they otherwise appear CC yds statements. The 51K protectionand the stoplemental protection do not protect against charges in the market value of you revetments (whether as a result of market movement. muer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The pace reflected is an average prce. You may obtain the actual price km yam Financial Advisor. Only whole shires are purchased under DRIP; partial shares will be sold and the cash will be deposited in your account. We chodend reinvestment price :belied by to issur may deter from the market price a which the partial shares a-e sold Calvin-Feta Orly whole units maybe held in yam secondly:0 are meted to a partial unit as a result of a dividend payment • otherwise, the Firm will either sell grid tries at market vice a accept an anoint deterinned by a registered dea-rg agency, and freer yore account. Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing investrnme objectives: • Prorkce Current f name: Investments seeking the generation Of income Caly. • Achill,* °pea/Appreciation: Mestments seeking growth of or:ideal rather than the generation of ncome. • Produce Combination of income and Capital appreciation Investments seeking both the generation of income and growth of principal. Overall risk profiles • Connotive- Seeks to martin initial prix0al, with km risk and minify to the accost overall, even 0 that means the account does not generate income or rears and mayn't keep pace yeah inflation • Moderate: Waling to accept sane risk to pampa' and tolerate sane volatlity to seek hider returns • asgressne: Willing to matt hip risk to principal and high volatility to seek high teR over time. • mostowntiagibrity Consicloratan: d selected, a portion of the portfolio for that atom may include complex 'trawl:es, limited liguidty and greater sobriety. Statement "householdirer We may COnSOkiate A tetrad account statements with the same address in the same envelope. e g. because they have owners who also mantas ;ore account relationships wth other clients at the sane add-ess. If you peter to receive ndividual statements (tweed n separate /metopes, you may decline householdng by (tang your Fruncial Advisor Friendly moue name The Friendly account None 6 a customizable • 'withal** chosen by you to assist you with ye's' recordkeepio. It, no legal effect on your account, is not Mended to reflect any strategy, predict rearnmerdation, inestment objective a risk polite associated wth you- accunts. and is not a prance a gJaraxee that wealth, or any 1 inarxiA results. can et willbe achieved. All investments invoke to risk of loss, ex kdro the ritk of loss of the trait investment. You can change your Fria* accost names through Onine Services a by contacting your Finarcial Minor. Account overview • Value of tors wountIportfofio Net of assets and liabilities • Assets Includes available cash balances. vakes for restricted security (est), and Global Tine Deposits. unrealized marks to market and certain assets ibt held to. the Finn. Does not nckxle unpiced securities: assets at the end of the prior and oat statement prods. or private investments, invested nod options and ~deal, stock options. • Liable's. Voldes debit balances, *sundry margin bats, credit re, short account balances • Cashatoney balances Total of uninvested avalable cash balances, plus deposit balances at affiliated and nahallikated banks, and money market mortal had sweep balances. at the close of the statement period. Non•Corrrtirley bee credit balances in you account are not segregated from other balances and the Fern may use any these fords in the ordinay cane of its banns These finds are payable upon your Orland. 11-es total is ircbded in the anent period closing value. tending information Fa detailed information on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00010016 CONFIDENTIAL EFTA01597679 11111)OI 1-Ulm' statement (continued) your assets Yea statement *Semen want." and other asses hell in the *a:fate* end of the strement period. You may ask for aline, of fully Paid 'entities at any tine. You may were SOCUtdiel used as loan canna alter paying any balance the on them. Any weenies transferred to the Fan darg the statement period ale listed at market value as of the end of the statement prod • Cost basis. In deterinnirg the <ow basis of the searees inckded n this statement, where ;meowed with the number ' 1,• UBS Financial Services has reled cn information obtained from SWOPS other than UBS Financial Senecas, including formation from another fern or that you may have provided to yor Finances, Advisor. The Firm does not hdependently wrify or gatertee the *carry cc validity of nicer'," ion provided by settees other than LBS Feuncial Services. In aidion, athough UBS Fan Senores generate. updates tha elder action as it is receire the Fern does net provide any assurances tat the fomnalion under -Cost basis" and -Unrealeed gadloss accurate as of the diet. of this statement. As such, please do net re& on the Manution to make Prchese Cr sale decisions, ta. a:poses a otherwise. Accounts transfecred to the rem may ref Sect ganiloss int °mat an only for the freed of tier they are held at the Firm More historical ream-Lahr can be added by you Financial Advisor • Unrealized geinelkeses. When data is available, esemted umealized gent/losses re calculated fa ediviaal se<any las. The transaction data toe ndivieeal lots may ce may not reflect <arenas:ens, dirges ander %scanty reorgarwatir events Dividend arid other rens/termini lots and systematic Pachre bus are eadn «mbined to display re averaged lot the • Trade date • colon presents the aegis& transaction wade date. • Callable secisleles Bonds and preferred stock that the isseer calls for exer redemption era be seeded onparhalb by tot Iran among all sewage of Tat 69Je hed in our name or n now*e name la ter clients Call lease 'donna:an is <blared from third pares and its accuracy is rot guaranteed. Other call features may exist which could *fed corplele nfcemation wit be provided upon request. • Price/value. Prices displayed la securities and other products may be higher or lower than the price that cu would actually receive in the matte. Prices are cbtained from mixes ISM patty sources whch we flew to be reliable, bun we do not greenlet the, accuracy. — We generally use the closing price when available cr the mean of the bid and ask prices la listed securities ad options or one. bid prices for OTC securities — Less active& traded seosities may be priced ueng a vakaten model a the most recent vice we °ensiled and nay not reflect an actual market pace or vela. — Certan «micas may ;peat milled J pre* and well shew as • priee was not available' if we we enable to cblan a price la a 'urry — Deposits or secenties denomeuted n aranoes other than V.S. &ears are reflected at the exchange rate as ol the statement date. — For certan secedes trading on non-con( ormieg dewier:row price and qua, * (lace vake)rney have been adjusted to facilitate proper eater an To obtain anent cuotat ens. eeen abate-re. cacao year f naval Ades«. • Private invosernerea and structured product,. Private mese-rent 'erles (ollid^3 dr ea ParlegatiOn program and real estate investment trust secerees) and stormed prodects are genera/ay highly tdiguel Certain stnxtired «car* have not been registered with the Secuem and Exchange Commissioner under any state secrete*" laws. We provide estimated vale" fa private ineellnWelt WWI*, and structured ;reduces for ell onmaticnal purposes onle. Acosacy isnot guaranteed. — Raw valets nay differ Absent ally Iran «ion, t any, at which a private mestrrent securitycc structured product maybe bout. ' a sold and do not "fess-in& re resent the vale you may retiree leer liquidation. — Third party est mates of vat e are in of a (ran date and we suppled to UBSFnancal Serifs on a regAr basis by an independent firer firm. — Issuer, general pa in« or sponsor estenated vales, if any, ace Applied to the Fir by the issuer general paitner or speceor and may be cabelated based on di f erert nformation from tat used by thrd palm to derive thee estimated values. — You can Wain additional irearnalien regarding the metheicbloge used to deem/tine the finale of value and the dee of the nlamat in that 6 the basis la the estimate by contacting your Financial A deeor. — Thrd party estimated cars may be reflected as 'Mot Priced* in several vtualensi when an neepeneent valuation Inn has not suppled or is unable to assign a vat*. when we become aware that a material tent has occurred that may call a pre cosy reported vales. rio question, Or when a value would be highly speculative der to the nature of the security. — When neither an issuer, general partner or sponsor esteemed value nit a third-pry estimated vale is goaded, the vat* of the secuity MI be *leer( from its purchase price — '06trbutonS to etre' may seclude return of caper, income or both — unit sue' represents the real offering price per unit and may not reflect your cost basis - DPP and unlisted RED' securities re not listed on a national securities exchange, and are general& Maid and "reify can be sold. the pew received may be less than the per share estimated value waded in the account statement. • Restricted securities. Reseeded sea...ties general& are nit. currently feeble la pubic sale UBS Treanor Services uses the market price of the treesincted stock of the same mow as an reputed vat,* for the restricted stock for purposes of tuns steameneen/y. To the extenl that restricted secerilies tee eligelle for sale, the yak* received may be elegant ially less than the npued vale. shoe" • Est. (estimated) fame, current yields and rates An ee male of arcual excrete if based on anent dividend and Merest rates. assuming the securities will be heel for one yea from statement date or tree maturity. The estimate is only a guideline; accuracy and continued income are not guaranteed. - Estenated anal exam and <client yield fa certain types of sectritias could include a when of pritx gal a capital gins le which case the est. income (and current yield) would be overstated. — Esterated areal recrne and arrent yield arid the actual fife and yield mijet be beer or higher than the estimated tenants — An estimate of amualind income (dividend rd's interest) Jaded by the current matet vakeraverage balance is based on the last dividend or merest parent meet by the muer and assumes he ware ierfeposts will be held for one year from the statement date a until maluity. Accuracy and centinued yield are not garanteed. • Assou not held by MISFinancial Sendai. Certan assets re not held by the Fern and not with,, the irme possession or control. These assets re displayed en you *Agoura fa formational purposes only Positions and values presented are yowled by the esurg fern UBS Financial Seevices not response* for this eieormaten ad does not guarantee et accuracy Tense assets are col protected by SIPC or the Fines supplemental SPY coverage. • Revenue sharing and additional compensation. — n ecletion to commissions on sales ad l2b. I lees refer n connection with the disirbetir of mutual fends to ors clients we ardor as Where receive revenue shie? Payments Iran distrb4ors entice advisors of the mutual furls that we sell. These a-nonts are based on two different comparte CO the amount of salts by LSS of a parteuls mutual Pratt family to our dente and GO the asset value of a particular mutual fuel familys shares held at the fent - We ad our affiliate also receive network '9 and comb" peixesseg lees in considerate" for transfer agent services that we ecovide to the mutual funds. Those fees goner* re paid from :mentor assets n the mutual held and are a feed dollar anion based en the ranter of accuel at the broker-dealer holding mutual funds ol that turd (arry. - In addtion to atm-nits:xis received incarnation with the sale or deerbuton of annuity contracts rd end emefirrenl trot units to cer clierts, we and or cur Adele rater renaln? Sharing ccrrpensation from many of the mean« companies underwriting the amity contracts, fiefs of the nuance cone:aro a spencers of the unit nerstmlot trusts we datrbute. - In addition to (Cniminge6 Maned from the puthase and sale of NedShares knot, we ardor ccr affiliate receive an asset-based revenue *grin; payment! Iran NeeSterres distaxeors, as wall as kridng for technology development, traineg rd education. - Our affiliates also receive trading commissar* and other COrrpereal ion from mutual funds and inserree companies whose products we diartute. - We receive compensation from LBS Bale Lett, LBS AG Stamford Branch and nonaffiliated bares though our cash sweep programs. This ee" in" *aloe may bear:rife per accoux fee a may be a percentage of "oar daily deposit balances. Activity formation rereading <remissions and other chairs incurred in connection with the execution of trades, nekeliegoptim transactions has been idudedon confirmations previously furnished to you, and will be provided to you prariptlyan regret. Short soling If you are engaged in short selling a searity, you may incur a charge due to (elan borrowng costs fa the precuts-seam. Open orders Regarding open or •goodea.cancelled• ceders that were not executed by the statement date, open buy aid sel slop ceders are reefed by the anoint of deiderds or refs on an re. diadeffs cc eye:Ills date unless instructed otherwise by you You are responsble for ceders that are executed dr to you" laikre to cancel entling open orders. Privacy To obtan a copy of or current Clem Privacy NOtiCe, please cenlact you Financial Adviser a visit au webste at imemees erenietieeerteAte. — U35 Fnancial Service, is not a bark. The RMA. Business Services Account BSA and IRMA re brokerage accosts whit provide access to bailing services and praxes through reorients with affiliated banks and other ilerd.pany banks, end provides access to insurance and mina" products issued by unaffiliated hid mity nuance cronies trout insure, agency subsickaries of UBSFirtancial Services eic. — Investment, renew, and every piceucts. — Not FCC rimed • No bark guaraMer May lose err — RMA. teexece Management Account, Business Seven Account BSA, IRMA and nteinstiona Resource Management Account are registered service marks of tee Financial Severs Inc — VISA es a registered vaderrede oared by Visa tome:end Service Association rid used under kerne The PBS Visa credo cards and the UBS Visa debit cards are issued by 1185 Bark USA with permissen horn Una U.S.A Incorporated All other trademarks, registered trademarks, service marks ad registered service freers are of their respective companies. UN Financial Services Inc Rev. 201810 SDNY_GM_00010017 CONFIDENTIAL EFTA01597680 4tUBS OBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account February 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP Friendly account name: Mont Hedge Fund BOSTON MA 02210-2696 Account number: Your Rnandal Advisor, SCOTT 5TACKMANILYLE CASRIEL Ph>ne Questions about your statement? Ca I yCn.' Financial Advitil the Value of your account RMA Resourceline at 800-RMA-1000, account 029045172. on January 31 (1) on February 28 ($) Your assets 2,750,000.00 2,761,240.00 Visit our website: Your liabilities 0.00 0.00 WWW ubs corn/ financialsennces Value of your account $2,750,000.00 $2,761,240.00 Tracking the value of your account Thnusands De 2018 Member SIPC Ian ?019 Feb 2019 Sources of your account growth during l019 Value of your account at year end 2018 Net deposits and withdravale Ycur inwstrrent return: Change in market value stocopoo.00 $1,75000000 111,240 00 Value of your account on Feb 28, 2019 $2,761,240.00 SDNY GM 00010018 Page 1 of 6 CONFIDENTIAL EFTA01597681 *UBS Resource Management Account February 2019 Your account balance sheet Summary of your assets Value on February 28(S) Percentage of your account A casli and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fved income 0.00 0.00% E Non-traditional 2,761,240.00 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account 52,761,240 00 52,761,240.00 100.00% Account name: Ivic)NIPLLIER TRU.T Friendly account n a :Mont Fund Account number Your current asset allocation Eye on the markets Index Percentage change February 2019 Year to date S&P 500 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Your Pi model Advisor: crnrr STACK MANI VI F (-MAW' Interest rates on February 28, 2019 3-month Treasury bills: 2 40% One-month LIBOR: 2.49% .YGM00010"9 2 of 6 CONFIDENTIAL EFTA01597682 4tUBS Resource Management Account February 2019 Change in the value of your account February 2019 Year to date (5) Opening account value S2,750,000.00 S1.000,000.00 Deposits, including investments transferred in 0.00 1,750,000.00 Change in market value 11,240.00 11,240.00 Closing account value $2,761,240.00 $2,761,240.00 Account name: MONTPELIER TRUST Your lq 'medal Advisor Friendly account name: Fi S OTT STArr kotAlli VI F CASRIFI Account number: Cash activity summary See Account activity this month tot detals. Pances in your Sweep 0pli ors are included in the opening aid closing baances value. FDIC insurance applies to deposits at UBS Bank USA and an banks pan itipati ng in the U85 FDIC Insured Deposit Pr0Cjasi. It OCeS not aptly to depOSAS a1 U85 AG. Stardom Blanch. 9K pidedice aptees to money menet sweep told hddings but rot bank deposits. See Important information about your statement on the last two pages d this document for &leis. February 2019(1) Year to date (s) Opening balances Additions Deposits and other funds credited S0.00 0.00 S0.00 1,750,000O0 Total additions Subtractions Funds withdrawn for investments bought S0.00 000 $1,750,000.00 -1,750,000 00 Total subtractions Closing balances $0.00 $0.00 -$1,750,000.00 $0.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish tochange them, please contact your Financial Adwsor or Branch Manager. You can find a full descnpt.on of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Pnmary - Aggressive Investment eligibility consideration • None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. RIWC VCRW VC 74,, • C7O7 7 77,7 VVVIN GM 00010020 Page 3 of 6 CONFIDENTIAL EFTA01597683 *UBS Your notes CONFIDENTIAL EFTA01597684 SUBS Resource Management Account February 2019 Your assets Account name: MONTPELIER TRUST Friendly account name: Account number Some prices, income andcurrent values sham may be apponmale As a result. gains and losses may not be accurately reflected. See important information about your statement a the end of thiS document f more information Non-traditional Pin.ste eguty lunds, Hedge lunds, andOther investments are held in your u8S Financial Services Inc. (UBS FS) brokerage account TM positions reported below reflect the records of the issuers, and 1185 FS does rot guarantee the accuracy of the Irdormalan. The value shown Is not necessarily the value you would receive from the issuer if you scidthe assets. Funds aCtivey sold UBS FS are subject to ongoing due dligenCe, although the level perfoinmd MIN vary Addedfund may be tub et to no ongang <Moen«. A fund that you pu«haSed elSeste re may never hade been subject to UBS FS sage rice. although UBS FS may receive a lee fram the funds manager, vehch may constitute a maearily of the managementrincenlive lee. Meese contact you. Financid Advisor with questions. 'Est. vine per unit' is an estimate of value suppliedby an independent valuation firm and reflects adjustments for factors such as the hquidty of the urets. Your Andedal Advisor: Estimates of value supra/id by issuers of certain pogroms (much are generally 'net asset value' estimates) are shown as • issuer est value per unit' For Private eddy fund, 'Est value per unit' is a value updated quarterly, based on the Net Asset Value ('NAr)in the fund as of the date specified. adjusted by acting cafitd calls and subtracting dsiributions 9nce the NAY date. The NAY IS primarily based on tended pod Id* values provided by the underlying fund sponsor. These two values may vary because of differences in the way they were estimated and became the 'Third Berta est. value Be( UM. may have been prepared on the basis of financial information other than yearend Reported estimates may not reflect resale, 6quidation or repurchase value, if any, and may rot reflect dst [buttons of coach until the next valuation is reported, generatly on an annual or serr &mud basis See Important information about your statement at the end of teas statement Hedge funds Number Hddng of shares Purchase mod Average once Client per share (s) investment (3) Cost bass ($) Price per share co Feb 28 (s) Value on unrealized (sae lruestment Feb 28(S) gain or loss (I) return (SI HOldng period ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 113112019 Initialtrade date: unavaiable LOCO 1,011,240.00 ST initial trade date: unavaiable 1.000 1,000,000.00 ST Initial trade date: unavailable —This information was unavailable-- 1.000 .1,000,000 00 Security total 1,011,240.00 ALPHAKEYS MILLENNIUM FD I & II LIC CLASS 8 INVESTED Trade date: Jan 28, 19 750,000.00 750,000 00 1.000 250,000.00 ST GRAHAM ABSOLUTE RETURN TRADING LTD. INVESTED Trade date. Jan 28, 19 L000,oco.00 ,coo,coo.00 1.000 I p3o,000.co ST Total $1,750.000.00 $1,760,000.00 $2,761,240.00 e""'"" GM 00010022 Page 5 of 6 CONFIDENTIAL EFTA01597685 *UBS Resource Management Account February 2O19 Your assets (continued) Your total assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number Vaue on Feb28 a) Cost Estimated basis (I) annual income (S) Unseated On or loss (1) Percentage of )our account Your di modal Advisor. SCOTT STACKMANLYI E CASRIEL Non•traditional • Hedge funds Total • Missing cal tens information 2,761,240.00 100.00% 1,750,000.00 52,761,240.00 100.00% 51,750,000.00 GM_00010Cfilfie 6 of 6 CONFIDENTIAL EFTA01597686 Important information about your statement LBS Financial Laritices ttc. (the Firma LBS Financial Services), e a member of all prixipi sorrily, comma* andoptions excharges UBS Faeroe! Services and LBS Bark USA are irdirect absklaies d UB5 AG and affiliates of LBS Soirees LLC. The Finn's financial statement is available ton request. The Inn's execute* offices are at: UBS Fernier Services ax. 1200 Harbor Boulevard Weehawken. N102086 This statement represents the °Mtofficial record of you Les Financial Seiko accoure Other records, incept official la documents, centering cora hang data should not be reed upon. 0 you beige, there ban ma or omosion please report it immediately in mein; ea the Branch Manager of the office seining you moue. Although all liens shown are Herded to be accurate, sttement data *coke not be used kr tax purposes. Rey solely on reseed la forms, go., kern 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 requited by law to report to the IRS all taxable dordenok, reportable nal-taxable dividends and tauble iterest end on securities held nyour accase, net proceeds on sale trimarans. and cots basis at court cowed sense ice Ccenmunications with the Fern • New re.cordirrn ay oral corryrunkeecers n writing to further protect your rights, indudig your rights sneer the Secuities Mesta Protection Act (SSA). • I the &uncial inteution on the icy left of the Irene of this statement isnot Les Financial Sevices. US'S Financial Services carries yam account as clearing tacker by arrangement with the ndicated Potation We Wormedyou of this relationshb when you opened this atcoure. h the case you fads and secuites are located 31 UBS Financial Services and rot the Molar rg broker, and you crust nuke a repay of an, error a meson to both ferns. • As described n the attest ag-eements. you must ratifyus of any errors or fraud involving checks reflected on your statement within 30days after it was mailed a made nettle. • Please direct °stonier carat/aims or hakes to the Fim's Client Relations Department at 201.352-1699 toll-free at 6)0.3549103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in writin; to UBS Financial Services Inc., Client Relators Department, P.O. Bar 766UnionC ity,11 07087. • All itatellentS shall be deemed complete and aurae not objected to ei writing within 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Cal1201.352.1495 • h case of errors or guest:xis about an electronic furs* transfer (U1), bill aware or LBS itira• debt cad transactions, cal 800-262-1000. or carne to UBS F bancial Services lx., 1000 Harbor Blvd, 6th floor, weeharkon. ea 07086, Attn: RIAPISSA Services. Call a write as soon as you can, 4 you think you statement a receipt is wag or e you need more nkerution about a transfer on the stamina* or recent. The arm or Card Issuer (as appkable) must hear from youno later than 60 days alter the Arm writ you the fist statement on which the error or problem appeaed. — Provide yore name aid Acorn number any). — Dew the to emror or the Pander you se inure abeut. and °plan as dearly as you can why you Nave it is an error or why you need mane nfarnalim. — Provide the dollar amount of the suspected error. The Firm or Cad Issuer will investigate you complaint ard will correct any error promptly For stead earns emoting LOS Visa•clebe cad transactions, Awe take non than 10 business days TO do this, we will credit you account for the wane you think is n ellot. SO that 360 will have the use of the moneydung the tine it takes us to complete as nostgaban. Please mate all checks payable to the Firm or the financial minuet) related on the front of this statement. In addition to regular account fees, aeons may be abject to mantenace lees, charges for late payment for securities purchases and charges fa unpad amounts n cash accounts. Accounts that are transferred to other n6100006 ny be subject to a vender fee. MS Sweep Options UBS oilers options for sweepeg cash balances to bark deposit accosts at nerkaff Toted baits and Ablated banks and money maker naval funds (Money furidg. Deposit accost at U85 Bak USA and nonaffiated banks panicipaing ndwild FDIC-insured Depart Program are FCC-insured n accordance with FDIC nuke. Fa more Hamel kin please visit swrividc.gay. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not i-e-red by the FDK. Bat deposits re not protected by SIPC. Money Rod dunes re protected by SIPC See TUITS runciA Servkes Account Protector below. Wen you acmes\ balances in the bank deposes may be withdraw\ aid shares of a Money Fund may be lioadated, and the proceeds returned to you et your securities account. Foster nkanatai stout available sweep options, rcludig current interest rates and yields, 6 available at www.ubs corn( tweepvields, from yore inner.' Advisor or by calIng KO-7621000_ UN Financial Services account protection The Firm is a meter of the Secants hosted. Protection Corporation (sec), with protects securbes custonwn of is marten up to 1500,000 Including S250.00) for dams fee cadg. fteganatory brochure hobble upon realest a al wow sesoorg. The SiC asset protection larks apply to al accounts that you hold n a particular capacity- The Firm, together with certan athletes, has also purchased supplemental inexact The maim°, mast payable to at eligbh dines, cobectively under the protection 6 SSOOmillkn as of Dearth. 10, 2016. Weed to the policy conditions and 'Menials, cash a the Fern it hither protected for up to 11.9 milks in the aggregate for at your accounts hell in a particular capacity. A ful copy of the policy acedrg is bailable loon realest. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets controlkd by (and ixisled in yew account value) but held away from UBS Services. For eon* certain insurance predicts. txludrg van amuites, and 6i) Owes of rlirtUal funds registered nthe name of the account holder on the books of the issuer a transfer agerk); • Investment contracts or runt/nn, Soften {e.g. embed partnerships and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and pours metal morals) ncladng Nam contracts and annway open rrintraCtl. and • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks n the FDIC Insured Deposit Program. The 5IK protection and the supplemental protection do not apply to these assets awn d they otherwise appear CO yds statements. The 51K protectionarid the upplemental protection do not protect against changes in the market value ce you mestments (whether as a result of market movement. issuer bankruptcy a otherwise) Dividend Reinvenment Program (DRIP) The ace reflected is an average prce. You may obtain the actual price Worn vat Financial Advisor. Only whole shires are purchased ado DRIP; partial shares will be sold and the cash wit be deposited in you account. We dividend reitiontinere price supplied by Si. issur may defer from the market price A which the partial shares re sold Calvin-Seta Only whole units maybe held in your amen. Wye° are ertekd to a partial unit as a result of a dividend payment or otherwise, the Firm will either see partial taws at market price a acCept an smut deterinned by a registered clea-ing agency, and credit your account. Investment objectives The noniron objectives and risk profile are specie ic to each account ad may vary between yam acceurits. Please advise the Finn promptly in writing day sunken, change in your lintrirel situation a imestment objectives_ For each account held, you choose one of the following investment objectives: • Prorkce Current:worm: Investments seeking the generation el income only. • AchieveCapra/Appreciation: Intennients seeking growth of principal rather than the generation of Mme. • Prodsce Combinanon of kcome and Capital Appreciation Investments sealing both the generation of income and growth of principal. Overall risk profiles • CorkwrvatFre- Seeks to maintain prixoal with law risk and volatility to the accent °mall, even 0 that means the account does not generate siglticat income or rerun and cram keep pace yeah inflation • Moderate: Willing to accept sane risk to primps' and tolerate sane volatility to seek higher returns • Aggressfre: Willing to adept high risk to princeml and high volatilky to seek high returns over time. • itwestoientikgraley Consckratitin: d selected, a portion of the portfolio for that acorn may include complex strategies, limited liguidty and green vribley. Statement "Moab:ridings We may consokSate al relaxed account statements with the same address in the same envelope. e g. because they have owners who also maimain joiie account relationships wth other clients at the sane add.ess, you prefer to receive eidividual statements mated n separate envelopes, you maydecline househoUrg by Nang your Financial Advisor Friendly account name The Friendly account named a customizable • rickname chosen by you to assist you with yam recondkeeping. has no legal effect on your >Cr eon, it not mended to reflect any strategy, prockact recarrnerdation investment objective a risk profit associated with you accounts, and 6 not a promee or warm* that we*. any InanCiS results, can ce MI6. achieved. All investments Moho the rid of loss. ex Ldng the ritk of loss of the (Hie investment. You can change your Frady account names through Online Services a by contacting you Finarcial Advisor. Account overview • Value of frees WOuneportfofiex Net of assets and liabilities • Assets exhades available cash balances. vales for restricted security (est), and Global Tine 011300s urrealind marks to market, and certain assets rot held by the Firm Does not Mks* °flatted securibeseassets at the end of the peke and artist statement period\ a private investments, invested stod options and eierciuble stock options. • Liable's. Vreledes debit balances, *sundry metal be-6, Credit lint short account balances • Cashratoney balances Taal d uniwested avalabk cash balances, plus deposit balances at affiliated and nakallikated banks, and money market Mutual had sweep balances, at the close of the statement period. NonirOrertiOdity free credit balances in yam account we not segregated from other balances and the Fen may use aryl these funds in the ordnary course of its banns Thew funds are payable upon your demand. his total is included in the current period closing value. Lending information Fa detaied Hermetic° on the Fin's lendig practices ad disclosures, refer to yore Client Relationshp Agreement a Account Agreement and the General Terms and Corations LOS Statement of Credit Practices availabk nAgeeemenes and Discbsu fes at wally ohs etanterecrionferlovers SDNY_GM_00010024 CONFIDENTIAL EFTA01597687 Important information about your statement (continued) Yam assets Your statement trims sectaites ad other assets held in the accent a the end of the st*emere period. You may ask for delivelY of fulbr paid seorities at arty tine. You may receive wane used as ban caesium' after pireng any balance de on them. My sororities iransf erred to dr Fins dreg the statement period are listed at market value as of the end of the statement period. • Cost bath. In deterinning the cost basis of the securities included in this statement, where indicated with the mother I,• UBS Fist/vial Seivkin has relied as information °bleed Irons MOMS other than LBS Financial Steven &Wing Hamadan keen another Irma that you my haw provided to a Advisor. The RIM does rot indepervfendy verily or guarantee the accuracy a validity*, ant inlamaihn pronadad by sources other than LES Financial Services. h ackleich although LBS Financial Strikes genera* updates this vitalisation as it is received, the fens does rot provide serf assurances Out the ht: an older -Cost base ard 'Unrealeed gad lose Kane as of the date of this statemerc. As such. Nesse do not rely on this Marmation so make purchase Cr sale decisions, fa tar purposes a otherwise. Accounts transferred to the ram may ref lea ger/loss informal ion only for the period of tine they Me hear the Fern. More historical edarnation can be added by your Financial Adekor. • Unrealized gainalosses. When data is avaftle, estimated unedited %Meioses are calculated fee rdividal security lots. The transaction data for ndividul lots may or may not reflect camsesidro, ch.vges aria security reorganitatia hems. Dividend and other reinvestment lots and systematic Rather* let to each Wrchrned to diwlay at averaged lot. fi e 'Trade date' column presents the aginal transaction vade date. • Callable markles Bonds and preferred shad that the issuer cats for easy redemption wit be selected imparielk by lot from among all units of that me held incur name a n nomnee name for our dents Call feature infarrution is *tared from third patios ad its accuracy is not guaranteed. Other call features may exist Much could it ect yield; complete information wit be provided upon request- • Price/value. Prices displayed fa securities and other products maybe higher or lower than the price that you would actually notice in the market Prices are obtained from various this) party sources thigh we believe to be reliable, but we do not guranite thee accuracy. — We gmerad, use the closing price when available a the mend the bid and ask prices fee listed securities and options or etAr bid prices for OTC sacra Ws. — Less actiwk traded securities num be priced using a valuation model a the most recent aka we atoned and may not ref kct a actual market price a vale. — <erten positions may appear without a price and will show a 'peke was not available if we are unable to cbtan a price for a security. — Deposits a securities cknomnated h currencies other than U.S. dollars are reflected a the excharge rate as oldie statement date. — For certan marlin trading in non-conforming derromnatens, price and ertireM Nee value) may have been adjusted to facilitate proper valuation. To obtain current quotal km, when abalkle. contact your Fevre al Advice. era nfCens W retweSect the vas upon liquidation. — Thad party estimates of vale are as of a certain date ad are supplied to UBSFina-Pal Services on a regular basis by an independent valuation fern. — Issuer, general partner or sponsor estimated vales, any, are n-PPleed to the Fins by the riser, general rather or sponsor and may be tabulated based on different information from that used by third parties to derive their eta-nand values. — You can obtain additional nfartuttion regarding the methodology used to determine the estimate of value and the date of tie information that is the basis for the estimate by contactigyour Ficancial Ad vier. — Third party estimated values may be reflected as 'Not priced' in several situatern: when a • dent valuation fen has not suppled a is unable to assign a vale, when we become aware that a material event has occurred that may call a presionbe reported vale into question, or when a value woad be highly spouting the to **nature of the security. — When nether an issuer, general partner cc sponsor estimated value ru a t 0-party estimated value is provided, the vale of the security wit be ddierere from its purchase price — tarbutons to date may elude return of cape*, home or both — 'Orgnal unit size represents the vital offering Fria per ,rat ad may not reflect your cost base — DPP and veined REfr securities re rot listed on a national securities exchange, and are gene/alb. Misted at even/they can be sold, the peke reeved may be less than the per share estimated value prodded in the account statement. • Restricted securities. Restricted securities generally are not currently elgbk sit pubic sale LOS T Cramer Services uses the market price of the ithrostrcted stock of the same issuer as an imputed vale for the • Private investments end suuaaired produce. Private Messment securities (i-clidrg duct Partkipation program and real estate investment trust spines) and struceured prodixts are goner* hithay iliqu'd Certain awaited prodads haw not teen registered with the Securities and Recharge Commasionor under ary state securities laws. We provide estimated values for prime investment wastes and structured products for reamaignal ptnoses ally Accuracy is not guaranteed. vales may di( ler "Axton idly Iran prices, my, at which a private mestment securityor structured product maybe bought or sold aid do you may receive restricted stork for sermons of this stamen? only. To tie extent that restricted acuities are eligele for salt the vita received may be tuba/mildly Ms than the :reputed vale shown. • Eat (estimated) income, Current yields and rates. An serrate or anal income is bawd on current dividend and nteren rates. assuming the securities will be held fa pie year from statement date or until maturity. The *Panne d eery a yard:lent accuracy and continued income are not guaranteed — Estimated trawl exam ad current yield fa certan types of mashies could include a return of !adrenal a capeal gam at which case the est income (rid curtail yiek0 would be overstated. — Estimated a-nual name and current yield and the actual axone and yield Myst be lower a higher than the estimated amounts. — An estimate of remedied home (avidend ardor interest) derided by the current market valeaverage balance is based on the last dividend or interest payment made by the issuer and assumes tie sacra es/deposes will be hell for one year from he statement date a urea maturity. Accuracy ad continued yield are not guaranteed • Assets not held by UBS Financial Services. Cenan assets are not held by the Fivn and not within the Firm's possession or control. Thee assets are displayed on your statement foe .,formational purposes only. Positions and vales presented are provided by the issung fem. UBS f nancial Services is not respamble for this inkernatia at does not guarantee its accuracy. **se assets at not protected by WC or the firm's supplemental SIPC coverage. • Revere sharag and additional compensation. - h addition to commissions on sales and 12b1 fees received en conned an with the disirbuton al ensue' funds to our clients we ardor os affiLate receive reverie sharing proments Iran distrbitors ardor advisors of the maul funds that we sell. These amounts are based on two different correpoinents: ld the null of sales by UM of mutual fed f amity sa our clients. and GO the asset value of a panicutar mutual And I amilys shares held at the fem. - We and our affiliate also receive networking and annexe processing lees in consideration for transfer agent services that we provide to the mutual funds. These fees areas are paid from investor assets in the mutual find and are a tied dollar amount based on the number of accounts at the broker-dealer holding mead fads of that lied family. - h addition to annissiare received in arrection with the sale a diarbuom of amity convicts and unit investment trust tents to our chats, we anda CM 'agate ricersve untrue sharing Ccriptriation hem many of the nsurance companies underwriting the a-nuity contracts, *Elates of the instance companies or sponsors of the unit Meaner/ trusts we distribute. - h a:talon to commissions marred from the purchase and sale of NextShares h.nds we ardor or affiliate receive an asset-based revenue sharing payment Iran NewShares distrixson, as mil as funding for technology development, traineg and education. — Our an/isles also retest Wading commissions and other compensal ken from mutual funds and nosace companies whose predicts we derbse. — We Weir* compensation f ran Les Balk USA U3S AG Stamford Branch and non sffilated bat through our cash sweep pogroms. the compensation may be anne-that per account fee or may be a percentage of average daib. depose balances. Activity hformation regarding commissions and other charges incurred in correct ion with the eao4ion of trades, including option transactions has been induded en confirm/lions prthiously furnished to yos and will be provided to you prOnetir on recuesk Short selling if you are engaged is short selling a security, you may incur a cheme de to wean borrowing costs fa that paticuLesecisky. Open orders Regarding open a • gam:did-cancelled • ceders that were not executed by the statement dale, open buy ad sel stop orders are reduced Ey the amount of drodenis or nth* on an ex. diroderds or nenthis date unless intnxted otherwise by you. You we responsble for Peers that are executed de to your bailee to cancel sating open orders. Privacy To obtain a copy of as cursed Ghent Privacy Notice, please contact ear Financial Adviser or visit as rebut sysvivolis ranronvermolev. — 1.85 Financial Services is riot a bark. The BMA. Business Services Account BSA and IRMA are brokerage accounts MCI provide access to bankieg sakes and praises ihvugh arrangemenis with affiliated banks and other ihidpany banks, and provide' acre to issuance and annual products issued by unaffiliated tics arty rorame «opines throat insurance agency subsidiaries of US$ Financial Services Inc. — twestment insurance, at amity proolicts: — Not FCC eased • No bank guarantee. May lose vale — IMA. Resource Management Arrant Business Smite Account BSA. IRMA and international Roseate Management Account are registered service marks of LEG financial Servers Inc — VISA is a registered vaderwk owned by Visa International Service Association and used lade kense. The IRS Vita crude cards at the LBS visa debit cads are issued by LBS Bad LISA with p.1171454O from Vita U.S.A. Incorporated. All oh* tademaks, registered trademarks, service maks ard registered smite mats are of their respecliw canparoes. UN If:uncial Services Inc. Rev. 201810 SDNY_GM_00010025 CONFIDENTIAL EFTA01597688 411 UBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: Resource Management Account March 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH LIR BOSTON MA 02210-2698 Your Snancial Advisor. SCOTT STAG€ tvIAN/LYLE CASRIEL Pi, :,ne 212- F.2 I -7 :.020 2'1 31 40 Questions about your statement? Coil yoL. Financial Advisor C4 flit, RMA Resourceline at 800-RMA-1000, account 02%45172. Value of your account on February 28(8) on March 29 (3) Your assets 2,761,240.00 2,772,802.31 Visit our website: www.obs.com/linancialservices Your liabilities 0.00 0.00 Value of your account 12,761,240.00 $2,772,802.31 Tracking the value of your account S Th,,crsards Sources of your account growth during 2019 VSue of your account at year end 2018 socopoaoo 2,772.8 • Net deposib and withdraw* 11,750,00000 Ycur investment return: Charge in market value $22,802 31 1,003.0 Dec 2018 Feb 2019 Mal 2019 Value of your account on Mar 29, 2019 $2,772,80231 GM 00010026 Member SIPC CONFIDENTIAL Page 1 of 6 EFTA01597689 ,SUBS Resource Management Account March 2019 Your account balance sheet Summary of your assets Value on March 29 (1) Percentage of your account A Las,' end money balances 0.00 0.00% Your current asset allocation F: B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 0.00% E Non-traditional 2,772,802.31 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $2,772,802.31 $2,772,802.31 100.00% Account name: Friendly account nam • ' Account number Eye on the markets Your modal Advisor: SCOTT STACKMANLYLECASRIEL Index Percentage change March 2019 Year to date 58P 500 1.94% 13.65% Russell 3000 1.46% 14.04% MSC I - Europe, Australia & Far East 0.74% 10.13% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2019 3-month Treasury bills: 2 31% One-month LIBOR: 2.49% 1.92% 2.94% GM_00010(Mge 2 of 6 CONFIDENTIAL EFTA01597690 SUBS Resource Management Account March 2019 Account name: MONTPELIER TRUST Friendly account name: Mont Hedae Fund Account number: Change in the value of your account Cash activity summary March 2019 (5) Year to date (I) Opening account value $2,781,240.00 $1,000,000.00 Deposits, including investments transferred in 0.00 1,750,000 00 Change in market value 11,562.31 22,802.31 Closing account value $2,772,802.31 $2,772,802.31 Summary of gains and losses \roues reported below exclude poOdtcts for which gars and losses are not daSSiiel. Realized gains and losses Unrealized March 2019(1) Year to date (5) gains and loses (4) Short term 0.00 0,00 772,802 31 Your Mnandal Advisor: Cr OTT STACK MAN i YI F CA Self! See Account activity this monthlot deist Balances in your Sweep Options are included in the cpenng and closing biances vdue. FDIC insurance applies to deposits at U65 Sank USA and at banks participatirg in the UMFDIC insured Deposit nogg n. II does not apply lo deposits al ias AG, Ste ford Ranch SIPC protection apples to money market sweep hod holdings but rot bank deposits. Seeimportant infamaton about your statement on the lat two pages at this document for deters. Mardi 2019 (5) Year 10 date ($) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 0 00 1,750,000 00 Total additions $0.00 $1,750,000.00 Subtractions Funds withdrawn for investments bought Total subtractions $0.00 -$1,750,000.00 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Adwsor or Branch Manager. You can find a full description of the alternative investment objectives in important information about Mir statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary Aggressive Investment elgibility consideration - None selected Your account instructions • YOur account cost basis default closing method is FIFO, First In, First Out. Y GM 00010028 CONFIDENTIAL Page 3 of 6 EFTA01597691 *ilF3S Your notes CONFIDENTIAL EFTA01597692 4tUBS Resource Management Account March 2019 Your assets Account name: MONTPELIER TRUST Friendly account name: Account number. Sane prKes, income and current values shown may be approximate As a result. gains and losses may not be aceul tely reflected. See important information about your statement a the end oi this document for more information Non-traditional Private tout), f unds. Hedge funds, andOther inwstments are held in your U85 Finaixial Services Inc. (UB5 FS) brokerage account The positions reposed below reflect the records of the issuers, and IBS FS does rot giarantee the accuracy of the I nformahon. The value shown is not necessarily the value you would receive iron the issuer if you sold the assets. Funds actively sold by UBSFS are subject to °awing due dligenCe, although the level performed may vary A doted fund may be sttject to no ongoing Stow«. A fund that you purchased elsewhere may never hare been subject to UBS FS caligence. although %S FS may receive a lee from the fund's manager, whch may constitute a masonry of the managementrincentive lee. Please contact your Financial Advisor vath questions. ' En. value per unit' is an estimate of value suppliedby an independent valuation firm and reflects adjustments for factors such as the 5quidty of the units. Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL Estimates of value supped by issuers of certain programs (which are generally 'net asset value' estimates) are shown as ' issuer est value per unit' For Hinge egtity fund, ' Esi value per unit' is a value updated quarterly, based on the Net Asset Value C NAVlin the fund as of the date spedRed. adjusted by ackl ng cxital cats and subtracting dstrlbutions Rix! the NAY date. The NAV is primarily based on estimated portfolio values provided by the underlying fund sponsor. These two values may vary because of differences in the way they were estimated and because the 'Third party est. value per unit* may have been prepared on the basis of financial information other than year.end. Reported estimates ma, not reflect resale, hquiclation or repurchase value, if any, and may not reflect dst 'buttons of capAS until the next valuation is reported, viler* on an annual or semi-annual basis See Important information about your statement at the end of his statement. Hedge funds Had ng Number of shares PUfelaSe we' Average price Client Cost per share (3) irreestrrent (S) basis ($) Price per share on Mar 29 (S) Value on Mar 29 (S) Unrealized OM 93in or loss (S) Irrrestment return (1) HOldrig Period ALPHAKEYS MILLENNIUM ED II LLC CLASS B MO 2/2812019 Trade date: Dec 18, 18 1000,000.00 1,000,000.00 1.000 I 768,737.00 768,737.00 ST Initial trade date: unavailable 1.000 750,000.00 ST Initial trade date: unavailable --This information was unavailable-- 1.000 -750,000.00 Security total 1,000,000.00 1,000,000.00 1,768,737.00 768,737.00 GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO02/28/19 Trade date: Jan 28, 19 2,012 990 4%.773 1,000,000.00 I poo,coo 00 498.793 1,004,065.31 4,065.31 4,065 31 ST Total $2,000,000.00 $2,000,000.00 $2,77210231 $772102.31 $1.06511 GM 00010030 CONFIDENTIAL Page S of 6 EFTA01597693 *UBS Resource Management Account March 2019 Your assets (continued) Your total assets Account name: MONTPELIER TRUST Friendly account n • n F nd Account number. Value on Mar 29(1) Percentage d Cost your aCCOunt basis (1) Yo u r modal Advisor. SC TT STACKMANIVI F CACRIFI Ellmated annual income (5) Unrealized gin or loss (5) Non-traditional • Hedge funds 2,772,802.31 100.00% 2,000,000.00 772,802.31 Total $2,772,802.31 100.00% $2,000,000.00 $772,802.31 • Missing cost basis a-llamado° Account activity this month Investment transactions For more intonation about the price/aloe shown for restricted securities, see Important infotmation about your statement at the end of this document Proceeds Iran Funds investment withdrawn for Accrued Die Actiity Description 0uarnay Vaue Price (5) transactions (5) investments bougAl (S) interest (5) Mar I Exchange GRAHAM ABSOLUTE RETURN TRADING LTD. CLASSA NO 01131119 AS OF 02/01/19 CUSIP: 384999AA6 2,012.990 Mar I Exchange GRAHAM ABSOLUTE RETURN TRADING LTD. -1,000,000.000 INVESTED AS OF 02/01119 CUSIP: 3849999C4 Total glY_GM_00010O9, 6 of 6 CONFIDENTIAL EFTA01597694 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale USA are ifdirect stbskloies d LBS AG and affiliates of LBS Smuts LLC. The Firm's fru/nal statement is available upon request. The Firm's execute* Offices are at: UBS Financial Services ex. 1200 Harbor Boulevard Weehawken. N107086 This statement represents the ony official record of you' Les Financial Services accoura Other records, except °thetal tax drulternS, cantering callting data should rot be reed upon. If you beige, there ban error or motion, pleas* report it immediately in wring ea the Branch Manager of the office serving your account. Although all hams shown are intended to be accurate, sttement data shook' not be used for tar imposes. Rey sold, on yes-end lax totem go., loan 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 moored by law to report to tie IRS all taxable dnidenok, reportable nal-taxable dividends and taxable interest earned on seas-nes held in your mask net proceeds on sale transactions, ad cost basis an omen cowed securities COmmUtliCatiOna with the Firm • Please re-confer., any Oral (Orrirrunicatictis n veiling to further protect your reps, including your rights under the Secuities Mesta Protection Act OSA). • I the Brune itl inttution on the top left of the front of this statement isnot Les Financial Services, LBS Financial Services caries you account a clearing broker by arrangement with the indicated intedion We Wormedyou of this relationshb when you opened this Accent In this raw, your finds and secuties are located at UBS Financial Sweets and rot the Mak" rg broker, ad you crust make a report of ay tar te meson to both ferns. • As *sorbed n the accost ag-eements, you must notify us of any errors or fraud involving checks reflected on your statement beta) 30 days after it was mailed a made mettle. • Please direct arstonw carotenes or nouries to the Film's Client Relations Department at 201.352-1699 or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in witio to WS Financial Services ls. , Client Relations Department, P.O. Box 766UnionC ity,11 07087. • All itatellentS shall be cleaned complete and accuse not objected to ri writing whit 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Call201-332.1495 • h case of errors or cunt:xis about an electronic funds transfer (U1), bill parent or LIES Vise debt cad transactions, cal 800-262-1000, or carte to UBS F etanoial Services lx., 1000 Harbor Bed, 61h floor, Weehawken.. Ni 07086, Attn: b.INSSA Services. Call a write as soon as saran, 1 you think as statement a receipt is wag a e you need more information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must hear from youno later than 60 clays after the Fern sent you the fist statement on which the error or pobtem *awed. — Provide you name ad accurst number Of any). — Desube the error or the transfer you re inure about. ad eiplat as clearly as you can why you beano it is an error a why you and MOM — Provide the dolt, amore of the suspected error. The Firm Or Cad Issuer will investigate you complaint and willcorrect dry error promptly For ahged errs nhgNng LOS Visa•debe cad transactions, 4 we take more than 10 business days tO do this, we will credit you accant fa the imam you thank is in mum, so that you will have the use of the money &rig the tine it takes us to complete as nestgatein. Please male all checks payable to the Firm or the financial ristituten indicated on the front of this statement. In addition to regular account fees, accounts may be .Meet to mantenarce lees charges for late payment for securities purchases and charges fa unpaid amounts n cash accents. Accounts that are transferred to other nstilutiten may be subject to a trader fee. UtS Sweep Options UBS offers options for sweepeg cash balances to bait deposit accanes at nanaffiated banks and abated banks and money make) mutuality:Is (Money funds). Deposit accounts at LBS Bark USA and non-affiated banks panicipaing tit a LBS FDICansured Deposit Program are FDIC-insured n accordance with FDIC rules. For more iltamaiian please visit veterfik.9:n. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not in-redby the FDIC. Bak deposits are not protected by SIPC. Money Fond dunes :re protected by SIPC See -1.)85 lnancie Services Account Protection' below. Upon your regain balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advisor or by eating KO-7621000. US$ Financial Services account protection the Firms a inerrber of the Secretes bosh". Protection Corporation (Sip, witch protects securities custonwn o1 is rearben up to 1%0,000 (adding 5250.000 for clams for ratal0 bplanatory broth.", available upon request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular capacity- The Firm, together with carton athletes, has also Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under tie protection is 5500 million as of Detester 10, 2016. Weed to the pale y conditions and inlet:as, cash a the Finn i hither protected fa up to 11.9 million in the aggregate for al you accounts held in a wieder capacity. A ful copy of the polio; sordeg is available Loon request. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets antrolkd by (and ext.:led in you account value) but held away from UBS Financial Services. For burn* certain (0 insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contacts), nclaing fumes contracts and Calvvirry option Central% ad • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks in the FDIC erred Deposit Program. The 51K protection and the supplemental protection do not appy to these assets awn d they otherwise appear CC yds statements. The 51K protectionand the stoplemental protection do not protect against charges in the market value of you revetments (whether as a result of market movement. muer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The pace reflected is an average prce. You may obtain the actual price km yam Financial Advisor. Only whole shires are purchased under DRIP; partial shares will be sold and the cash will be deposited in your account. We chodend reinvestment price :belied by to issur may deter from the market price a which the partial shares a-e sold Calvin-Feta Orly whole units maybe held in yam secondly:0 are meted to a partial unit as a result of a dividend payment • otherwise, the Firm will either sell grid tries at market vice a accept an anoint deterinned by a registered dea-rg agency, and freer yore account. Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing investrnme objectives: • Prorkce Current f name: Investments seeking the generation Of income Caly. • Achill,* °pea/Appreciation: Mestments seeking growth of or:ideal rather than the generation of ncome. • Produce Combination of income and Capital appreciation Investments seeking both the generation of income and growth of principal. Overall risk profiles • Connotive- Seeks to martin initial prix0al, with km risk and minify to the accost overall, even 0 that means the account does not generate income or rears and mayn't keep pace yeah inflation • Moderate: Waling to accept sane risk to pampa' and tolerate sane volatlity to seek hider returns • asgressne: Willing to matt hip risk to principal and high volatility to seek high teR over time. • mostowntiagibrity Consicloratan: d selected, a portion of the portfolio for that atom may include complex 'trawl:es, limited liguidty and greater sobriety. Statement "householdirer We may COnSOkiate A tetrad account statements with the same address in the same envelope. e g. because they have owners who also mantas ;ore account relationships wth other clients at the sane add-ess. If you peter to receive ndividual statements (tweed n separate /metopes, you may decline householdng by (tang your Fruncial Advisor Friendly moue name The Friendly account None 6 a customizable • 'withal** chosen by you to assist you with ye's' recordkeepio. It, no legal effect on your account, is not Mended to reflect any strategy, predict rearnmerdation, inestment objective a risk polite associated wth you- accunts. and is not a prance a gJaraxee that wealth, or any 1 inarxiA results. can et willbe achieved. All investments invoke to risk of loss, ex kdro the ritk of loss of the trait investment. You can change your Fria* accost names through Onine Services a by contacting your Finarcial Minor. Account overview • Value of tors wountIportfofio Net of assets and liabilities • Assets Includes available cash balances. vakes for restricted security (est), and Global Tine Deposits. unrealized marks to market and certain assets ibt held to. the Finn. Does not nckxle unpiced securities: assets at the end of the prior and oat statement prods. or private investments, invested nod options and ~deal, stock options. • Liable's. Voldes debit balances, *sundry margin bats, credit re, short account balances • Cashatoney balances Total of uninvested avalable cash balances, plus deposit balances at affiliated and nahallikated banks, and money market mortal had sweep balances. at the close of the statement period. Non•Corrrtirley bee credit balances in you account are not segregated from other balances and the Fern may use any these fords in the ordinay cane of its banns These finds are payable upon your Orland. 11-es total is ircbded in the anent period closing value. tending information Fa detailed information on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00010032 CONFIDENTIAL EFTA01597695 Important information about your statement (continued) Par assets Your statement Minim secisitin and other assets held in the ream at the end of the statemere period. You may ask for delivery of fully paid seonties at ay time. You may receive settees used as loan coined after piryng any balance duo on them. dry securities transferred to dw Fan dam the statement period are listed at market value as of the end of the statement period. • Cost bash. In deterinning the cost basis of the securities included in this statement where indicated with the nterber -1.• Ul3SFinaxial Senna. has mired on information °bulled bon sources other than 685 Financial Served, iglu:Jiro intonation from another Inn or that you may haw peovickd to aces FnancUl Advisor. The Fern does n:4 independently Verify a gnome, the xosaty cc validity*, ay infonnatian prcended by sources other than LISS Financial Services. h ackliion, although LI3S Financial Services genera* updates this Wonnatim as it is received the Fern does not provide any amines Out the erfamation ureter -Cost bane '6 Masked gadloss" is accurate as of the date of this statement. As such, please do nn rayon this information to make purchase a ale decisions, for tavPurPoseS ell niw..e. Accounts transferred to the Fin, may ref lett gar/loss Home On only for the period of tine they are held at the Fem. More historical information can be added by your Financial Ackkor. • penalized gains/losses. When data is available, eninated tweaked gainnosses are calculated for India:bat security lots. The transaction data for individot lots may or may not reflect commissions, charges »do ocaity mega-dation rents. Dividend and other revive:orient lots and systematic Pcechave lots re each combined to display averaged lot The 'Trade date' token presents the original transaction fade date. • Callable mositios Bonds and preferred stock that the issuer calls for eery redemption wit be selected mart:alb by lot from among at sectors of that axe held in Our nark or n nomnee name for at dents Call feature information is obtained from third parties and its accuracy is not guaraneed. Other call featurs may exist which could affect yield; complete information will be ponied upon request- • Price/value. Pekes displayed la securities and other products maybe higher or lower than the price that you would actually receive it the market. Prices an obtained from various third party sources theti we believe to be reliable, but we do not ?sane* thee accuracy. — We gime,* use the clang price Men available ce the mend the bid and ask prices for listed securities and options a coy bid prices kx OTC settees. — Less actiwy traded securities maybe priced using a valuation model a the most recent price we &eared and may not reflect an actual market price or vats.. — <man positions may appear walla.' a price and will show as 'tree was not neat,' if we are undo to obtain a dice for a security. — Deposits or securities denominated kr currencies other than U.S. dollars re reflected a the exchange rate as of the statement date. — Fa certain swathes trading in non-cmf ening denominations, mice and gurney (lace valve) my have been adjusted to facilitate proper valuation. To obtain cumnt guetal ea, when .naltle. contact your Fourth Advisor. not necessmbi let:alert the va upon liquidation. — Thrd party 'nineties of value are as of a certain date ad an supplied to UBSFinaxial Sates on a roger baps by en independent valuation firm. — issuer, general panner of sponsor estimated vales, ar/, are applied to the Firm by the issuer. general partner or sponsor and may be tabulated based an different infamatkin from that used by third parties to derive their estmaled values. — You can Wain additional information regardrig the mielhodolow used to determine the estimate of value and he date of the ire amatiOn that is the basis for the estimate by contactisayour Financial Advisor. — Third party estimated values may be reflected as 'hid priced' in several situation': Mien an • dent valuation fan has not supplied a is unable to assign a value. when we become aware that a material cant has pruned that may call a grainy reported vale in° question, or when a yak* woad be highly speculative due to **nature of the security. — When neither an issuer, general partner or sponsor estimated value noir a Med-party estimated value is provided, the vase of the security MI be deterere from its purchase take — tastrbutons to date may eduderarn of capital, income or both — "Orestial use site rexesens the natal offering Price per unit rd may not reflect yam cost basis — DPP and unlisted RUT we are rot listed an a national securities exdonge, and are generally illiquid and even i they can be sold. the price neared may be less tan the per share estmated value prodded in the account statement • Restricted securities. Restricted securities generally are not currently elgeole foe path sale. UBS Financial Services uses the market price of the iseestriceed stock of the same issuer a; an nputed oak* kr the • Private investments and stmoured products. Private aveswent securities (inckdrg Oren Partkipation program and real estate flagrant bat seturens) and striated prodats /terser* hiMay Rirprid Certain structured products have not teen registered with Ow Securitin and Exchange Commissioner under ary state securities laws. We provide esteruted values for prime inveltillnit securities and 'budded products for Norman:nal cedy. Accuracy is not starameed. • wads may dif ler "intent ially from prices, any, at which a prate nvestment structured product maybe boujsl or sold aid do you may recta* restricted stock for purposes of Si, statement on/y. To the extent that restricted securities are eligele for sate tie vales received may be non/misty lea than the Opened vale storm. • Est. (estimated) income, current yields and rata An ennuis. of antral income is bawd on current disidind and reefed fates, assuming the scarifies *ill be hell For ox year from statement date or until maturity. The munee M alb, a 9oictelent accuracy and continued income are not guaranteed — Estensted must income ad current yield fa certain types of mashies could include a return of primPal ce capeal gain in which case the est. income (and current yielc$ would be overstated. — Estimated maul income and current yield and the actual income end yield mist be lower a higher than the estimated anoints. — An dies se of arnaliod Worne fidwidend argrcr interest) divided by the tuner* madtt vat...Waverer balance is based on the last dividend or Mena tarifa made by the Mawr and seines tie oath in/deposes will be held for one yea from the statenwee date or unit maturity. Accuracy ad 0:mimed yield are not garanteed • Assets not held by UBS Financial Services. Cenan assets an not held by the Fin ad not withn the Fines possession or control. Taws* assets are displayed on your statement for Wm-notional purposes only. Positions and vibes presented are provided by he issue.; fem. UBS nancial Services is not reparable for this i ternat.:el awl does not guarantee it, accuracy. These assets at not protected by SIPC or she Finns supplemental SRC coverage. • Reversee sharisg and additional compensation. ▪ h Minion to catenissions on sales and 12b1 fees reeved in connedco with the distrieson al initial funds to our clients we and or affiLate receive redrew sharing plenenn from distrbSors actor advisors of the meal herds that we set These armunts are based on two different ccaponents: (0 the arisen of sales by UM of a portals mutual find f amity Poi our clients; and lad the asset value of a particular mutual end landy's shares held at the fern. - We and our affiliate also receive networking ard ambits prixesseg lees in consideration for transfer agent services that we provide to the mutual funds. These fees generals are paid Iron investor assets in the natualfind and are a feted dollar emote based on the number of aco:ues at the broterdealer holding mutual knob of that find ferny. - h addition to ecermissions received in correction with the sale or diarbubm of tenuity convicts and unit investment trust ants to or clients, we asdce ar oats. receive revert* Sharing compensation from num of the ma'ame companies underwriting the anuity contracts, /Mires of the insurance companies or sponsors of the unit investment trust we derbute. - h akfaion to COMMinan received from the purchase and sale of WAS' is es Italy.. we ax/or ar affiliate receive an asset-based revere* share/ payment from Neidasares distaxeort, as ma as funding for technology development training and education. — Our affiliates also receive tadig commissions and other compensation from mutual funds ad intraxe tenpins whose potaxel we define. — We receive compinsation from Les Bs* USA, LBS AG Stamford Branch ad rion.allifided barks troop our cash sweep Fog-amt. This compensation May be per account fee or may be a percentage of average daiy depose balances. Activity Wonnation regarding commissions and other dirges naffed el connection with the execution of trades, :loading option transactions has been irduded on confirmations previously furnished to yoa and will be provided to you promptly on reddst Short soling if you an engaged n short sellim a security, you may aura charm do to certain borrowing costs la that prticuLfsecisky. Open orders Regarding open it • good.acancelkd • ceders that were not executed by the statement date, open buy and sea stop Ceders ore reduced by the anoint o1 disiderds or rights on an ex. &Mends or nerights date teems entiveted otherwise by you. You an response?* for orders that are executed due to yore laikee to creel eating open orders. Privacy To obtain a copy of as current Client Primacy Notice, please contact you Financial Advisor or visit as websee at wennibi ronainivievnoiet — 1.85 Financial Services is not a bark. The RMA. Buseess Sewing Account BSA and IRMA are brokerage accosts whets provide access to banking smites and prookos through arrangements with affiliated banks and other thidpany banks, andprovide access to maraca ad anneal products issued by unaffiliated tidparty entrance mammies throat insurance agency absideanes of US$ Financial Services Inc. — westment aurae, and amuity products: — Not FIX Wised • No bark guarantee. May lose Vat* — IMA. Resource Management Account Banns Services McCune BSA, IRMA and international Resource Management Account are registered service maks of LBS Financial Services Pic — VISA is a registered vackmark owned by Visa inemaimal Service Association ad used under kens*. The IRS Visa creek cards and the U65 visa debit cads an issued by LBS Bark LISA with permission from Visa U.S.A. hcorporated. All other federates, registered trademarks, service maks ad registered service Malin are of their respective companies. UN Financial Serviou Inc. Rev. 201BIO SDNY_GM_00010033 CONFIDENTIAL EFTA01597696 411 UBS 085 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account April 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST UP Friendly account name: Mont bbdge Fund BOSTON MA 02210-2698 Account number: Your 16 nancial Advisor. SCOTT STACKMAWLYLE CASRIEL Value of your account Questions about your statement/ Call you Financial Advisor or the RMA ResourceLine at 800-RMA-1000. account 029045172. on March 29 (S) on April 30 (S) Your assets 2,772,802.31 2,768,661.80 Visit our website: www ubs com/financialsenrices Your liabilities 0.00 0.00 Value of your account $2,772,802.31 $2,768,661.80 Sources of your account growth Tracking the value of your account Thcusards during l019 Value of your account at year end 2018 51,000,000.00 2,772.8 2,768.7 • Net deposits and withdrawals 11,753,000.00 Ycur inwstment return: Change in market value S18,661 93 1.0:O0 Value of your account on Apr 30, 2019 $2,768,661.80 Dec 20I mg 019 -1 Apt 2019 GM 00010034 Member SIPC CONFIDENTIAL Page 1 of 6 EFTA01597697 UBS Resource Management Account April 201',4 Your account balance sheet Summary of your assets Value on April 30 ($) Percentage of you' account A Las,' and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Rxed income GOO 0 00% E Non-traditional 2,768,661.80 103 00% F Commodities 0.00 000% G Other 000 000% Total assets Value of your account 52,768,661 80 52,768,661.80 100.00% Account name: IvlcN1fLUER 112057 Friendly account namelninnt Hack. ci Ind Account number Eye on the markets Your Fi model Advisor: erns csne- r k A thil VI 0 r &WWI Index Percentage change April 2019 Year to date S&P 50U 4.05% 18.25% Russell 3000 3.99% 18.60% MSC I - Europe, Australia & Far East 2.91% 13.33% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2019 3-month Treasury bills: 2 38% Ole-month LIBOR: 2.48% 0.03% 2.97% CriP70010007013805 WM00214760 00005 0419 031952383 Y145172550 0090ItiGM00010ftile 2 of 6 CONFIDENTIAL EFTA01597698 SUBS Resource Management Account April 2019 Account name: MONTPELIER TRUST Friendly account name:Mont Hedge Fund Account number: Change in the value of your account Cash activity summary April 2019 (5) Year to date (1) Opening account value $2,772,802.31 $1,000,000.00 Deposits, including investments transferred in 0.00 1,750,000.00 Change in market value 4,140.51 18,661.80 Closing account value 42,768,661.80 42,768,661.80 your ilaaadal Advisor. SCOTT STACK MANLYLECASRIEL See Account activity this month for delals. Balances In your Sweep Options are inducbd In the cpenna and closing Mantes value. FDIC insurance applies to deposits at UBS Sank USA and al banks participating in the UBS FDIC Insured Deposit Proqam. It does not triply to deposits al MS AG, sta-nroid Branch. SIPC protection applies to morn market sweep fund twangs but rot bank deposits. See Important information about yew 'Werner* on the at two pages or this document for Mils. April 2019(5) Year to date (S) Opening balances Additions Deposits and other funds credited 40.00 $0.00 0.00 1,750,000 00 Summary of gains and losses Total additions Subtractions $0.00 $1,750,000.00 veues reported t*l&, exclude products for which guns and losses are not dassised. Realized gains and losses Unrealized Funds withdrawn for investments April 2019 IS) Year to date (3) gains and loses (S) bought 0.00 -1,750,000 r Total subtractions $0.00 41,750,000.00 Short term 0.00 0.00 242,136 01 Closing balances $0.00 So.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement. at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary . Aggressive Investment elgibihty consideration - None selected Your account instructions • Y0ur account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00010036 CONFIDENTIAL Page 3 of 6 EFTA01597699 *UBS Your notes cm000toc...o. CONFIDENTIAL EFTA01597700 *UBS Resource Management Account April 2019 Your assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: Some pores, Income and current vdues shown may be approsarnale. As a result, gains and losses may not teaCCuraely reflected. See Important infomazion about your statement a the end of INS document fee mom information. Non-traditional Pilule equty f unds, Hedge funds, and Other investments are Mid In your U85 FinanCial Se Pacts Inc. (UBS FS) brokerage acount. The positions reported below reflect the records of the issuers, and UBS FS does rot guarantee the accuracy of the I(formation. The Mire shown Is not necessarily the value you would receive from the issuer if you Ad the assets. FundSZKligly add ty UBS FS are subject to ongoing due dligence, although the level performed my vary. Adored fund may be subject to no °noel ng diligence. A fund that you purchased elsennere may never have been suCaect to LIBSES diligence, although UBS FS may receive a fee from the funds manager, wNch may ccosli lute a majority of the rnanagemenelncenlive lee. Meese contact your Financial Advisor with questions. • Est. vitae per wit' is an estimate of value supplied by an independent valuation firm and match adjustments for fa ton such as the fiquidty of the units. Hedge funds Purchase puce/ of tlushar rrbeers Arvrrasr areicse) Client t Hddng CS) ALPHAKEYS MILLENNIUM FD II ILC CLASS B NO 03.31119 Trade date: Dec 18, 18 1,000,000.00 1,000,000.00 1.000 1,241,714.21 241,714.21 ST Initial trade date: unavailable LOCO 526,525.79 ST Security total 1,000,000.00 1,000,000.00 1,768,240.00 241,714.21 GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO 0343 Ii19 Trade date: Jan 28, 19 2,012.990 496.773 1,000,000.00 1,000,000.00 496.983 1,000,421.80 421.80 421.80 ST Total $2A00400.00 52,000,000.00 S2,768,661.80 6242,136.01 6421.80 Your Humor,' Advisor: SCOTT STACKMAMLYLE CASRIEL Estimates of ',due suppled by 'scum of sedan program (which are generally 'net asset value' estimates) are shown as • issuer est ague per unit'. For Private 'laity funds, • Est value per urit' is a value updated quarterly, based on the Net Asset Value (' NAV') in the fund as of the date sped Red adjusted by ailing capital calls and subtracting d Obis:ions since the NAV date. The NAV is primarily based on estimated port Icno values provided by the underlying fund sponsor. These two values may vary because cl differences in the way they were estimated arid because the 'Third party est. value per unit' may have been prepared on the basis of financial inf onrailon other than year.end. Reported estimates may not reflect resale, iquidation or repurchase value, if any, and may rot reflect dst Moutons of c4 43 until the next valuation is reported, general' on an annual or seernannuel basis See important information aboutrur statement at the end of this statement. Cost Price per share Value on unrealized Oad Imestment Hddrig basis (1) on Apr 30 (5) Apr 30 Hi cien orlossHi return(1) Period Your total assets Value on Apr 30(1) Percentaged Cop your account basis (I) Estimated Unrealized annual Imam (S) gin or loss (t) Non-traditional Hedge funds 2,768,661.80 100.00% 2,000,000.00 242,136.01 Total $2,768,661.80 100.00% $2,000,000.00 $242,136.01 M 00010038 Page 5 of 6 CONFIDENTIAL EFTA01597701 *UBS Your notes ,00loo9ig...,6 CONFIDENTIAL EFTA01597702 Important information about your statement LBS Financial Laritices ttc. (the Firma LBS Financial Services), e a member of all prixipi sorrily, comma* andoptions excharges UBS Faeroe! Services and LBS Bark USA are irdirect absklaies d UB5 AG and affiliates of LBS Soirees LLC. The Finn's financial statement is available ton request. The Inn's execute* offices are at: UBS Fernier Services ax. 1200 Harbor Boulevard Weehawken. N102086 This statement represents the °Mtofficial record of you Les Financial Seiko accoure Other records, incept official la documents, centering cora hang data should not be reed upon. 0 you beige, there ban ma or omosion please report it immediately in mein; ea the Branch Manager of the office seining you moue. Although all liens shown are Herded to be accurate, sttement data *coke not be used kr tax purposes. Rey solely on reseed la forms, go., kern 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 requited by law to report to the IRS all taxable dordenok, reportable nal-taxable dividends and tauble iterest end on securities held nyour accase, net proceeds on sale trimarans. and cots basis at court cowed sense ice Ccenmunications with the Fern • New re.cordirrn ay oral corryrunkeecers n writing to further protect your rights, indudig your rights sneer the Secuities Mesta Protection Act (SSA). • I the &uncial inteution on the icy left of the Irene of this statement isnot Les Financial Sevices. US'S Financial Services carries yam account as clearing tacker by arrangement with the ndicated Potation We Wormedyou of this relationshb when you opened this atcoure. h the case you fads and secuites are located 31 UBS Financial Services and rot the Molar rg broker, and you crust nuke a repay of an, error a meson to both ferns. • As described n the attest ag-eements. you must ratifyus of any errors or fraud involving checks reflected on your statement within 30days after it was mailed a made nettle. • Please direct °stonier carat/aims or hakes to the Fim's Client Relations Department at 201.352-1699 toll-free at 6)0.3549103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in writin; to UBS Financial Services Inc., Client Relators Department, P.O. Bar 766UnionC ity,11 07087. • All itatellentS shall be deemed complete and aurae not objected to ei writing within 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Cal1201.352.1495 • h case of errors or guest:xis about an electronic furs* transfer (U1), bill aware or LBS itira• debt cad transactions, cal 800-262-1000. or carne to UBS F bancial Services lx., 1000 Harbor Blvd, 6th floor, weeharkon. ea 07086, Attn: RIAPISSA Services. Call a write as soon as you can, 4 you think you statement a receipt is wag or e you need more nkerution about a transfer on the stamina* or recent. The arm or Card Issuer (as appkable) must hear from youno later than 60 days alter the Arm writ you the fist statement on which the error or problem appeaed. — Provide yore name aid Acorn number any). — Dew the to emror or the Pander you se inure abeut. and °plan as dearly as you can why you Nave it is an error or why you need mane nfarnalim. — Provide the dollar amount of the suspected error. The Firm or Cad Issuer will investigate you complaint ard will correct any error promptly For stead earns emoting LOS Visa•clebe cad transactions, Awe take non than 10 business days TO do this, we will credit you account for the wane you think is n ellot. SO that 360 will have the use of the moneydung the tine it takes us to complete as nostgaban. Please mate all checks payable to the Firm or the financial minuet) related on the front of this statement. In addition to regular account fees, aeons may be abject to mantenace lees, charges for late payment for securities purchases and charges fa unpad amounts n cash accounts. Accounts that are transferred to other n6100006 ny be subject to a vender fee. MS Sweep Options UBS oilers options for sweepeg cash balances to bark deposit accosts at nerkaff Toted baits and Ablated banks and money maker naval funds (Money furidg. Deposit accost at U85 Bak USA and nonaffiated banks panicipaing ndwild FDIC-insured Depart Program are FCC-insured n accordance with FDIC nuke. Fa more Hamel kin please visit swrividc.gay. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not i-e-red by the FDK. Bat deposits re not protected by SIPC. Money Rod dunes re protected by SIPC See TUITS runciA Servkes Account Protector below. Wen you acmes\ balances in the bank deposes may be withdraw\ aid shares of a Money Fund may be lioadated, and the proceeds returned to you et your securities account. Foster nkanatai stout available sweep options, rcludig current interest rates and yields, 6 available at www.ubs corn( tweepvields, from yore inner.' Advisor or by calIng KO-7621000_ UN Financial Services account protection The Firm is a meter of the Secants hosted. Protection Corporation (sec), with protects securbes custonwn of is marten up to 1500,000 Including S250.00) for dams fee cad) fteganatory brochure hobble upon realest a al wow sesoorg. The SiC asset protection larks apply to al accounts that you hold n a particular capacity- The Firm, together with certan athletes, has also purchased supplemental inexact The maim°, mast payable to at eligbh dines, cobectively under the protection 6 SSOOmillkn as of Dearth. 10, 2016. Weed to the policy conditions and 'Menials, cash a the Fern it hither protected for up to 11.9 milks in the aggregate for at your accounts hell in a particular capacity. A ful copy of the policy acedrg is bailable loon realest. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets controlkd by (and ixisled in yew account value) but held away from UBS Services. For eon* certain insurance predicts. txludrg van amuites, and 6i) Owes of rlirtUal funds registered nthe name of the account holder on the books of the issuer a transfer agerk); • Investment contracts or runt/nn, Soften {e.g. embed partnerships and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and pours metal morals) ncladng Nam contracts and annway open rrintraCtl. and • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks n the FDIC Insured Deposit Program. The 5IK protection and the supplemental protection do not apply to these assets awn d they otherwise appear CO yds statements. The 51K protectionarid the upplemental protection do not protect against changes in the market value ce you mestments (whether as a result of market movement. issuer bankruptcy a otherwise) Dividend Reinvenment Program (DRIP) The ace reflected is an average prce. You may obtain the actual price Worn vat Financial Advisor. Only whole shires are purchased ado DRIP; partial shares will be sold and the cash wit be deposited in you account. We dividend reitiontinere price supplied by Si. issur may defer from the market price A which the partial shares re sold Calvin-Seta Only whole units maybe held in your amen. Wye° are ertekd to a partial unit as a result of a dividend payment or otherwise, the Firm will either see partial taws at market price a acCept an smut deterinned by a registered clea-ing agency, and credit your account. Investment objectives The noniron objectives and risk profile are specie ic to each account ad may vary between yam acceurits. Please advise the Finn promptly in writing day sunken, change in your lintrirel situation a imestment objectives_ For each account held, you choose one of the following investment objectives: • Prorkce Current:worm: Investments seeking the generation el income only. • AchieveCapra/Appreciation: Intennients seeking growth of principal rather than the generation of Mme. • Prodsce Combinanon of kcome and Capital Appreciation Investments sealing both the generation of income and growth of principal. Overall risk profiles • CorkwrvatFre- Seeks to maintain prixoal with law risk and volatility to the accent °mall, even 0 that means the account does not generate siglticat income or rerun and cram keep pace yeah inflation • Moderate: Willing to accept sane risk to primps' and tolerate sane volatility to seek higher returns • Aggressfre: Willing to adept high risk to princeml and high volatilky to seek high returns over time. • itwestoientikgraley Consckratitin: d selected, a portion of the portfolio for that acorn may include complex strategies, limited liguidty and green vribley. Statement "Moab:ridings We may consokSate al relaxed account statements with the same address in the same envelope. e g. because they have owners who also maimain joiie account relationships wth other clients at the sane add.ess, you prefer to receive eidividual statements mated n separate envelopes, you maydecline househoUrg by Nang your Financial Advisor Friendly account name The Friendly account named a customizable • rickname chosen by you to assist you with yam recondkeeping. has no legal effect on your >Cr eon, it not mended to reflect any strategy, prockact recarrnerdation investment objective a risk profit associated with you accounts, and 6 not a promee or warm* that we*. any InanCiS results, can ce MI6. achieved. All investments Moho the rid of loss. ex Ldng the ritk of loss of the (Hie investment. You can change your Frady account names through Online Services a by contacting you Finarcial Advisor. Account overview • Value of frees WOuneportfofiex Net of assets and liabilities • Assets exhades available cash balances. vales for restricted security (est), and Global Tine 011300s urrealind marks to market, and certain assets rot held by the Firm Does not Mks* °flatted securibeseassets at the end of the peke and artist statement period\ a private investments, invested stod options and eierciuble stock options. • Liable's. Vreledes debit balances, *sundry metal be-6, Credit lint short account balances • Cashratoney balances Taal d uniwested avalabk cash balances, plus deposit balances at affiliated and nakallikated banks, and money market Mutual had sweep balances, at the close of the statement period. NonirOrertiOdity free credit balances in yam account we not segregated from other balances and the Fen may use aryl these funds in the ordnary course of its banns Thew funds are payable upon your demand. his total is included in the current period closing value. Lending information Fa detaied Hermetic° on the Fin's lendig practices ad disclosures, refer to yore Client Relationshp Agreement a Account Agreement and the General Terms and Corations LOS Statement of Credit Practices availabk nAgeeemenes and Discbsu fes at wally ohs etanterecrionferlovers SDNY_GM_00010040 CONFIDENTIAL EFTA01597703 Important information about your statement (continued) Yam assets Your statement treys maiden and other assets held in the *cant a the end of the st*emere period. You may ask for delivery of fully paid seorities at ay tine. You may receive ponies used as ban coined after paging any balance due on them. Arry securities trend erred to **Fen dein the statement period are listed at market value as of the end of the statement period. • Cost bash. In deterinning the cost basis of the seoxiiies included in this statement, where indicated with the number I. UBS F natal Swain has relied a information obianed from sources other than UTS Financial Serwees, reludirg mention horn another lam or that you mar haw crowded to yes FnancUl Advisor. The Film does rot independently wily a galisineet the *curacy or validity of am information provided by sources other than LES Financial Services. h ackleico although Ll35 Financial SenXes genera* updates this remotion as it is received, the Fent does nor provide any assurances that the information under -Cost bar ard 'Unrealmed garl loss' is accuse as of the date of this statemerg. As such Pease do not relit on this information so make pschase or sale decisions. fix tar purposes a otherwise. Accounts transferred to the fin, may reflect artiness ama ion only for the period of tine they ate H NU at the Fen. More historical information can be added by your Financial Advisor. • Unreal:a geinsibases. When data is avabble, estimated ureabed gain/losses re calculated for rdividal security lots. The transaction data for ndniobal lots may or may not reflect canmasions, charges arida security worganiution nents. Dividend and other reinvestment lots and systimalic µslow Sets re each combined to abbe one averaged lot. the 'Trade date' column presents the agree transaction fade date. • Callable marbles Bonds and preferred stock that the issuer cats for emy redemption wit be selected impart:ay by lot from among at secure* of that ex* held hour name or in nominee name for as clients. Call feature information es obtained from third parties and es accuracy is not guaranteed. Other call feares may exist Much could affect yield; complete information tint be provided upon request. • trice/value. 'ekesdisplayed la securities and other products maybe higher or lower than the price that you would actual', receive in the market. Prices re obtained from vargas third party sources wench we believe to be reliable, teA we do not guarantee thee accuracy. — We genera/ use the ceasing price when available cc the mend the bid and ask prices for listed securities and options a crAr bid prices for OTC secure Ws. — Less actiwb traded securities maybe priced using a vabation model a the most recent price we dared and may not reflect an actual market price or vat*. — <man positions may appear *Shoe a price and win show a pke was nol anilable if we are unable to obtain *pike for a security. — Deposits a senates denominated is currencies other then U.S. dollars are reflected a the excharge rate a of the statement date. — Fa arida, SeCtrieS trading n nonconforming denarnations, price and quantity (lace mead my have been adjusted to facilitate proper valuation. To obtain cistern motet ‘,.4,-n a...0.2)1e contact yces None Adoscr. nor reci.05•4 leciresert the va upon liquidation. — Dud party estimates d vat* at as of a certain date at ate supplied to UBSFinrcial Services on a reels basis by an independent valuation firm — Issuer, general panne( or sponsor estimated valet any, are sulglied to the Firm by the issuer, general primer or sponsor and may be calculated based on deferent information from That used by third patties to derive their gummed values. — You can detain additional information regardrig the method:low used to determine the estimate of yak* and the date of the internalion that is the basis for the estimate by contacting sour Financial Advisor. — Third party estimated values may be reflected as 'hi* priced' in several situations: when an erdepev,dent valuation Inn has not supplied a is unable to assign a rake. when we become aware that a material event has occurred that may call a previcitrn omitted mix into question, or when a yak* woad be highly speculative the to **nature of the security. — When neither an issuer, general partner or spoor estimated value ror a died-party estimated value is provided, the vat* of the security wil be delerera from its purchase price — tistrbutons to date mar include tarn* capital, income or both — unit size' nexesens the Seal offering Pia per she ad my not reflect your cost basis — DPP and unlisted RER securities are not listed on a national securities exchange, and are generally Ilpad rd even/they can be sold. the price seemed may be less tan the per share estimated value provided in the account statement. • Regulated securities. Restricted securities generally are not currently *gbh for pubk sale. UBS Financial Services uses the market price of the isrestricted stock of the same issuer as an inputed yak* for the restricted stock forpurpose of die statement only. To to item( that restricted securities are eligble for sale, the vita received may be abstentially Mss than the emoted vale shown. • Private investments and structured products. Private nvestrient seamles (inciAirg erect Partkkation program andteal estate investment MIR saurats) and stnxiured products ere germ* MA. iliqu'd Certain structured prodads have not teen registered with the Securities rid Exchange Can/tension or under ary state securities laws. We provide estimated values for prime investment wastes and 'Minuted products for rrormational tts any. Acosacy is not guaranteed. valas may di( le "-burn ially from prices, any, at whch a private mystment securtyor structured product maybe or sold and do you may receive • Est. (estimated) income, current yields and rata An *Meat. of anal name is bawd on current dividend and interest rales, assuming the secuitin wig be held For one yea from statement date or until meturey. Tha *ornate es crib, a guideline; errancy and continued income are not guaranteed. — Estimated annul exam and current yield for certain types of mashies could include a return of princPal a repeal gains in which case the est. income (ad current yiekg would beoverstated. — Estimated oral name and current yield and We actual inter and yield mint be bear or higher than the estrnated amounts. — An estimate of arnuaraed ixome (avidend ardor interest) derided by the current mane vats/average balance is based on the last divided or merest payment made by the issuer and assumes the seisees/deposes will be held for one year from the statement date a unto maturity. Accuracy and continued yield are not waranteed. • Assets not held by UBS Financial Services Cenan assets ay not held by the Fin and not within the Inn's possession or antra Thew assets are displayed on year statement For erdornutional purposes only. Positions and vibes presented are provided by the issuing fem. UBS f nancial Services is not respamble for this inkernatcei and does not guarantee is accuracy. These meets are not protected by SIPC or the firm's supplemental 51K coverage. • Revenue shoring and additional compensation. - h addition to commissions on sales and 12b1 fees received in connection with the disirbson of mutual funds to our clients we and/or or affiLate receive revers. sharing partnere from distrtutors anchor advisor of the unusual funds that we sell. These am ents are based on too different correponents: CO the amen of sales by LIE6 of a particular mutual (trod famayb our clients; and GO the asset vague of a particular mutual find family, shares held at the fem. — We and our affiliate also receive network in; rd amnesiac processing lees in consideration for transfer agent services that we provide to the reveal funds. Those fees 9etierally ate paid from investor assets in the nutted find and are a f iced dollar amount based on the number of acau-es at the broker-dealer holding mutual fends of that turd family. - h adfaion to otermissions received in arrection with the sale or diarbution of 'away contracts and unit investment trust tries to ote clierts, we ardor err If &tate receive revert* sharing oxygenation from may of the insurance companies underwriting the a-nuity contracts, athletes of the insurance companies or sponsors of the unit Mintiest hulls we diarbute. - h xkfaion to commissions received from the parchese and sale of WAS' ie es Itrids we ax/or our affiliate receive an asset-based revert* sharing payment from Neognares distaxson. as mil as funding for technology development, training and education. — Our all/isles also retestfading commissions and other compensation from mutual funds and Mu-axe companies whose prolmis we &vine. — We receise <covens* ion from Les Bit USA. UBS AG Stanford Branch ad romalfilated barks throup our cash sweep progams. This compensation may be per account fee a may be a percentage of average daib depose balances. Activity Wonnation regarding cornmissions and other throes awned n cornet ion with the execution of trades, including option transactions has been it-Eludedon confirmations previously furnished le yOa and will be provided to you AMMO/ an retest. Short soling if you re engaged in short selling a storey, you may incur a charm due to avian borrowing costs for that prticulatsecuty. Open orders Regarding open or • good.acancelled • orders that were not executed by the statement date, open buy and sel stop *den are refaced by theamount of &intends or riches on an tx.dinderds or eterichis date wens intrtxted otherwise by you. You ay response?* to Orders that are executed der to yin. 'allure to cancel eating ern orders. Privaq To obtain a copy of at current Client Privacy Notke, please contact Kw Financial Advisor or visit or webste erswicerse eanionvervouley — 1.85 Financial Services is rot a bank. The RMA. Business Services Account BSA and *MA se brokerage *counts which proide access to bailing unites and mace through mangemenis with affiliated baits and other thidpany banks, and provdes access to insurance and ann* products issued by I/lanai:Med thins-arty nuance companies thrcuain insurance agency mbsidearies of US$ Financial Services Inc. — hvestara Munroe and anuity p•OiXtS: — Not FIX routed • No bark guarantee. May lose yak* — Intl. tescurce Management kW" Business Sink*. Account BSA, IRMA old international Rosana Management Account are registered service marks of LBS Financial Sena, Fc. — NSA is a registered vaclenurk owned by Visa entemaixial Service Association and used inter kense. The LBS Visa creak cards and the UBS Visa debit cards ay issued by LBS Bat USA with permission From Visa U.S.A. hcorpocated. All other federates, registered trademarks, sense mats at registered strike marks re of their respective competes. Firuneial ServicesInt Pty. 201010 SDNY_GM_00010041 CONFIDENTIAL EFTA01597704 411 UBS 085 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account May 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP Friendly account name: Mont l-kedge Fund BOSTON MA 02210-2698 Account number: Your Snandal Advisor: SCOTT STACKMAN1LYLECASRIEL Phone Questions about your statement? Cal your Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, account 029045172. on April 30 (4) on May 31 (S) Your assets 2,768,661.80 2,804,522.77 1fsito■r wetisite: www.tebs.corr4 financialservices Your liabilities 0.00 0.00 Value of your account $2,768,661.80 $2,804,522.77 Sources of your account growth Tracking the value of your account S Thciisands during2019 Value of your account at year end 2018 tooppoaoo 2,708 7 2,804.5 Net deposits and • vAthdravals S1,793,00000 Ycur imestwent return: Change in market value 854,522 77 1,0000 Dec 2018 Apt 2019 May 2019 Value of your account on May 31, 2019 62,804,522.77 nr GM 00010042 Member SIPC CON Fl CIN I Page 1 of 6 EFTA01597705 UBS Resource Management Account May JO19 Your account balance sheet • Summary of your assets Value on May 31 a) Percentage of your account A cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Faed income 0.00 0 00% E Non-traditional 2,804,522.77 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets 42,804,522.77 100.00% E Value of your account 52,804,522.77 Account name: ML.NIPLA.P. - eVL Friendly account none: n Ind Account number. Eye on the markets Your Finescial Advisor: SCOTT STACKMAFRYLE Index Percentage change May 3019 Year to date SW 500 -6.35% 10.74% Russell 3000 -6.47% 10.92% MSC I - Europe, Australia & Far East -4.66% 8.05% Barclays Capital U.S Aggregate Bond Index Interest rates on May 31, 2019 3-month Treasury bills: 2.27% One-month LIBOR: 2.43% 1 78% 4.80% 000100lir 2 of 6 CONFIDENTIAL EFTA01597706 4tUBS Resource Management Account May 201 9 Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: Your Pinada' Advisor. SCOTT STACKMAIILYI FCASRIEL Change in the value of your account Cash activity summary May 2019 (1) Year to date (1) Opening account value $2,768,661.80 $1,000,000.00 Deposits, including investments transferred in 0.00 1,750,000 00 Change in market value 35,860.97 54,522.77 Closing account value $2,804,522.77 Summary of gains and losses values reported below exclude products for which gars aid losses are not dassitied. Realized gains and losses Unrealized gains and losses (4) $2,804,522.77 May 2019 CO Year to date (SI Short term 0.00 0.00 54,624 61 Ste Account JICW4thit month for details. Balances In your Sweep Options are induced In the open rg and closing Sante% yaw. FDIC insurance applies to deposits at UBS Bank USA and al banks participating in the U$ FDIC Insured Deposit Program. It cteS not gay to deposes al UBS AG, SUrnford Wanch protection applies to money market sweep find !loadings but not bank deposits. See Important information 'boot your statemert on the last two pages d this document for detals. May 2019 (S) Year to date (5) Opening balances Additions Deposits and other funds credited $0.00 0.0O $0.00 1,750,000.00 Total additions Subtractions Funds withdrawn for investments bought $0.00 0O3 $1,750,000.00 Total subtractions Closing balances $0.00 $0.00 -$1,750,000.00 $0.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor a Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statementat the end of this document. Your return objective: Capital appreciation Your risk profile: Primary Aggressive Investment elgibility consideration - None selected Your account instructions . Your account cost basis default closing method is FIFO, First In, Fiat Out. SDNY GM 00010044 CONFIDENTIAL Page 3 of 6 EFTA01597707 *UBS Your notes .L000'0.1.. 0 . CONFIDENTIAL EFTA01597708 *UBS Resource Management Account May 201 9 Your assets Account name: MONTPELIER TRUST Friendly account n • Mont Hedge Fund Account number: Sane prices, income and current values shown may be appidargile As a lentil. gams and losses may not be accurately reflected. See Important Information about your statement a the end of this docurneMfOr more information Non-traditional Private egtity funds, Hedge funds, and Other inwstments are field in your u85 mallet" ServiceS Inc. (UBS FS) brokerage account The non:ions reported below reflect the records of the issuers, and 1185 FS does rot guarantee the accuracy of the Information. The value shown is not necessarily the value you would recei* from the issue:if you soldthe assets. Funds actively sold M UBS FS at SutteeCt to ongcing due dligenCe although the level performed may vary A dceed fund may best:Med to no ongang drigence. A fund thal you purchased elsewhere may never hare been sutiect to UBS FS ',licence. although U85 FS may receive a fee from the funds manager, whch may constitute a matority of the managementrIncentive fee. Please contact your Financial Advisor vnth questions. ' Eq. value per until' is an estimate of value suppliedby an independent valuation firm and reflects adjustments for factOrs such as the fiquidty of the urits. Hedge funds Purchase Wei Number Average dice Had ng of shares per share (S) ALPHAKEYS MILLENNIUM FO II LLC CLASS B NO 04/30'19 Trade date: Dec 18, 18 Client investment (1) 1,750,000.00 GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO0413019 le date: Jan 28. 19 2,012 785 496.773 999,898.16 Total Your total assets Non-traditional Total $2,749,898.16 Value on May 31 (S) Your Fnaadd Advisor. SfOTT RACK MANI VI F CASRIFI Estimates of value suptaed by issuers of certain mograns (which are generally 'net asset vaue' estimates) are shown as ' issuer est rate per unit' For Fringe mils/ funds, 'Est value per unit' is a value updated quarterly, based on the Net Asset Value e Harlin the fund as of the date sped fled. adjusted by deicing capital calls and suratracong dstributions since the NAY date. The NAV rs primarily based on estimated portfolio yaws provided by the underlying fund sponsor. These two values may vary because of differences in the way they were estimated and became the 'Third party est. value per unit' may ha* been prepared on the basis of financial information other than year•Md hewed estimates may not reflect resale, liquidation or repurchase value, if any, and may not reflect dst 'buttons of canal until the next valuation is reported, generaby on an annual or seat ennual basis the end of teas statement. Cost Price per share Value on basis ($) on ma/31 (S) May 31 (3) See Important information about your statement at unrealized (lehl inrestment faking gain or loss (S) return (I) period 1.750,00000 1.000 1,773,212.00 23..212.00 ST 999,898 16 512.380 1,031,310 77 31,412.61 31,412 61 ST $2,749,898.16 $2,804522.77 $54.624.61 $31,412.61 Percentage cd Cost your account basis (1) Estimated unreatited annual income (5) gan or loss (S) Hedge funds Account activity this month 2,804,522.77 $2,804,522.77 100.00% 2.749,898.16 100.00% $2,749,898.16 54,624.61 $54,624.61 continued next page cnu GM 00010046 CONFIDENTIAL Page 5 of 6 EFTA01597709 TUBS Resource Management Account May 2019 Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number- Investment transactions For n-oore informaion about the price/value shown for restricted securities, see important information abaft your statement at the end of this document Proceeds from Funds investment wthdrawnta Accrued Oae Activity Description °vanity VAL* (I) Price (5) transactions (S) imeslments bouctil (S) interest (S) May 31 Adjustment Your Pi modal Advisor SCOTT STACK MANLYLE CASRIEL 1000TH GRAHAM ABSOLUTE RETURN TRADING -205.000 LTD. NO 04/30119 Total M_000106MT 6 of 6 CONFIDENTIAL EFTA01597710 Important information about your statement UESSiancial kmices ex. (the Firma LBS Financial Services), it a member of all prixipi sxvdy, covirrocky andWeans excharges UBS Fe-uncut Services and LBS Bade USA are indirect subsidiaries d UB5 AG and affixes of LBS Sashes LLC. 7FeFirriTs f Sunni statement is available upon request. The Firm's exectAii, Offices are at: UBS Financial Services ex. 1200 Harbor Boulevard Weehawken N107086 This statement represents the ony official record of you. Les Financial Seances accoure Other records, except official la docunems, nearing an 'king data should riot be refed upon. R you beige, there ban error or omosion plow report it inmedUtely in rano ea the Branch Manager of the office seining your meant. Although all lines shown are intended to be accurate, stamen data shook' not be used fa tax 'nooses. Rey sold/ on yenned lo brim 6.o., kern 1099, SOS, 10425, etc.) when preparing your tax return. The Fern 6 monad by law to report to to IRS all taxable dniderck, reportable non-taxable dividends and unale jeered end on secants held nyour account net proceeds on sale transaions, ad cost basis a often cowered sash in COmmUilialtiOna with the Firm • Please re-conkm any oral cornmunkations is writing to further protect your reps, including your rights under the Senn ies Mesta Protection Act (SSA). • I the Bruneid inttution on the top left of the front of this statement isnot Les Financial Sevices, USS Financial Senices canes you account as clearing broker by arrangement wt the ndicated inseution We Wormedyou of this relationshao when you opened this toast h this case you funds and seastes are located at UBS Financial Services and rot the intake rg broker, and you rrust make a report of any error or Median to both ferns. • As *sorbed n the aeons ea-et/rents. you must Wily us of any errors or fraud involving checks reflected on your statement within 30days after it was mailed a made nobble. • Please direct customer carotenes or houries to the Finis Client Relations Department at 201.352-1699 or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in nriti-g to UBS financial Services ex., Client Relations Deprimerd, P.O. Box 766UnionC ity,11 07087. • All OatImereS shall be deemed complete and ante not objected to ri writing within 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Call201-332.1495 • in case of erns or questions about an electronic Ards transfer (U1), bill parienent or LBS Vise debt cad transactions, cal 800-762-1000, or carte to UBS F iancial Services lx., 1000 Harbor Blvd, 61h floor, Weehawken, Ni 07086, Attn: RMOSSA Stews. Call a write as soon as you can, 1 you think wcv statement a receipt is wag a f you need more itarrution about a transfer on the damn or recent. The arm or Card bluer (as makable) muss hear from patina later than 60 dais alter the Firm sent you the fist statement on which the error or PObtem appealed. — Provide yin name ad aeons number Of any) — Descsbe the rural or the transfer you re insure about. and eiplah as clearly as you can why you believe it is an error a why you need moo hit:man:it — Provide the dolls- amount of tie suspected error. The Firm or Cad Issuer will investigate you complaint and willcorrect dry goer promptly For Weird won iuotvng LOS Visa•debe cad transactions, 4 we take more than 10 business days TO do this, we will credit you account for the anon you thnk is in error. so that you will have the use of the money dung the tine it takes us to complete as 'elastication. Please male all checks payable to the Firm or the financial retina) indicated on the from of this statement. In addition to regular account fees, accounts may be abject to mantenace lees, charges for late payment for securities purchases and charges fa urged amounts n cash accounts. Accounts that aro transferred to other nstilutOnS may be subject to a trader fee. Ube Sweep Options UBS oilers option for sweeng cash balances to bale deposit monies at nonalauted banks and ablated banks and money mated endue! kends (Money hands) Deposit accouts at U85 Sant USA and non-affiated banks panicipang tithe LBS FDICansured Deposit Program are FCC-lined n accordance with FDIC rules. For more Hamill:in pleat visit www.fdeine Deposit accounts at UBS AG Stamford Branch and shares of Matey Funds are not iw-red by the FDIC. Bat deposits re not protected by SIPC. Money Find dunes art protected by SIPC See -1.)8S faunae Sevin Account Protector' below. Upon your (egad, dances in the bare deposes may be withdraw\ and shares of a Money Fund may be liar:dated. end the proceeds returned to you or you martin accent. Futter rikanaton stout available sweep options, exited's-la current interest rates and yields, is evadable at www.ubs comrsweepyields, from you Fiunral Advisor or by calIng KO-7621000. US$ Financial Services account protection The Firms a merriber d the Securein bushy Protection Corporation (SiC), with protects securities ousionwn of es rotten up to 1500,000 @reading 1250.000 for dims foe rad0 a:planetary brochure nobble won realest a al wirer Omorg. The SiC asset protection fires apply to al accounts that you hold n a particular capacity- The Firm, together with certah affiates,has also purchased supplemental inexact The marivun /mull payable to al age:karats, cobectively under tie protection is SSOOmillkn as of December 10, 2016. Sand to the policy conditions and linitabons, cash a the Fnn i bather protected for up to 11.9 milli n in the aggregate for al your accosts hell in a wieder capacity. A ful copy of the porgy nordrg is available won reguest. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets controlled by (and ext.:led in you account value) but held away from UBSFirlanCial Services. For exam* certain (0 instate products. ixludrg vaiabk amuilies, aid 6i) shares al rMual funds registered nthe name of the account holdet on the books of the issuer or Vander agerrJ; • investment contracts or neestment inerests (e.g embed parented* and private placements) that me not registered under the Securities Act of 1933; • Conynodities contracts (e.g., foreign exchange and precious metal caveats) nclaing fares contracts and canniocay option Centralia: and • Depose accounts (except certificates of deposit) at LBS Bak USA, LBS AG U.S. branches and bats in the FDIC t-sured Deposit Program. The 51K protection and the supplemental protection do not apply to these assets even d they otherwise appear cern statements. The 51K protectionarid the upplemental protection do not protect against changes in the market value of yin investments (wetter as a result of market movement. issuer bankruptcy a other-writ) Dividend Reinvestment Program (DRIP) The pace reflected is an average prce. You may ratan the actual price from you Frurxia Advisor. Only whole shires are purchaseda-dm DRIP; partial shares will be sold and the cash wit be deposited in yore account. We canderid rebind/NM ;eke supplied by he issuer may deter ham the market price a heath the partial slaves a-e sold Cashith-Fieu Only whole units maybe held in you' acorn. Nyco are meted to a partial unit as a result of a dividend payment or otherwise, the Firm will either sal partial tries at market price a accept an arrant deterinned by a registered clea-ng agency, and credit yore account Investment objectives The nuances aka,' and risk profile are specific to each account and may vary between yam accounts. Please advise the Finn promptly is writing of any unlearnt change in your financial situation investment objectives_ For each account held, you choose are of the lokwing investrnme objectives: • Flexkce Current:emote: Investments seeking the generation of income only • Achim, Capea/Appreciatian: lreestments seeking growth of principal rather than the generation of ncome. • Produre Combination of Income and Capital Appreciation Investments "Hain, both the generation of income and growth of principal. Overall risk profiles • Conservative Seeks to mintin prima:of, with law risk and volatility tote account overall, even 0 that means the account does not generate income or Nests arid mono keep pace win inflation • Moderate: Waling tO accept sane risk to principal and tolerate sane volataity to seek higher returns • Aggressne: Willing to accept high risk to princnal and high volatility to seek high reams over time. • owestownetEgibrity Consideratim: t selected, a portion of the portfolio for that aeon may include complex strafes, limited liguidty and gene worthy. Statement "bouseholdirer We may consokdate al refixed account statements with the same address in the same envelope. e g. because they have owners who also maixarn join account relationships with other clients at the same add-ess. you prefer to receive ndividual statements mated n separate envelopes, you may decline householdrg by tang your Financial Advisor Friendly nowt name The Friendly account name is a customizable 'Nanette chosen by year to assist you with yore recordkeepio. he no legal effect on your account, is not 'mended to reflect any strategy, prOdat recarmerdation, inestment objective a risk profile associated with you- acounts. ands not a promo a garaxee that wealth, or any linanCia redults, can ce MI6. achieved. All investments involve the risk of loss, exkdro the ritk of loss of the anti* inveStrnent. You can change Wur Frio rib acorn names through Odin Services a by contacting your Finarcial Advisor. Powys overview • Value of you Koval/portfolio Net of assets and liabilities • Assets Includes available cash balances. yokes for restricted security (est), and Global Tine Deposits. torealizol marks to market, and certain assets not held by the Finn. Does not nckxle unpiced securities( assets as the end of the peke and oat statement polo& re private investments, invested nod option and eureka', stock options. • Oats tholdes debit balances, *sundry margin bans, credit line, short accord balances • Cathooney balances Tout of unneeded avalabk cash balances, plus deposit balances at affiliated and no-halliard banks, and navy market mast fuNd sweep balances, at the close of the statement period. NoniforrenOcley free credit balances in you account are not segegted from other balances and the Fern may use anydd these fords in the ordinary cane of its business Thew fonds are payable soon your &Wind. The total iS ircbded is the anent period closing value. Lending intonation For detaied islormation on the Finis lending practices and disclosures, refer to you Client Relationshp Agreement a Atone Agreement and tee General Terms and Co-ditions. LOS Statement of Credit Practices arailabk n Agreements and Discbswes at lyvna ohs erantireconrokirrovers SDNY_GM_00010048 CONFIDENTIAL EFTA01597711 Important information about your statement (continued) Yam assets Your statement Semites seadtits arid other assets held in the attars a the end of the statement period. You may ask for On"» of tally paid searitin at aror tint You may recent ponies used as loan colateral alter paying any balance dap on them. Arry seciaties transferred to dr Fie during the statement period are listed at market value as of the end of the statement perrod. • Cost bash. In deterinning the cost basis of the securities included in this statement, where ;notated with the number' I. u.85Finendal Services has relied on information obtained from sources other than ever Financial Servees, glutting Hawk» from another Ism or that your, my haw pro/KW to yens Financial Advisor. The Filth does rot independerdir way or 9.111101•0 the away or validity of any int amen» provided by aurae. other than LES Financial Services. h ackliion, although 1.85 Financial SerVres genera* updates this reamation as it is received, the km does not provide any assurances that the relormation under -Cost basis' ard 'Unrealced gas-floss- o Kane as of the die of this steamer'. As such, Nesse do not rely on this nformation b purchase of sale decisions. Ice to purposes a otherwise. Accounts transferred to the fat may reflect gailloss llama» only for the period of tine they are held at the Fern. More historical information can be added by your Financial Achisor. • Unrealized gains/losses. When data is available, estimated unaided gandlosses are calculated for rdividal security lots. The transaction data for ndividaal kits may or may not reflect canntsians. durges ad's security reorgannaten rents. Dividend and other reinvestment lots and systematic Pschaw lots re each combined to chalaY me averaged lot. fi e 'Trade date' totempresents the »gig transaction aide date. • Callable imarkles Bonds and preferred stock that the issuer calls for easy redemption wit be selected impariitk. by lot from among at porta of that mu* held in our name or et nominee name for our dents Call feature nicernation is obtained from third parties and its accuracy is not guaranteed. Other call (eaves may exist Much could/fed yield; complete reformation on be provided upon request. • Prieelealue. Prices dsplayed fa securities and other proias maybe higher or lower than the price that you would actually recerve in the market. Prices are obtained from various Chid party sources Wroth we believe to be reliable, 1:431 we do not ganet* the accuracy. — We comer* use the closing price when available a the mean of the bid and ask prices for listed securities and options ace* bid prices fa OTC waren, — Less activeb traded securities maybe priced using a valor.» model ex the most recent price we Maned and may not reflect an actual market price or vale. — Certain positions may appear walla' a price ad will show a 'wee was not agelabla if we are unable to obtain *pike for a security. — Deposits or securities okoomnated h currencies other then U.S. dollars are reflected a the excharge rate a of the sUtement date. — For certain Se0.31343 trading in non-ccerforrni-g denamhatronk, ace and quantity dace valid may have been adjusted to facilitate proper valuation. To obtain oaten quota ions, when a barible. contact yeas bunt eat Advisor. not necessarily restresere the vi upon liquidation. — Thad party estimates of vela are as of a certain date ad are supplied to UEISFinaxial Segos on a regular basis by an independent valuation fern. — Issuer, general panne( or spank( estimated vales, if any, are vaPlied to the Firm by the issuer, general parrot or sponsor and may be calculated based on Efferent information from that used by third pries to derive their esemated values. — You can obtain additional infarnstion regarding tiro methodology used to determine the estimate of value and the date of the information that is the basis for the estimate by contactirgyour Fhancial Advisor. — Third party estimated values may be reflected as 'Not priced' in several austere: when an • dent valuation I m. has not supplied a is unable to assign a value, when we become aware that a material owns has occurred that may call a previa* repated value into question, or when a value woad to highly sperculatme Case to the nature of the security. — When nether an issuer, general partner or sponsor restmaled value nu a dwO-party estimated value is provided, the vat* of the security wit be ddlerere from its wehow lake — tiorbutons to dine may avlude rekrn of capital, income a both — 'Orgnal unit size' represents the irotial »wing price per ant ad may not reflect yew cost bass — DPP and unlisted RER securities are rot listed on a national securities exchange, and are generally illiquid and even a they can be sold. the price reared may be less ton the per share estimated value voided in the account statement. • Regulated securities. Restricted securities generally are not currently elgbk for pubsc sale LOS Financial Services uses the market price of the urresinded stock of the same issuer as an imputed value for the restricted stork for purports of this statement only. To • Private investments and structured product. Private Segment securities (ixlacIrg Oren Participation program and real estate investment trust saurges) and struceured prodas are goner* MA. piqued Certain structuredproducts haw not teen registered with the Securities and Exchange Commissioner under amstate securities laws. We provide esteruted values for prince imatnent taunts and structured products for nfornoeional pu-wusonly. Accuracy is not guaranteed. • vales may dif a tubstentially fran prices, any, at which a private mestrnent securityo structured product maybe boujsl a sold and do you may receive the extent that restricted securities are ebgble for sale the vain received may be substantially less than the ivputed vale shown. • Est. (estinatee) iii:Onte, current yields and rates. An estimate of angel game is bawd co current dMdend and interest rates. assuming the securities will be held for one year from statement date or until "estuary. This estimate 6 only a 9uidbine; accuracy and continued income are not guaranteed — Estimated !Mal income and content yield for certain types of securities could include a return of principal or repast gars is Meth case the est income (and current would be overstated. — Estimated real income and current yield and the actual item and yield mg* be lower or tether than the estimated amounts. — An estimate of a-nuarued income (dwl:Send ardor interest) deeded by the carers market vat...Waverer balance is based on the last dividend or merest payment made by the issuer and assumes she secura in/deposes will be held for one year from the statement dale or urea maturity. Accuracy and centived yield are not aura te& • Assets not held by UBSPinandel Services. Cense, assets are not held by the Firm and not withn the Firers possession or areal. Thew assets are displayed on your 'lapelled for reformational purposes only. Positions and values presented are provided by the issung fem. UBS f nancial Services is not reparable for this inkernaticee and does not guarantee is accuracy. These assets are not protected by WC or the firm's supplemental 51PC coverage. • Revenue sharing and additional compensation. - h addition to commissions on sales and 12b1 fees received in conned co with the distriason al mutual funds to as clients we ardor our affiLate receive revers shying pariments from distrbators ardor adviscn of the meal funds that we sell. These rants are based on two different components: CO the snout of sales by Uf3S of a particular mutual fund fangs, our clients. and GO the asset value of a pacticular mutual fund I amity's shares held at the fim. - We and our affiliate also receive networking and amnia* panting lees in consideration for transfer agent services that we provide to the mutual funds. Mew fees animas are paid from enamor assets in the natal had and are a feed dollar amoat based on the number of acau-es at the broker-dealer holdng mutual fads of that had family. - h addition to ostranrosiors received n connection with the sale or diorbution of »way antral and unit ...vestment trust units to or dins, we ardor .3.3 ilium. receive untrue Sharing ungernation from many of the insuraxe companies underwritrig the amity contracts, »limes of the nitrate companies or spacers a the unit rearstment trusts we &abut*. - h edition to CannliSSiXi5 received from the purchase and sale of Nua.SI re es funds we odor our affiliate receive an asset-based revenue sharing payment from Neetasares diserixeork as well as funding for technology development, war»; and education. - Our aff "isles also receive radio commissions and other compensation from mewl funds ad insurance companies whose wads we &abate. - We receive 0:01reinalkn From,, Les Bask USA, U3S AG Stanford Branch and nonaffiliated bat troop our cash sweep pogroms. This compensation may be a motet per account fee or may be a percentage of average daib depose balances. Activity troormation regarding commission, and other charges awned in convection with the tootoson of trades, including option transactions has been indudedon confienotions previously furnished to yos and will be provided to you pronµy on fkrfasl. Short selling if you are engaged in short selling a security, you may incur a chime due to rain borrowing costs fa that canicularseosiy. Open orders Regarding open or • good.ticancelkd • orders that were not executed by the statement dale, open buy and sel stop orders are refixed by the amount of &redacts or reads on an tx. &edemas or canals date uses intnxted otherwise ty you. You are response?* fa orders that are executed die to yam tare to cancel eating ern orders. Privacy To obtain a copy of as current Client Prelacy Notice, please contact ear Financial Advisor or visit as websee at .wcreutu comMrevarmoicc — 1.85 Financial Services is rot a bark. The RMA. Business Services Account BSA and IRMA are brokerage accounts which provide access to banking sereces and pockets through arrangements with affiliated banks and other thid.party banks, andprovides access to 1/5Linl end annoy products issued by unaffiliated tid.party regarxe companies thou/. insurance agency subsidiaries of UBSFirtancial Services M. — 'wenn; riersra, and arnuity prod as — Not FCC inured • No bark guarantee. May lose vete — tMA. Resource Management Account, Business &Mike. Account BSA, IRMA and international Resource Management Account are registered service marks of LEG Financial Saviors Inc — VGA is a registered vademark owned by Vila Menai:nal Service Association and used under kens.. The LBS Visa cads cads and the LBS Visa debit cads are issued by L65 Bark USA with ',amiss» from Visa U.S.A. he orporated. All other trademarks, registered trademarks, sake maks and registered service marks are of their respective comports. LBS Firuncial Swan Int Rev. 201010 SDNY_GM_OOO1OO49 CONFIDENTIAL EFTA01597712 411 UBS 085 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account June 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN. NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP Friendly account name: Mont Et idge Fund BOSTON MA 02210-2698 Account number: Your Financial Advisor. SCOTT STACKMArrf LYLE CASRIEL Value of your account Questions about your statement/ Call your Financial Advisor or the RMA ResourceLine at 800-RMA-1000, account 029045172. on May 31 (3) on lune 28 (3) Your assets 2,804,522.77 4,522,021.22 Visit our website: www ubs corn/financials/v*4s Your liabilities 0.00 0.00 Value of your account $2,804,522.77 54,522,021.22 Tracking the value of your account Sources of your account growth during l019 Value of your account usards at year end 2018 51,000,000.00 Net deposits and 4,522.0 withdrawals 13,452,758.00 Your investrent return: 2.87.4 S Change in market value *9,263.22 I 0000 Value of your accoun on Jun 28, 2019 f4522.02112 Dec 2018 May 2019 Jun 2019 RIINY GM 00010050 Member SIPC CONFI ENTIAL Page 1 of 8 EFTA01597713 UBS Resource Management Account June 2019 Your account balance sheet Summary of your assets Value on June 28 ($) Percentage of your account A Lash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fcted income 0.00 0.00% E Non-traditional 4,522,021.22 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account 54,522,021 22 54,522,021.22 100.00% Account name: Friendly account name: I ' • • Account number Your current asset allocation Eye on the markets Your Pi !medal Advisor: SCOTT $TACKMANLYI.' Index Percentage change Jule 2019 Year to date 58P 500 7.05% 18.54% Russell 3000 7.02% 18.71% MSC I - Europe, Australia & Far East 5.97% 14.49% Barclays Capital U.S Aggregate Bond Index Interest rates on June 28, 2019 3-month Treasury bills: 2 06% One-month LIBOR: 2.40% 1.26% 6.11% cdmge 2 of 8 CONFIDENTIAL EFTA01597714 sUBS Resource Management Account June 2019 Change in the value of your account Account name: MONTPEUER TRUST Friendly account name:Mont Hedge Fund Account number: Rite 20I9 IS) Year to date (1) Opening account value 52,804,522.77 $1,000,000.00 Deposits, including investments transferred in 1,787,029.00 3,537,029,00 Withdrawals and fees, including investments transferred out -84,271.00 -84,271.00 Change in market value Closing account value 14,740.45 69,263.22 $4,522,021.22 $4,522,021.22 Summary of gains and losses vaues reponed below exclude peduCtS for which 9Eins and losses are not dassited. Realized gains and losses Unrealized lune 2019 (t) Year to date (S) gains and losses (S) Short term 0.00 0.00 69,365.06 Cash activity summary Your le neadal Advisor. SCOTT STACKMARLYLE CASRIEL See Account acWity this month for deters. Balances in your Sweep Ope ors are inducted In the open rg and closing baances va LIE FDIC insurance apples to deposit at UBS Bank USA and al banks participating in the UBS FDIC Insured Deposit rrogem. it does not apply to deposits td MS AG. Stanford Wench SIPC protection apples to morn market sweep fund holdings but not bart deposits. Seelmportant information *cot your steamed on the at two pages d this document for Mats. June 2019 (S) Year to date (5) Opening balances Additions Deposits and other funds credited $0.00 0.00 $0.00 1,750,000.00 Total addibons $0.00 $1,750,000.00 Subtractions Funds withdrawn for investments bought 0.00 -1,750,000.00 Total subtractions $0.00 -$1,750,000.00 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary • Aggressive Investment elgibility consideration - None selected Your account instructions . Your account cost basis default closing method is FIR), Fist In, First Out. GM 00010052 CONFIDENTIAL Page 3 of 8 EFTA01597715 *UBS Your notes CONFIDENTIAL EFTA01597716 SUBS Resource Management Account lune 2019 Your assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number. Sane prices, income and current varies shawl may be appraornale. As a result. gains and losses may not be accuraely reflected. See Important information about your statement a the end of this (tomea for more information. Non-traditional Private equty funds. Hedge funds, andOther investments are held in your U85 Friancial Services Inc. (UB5 FS) brokerage account The positions reported below reflect the records of the issuers, and UBS FS does rot gaarantet the accuracy of the Information. The value shown Is not necessarily the value you would recast from the issuer if you soldthe assets. Funds aCtivOy sad ty UBS FS are subject toongoing due dligenCe, although the level performed may vary A dated fund may be tutSect to no ongcsng diligence. A fund that you puthaed elsewhere may never hae been sublect to UBS FS Oligence. although 'ASSES may receive a lee from the fund's manager, whch may constitute a masorily of the managemenVincentive lee. Please contact your Financial Advisor with questions. • Est. value per unit' is an estimate of value supplied by an independent valuation firm and reflects adjustments for factors such as the Squidty of the units. Your Pinaadal Advisor SCOTT STACKMARLYLECASRIEL Estimates of value supped by issuers of certain programs (which are generally 'net asset wane estimates) are shown as • issuer est vale per unit' For PISA, edity fund, • Est value per tml' is a value updated quarterly, based on the Net Asset Value (*NAV') in the fund as of the date specified. adjusted by acting civita cans and sulatracong dstiibutions Once the my date. The NAV is primarily based on estinated port Idio values provided by the underlying fund sponsor. These two values may wry because of differences in the way they were estimated and because the 'Third party en. value per unit' may have been prepared on the basis of financier information other than yearend, Reported estimates may not reflect resale, h.quidation or repurchase value, if any, and may rot reflect dst 'buttons of capaa until the next valuation is reported, generally on an annual or serri-tonual basis See important information about your statement at the end Of ttis staement. Hedge funds e Nurrber Hddng of shares Purchase we/ Average plc! Client Cost per share (S) investment (S) bass (3) Price per share on Jun 28 (Si Value on tun 28 (Si unrealized (tad 93In or loss (S) fruestment Holcirq return (SI Perlcd ALPHAKEYS MILLEN FM) BROKERAGE A/0 931/2019 Initial trade date: unavailable 1 000 746,022 00 ST Initial trade date: unavailable 1 000 871,490.00 ST Security total 1,617,512.00 ALPHAVEYS MILLENNIUM FD IUC CLASS 8 NO 931/2019 Initial trade date: unavailable 1.000 39,317,00 ST Initial trade date: unavagable 1.000 45,929.00 ST Initial trade date: unavailable ---This information was unavailable-- 1.000 38,867.00 Initial trade date: unavailable --This information was unavailable--- 1.000 45,404.00 initial trade date: unavagable ••-This information was unavailable--- 1.000 -84,27100 Security total 85,246 00 ALPHAKEYS MILLENNIUM FO II L.l.0 CLASS 8 NO 0931/19 Trade date: Dec 18, 18 1,750,000.00 1,750,000.00 1.000 1,794,967.00 44,957.00 ST continued next page GM 00010054 CONFIDENTIAL Page 5 of 8 EFTA01597717 UBS Resource Management Account June 2019 Your assets . Non-traditional . Hedge funds (continued) HdOng GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO 0931119 Trade date: Jan 28, 19 Total Account name: MONTPELIER TRUST Friendly account name:Mont Hedge Fund Account number Purchase pace Number Averaw price Client of shares per Mart (s) Inwstmmt (5) Cost Price per shae basis (3) at tun 29 (1) Your Headed Advisor. SCOTT STACKMANLYLE CASRIEL Value on Unrealized (tal tun 28 (3) gain or loss (S) Irwestment Hddng returns) penal 2,012.785 496.773 999,898.16 999,893.16 508.895 Your total assets $2,749,898.16 $2,749,898.16 Value on Jim 28 (S) Percentage al your account 1,024,296.22 24,398.06 24398.06 ST 94,522,02122 $69,365.06 $24.398.06 Cost beds ($) Blimated annual income (S) Unrealized gan or lots (SI Non-traditional • Hedge funds Total • Missing cost WM inforrnah on 4522,021.22 100.00% 2,749,898.16 69,365.06 Account activity this month Investment transactions $4,522,021.22 Fa more information about the price/ alus shown tar restricted securities. see Important infonnation about you/ statement at the end of nos document. Dae MUNI). ontrIptart Quantity Proceeds Iran Punch inwstment withdrawn fa Accrued Value (S) Price (5) uenttctlons (S) investments bought (f) intent:I (S) Jim 20 Transfer ALPHAKEYS MILLENNIUM FD I LLC CLASS B NO 04130r i9 FM Y 128776 8100 CUSIP• 02076X9M6 I SYMBOL MFSBME 38,867.000 38,867.00 Jun 20 Transfer ALPHAKEYS MILLENNIUM ED I LLC CLASS B NO 04/3019 FM YI 42901 5100 CUSIP 02076X9M6/ SYMBOL: MFSBME 45,404.000 45,40400 Jun 24 Transfer ALPHAKEYS MILLEN END BROKERAGE NO 93112019 FM VI 28776 8100 CUSIP: 90293X9K21 SYMBOL: MFQGDC 746,022.000 746,022.00 Jul 24 Transfer ALPHAKEYS MILLEN END BROKERAGE NO 93112019 FM Y1 42901 5100 CUSIP: 90293X9K21 SYMBOL: MFDGDC 871,490.000 871,490.00 100.00% $2,749,898.16 $69,365.06 continued next page 00100%), 6 of 8 CONFIDENTIAL EFTA01597718 SUBS Resource Management Account June 2019 Account activity this month (continued) Investnent transactions (continued) Date ACtlOty Descilphon Vint (S) Price (s) Proceedtir0ns investment liansactions (I) FundS vMhdrannfor Instinct InS00.40 Accrued interest (1) its, 24 Transfer ALPHAKEYS MILLENNIUM FD I LLC CLASS 8 NO 931/2019 FM YI 28776 8100 CUSIP 02076X9M6/ SYMBOL MFSBME 39,317 000 39,317 00 Jun 24 Transfer ALPHAKEYS MILLENNIUM A) I LLC CLASS 8 NO 93112019 FM VI 42901 5100 CUSIP 02076X9M6 I SYMBOL: MFSBME 45,929.000 45,929.00 Jun 24 Cancel Of Transfer ALPHAX EYS MILLENNIUM FD I LLC CLASS B NO 93112019 FM TI 28776 8100 AS OF 06/1919 02076X9M6 / SYMBOL: MFSBME -38,867.000 -38,867.00 Jun 24 Cancel Of Transfer ALPHAKEYS MILLENNIUM FD I LLC CLASS B NO 931/2019 FM YI 42901 5100 AS OF 06119(19 CUSIP: 02076X9M6/ SYMBOL MFSBME -45,404.000 -45,404.00 Total 5110.11160$ transferred in Securities transferred out Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number. Your Mnandal Advisor SCOTT STACKMAMLYLE CASK'. $1,787,029.00 -$84,271.00 GM 00010056 CONFIDENTIAL Page 7 of 8 EFTA01597719 *UBS Your notes 000locEftge CONFIDENTIAL EFTA01597720 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale USA are ifdirect stbskloies d LBS AG and affiliates of LBS Smuts LLC. The Firm's fru/nal statement is available upon request. The Firm's execute* Offices are at: UBS Financial Services ex. 1200 Harbor Boulevard Weehawken. N107086 This statement represents the ony official record of you' Les Financial Services accoura Other records, except °thetal tax drulternS, cantering callting data should rot be reed upon. If you beige, there ban error or motion, pleas* report it immediately in wring ea the Branch Manager of the office serving your account. Although all hams shown are intended to be accurate, sttement data shook' not be used for tar imposes. Rey sold, on yes-end lax totem go., loan 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 moored by law to report to tie IRS all taxable dnidenok, reportable nal-taxable dividends and taxable interest earned on seas-nes held in your mask net proceeds on sale transactions, ad cost basis an omen cowed securities COmmUtliCatiOna with the Firm • Please re-confer., any Oral (Orrirrunicatictis n veiling to further protect your reps, including your rights under the Secuities Mesta Protection Act OSA). • I the Brune itl inttution on the top left of the front of this statement isnot Les Financial Services, LBS Financial Services caries you account a clearing broker by arrangement with the indicated intedion We Wormedyou of this relationshb when you opened this Accent In this raw, your finds and secuties are located at UBS Financial Sweets and rot the Mak" rg broker, ad you crust make a report of ay tar te meson to both ferns. • As *sorbed n the accost ag-eements, you must notify us of any errors or fraud involving checks reflected on your statement beta) 30 days after it was mailed a made mettle. • Please direct arstonw carotenes or nouries to the Film's Client Relations Department at 201.352-1699 or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in witio to WS Financial Services ls. , Client Relations Department, P.O. Box 766UnionC ity,11 07087. • All itatellentS shall be cleaned complete and accuse not objected to ri writing whit 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Call201-332.1495 • h case of errors or cunt:xis about an electronic funds transfer (U1), bill parent or LIES Vise debt cad transactions, cal 800-262-1000, or carte to UBS F etanoial Services lx., 1000 Harbor Bed, 61h floor, Weehawken.. Ni 07086, Attn: b.INSSA Services. Call a write as soon as saran, 1 you think as statement a receipt is wag a e you need more information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must hear from youno later than 60 clays after the Fern sent you the fist statement on which the error or pobtem *awed. — Provide you name ad accurst number Of any). — Desube the error or the transfer you re inure about. ad eiplat as clearly as you can why you beano it is an error a why you and MOM — Provide the dolt, amore of the suspected error. The Firm Or Cad Issuer will investigate you complaint and willcorrect dry error promptly For ahged errs nhgNng LOS Visa•debe cad transactions, 4 we take more than 10 business days tO do this, we will credit you accant fa the imam you thank is in mum, so that you will have the use of the money &rig the tine it takes us to complete as nestgatein. Please male all checks payable to the Firm or the financial ristituten indicated on the front of this statement. In addition to regular account fees, accounts may be .Meet to mantenarce lees charges for late payment for securities purchases and charges fa unpaid amounts n cash accents. Accounts that are transferred to other nstilutiten may be subject to a trader fee. UtS Sweep Options UBS offers options for sweepeg cash balances to bait deposit accanes at nanaffiated banks and abated banks and money make) mutuality:Is (Money funds). Deposit accounts at LBS Bark USA and non-affiated banks panicipaing tit a LBS FDICansured Deposit Program are FDIC-insured n accordance with FDIC rules. For more iltamaiian please visit veterfik.9:n. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not in-redby the FDIC. Bak deposits are not protected by SIPC. Money Fond dunes :re protected by SIPC See -1.)85 lnancie Services Account Protection' below. Upon your regain balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advisor or by eating KO-7621000. US$ Financial Services account protection the Firms a inerrber of the Secretes bosh". Protection Corporation (Sip, witch protects securities custonwn o1 is rearben up to 1%0,000 (adding 5250.000 for clams for ratal0 bplanatory broth.", available upon request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular capacity- The Firm, together with carton athletes, has also Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under tie protection is 5500 million as of Detester 10, 2016. Weed to the pale y conditions and inlet:as, cash a the Finn i hither protected fa up to 11.9 million in the aggregate for al you accounts held in a wieder capacity. A ful copy of the polio; sordeg is available Loon request. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets antrolkd by (and ext.:led in you account value) but held away from UBS Financial Services. For burn* certain (0 insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contacts), nclaing fumes contracts and Calvvirry option Central% ad • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks in the FDIC erred Deposit Program. The 51K protection and the supplemental protection do not appy to these assets awn d they otherwise appear CC yds statements. The 51K protectionand the stoplemental protection do not protect against charges in the market value of you revetments (whether as a result of market movement. muer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The pace reflected is an average prce. You may obtain the actual price km yam Financial Advisor. Only whole shires are purchased under DRIP; partial shares will be sold and the cash will be deposited in your account. We chodend reinvestment price :belied by to issur may deter from the market price a which the partial shares a-e sold Calvin-Feta Orly whole units maybe held in yam secondly:0 are meted to a partial unit as a result of a dividend payment • otherwise, the Firm will either sell grid tries at market vice a accept an anoint deterinned by a registered dea-rg agency, and freer yore account. Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing investrnme objectives: • Prorkce Current f name: Investments seeking the generation Of income Caly. • Achill,* °pea/Appreciation: Mestments seeking growth of or:ideal rather than the generation of ncome. • Produce Combination of income and Capital appreciation Investments seeking both the generation of income and growth of principal. Overall risk profiles • Connotive- Seeks to martin initial prix0al, with km risk and minify to the accost overall, even 0 that means the account does not generate income or rears and mayn't keep pace yeah inflation • Moderate: Waling to accept sane risk to pampa' and tolerate sane volatlity to seek hider returns • asgressne: Willing to matt hip risk to principal and high volatility to seek high teR over time. • mostowntiagibrity Consicloratan: d selected, a portion of the portfolio for that atom may include complex 'trawl:es, limited liguidty and greater sobriety. Statement "householdirer We may COnSOkiate A tetrad account statements with the same address in the same envelope. e g. because they have owners who also mantas ;ore account relationships wth other clients at the sane add-ess. If you peter to receive ndividual statements (tweed n separate /metopes, you may decline householdng by (tang your Fruncial Advisor Friendly moue name The Friendly account None 6 a customizable • 'withal** chosen by you to assist you with ye's' recordkeepio. It, no legal effect on your account, is not Mended to reflect any strategy, predict rearnmerdation, inestment objective a risk polite associated wth you- accunts. and is not a prance a gJaraxee that wealth, or any 1 inarxiA results. can et willbe achieved. All investments invoke to risk of loss, ex kdro the ritk of loss of the trait investment. You can change your Fria* accost names through Onine Services a by contacting your Finarcial Minor. Account overview • Value of tors wountIportfofio Net of assets and liabilities • Assets Includes available cash balances. vakes for restricted security (est), and Global Tine Deposits. unrealized marks to market and certain assets ibt held to. the Finn. Does not nckxle unpiced securities: assets at the end of the prior and oat statement prods. or private investments, invested nod options and ~deal, stock options. • Liable's. Voldes debit balances, *sundry margin bats, credit re, short account balances • Cashatoney balances Total of uninvested avalable cash balances, plus deposit balances at affiliated and nahallikated banks, and money market mortal had sweep balances. at the close of the statement period. Non•Corrrtirley bee credit balances in you account are not segregated from other balances and the Fern may use any these fords in the ordinay cane of its banns These finds are payable upon your Orland. 11-es total is ircbded in the anent period closing value. tending information Fa detailed information on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00010058 CONFIDENTIAL EFTA01597721 Important information about your statement (continued) Yam assets Your statement Semites seadtits arid other assets held in the attars a the end of the statement period. You may ask for On"» of tally paid searitin at aror tint You may recent ponies used as loan colateral alter paying any balance dap on them. Arry seciaties transferred to dr Fie during the statement period are listed at market value as of the end of the statement perrod. • Cost bash. In deterinning the cost basis of the securities included in this statement, where ;notated with the number' I. u.85Finendal Services has relied on information obtained from sources other than ever Financial Servees, glutting Hawk» from another Ism or that your, my haw pro/KW to yens Financial Advisor. The Filth does rot independerdir way or 9.111101•0 the away or validity of any int amen» provided by aurae. other than LES Financial Services. h ackliion, although 1.85 Financial SerVres genera* updates this reamation as it is received, the km does not provide any assurances that the relormation under -Cost basis' ard 'Unrealced gas-floss- o Kane as of the die of this steamer'. As such, Nesse do not rely on this nformation b purchase of sale decisions. Ice to purposes a otherwise. Accounts transferred to the fat may reflect gailloss llama» only for the period of tine they are held at the Fern. More historical information can be added by your Financial Achisor. • Unrealized gains/losses. When data is available, estimated unaided gandlosses are calculated for rdividal security lots. The transaction data for ndividaal kits may or may not reflect canntsians. durges ad's security reorgannaten rents. Dividend and other reinvestment lots and systematic Pschaw lots re each combined to chalaY me averaged lot. fi e 'Trade date' totempresents the »gig transaction aide date. • Callable imarkles Bonds and preferred stock that the issuer calls for easy redemption wit be selected impariitk. by lot from among at porta of that mu* held in our name or et nominee name for our dents Call feature nicernation is obtained from third parties and its accuracy is not guaranteed. Other call (eaves may exist Much could/fed yield; complete reformation on be provided upon request. • Prieelealue. Prices dsplayed fa securities and other proias maybe higher or lower than the price that you would actually recerve in the market. Prices are obtained from various Chid party sources Wroth we believe to be reliable, 1:431 we do not ganet* the accuracy. — We comer* use the closing price when available a the mean of the bid and ask prices for listed securities and options ace* bid prices fa OTC waren, — Less activeb traded securities maybe priced using a valor.» model ex the most recent price we Maned and may not reflect an actual market price or vale. — Certain positions may appear walla' a price ad will show a 'wee was not agelabla if we are unable to obtain *pike for a security. — Deposits or securities okoomnated h currencies other then U.S. dollars are reflected a the excharge rate a of the sUtement date. — For certain Se0.31343 trading in non-ccerforrni-g denamhatronk, ace and quantity dace valid may have been adjusted to facilitate proper valuation. To obtain oaten quota ions, when a barible. contact yeas bunt eat Advisor. not necessarily restresere the vi upon liquidation. — Thad party estimates of vela are as of a certain date ad are supplied to UEISFinaxial Segos on a regular basis by an independent valuation fern. — Issuer, general panne( or spank( estimated vales, if any, are vaPlied to the Firm by the issuer, general parrot or sponsor and may be calculated based on Efferent information from that used by third pries to derive their esemated values. — You can obtain additional infarnstion regarding tiro methodology used to determine the estimate of value and the date of the information that is the basis for the estimate by contactirgyour Fhancial Advisor. — Third party estimated values may be reflected as 'Not priced' in several austere: when an • dent valuation I m. has not supplied a is unable to assign a value, when we become aware that a material owns has occurred that may call a previa* repated value into question, or when a value woad to highly sperculatme Case to the nature of the security. — When nether an issuer, general partner or sponsor restmaled value nu a dwO-party estimated value is provided, the vat* of the security wit be ddlerere from its wehow lake — tiorbutons to dine may avlude rekrn of capital, income a both — 'Orgnal unit size' represents the irotial »wing price per ant ad may not reflect yew cost bass — DPP and unlisted RER securities are rot listed on a national securities exchange, and are generally illiquid and even a they can be sold. the price reared may be less ton the per share estimated value voided in the account statement. • Regulated securities. Restricted securities generally are not currently elgbk for pubsc sale LOS Financial Services uses the market price of the urresinded stock of the same issuer as an imputed value for the restricted stork for purports of this statement only. To • Private investments and structured product. Private Segment securities (ixlacIrg Oren Participation program and real estate investment trust saurges) and struceured prodas are goner* MA. piqued Certain structuredproducts haw not teen registered with the Securities and Exchange Commissioner under amstate securities laws. We provide esteruted values for prince imatnent taunts and structured products for nfornoeional pu-wusonly. Accuracy is not guaranteed. • vales may dif a tubstentially fran prices, any, at which a private mestrnent securityo structured product maybe boujsl a sold and do you may receive the extent that restricted securities are ebgble for sale the vain received may be substantially less than the ivputed vale shown. • Est. (estinatee) iii:Onte, current yields and rates. An estimate of angel game is bawd co current dMdend and interest rates. assuming the securities will be held for one year from statement date or until "estuary. This estimate 6 only a 9uidbine; accuracy and continued income are not guaranteed — Estimated !Mal income and content yield for certain types of securities could include a return of principal or repast gars is Meth case the est income (and current would be overstated. — Estimated real income and current yield and the actual item and yield mg* be lower or tether than the estimated amounts. — An estimate of a-nuarued income (dwl:Send ardor interest) deeded by the carers market vat...Waverer balance is based on the last dividend or merest payment made by the issuer and assumes she secura in/deposes will be held for one year from the statement dale or urea maturity. Accuracy and centived yield are not aura te& • Assets not held by UBSPinandel Services. Cense, assets are not held by the Firm and not withn the Firers possession or areal. Thew assets are displayed on your 'lapelled for reformational purposes only. Positions and values presented are provided by the issung fem. UBS f nancial Services is not reparable for this inkernaticee and does not guarantee is accuracy. These assets are not protected by WC or the firm's supplemental 51PC coverage. • Revenue sharing and additional compensation. - h addition to commissions on sales and 12b1 fees received in conned co with the distriason al mutual funds to as clients we ardor our affiLate receive revers shying pariments from distrbators ardor adviscn of the meal funds that we sell. These rants are based on two different components: CO the snout of sales by Uf3S of a particular mutual fund fangs, our clients. and GO the asset value of a pacticular mutual fund I amity's shares held at the fim. - We and our affiliate also receive networking and amnia* panting lees in consideration for transfer agent services that we provide to the mutual funds. Mew fees animas are paid from enamor assets in the natal had and are a feed dollar amoat based on the number of acau-es at the broker-dealer holdng mutual fads of that had family. - h addition to ostranrosiors received n connection with the sale or diorbution of »way antral and unit ...vestment trust units to or dins, we ardor .3.3 ilium. receive untrue Sharing ungernation from many of the insuraxe companies underwritrig the amity contracts, »limes of the nitrate companies or spacers a the unit rearstment trusts we &abut*. - h edition to CannliSSiXi5 received from the purchase and sale of Nua.SI re es funds we odor our affiliate receive an asset-based revenue sharing payment from Neetasares diserixeork as well as funding for technology development, war»; and education. - Our aff "isles also receive radio commissions and other compensation from mewl funds ad insurance companies whose wads we &abate. - We receive 0:01reinalkn From,, Les Bask USA, U3S AG Stanford Branch and nonaffiliated bat troop our cash sweep pogroms. This compensation may be a motet per account fee or may be a percentage of average daib depose balances. Activity troormation regarding commission, and other charges awned in convection with the tootoson of trades, including option transactions has been indudedon confienotions previously furnished to yos and will be provided to you pronµy on fkrfasl. Short selling if you are engaged in short selling a security, you may incur a chime due to rain borrowing costs fa that canicularseosiy. Open orders Regarding open or • good.ticancelkd • orders that were not executed by the statement dale, open buy and sel stop orders are refixed by the amount of &redacts or reads on an tx. &edemas or canals date uses intnxted otherwise ty you. You are response?* fa orders that are executed die to yam tare to cancel eating ern orders. Privacy To obtain a copy of as current Client Prelacy Notice, please contact ear Financial Advisor or visit as websee at .wcreutu comMrevarmoicc — 1.85 Financial Services is rot a bark. The RMA. Business Services Account BSA and IRMA are brokerage accounts which provide access to banking sereces and pockets through arrangements with affiliated banks and other thid.party banks, andprovides access to 1/5Linl end annoy products issued by unaffiliated tid.party regarxe companies thou/. insurance agency subsidiaries of UBSFirtancial Services M. — 'wenn; riersra, and arnuity prod as — Not FCC inured • No bark guarantee. May lose vete — tMA. Resource Management Account, Business &Mike. Account BSA, IRMA and international Resource Management Account are registered service marks of LEG Financial Saviors Inc — VGA is a registered vademark owned by Vila Menai:nal Service Association and used under kens.. The LBS Visa cads cads and the LBS Visa debit cads are issued by L65 Bark USA with ',amiss» from Visa U.S.A. he orporated. All other trademarks, registered trademarks, sake maks and registered service marks are of their respective comports. LBS Firuncial Swan Int Rev. 201010 SDNY_GM_OOO1OO59 CONFIDENTIAL EFTA01597722 4tUBS U6S Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account July 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP Friendly account name: Mont Fedge Fund BOSTON MA 02210-2698 Account number Your I5 nuncio! Advisor. SCOTT sTAC tv1A`U LYLE CA RIEL PI Thne Questions about your statement? Call yC.L.' Fvuscial Advisor of the Value of your account RMA Resourceline at 8&0-RMA-1000, account 02904 5172. on June 28 (1) on July 31 (1) Your assets 4,522,021.22 4,566,91a03 Visit our website: www ubs corn/ financialsenrices Your liabilities 0.00 0.00 Value of your account $4,522,021.22 $4,566,910.03 Tracking the value of your account Thbusards 4,5210 4,566.9 • 1,000.0 f Dec 2018 Jun 319 019 Sources of your account growth during l019 Value of your account at year end 2018 Net deposib and withdrawals Your investment return: Change in market value stocopoo.00 13,452,75800 1114,152.03 Value of your account on Jul 31, 2019 54566.910.03 SDNY GM 00010060 Member SIPC CONFIDENTIAL Page 1 of 6 EFTA01597723 *UBS Resource Management Account July Your account balance sheet Summary of your assets Value on Jdy31 Percentage of your account A casl I end money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fved income 0.00 0.00% E Non-traditional 4,566,910.03 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $4,566,910.03 54,566,910.03 100.00% Account name: M0NTPEUER TRUST Friendly account name:Mont Fledge Fund Account number Your current asset allocation Eye on the markets Index S&P 50u Russell 3000 MSC1- Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2019 3-month Treasury bills: 2 07% One-month LIBOR: 2.22% Your iinesdal Advisor: SCOTT STACKMAFILYLE CASRIEL Percentage change July 2019 Year to date 1.44% 20.24% 1.49% 20.48% -1.26% 13.05% 0.22% 6.35% 000tootne 2 of 6 _ _ CONFIDENTIAL EFTA01597724 SUBS Resource Management Account Account name: MONTPEUER TRUST Friendly account name:Mont Fledge Fund Account number: Change in the value of your account Cash activity summary Opening account value Your 15 nodal Advisor. SCOTT STACKMARLYLE CASRIEL July 2019 (3) Year to date (5) See Account actin nut month foi deals. Balances in your sweep Opti ore are Induded In the opted rg and closing balances vane. FDIC insurance appies to deposit at UBS Sank USA and al banks participating in the S4,522,021.22 S1,000,000.00 US$ FDIC Insured Deposit Rogan. It dues not WY I0 deports M URS AD. Stanold wain SIPC protection applies to money market sweep bald hcidings but not bank deposits. See Important information Deposits, including investments transferred in 1,000,000.00 4,537,029.00 Withdrawals and fees, including investments transferred out -1,000,000.00 -1,084,271.00 Change in market value 44,888.81 114,152 03 Closing account value $4,566,910.03 $4,566,910.03 Summary of gains and losses values averted below exclude products for which gars and losses are no dassi*ed. Realized gains and losses Unrealized July 2019 (1) Year to date (1) gains and losses (3) Short term 0.00 0.00 105,073.87 Long term 0.00 0.00 79,183 00 Total $0.00 $0.00 $184,256.87 .bout your steamer* on the lat two pages d this document for *Ws. My 2019 (3) Year to date (S) Opening balances Additions Deposits and other funds credited $0.00 1,000,000.00 S0.00 2,750,000.00 Total additrons 41,000,000.00 52,750,000.00 Subtractions Other funds debited -1,000,000.00 -1,000,000.00 Funds withdrawn for investments bought 0.00 -1,750,000.00 Total subtractions -0,000,000.00 -$2,750,000.00 Closing balances $0.00 $0.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a fur description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration • None selected Your account instructions • Your account cost basis default closing method is FIFO, Fist In, First Out. GM 00010062 CONFIDENTIAL Page 3 of 6 EFTA01597725 *UBS Your notes CONFIDENTIAL EFTA01597726 SUBS Resource Management Account July 2019 Your assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number. Sane prices, income and current values shown may be approximate. As a es ult. gains and losses may not be accurately reflected. See Important Information about your statement a the end of INS COCument for more intomstion Non-traditional novae equty I unds, Hedge funds, andOther investMents are held in your u8S Financial Services Inc. (uBS FS) brokerage account. The poll:ions reported below reflect the records of the issuers, and U8S FS does rot guarantee the accuracy of the Information. The value shown is not necessarily the value you would receive (ran the issuer if you add the assets. Funds actively sold by UBS FS are SuteeCt to ongoing due dfigenCe, although the level performed may vary A dosed fund may be Jutted to no °noting Cadence. A fund that you purchased elsewhere may never hare been subject to UBS FS bilgerice. although UBS FS may receive a lee from the fund's manager, whch may constitute a matorily of the managemenvincentive lee Please contact your Financial Advisor oath questions. ' Eq. value per toil' is an estimate of value supplied by an independent valuation firm and reflects adjustments for talon such as the bquidty of the units. Hedge funds Had ng Nurrber of shag.% Purchase we Average pnce per share (S) Client inveurrent (S) ALPHAKEYS MILLEN END BROKERAGE NO 0930'19 Trade date: Nov 24, 15 1,550,000.00 ALPHAKEYS MILLENNIUM ED I tIC CLASS 8 NO 06130'19 Trade date: Jan I, 19 82,755.00 ALPHAKEYS MILLENNIUM ED II L.LC CLASS 8 NO 6/30/2019 Trade date. Dec 18, 18 1,750,000.00 GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A 4/006(30/19 Trade date: Jan 28, 19 2,012 785 456 773 999,898.16 Total 54,382,653.16 Your Pi naadal Advisor SCOTT STACKMANLYI ECASRIEL Estimates of value suppled by issuers of certain programs (which ate generally 'net asset value estimates) are shown as ' issuer est value per unit' For Private 'catty funds, 'Est value per unit' is a value updated quarterly, based on the Net Asset Value C NAV') in the fund as of the date specified. adjusted by ackIng capital cans and subtracong dstrIbutions gnce the NAV date. The NAV rs primarily based on estimated pan Mei values provided by the undertying fund sponsor. These Iwo values may vary because of differences in the way they were estimated and because the 'Third party est. value per unit* may ha* been prepared on the basis of financial information other than year.end. Reported estimates may not reflect resale, liquidation a repurchase value, if any, and may not reflect dst dbutions of canal until the next valuation is reported, generally on an annual or sent-annual basis the end of tns stsernent. Cost Price per share Value on basis ($) on JU 31 (S) Jul 31 (S) See important information about your statement at Unrealized OM Iruestment pacing 93in or losS (S) return (S) period 1,550,00000 1 000 1,629,183 00 79,183.00 LT 82,755 00 1.000 85,874 00 3,119.00 ST 1,750,000.00 1.000 1,806,222.00 58,222.00 ST 999,898 16 518 501 1,043,631.03 43,732.87 43,732 87 ST 14,382,653.16 $4,566,910.03 1184.256.87 543.732.87 SDNY GM 00010064 CONFIDENTIAL Page 5 of 6 EFTA01597727 UBS Resource Management Account July 2019 Your assets (continued) Your total assets Account name: MONTPELIER TRUST Friendly account name. Fit" Account number Value on NI 31 (5) Your %Nadal Advisor crnrr CrArY KA ANAvl r r A CRI I Percentage ce Cost your account basis (S) Estimated annual income (S) Unrealized 93n or loss (I) Non•traditional Hedge funds 4,566,910.03 100.00% 4,382453.16 164,256.87 Total $4,566,910.03 100.00% $4,382,653.16 $184,256.87 Account activity this month Date Actnity Description Amount (5) Deposits and other funds credited Jul 19 Transfer FM Y1 45170 3100 1,000,000.00 Total deposits and other funds aedited Date Actnity Description 67,000,000.00 Amortit (I) Other funds debited Jul 23 Transfer TO Y1 45170 3200 -I ,000,000.00 Total other funds debited Dee Activity DescrIptlen -61,000,000.00 AMOunt (5) Money balance activities Jun 28 Balance forward 60.00 Jul 22 Bought LIQUID ASSETS GOUT FUND 751,000.00 Jul24 Sold LIQUID ASSETS GOVT FUND -751,000.00 Jul 31 Closing LIQUID ASSETS GOVT FUND Jun 28 Balance forward 60.00 60.00 Jul22 Deposit UBS FDIC INSURED DEPOSIT PGM 249,000.00 Jul24 Withdrawal 085 FDIC INSURED DEPOSIT PGM ASOF 07/23/19 -249,000.00 Jul 31 Closing UBS FDIC-Insured Deposit Program 60.00 The U8S FOIC-InSu red eercest Piogram Is your primary sweep coon. 00010CiPJ° 6 of 6 CONFIDENTIAL EFTA01597728 Important information about your statement LBS Fiuncial Smites Inc. (the Firma LBS Financial ServicerP, is a member of all prixipal sootily, comocky andoptions excharges UBS Financial Services and LBS Bare USA are i-diect abselories d UBS AG and affixes of LBS Soirees U.C. 7F*Fimrs financial statemert is available upon request. The Firm's executio offices are at: UBS Filarial Services ex. 1200 Harbor Boulevard Weehawken. NJ 07086 This statement represents the ony official record of you LBS Financial Services accoure Other records, except °Naral Iasi documems, cantering calliang data should ma be reed upon. Ilyou beigve there is an era or omosion, please repent irremediably in *Min; to the Branch Manager of the office serving you account. Although all 'Ores shown are intended to be accurate, statement data shoutzl not be used fa tax purposes. Rey soky on yearend In norms, 6..., kern 1099, $498, 10425, etc.) when preparing your tax return. The Fan 6 maned by law to report to the IRS all taxable dwidenck, reportable run-taxable dividends and 19xADe interest eared on securities held nyou r accotrit net proceeds on sale eunuch:re, and con basis on oaten cowed securities_ Communications with the Firm • Please re-Ceres-Pi any Oral COrninalicatictis n writing so further protect your reps, including your reps under the Securities nvesta Protection Act DSO. • I the Brunt irl ivied:an on the top left of Ihe front of this statement isnot Les Financial Sevices, USS Financial Semites <thin you account as clearing broker by arrangement wt the indicated imutution We irdormedyou of this relationshb viten you coined this accurst. In this sew, your tusk and searities are located at UBS Financial Selects and rot the ineol.xig broker, rd you must nuke a report of XV !ROC a mission to both ferns. • As *sorbed n the accant ag-eemens you must rotify us of any eras or fraud involving checks reflected on your statement within 30days after it was mailed or made nobble. • Please direct ostonw captain% or inairies to the Finis Client Relations Department at 201.352-1699 tollaree at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in writing to WS Financial Services tx., Client Relations Department, P.O. Box 766UnionC ity, ha 07087. • All Statement, shall be deemed complete and accuse 4 not objected to in writing within 60 deo. • For TTY services: Cal 844-612-0986 or from *Aside the US Call201-332-1495 • h case of errors a cuestions about an electronic furs* transfer (EFT), bill partnere or LBS ntisa• deba cad transactions, cal 800.762-1000. a carte to UBS F iuncial Services lx., 1000 Harbor Blvd, 6th floor, weehawkon. NI 07086, Attn: RIAAISSA SCIVCS. Call a write as soon as you can, 1 you this you natement a receipt 6 woo crews.. need more idarrutrta about a transfer on the Pawner or recent_ The Frm or Card Issue (as appkable) must hear from you no leer than 60 days after the Finn sent you the tint statement on which the error or problem appeaed. — Provkle yon name ad account number Of any). — Doubt the elra or the transfer you se inure about ani rola" as clearly as you can why you Nano b is an error a way you need TOM nformalion. — Provide the dolls- anwun of the suspected error. The Firma Cad Issuer will investigate you- complaint and will roma any goer promptly For atoned moms inoling LOS Visaldebe cad transactions. if we take more than 10 baseness days TO do this, we will credit you want for the anoint you think is in era, so that you will have the used the money during the tine it tikes us to complete os Please mate all checks payable to the Finn or the financial extioten indicated on the front of this statement. In addition to regular account fees, accounts may be abject to mantenarce leek charges for late payment for securities purchases and charges fa unpad amounts n cash accounts. Accounts that are transferred to other nstilutan may be subject to a transfer fee. UPS Sweep Options UE6 offers options for sweeping cash balances to bait deposit accounts at nen/Meted balks and affiated banks and money make matual funds (Money Funds). Deposit accounts at U85 Bark USA and non-affiated bares panicipang new t1B5 FDICansured Deposit Program are FCC-insured n accordance with FDIC rules. For more Hamm Um plop* visit vxmorfrk.97e Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not re-redby the FDIC. Bat deposits re not protected by SIPC. Money Fund than am protected by SIPC See -U85 fruncik Services Account Protector' below. Lpon your morn balances in the bark deposal may be wihdrawnn and shares of a Money Fund may be liaidated. end the proceeds returned to you or your securitiesaccount. Further Mammal about available sweep options, retracing oarerit interest rates and yields, is available k www.ubs comrsnwepyields, from you Financial Advisor a by eating KO-762-1000. UN Financial Services account protection The Finn is a Member Or the SeCUreleS Investor PrOleCt6n Corporation (SiC), which protects securities custonwn of es marten up to 1%0,000 (including 5250,000 for dam for cast bplanatory brochure available upon realest a al wmvspc.org. The SiC asset protection fives apply to al accounts that you hold in a partkuler capacity. The Firm, together with certain affilates,has also purchased supplemental inner.. The manure amen payable to at eligt* arms, colectivey under the protection is SSOO million as of Deventer 10, 2016. Waal to the policy taxa iris and linitalcm, cash at the Fin, 4 further protected fa up to 11.9 miller, in the aggregate for at your accounts hell in a particdar capacity. A ful copy of the policy radio is mailable Lilco rellOile. Neither the SIPC protection not the supplemental protection apply to: • Certain financial assets controlled by (and ext.:led in yew account value) but held away from UBS 'Martial Services. For Nam* certain insurance products. ixludrg wnable arewehts. and 6i) shares of rMual funds registered nthe name of the account holder on the books of the issuer Or transfer awl); • investment contracts a rwestment nwests (e.g. Imbed partnershios and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal commas), nclking titres contracts and Callni0Oty option MOWS; and • Depose accounts (except certificates of deposit) at LBS Berk USA, UE6 AG U.S. trenches and barks n the FDIC Paired Deposit Progran. The 51K protection and the supple ends protection do not appy to these assets men d they otherwise appear coypu- statements. The 51K protectionand the upplemental protection do not protect against changes in the market valued you investments (whether as a result of market movement, issuer barkruptcy otherwise) Dividend Reinvestment Program (DOM The pace reflected is an average ace. You may obtain the actual price from you Fruncial Advisor. Ony whole shires are purchasedundo DRIP; partial shares will be sold and the cash will be deposited in your accent. We dividend reinvestment price supplied by he issuer may differ from the market price a which the partial shares a-e sold Calvin-Imo Only whole urns maybe held in your account. V you are entitled to a partial unk as a result of a dividend payment a otherwise, the Firm will either sell print urns at market price a accept an awn deterinned by a registered clearto agency, ard Ueda your accost. Investment objectives the neonate *betimes and risk profile re specific to each account arid may vary between you. accounts. Please advise the Finn promptly in writing of 30f strike/a change in you linruiei situation a investment objectives_ For each Kooks** MK you choose an of the loll:ming investenmt objectives: • hake. Current:worm: Investments seeking the generation Of income only • AchieneCapea/Appreciation: erestments seeking growth of principal rather than the generation of ncome. • Produce Combination of krone and Capital Appreciation Invesurents seeking both the generation of income and growth of principal. Overall risk profiles • Conservative- Seeks to maiden initial prixisal, with law risk and vole ley to the accw.nt overall, even If that means the account does not generate sigiificnt income or resins arid may not keep pace wet inflation • Moderate: Waling to accept sane risk to primps' and tolerate same volatlity to seek hider returns • Aggressne: Willing to accept high risk a principal and high volatility to seek high returns over time. • owestowntiagitirlity Consickratian: t selected, a portion of the portfolio for that areal may inckde complex strategies, limited liquidly and green Statement "householdror We may consokdate at retired account statements with the same address in the same envelope.. g. because they have owners who also maintain joie account reblionships with other clients at the same ackiew tf you prefer to receive ndividual statements marled n separate envelopes, you maydecline householdrg by caging your Financial Adviser Friendly account name The Friendly account name is a customizable 'nether** chosen by yeti to asset you with yam recordkeepio. Ns no legal *flea on your account, is not intended to reflect any strategy, product recarmerdation imenment objective a risk profile associated win you- accunts and is not a promise a gJaraxee the wealth, or any financial results. can a will be achieved. All imminent,. reek. the risk of loss. ex tag the risk of loss of the entie investment_ You can change your Frionly account names through Online Servicesex by confetti.; you-Financial Minor. Account overview • Value of you Koval/portfolio Net of assets and liabilities • Assets Includes available cash balances, vales for restricted security (est), and Global Tine NOON% La-realized mats to nwket and certain assets riot held by the Fim. Does not Made °noticed securilleslassets at the end of the pion and Oat statement prods. a private investments, unrested stod options and nodulae nod options. • Liable's. Whales debit batarxes, cutnandrg margin lore, Ueda Int short account balances • Cashretoney balances Total of uninvested available cash balances, plus deposit balances at affiliated and nahallikated hanks, and money market mutual end sweep balances, at the close of the statement period. Nome orrrtiOday free credit balances in you account are nt segregated from other balances and the Fern may use aryl these fuck in the ordinary course of its banns Thew funds are payable upon your demand. Mrs total ircbded in the anent period closing value. Lending infametien Fa detailed information on the Finis lendig practices and disclosures, refer to you Client RelatOrilhar Agreement a Account Agreement and the General Terms and C.:editions LOS Statement of Credit Practices available nAgreements andDiscbsures at www ohs eunlarecuntdorInvers SDNY_GM_00010066 CONFIDENTIAL EFTA01597729 Important information about your statement (continued) Yin assets Your statement rites secisitin and other assets held in the accent at the end of the statemera period. You may ask for delivery of fulY paid seonties at ay time. You may receive monies used as loan caldera' after prying any balance da on them. Ary muskies transferred to dr Fern dreg the statement period are listed at market value as of the end of the statement period. • Cost bash. In deterimning the cost basis of the securities included in this statement, where indicated with the nierber '1,' UBS Finaxial Servion has relied on information obtained from sprees cher than Lf1S Financial Strokes, eclutling Hoonnion from another Irma that you my haw pecnikkd to yaw Fnancial Advisor. The Finn does rot indepenclenty verify or guranwe the way cr validity of ay information pr added by sources other than LISS Fiuncial Services. h acklikei although LI3S Financial Sakes genera* updates this Hormaticn as it is received the fern nor provide arty assurances that the erfamation urder 'Cost basis" ad '6 Masked gad low is accurate as of the date of this statement. As suer, please do no rey on this information to make purchase a sale decisions, for tar PurPoset or id ...wet Accounts transferred to the Fin, may ref le genitors a for the period of time they or held at the Firm. More historical rdormaticn can be added by yin Financial Advisor. • Unntalfaed gains/lassos. When data is available, estinsel sneaked gandlosses re calculated for rdivbual security lots. The transaction data foe ndnicbal lots may or may not reflect commissiom, charges meta security reorganintion Hams. Dividend and other reinvestment lots and systematic PSCIPW lots se each combined to display on averaged lot The 'Trade date' ratan presents the original transaction trade date. • Callable ma/kW Bonds and preferred stock that the issuer calls for ea* redemption wit be selected moan:sly by lot from among at month of that axe held in Our Pr* or is nominee name for PS dents Call feature information M obtained from third parties and its accuracy is not guaranteed. Other call flutists may exist which could affect yield; complete nformation wit be provided upon request- • Peke/value. Prkesdsplayed for securities and other products maybe higher or lower than the price that you would actually meekve in the market. Prices are obtained from various hid party sources *Nth we believe to be reliable, but we do not guarantee thee accuracy. — We genera/4y use the closing price when available a the mend the bid and ask maces for listed securities and options crony bid prices for OTC secisirns. — Less activey traded securities maybe priced using a vakatin model a the most recent price we obtained and may not reflect an actual market price or vale. — Conan positions may appear whoa a price and will show as prke was not standee' if we are unable to obtain a ;rice fora security. — Deposits or securities denominated n currencies other than U.S. dollars re reflected a the exchange rate as of the statement date. — Fa certain searieet trading in non-wheeling denominations, mice and quantity (lace value) may have been adjusted to facilitate proper valuation. To obtain curent quotations, when a beitite. contact you. Fount al Advisor. not neciatteribi let:4in the vi upon liquidation. — That party estimates of vela are as of a certain date and se supplied to UBSFinaxial Services on a regular basis by an independent volution firm. — Issuer, general panner of *MSC( estimated vales, if ay, are applied to the Finn by the issuer, general partner or sponsor and may be calculated based on different information from That used by third parties to derive their estimated values. — You can obtain additional information regardng the mielhablogy usedto determine the estimate of yak, and the date of the information that is the basis for the estimate by contactegyour Financial Adiaor. — Third party estimated values may be reflected as 'Noe priced' in several situation: when an irjepe.dent valuation Inn has not supplied a is unable to assign a vale when we become aware that a material event hat oenned that may call a poniausbf repotted vala silo question, or when a yak* woad be highly sperculanne due to **nature of the security. — When neither an issuer, general partner or sponsor estimated value me a died-party estimated vela is provided, the vale of the security wit be defence from its ;gather. Price — tistrbutcns to date' may elude retinal capital, income or both — unit size' represents the Mel offering Vice per unit and may not reflect par cost basis — DPP and unlisted REff aunties are rot listed an a national securities exchange, and are generally Ilpld ad even i they can be sold. the price reeved may be less tan the per thee estimated value prodded in the accourn statement • Restricted securities. Restricted securities generally are not currently elgble fee path sale. UErS Financial Services uses the market once of the inestricted stock of the same issuer as an inputed value kr the • Private invarrnaraa and stmaared products. Private investment securities (i-clictrg ore(t Partkipation program and real estate invertMerre fiat securities) and stnxiured preach are goner* hiply ieiµvid Certain structuredproducts hhe not been registered with the Securities and Exchange Commissioner under ary state securities laws. We provide esteruted values for prime inwitinfelt stones and structured products for Homan:nal purposesonly Accuracy is not guarameed. • valet Mirydiffer "intent from prices, any, at whch a private nvestment structured product maybe boujsl a so and do you may reset* restricted stook for purposes of Ma teeemerecenty. To the edent that restricted securities are eligele for sale the vate received may be abstantially Mss than the emend vale shown. • Est. (estimated) income, current yields and rates. An *Ornate of avual Horn is bawd on current dividend and interest rates. assuming the securities will be held for one yea from statement date or until maturity. This *Pirate et alb, a puidelent accuracy and continued intone are not guaranteed. — Estimated anal ncome zed current yield foe certain types of muskies raid include a return of primPal re repeal gains in which case the est. income (and current yielc$ would be overstated. — Estimated mud income and current yield and the /Pull ham, and yield midst be lower or higher than the estimated amounts. — An estimat of arnarded income (dvidend ardor interest) dialed by the wirer* mane vakadaverage balance is based on the last dividend a nterett paymat made by the Mawr and assumes tie mark in/deposes will be held for cm year from the stamina dale or unto maturity. Accuracy aid continued yield are not garanteed • Assets not held by UN Financial Services. Certain assets as. not held by the Fin, and not withn the Fines possession or control. These assets are displayed on your Paternal for Hornutional purposes only. Positions and vibes presented are provided by the issung fan. UBS nancial Services is not reparable for this information ad does not guarantee its accuracy. these seeks at not protected by WC or the Firns supplemental SIPC coverage. • Revenuer sharing and additional compensation. - h adatica to commissions on sales ad 12b.1 fees received in conned in weh the distress:on al ennui funds to pr clients we ardor cur affiLate receive revere. shying plreeneraS from distrbators anchor advisers of the inmost finds that we sell. These armunts are based on two different corrponents: the nun of sales by UM of maid fad family*, our clients. and 60 the asset value of a particular nutual find I rib's sham held at the fem. - We and our affiliate also receive networking and amnion prcosseg lees in consideration for transfer agent services that we provide to the aural funds. These fees gear* are paid from erector assets in the mutual fund and are a f iced dollar arrant based on the number of accotres at the brolerdeakr holding mutual finis of that find ferny. - h adfaion to teetnisskirts received in correction with the sale or diarbuten of amity converts and unit investment trust urns to our dins, we ardor at oats. receive untrue Sharing (crepataton from may of the romance companies underwriting the ainuity contracts, of of the nitrate cancan.% or sponsors ol the unrt ',moment hunt we dimbute. - h edition to COMMiSP3rd received from the purchase and sale of WAS' es funds we odor or affiliate receive an asset-based rtwerue sharing payment learn Neugsares distaxnon, as ma as fining for technology development, training and education. — Our affiliates also receive radeg commissions ad other compensation from mutual funds ad naraxe toillpiniet whose moon we Statute. — We feCee.ecompinsation from Les Bank USA, LOBS AG Stamford Branch ad ron.atfiliated bat through ow cash sweep Fog-ems. This compensation my bean-4rd* per account fee or may be a percentage of average daiy depose balances. Activity Her regarding COrinliSPX6 and other charges Hurled el (CfneCtiOn with the execution of trades, including option transactions has been irduded an confirmations previously furnished to you. and Ml be provided to you promptly on Muhl. Short selling If you re engaged is short Ming a unsay, you may aura charge due to ratan borrowing costs for that paiticuLesecseiy. Open orders Regarding open at • good.ticancelkd • ceders that were not executed by the statement date, open buy and sea stop ceders are mixed by the anoint of doiderds or ages en an tr. &Mends or mend* date trans intruded otherwise by you. You we responsble foe orders ihn are executed die to yar lease to cancel eating open orders. Privacy To obtain a copy of as current Client Privacy Notke, please cornett Maw Fnaxial Advisee or visit our wetnee wernwtes rorneofewevonlee — 1.85 Financial Services is rot a bark. The RMA. Business Services Account BSA and IRMA ore brokerage accounts which provide access to baring stenos and prockaits Ihrtugh arrangements with affiliated banes and other ihidpany banks, and provides access to "stymy and anti* products issued by ereaffileated eh:Platy narance anymnits tw0t4u inv.:ante agency subsidiaries of US$ Financial Services hc. — yeomen; Hirano, and amuity modicts: — Not FIX Hued • No bank guarantee. May lose vale — tMA. Lesoute Management Account Bushels Services Account BSA, IRMA and nternatiorul Resource Management Account are registered service maks of tren Financial Seniors etc — VISA is registered trademark owned by Visa intemainal Service Association and used under kense. The IRS Visa creek cards and the U65 visa debit cads we issued by LBS Bat LISA with permission from Visa U.S.A. Incorparated. All other tradernales, registered trademarks, sent risks and registered service marks re of their respective companies. llSFirnancial Serviott trio Rev. 201810 SDNY_GM_00010067 CONFIDENTIAL EFTA01597730 4tUBS 085 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account August 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP Friendly account name: Mont I-edge Fund BOSTON MA 02210-2698 Account number: Your Financial Advisor. SCOTT STACK MANI LYLE CASRIEL PI :ow Questions about your statement? Value of your account RMA Resourceline at 800-RMA-I000, account 029045172. on hay 31 (1) on August 30 (4) Your assets 4,566,910.03 4,574,303.83 Visit our website: Your liabilities 0.00 0.00 WWW ubs corn/ fmancialservices Value of your account 14,566,910.03 $4,574,303.83 Sources of your account growth Tracking the value of your account S The I/sands during l019 Value of your account at year end 2018 Socopoaoo Net deposits and 4,566.9 4,574.3 withdrawals 13,452,75800 • Ycur imestrnent return: Dividend and interest income $9607 1,000.0 Change in market value 5121.449 76 Value of your moan on Aug 30, 2019 $4,57430183 Dec 2018 hi 2019 Aug 7019 SDNY GM 00010068 Member SIPC CONFIDENTIAL Page 1 of 8 EFTA01597731 *UBS Resource Management Account August 20 1 :3 Your account balance sheet Summary of your assets Value on August 30 (14 Percentage of your account A Las,' and money balances 96.07 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Foxed income 0.00 0.00% E Non-traditional 4,574,207.76 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Account name: Friendly account name:) ' • • • :. Account number $4,574,303 83 100.00% Value of your account $4,574,303.83 Your current asset allocation A Eye on the markets Index Percentage change August 2019 Year to date S&P 500 -1.61% 1831% Russell 3000 -2.04% 1&02% MSC I - Europe, Australia & Far East -2.58% 10.14% Barclays Capital U.S. Aggregate Bond Index 2.59% 9.10% YourNo.2dd Advisor: SCOT!' STACKMANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS FDIC Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important in (crampon about your statement on the last two pages of this statement for detail about those balances. Interest rates on August 30, 2019 3-month Treasury bills: 1 91% One-month LIBOR: 2.09% GM 000100,89, 2 of 8 _ _ CONFIDENTIAL EFTA01597732 4t UBS Resource Management Account August 2019 Change in the value of your account August 2019 (S) Year to date (1) Opening account value $4,566,910.03 $1,000,000.00 Deposits, including investments transferred in 0 00 4,537,029.00 Withdrawals and fees, including investments transferred out 0.00 -1,084,271.00 Dividend and interest income 96.07 96.07 Change in market value 7,297.73 121,449 76 Closing account value $4,574,303.83 $4,574,303.83 Account name: MONTPELIER TRUST Friendly account name:Mont Hed e Fund Account number: Dividend and interest income earned For purposes of tNs statement, !satiety of interest and dividend income has been determined Iron a US tax reporting perspective. Based upon the residence of the account holder, account type, a product type, some interest ands dvidend payments may not be stied to United States (Us) ardor Puerto Rico (PR) Income tares. The cbent mantle? stmernent is not intended to be used and cannot be relied upon for tea purposes. Clients should refer to the arnica:le tar reporting forms they receive Iran 11135 annual?, such as the Fonts 1099 and the Forms 480, (01 tar reporting information. it Is the practice of UBS to file the applicable is reporting loans SIM the US interns' Reirnue Service and PR Treasury Depyvnent and in such kerns accurately dewily chidenct at interest as tax tarry. or taxable imam* lest consull your Inchidual tax prepares. August 2019 (51 Year to date (5) Taxable dividends 94.36 94.36 Taxable interest 1.71 1.71 Total current year $96.07 $96.07 Total dividend & interest $96.07 $96.07 Summary of gains and losses Virtues reported below exclude products (or which gains and losses are not classified. Realized gains and losses Unrealized August 2019 IS) Year to date (V gains and losses (S) Short term 0.00 0.00 100,431 60 Long term 0.00 0.00 91,123.00 Total $0.00 $0.00 $191,554.60 YourFineaciel Advisor. SCOTT STACKMANLYLECASRIEL Cash activity summary See Account activity this month for detals. Balances in your Sweep Options are induded in the cowing and closing btances vats. FDIC insurance applies to deposits at U65 Bank USA and al banks participating in the UBSFDK Insured Deposit Prayers. It does nor apply to ckpOSIIS al UBS AG, Silemfoid 'ranch. 9PC protection appbes to moray market sweep bald holdings but rot bad deposits. See:tripods* information about your statement on the at two pages d this document for cktals. August 2019 (S) Year to date (5) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 0.00 2,750,000.00 Dividend and interest income 96.07 96.07 Total additions $96.07 $2,750,096.07 Subtractions Other funds debited 0.00 -1,000,000.00 Funds withdrawn for investments bought 0.00 -1,750,000.00 Total subtractions $0.00 -$2,750,000.00 Net cash flow $96.07 $96.07 Closing balances $96.07 596.07 SDNY GM 00010070 CONFIDENTIAL Page 3 of 8 EFTA01597733 ,t UBS Resource Management Account August 2019 UBS FDIC-Insured Dep Pgm Account APY Interest period A,! 8 - Aug 6 Opening UBS FDIC-Insured Dep Pgm balance /ul 8 $0 .00 Closing UBS FDIC-Insured Dep Pgm balance Aug 6 $0 .00 Number of days in interest period 30 Average daily balance S8,300 00 Interest earned $1 .71 Annual percentage yield earned 0.25% Account name: Friendly account name: Account number Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advgor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Pnmary - Aggressive Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, Rrst In, First Out. Your ri n en ci el Advisor. SCOTT STACK MANLYLECA5RIEL GM 000101/99e 4 of 8 _ _ CONFIDENTIAL EFTA01597734 4t UBS Resource Management Account August 2019 Your assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number- Some prices, income and current vdues shpts may be approximate. As a result. gains and losses may not be accurately reflected. See important information about your statement a the end ci this document 1pr more intomytion. Cash Cash and money balances Cash any money balances may include available cash balances, UBS Bank USA &posit account balances, UBS FDIC Insured Hoar, Bank &lances, UBS AG Stamford B,anch deposit account balances and money market mut ud fund sweep balances. See the important 'hibernation about your statement at the end of ten document for oetairs about those balances Hddng Opering bdance on Aug 1 (1) Closing belaiCe on Aug 30 (5) Pace per Share on Aug 30 (S) Average rate Dmdencl Interest Period Days si pencil LIQUID ASSETS GOVT FUND 0.03 9436 1.00 2.32% Jul I torul31 3t UBS FDIC INSURED DEP PGM 0.00 1.71 Total UBS FDIC-Insured Deposit Program $0.00 $96.07 Prionty Bank 1,49me Closing Wince on Aug 30 (S) Status UBS Bank USA 1.71 2 Wells Fargo Bank, N.A. 0.00 3 Citibank, N.A 0.00 ( I ) 4 HSBC Bank USA, N A 0.00 ft) 5 Compass Bath 0 OD (I ) 6 East West Bank 0.00 (I) 7 Citizens Bank, N.A 0.00 (I) 8 Associated Bank, N.A. 0.00 (1) 9 Pacific Western Bank 0.00 (I ) 10 Ameris Bank 0.00 Total $1.71 Status - Client has opted out of this bank Your Finandd Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA and al UBS FDIC Insured Frugal, Bank deposit account bSeAces are insured by the FDIC %Nihon applicable limits, but are not protected by 9PC. U8S AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by 51K Money market sweep balances are protected by SIPC but are rot Insured by the FDIC. SDNY GM 00010072 CONFIDENTIAL Page S of 8 EFTA01597735 sUBS Resource Management Account August 2019 Your assets (continued) Non-traditional Private ecnity funds, Hedge funds, and Other imestrnents are bald in your UBS Financial Services Inc (UBS FS) brokerage account. The positions reported below (Meath(' records of the issuers, and UBS FS does net garantee the &curacy of the information. The value shown is not necessarily the value you would receive Iran the issuer if you add the assets. Funds aCtivtly Oct by UBS FS are SueseCt to ongung due dhgence, dthough the level performer mar vary A closed fund may be suNect to no ongo ng disgence. A fund that you purchased &entrere may never have been suNect to UBS FS dirge nee. although UBS FS may receive a fee from the funds manager, wtEh may constitute a mayothy of the manarmenvincemive fee. Reese contact your Financial Achesor vwth Questions 'Est value per unit' wan esemate of value supplied by an independent valuation firm and reflects adjustments for fators such as the bquidty of the units. Account name: tvii_41171LIER TRUST Friendly account name: Mont Hedge Fund Account number Hedge funds Hddng ALPHAKEYS MILLEN PhD BROKERAGE NO 7/3172019 Trade date: Nov 24, 15 ALPHAKEYS MILLENNIUM FD I LLC CLASS B NO 713112019 Trade date: Jan I, 19 ALPHAKEYS MILLENNIUM FD II LLC CLASS El NO 7731/2019 Trade date. Dec 18, 18 GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO07131119 Trade date: Jan 28. 19 Total Your M fluidal Advisor: SCOTT STACKMANLYLE CASRIEL Emirates of value supplied by issuer of rerlWn csoglams (wench se rat nudity 'net asset vaue estimates) are shown as' issuer est value per unit'. For Prorate egtity funds, 'Est value per unit' is a value updated quarterly, based on the Net Asset Value (' NAV') in the fund as of the date specified adjusted by add ng capital calls and subtracting dasibutions since the NAY date. The NAV 15 primarily baSed on estimated portfolio values provided by the underlying fundsponsor. These two values mat' vary because c4 differences in the way they were estimated and because the Thud party est. value per tint' may have been prepared On I he basis of financial information other than yearend. Reported estimates may not reflect resale, liquidation or repurchase value, if any, and may rot reflect dstributions of aped until the next 'Wooten Is reported, sdneratfy on an annual or sierriiann ear basis See important infosmation about your statement at the end of ins statement. Number of shares Purchase Wei Average Dice per share (S) Client investment (5) Cost basis (S) Pore per share on Aug 30(S) Value on Aug 30 (5) 1,550,000.00 1,550,000 00 1 000 1,641,123 00 82,755.00 82,755.00 1.003 86,510 00 1,750,000.00 1,750,000.00 1.000 1,821,564.00 2,012785 496 773 999,898.16 999,896 16 509 250 1,025,010 76 $4,382,653.16 $4,382,653.16 $4,574,207.76 Unrealized (tad lnrestrnent Hokin; win or loss (5) return (S) period 91,123.00 LT 3,755.00 ST 71,564.00 ST 25,112.60 25,112 60 ST $191,554.60 $25,117.60 GM_00010Ceafie 6 of 8 CONFIDENTIAL EFTA01597736 *UBS Resource Management Account August 2019 Your assets (continued) Your total assets Account name: MONTPELIER TRUST Friendly account name: Moet Hedge Fund Account number value on Aug 30 Your neadd Adulten,: SCOTT STACKMANLYLECASRIEL Percentage or cosi Estrimted your account basis (I) annua! incam (S) untesized gan or loss (4) Cash Cash and money balans 96.07 96.07 Non-traditional Hedge funds 4574207.76 100.00% 4382.653.16 191.554.60 Total $4,574,303.83 100.00% $4,382,749.23 $191,554.60 Account activity this month Date Actµty Desalption cirriount (S) Dividend and interest income Taxa bie dividends Taxable interest Aug 1 Dividend UQUID ASSETS GOVI FUND AS OF 07/31/19 Total taxable dividends Aug 7 Interest 1)85 FDIC INSURED DEPOSIT PROGRAM 94.36 $9436 1.71 Total taxable interest $1.71 Total dividend and interest income $96.07 Date Adivny Descripton Amount (S) Money balance activities Jul 31 Balance forward $0.00 Aug 1 90Øt UQUID ASSETS GOVT FUND AS OF 07/31/19 94.36 Aug 30 Closing UQUID ASSETS GOVI FUND $9436 Jul 31 Balance forward 30.00 Aug 8 Deposit UBS FDIC INSURED DEPOSIT PGM 1.71 Aug 30 Closing UBS FDIC-Insured Deposit Program The UBS F0C •Irsu red Depsyt Progran n your pnmary sweep q:cion $1.71 SDNY GM 00010074 CONFIDENTIAL Page 7 of 8 EFTA01597737 *UBS Your notes CONFIDENTIAL EFTA01597738 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale USA are ifdirect stbskloies d LBS AG and affiliates of LBS Smuts LLC. The Firm's fru/nal statement is available upon request. The Firm's execute* Offices are at: UBS Financial Services ex. 1200 Harbor Boulevard Weehawken. N107086 This statement represents the ony official record of you' Les Financial Services accoura Other records, except °thetal tax drulternS, cantering callting data should rot be reed upon. If you beige, there ban error or motion, pleas* report it immediately in wring ea the Branch Manager of the office serving your account. Although all hams shown are intended to be accurate, sttement data shook' not be used for tar imposes. Rey sold, on yes-end lax totem go., loan 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 moored by law to report to tie IRS all taxable dnidenok, reportable nal-taxable dividends and taxable interest earned on seas-nes held in your mask net proceeds on sale transactions, ad cost basis an omen cowed securities COmmUtliCatiOna with the Firm • Please re-confer., any Oral (Orrirrunicatictis n veiling to further protect your reps, including your rights under the Secuities Mesta Protection Act OSA). • I the Brune itl inttution on the top left of the front of this statement isnot Les Financial Services, LBS Financial Services caries you account a clearing broker by arrangement with the indicated intedion We Wormedyou of this relationshb when you opened this Accent In this raw, your finds and secuties are located at UBS Financial Sweets and rot the Mak" rg broker, ad you crust make a report of ay tar te meson to both ferns. • As *sorbed n the accost ag-eements, you must notify us of any errors or fraud involving checks reflected on your statement beta) 30 days after it was mailed a made mettle. • Please direct arstonw carotenes or nouries to the Film's Client Relations Department at 201.352-1699 or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in witio to WS Financial Services ls. , Client Relations Department, P.O. Box 766UnionC ity,11 07087. • All itatellentS shall be cleaned complete and accuse not objected to ri writing whit 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Call201-332.1495 • h case of errors or cunt:xis about an electronic funds transfer (U1), bill parent or LIES Vise debt cad transactions, cal 800-262-1000, or carte to UBS F etanoial Services lx., 1000 Harbor Bed, 61h floor, Weehawken.. Ni 07086, Attn: b.INSSA Services. Call a write as soon as saran, 1 you think as statement a receipt is wag a e you need more information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must hear from youno later than 60 clays after the Fern sent you the fist statement on which the error or pobtem *awed. — Provide you name ad accurst number Of any). — Desube the error or the transfer you re inure about. ad eiplat as clearly as you can why you beano it is an error a why you and MOM — Provide the dolt, amore of the suspected error. The Firm Or Cad Issuer will investigate you complaint and willcorrect dry error promptly For ahged errs nhgNng LOS Visa•debe cad transactions, 4 we take more than 10 business days tO do this, we will credit you accant fa the imam you thank is in mum, so that you will have the use of the money &rig the tine it takes us to complete as nestgatein. Please male all checks payable to the Firm or the financial ristituten indicated on the front of this statement. In addition to regular account fees, accounts may be .Meet to mantenarce lees charges for late payment for securities purchases and charges fa unpaid amounts n cash accents. Accounts that are transferred to other nstilutiten may be subject to a trader fee. UtS Sweep Options UBS offers options for sweepeg cash balances to bait deposit accanes at nanaffiated banks and abated banks and money make) mutuality:Is (Money funds). Deposit accounts at LBS Bark USA and non-affiated banks panicipaing tit a LBS FDICansured Deposit Program are FDIC-insured n accordance with FDIC rules. For more iltamaiian please visit veterfik.9:n. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not in-redby the FDIC. Bak deposits are not protected by SIPC. Money Fond dunes :re protected by SIPC See -1.)85 lnancie Services Account Protection' below. Upon your regain balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advisor or by eating KO-7621000. US$ Financial Services account protection the Firms a inerrber of the Secretes bosh". Protection Corporation (Sip, witch protects securities custonwn o1 is rearben up to 1%0,000 (adding 5250.000 for clams for ratal0 bplanatory broth.", available upon request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular capacity- The Firm, together with carton athletes, has also Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under tie protection is 5500 million as of Detester 10, 2016. Weed to the pale y conditions and inlet:as, cash a the Finn i hither protected fa up to 11.9 million in the aggregate for al you accounts held in a wieder capacity. A ful copy of the polio; sordeg is available Loon request. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets antrolkd by (and ext.:led in you account value) but held away from UBS Financial Services. For burn* certain (0 insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contacts), nclaing fumes contracts and Calvvirry option Central% ad • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks in the FDIC erred Deposit Program. The 51K protection and the supplemental protection do not appy to these assets awn d they otherwise appear CC yds statements. The 51K protectionand the stoplemental protection do not protect against charges in the market value of you revetments (whether as a result of market movement. muer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The pace reflected is an average prce. You may obtain the actual price km yam Financial Advisor. Only whole shires are purchased under DRIP; partial shares will be sold and the cash will be deposited in your account. We chodend reinvestment price :belied by to issur may deter from the market price a which the partial shares a-e sold Calvin-Feta Orly whole units maybe held in yam secondly:0 are meted to a partial unit as a result of a dividend payment • otherwise, the Firm will either sell grid tries at market vice a accept an anoint deterinned by a registered dea-rg agency, and freer yore account. Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing investrnme objectives: • Prorkce Current f name: Investments seeking the generation Of income Caly. • Achill,* °pea/Appreciation: Mestments seeking growth of or:ideal rather than the generation of ncome. • Produce Combination of income and Capital appreciation Investments seeking both the generation of income and growth of principal. Overall risk profiles • Connotive- Seeks to martin initial prix0al, with km risk and minify to the accost overall, even 0 that means the account does not generate income or rears and mayn't keep pace yeah inflation • Moderate: Waling to accept sane risk to pampa' and tolerate sane volatlity to seek hider returns • asgressne: Willing to matt hip risk to principal and high volatility to seek high teR over time. • mostowntiagibrity Consicloratan: d selected, a portion of the portfolio for that atom may include complex 'trawl:es, limited liguidty and greater sobriety. Statement "householdirer We may COnSOkiate A tetrad account statements with the same address in the same envelope. e g. because they have owners who also mantas ;ore account relationships wth other clients at the sane add-ess. If you peter to receive ndividual statements (tweed n separate /metopes, you may decline householdng by (tang your Fruncial Advisor Friendly moue name The Friendly account None 6 a customizable • 'withal** chosen by you to assist you with ye's' recordkeepio. It, no legal effect on your account, is not Mended to reflect any strategy, predict rearnmerdation, inestment objective a risk polite associated wth you- accunts. and is not a prance a gJaraxee that wealth, or any 1 inarxiA results. can et willbe achieved. All investments invoke to risk of loss, ex kdro the ritk of loss of the trait investment. You can change your Fria* accost names through Onine Services a by contacting your Finarcial Minor. Account overview • Value of tors wountIportfofio Net of assets and liabilities • Assets Includes available cash balances. vakes for restricted security (est), and Global Tine Deposits. unrealized marks to market and certain assets ibt held to. the Finn. Does not nckxle unpiced securities: assets at the end of the prior and oat statement prods. or private investments, invested nod options and ~deal, stock options. • Liable's. Voldes debit balances, *sundry margin bats, credit re, short account balances • Cashatoney balances Total of uninvested avalable cash balances, plus deposit balances at affiliated and nahallikated banks, and money market mortal had sweep balances. at the close of the statement period. Non•Corrrtirley bee credit balances in you account are not segregated from other balances and the Fern may use any these fords in the ordinay cane of its banns These finds are payable upon your Orland. 11-es total is ircbded in the anent period closing value. tending information Fa detailed information on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00010076 CONFIDENTIAL EFTA01597739 Important information about your statement (continued) Yam assets Your statement dents vacuities and other assets held in the account* end of the statemere period. You may ask for dikter/of bully paid seoirties at arty tine. You may Wei* Sett/On used as loan cannel after paying any balance the on them. Any %enmities vansf erred to the Fim &rig the statement period are listed at market value as of the end of the statement period. • Cost bash. In deteminirg the cost bares of the seas/ties included in this statement, there, ndicaled with the number • 1,• UBS Financial SeniKO has relied en information °Maned from sasses other than LES Financial Stakes, ircluding Hammin horn another lama that you may hamsxeided to your FinancUl Advisor. The Finn does ro indepenclenty verify a gialtantee the xasay cr validity of ay infonmatian praided by sources other than LES Financial Services. h acklaico, although LES Financial Serkes genera* qxlates this nfamaticn as it is received, the item rot provide any assurances that the reformation urder "Cost basis- ad 'Unrealeed * scone as of the date of this statement.As such, Nesse do not rely on this, nformation so make pichne a sale decisions, for tar purposes a otherwise. Accounts transferred to the Finn may reflect garbs% informal0n only for the period d tine they Me heat at the Film. More historical information can be added by your Financial Advisor. • Unrealized geindlosses. When data is avabble, estimated trrealired gen/losses are calculated fa rdividal security lots. The transaction data for ndnicbal lots may or may not reflect canmessions, dirges aria vacuity reorganization events. Dividend and other reinvestment lots and systematic ReehaSt lot re each combined to dimlaY sne averaged lot. The 'Trade date' totem presents the aiginel transaction wade date. • Callable mashies Bonds and preferred shod that the issuer cats for eery redemption wit be selected inparliak by lot from among as searmes of that a* held in Cur name or n nomnee name for err clients. Call feature information **tared from third parties and its aittlitaCy is not %waned. Other call !tatters may exist which could effect yield; <cackle information will be provided upon request- • Price/value. Pekes displayed f or securities and other predicts maybe higher a lower than the price that you would actually receive en the market Prices are obtained from various thid party sources which we believe to be reliable, bul we do not gunk, thee aCCuracy. — We general, use the closing price when available a the mean of the bid and ask prices for listed sectrities ad options irony bid prices fa OTC sects it in — Less activeytrackd securities maybe priced using a vataton model a the most recent aka we obtaned and may not reflect an actual market price or vase. — <man poutas may appear without a price and will show as 'are was not and*** if we a-e unable to than a price for a wanly. — Deposits or sectraies denominated ri currencies other than U.S. dollars re reflected at the exchange rate as of the statement date. — For certain searlies trading el non-conforming denominations, Peke and quantity Bare valid may have been adjusted to facilitate proper valuation. To obtain current quotations, when eattte, contact you. Frsacii Adesce. riot receststb, restreSere the va upon liquidation. — Thad party estimates of vela are as of a certain date and are supplied to UBSFinatel Services on a regular bail by an independent vitiation firm. — issuer, general partner or spank( estimated vales, any, are 9-WS to the Firm by the issuer, general runner or sponsor and may be tab fated based on different information from that used by !hid panes to derive their estmaled values. — You can obtain additional information regardrig the methcoblogi used to determine the estimate of value and the date of the information that is the basis for the estimate by contactin; 'our Filancial Acketor. — Third party estimated vain may be reflected as 'We priced' in Wirral litUatera: vein in • dent valuation Inn has not supplied a is triable to assign a vat*. when we become aware that a material owns has accred that may call a presiany reported value ono question, or when a yaks woidd be highly speculative due to the nth* of the security. — When neither an issuer, general partner or sponscr estimated value noir a thedparty stowed vet* is provided, the vase of the satiety wal be *Imre from its purchase take — tarbutons to date my nclude rehrn of aped, ixome or both — 'Ormnal unit size represents the :vial offering price per init and may not ref led your cost basis — DPP and unlisted REff stories re not listed cc a national securities exdonge, and are generaly illiquid and even if they can be sold. the price reamed may be less than the per share estimated value prodded in the accourn statement • Restricted securities. Restricted secueities generally are not currently elgbk for put* sale. LBS Financial Services uses the market price of the wrest-peed stock of the same issuer as an imputed value kr the • Private invearnenu and strummed products. Private inestnent 'eosins (rokedrg driest Partkipation program and teat estate investment trust securities) and structured products are genet* hat* &qua Certain structred produces have not teen registered web the Securities and Exchanges Camas ion or under arty state securities laws. We provide 'seaweed values for prime investment secure., and struchred products for reammicnal prxus Accuracy is not guaranteed. • vales maydiffer visors ially fran prices, any, at which a private mestment securitya structured product maybe berate a sold and do you may receive restricted stock for purposes of this statement only. To the extent that restricted securities are eligele for sale, the vat* received may be abstantially less than the imputed vale shorn. • Est. (estimated) income, current yields and rates. An estimate of arrual iltonlit is bawd an anent dividend and merest rates, assuming the securities rill be held for one year from statement date or aril maturity. This enemae tS only a guideline; accuracy and continued income are not guaranteed. — Estimated irrupt exam and orient yield for certain types of mashes could include a return of prirsPal a capital gain in which case the est. income (and current yields would be overstated. — Estimated a-nual name and current yield and the actual ion and yield might be lame or higher than the estrnated amounts. — An estimate of arnuareed ixome (avidend ands interest) derided by the current market valaraverage balance 6 based on die last dividend or merest pawn** made by the issuer and assumes the salsifies/deposits will be hell for ore yea from the statement date a urea matuity. Accuracy and ceranued yield are not guaranteed • Assets not held by UN eirtanciel Services. Cenan assets are not held by the Finn and not within the Firm's possession or antral. These assets are displayed ea your staternied foe rdornutional purposes only. Positions and values presented re Provided by the issung fern. UBS F aancial Services is not respamble for this inkernation ad Cannot guarantee it, accuracy. These assets at not protected by SIP( or to firm's supple-eternal SIPC coverage. • R•WerVal sharing and additional compensation. ▪ h addition to ammissions on sales and 12b1 fees reamed in conned on with the disirbson al mutual funds to our clients we indor as affiLate receive revert. shying Mantra from distrbators ado adviscn of the nasal funds that we set These arnares are based on two different components: the arn,Unt of sales by LBS of a partods mutual fund family*, our <kerns; and 60 the asset value of a panicular mutual find larnilys shares held at the fem. — We and our affiliate also receive networking ad annbus processing lees in consideration for vansler agent services that we provide to the mutual funds. Those fees genera we paid Iran investor assets in the metal fund and are a feed dollar amount based on the number of ;carte at the broker-dearer holding misual finis of that find fumy. - h adfnion to etertniSSbrd received in ccerection with the sale or diarbuton of 'matey convects and unit rwestment trust tees to otr clients, we ander as I &tate receive untrue sharing CcriptMation Iron many of the moon°e companies u-derwriting the a-nuity contracts, Manes of the insurance anoint or spews ol the unit Maumee trusts we diarbute. - h KiSiti0n to commissions received from the purchase and sale of Nue-Uwe, turds we ardor as affiliate receive an asset-based revenue sharing payment from Newitiares distrexson, as well as funding for technology development, training and education. — Our all/isles also receive Wading commissions ad other compensation from maid funds ad Mural-ce companies whose radices We Statute. — We receive CCOlpatilSal al from Les Bank USA. LBS AG Stamford Brach ad rorkalf Hided bath through our cash sweep progams. thi compensation may beetroot* per aacunt fee or may be 3 percentage of average daily depose balarxes. Activity hformation regarding commissions and other charges incurred in «erection with the emaSian of trades, including option transactions has been idudedan confirmation previously furnished to you, and will be provided to you ptomain, on reddest. Short selling if you re engaged in short selling a storey, you may eine a charge due to resin borrowing costs fa that preicuLasectrky. Open orders Regarding open or • good.iicancelled • ceders that were not mecuted by the statement date, open buy ad sea stop orders we reduced by the anoint of aiiderils or rOis on an ex. dnedends or conohis date unless inhaled otherwise by you. You we response?* fa orders that are executed cbe to gar leave to cancel eating ern orders. Privacy To obtain a copy of as current Clam Privacy Notice, please contact par Financial Advisor or visit as %imbue at mwwSt Metibrivarrecact — LBS Financial Services is rot a bark. The RMA. Business Services Account BSA and IRMA se brokerage accounts which provide access to banking sakes and prockom through inangemenIS with affiliated banks and other thidpany bath, and provdes access to "skint ad ammed products issued by unaffiliated Cid-party nuisance anomie% thicut inv.:ante agency subsidiaries of US$ Financial Services — roestment, insane, and arnuay products: — Not FDIC insured • No bark guarantee. May lose vat* — IMA. tescace Management Account, Bushels Services Account BSA, IRMA and eiternati0rUl Resource Management Account are registered se Ace maks of LBS Financial Sayre; Ix — YEA ea registered vadentak owned by Visa reernsional Service Association and used under tense. The LBS Visa cede cads and the U65 Visa debit cads ate issued by LBS Bat USA with permissai from Visa U.S.A. Incfloated. All other trademarks, registered trademarks, service maks and registered sake ricks are of their respective <Wigan/es. IRS Firuneiel Servitm Inc. Rev. 201010 SDNY_GM_00010077 CONFIDENTIAL EFTA01597740 SUBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Account name: MONTPELIER TRUST Friendly account name: Mont l-bidge Fund Account number: Your R nancial Advisor. SCOTT STAC, tiotA. 40 LE CASRIEL Ph ne Questions about your statement? Cal Athr, ,r t , the RMA Resourcelme at 800-RMA- 1000, account 029045172. Visit our website: WWW ubs corn/ fmancialsenaces Value of your account Resource Management Account September 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH LLP BOSTON MA 02210-2698 on August 30(1) on September 30 (3) Your assets 4,574,303.83 4,638,197.25 Your liabilities 0.00 0.00 Value of your account $4,574,303.83 54,638,197.25 Tracking the value of your account S The tnards Sources of your account growth during l019 Value of your account at year end 2018 stocopoo.00 4,5'43 4,638.2 • Net deposits and withdrawals $3,452,75800 Your investrrent return: Dividend wd interest income $9639 Change in market value $185,34.85 1,000.0 Value of your woman on Sep 30, 2019 94,638197.25 Dec 2018 Aug 2019 Sep2019 SDNY GM 00010078 Member SIPC CONFIDENTIAL Page 1 of 8 EFTA01597741 UBS Resource Management Account 2019 Your account balance sheet Summary of your assets Value on September 30 a) Percentage of your account A Lash and money balances 96.39 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0 00% E Non-traditional 4,638,100.86 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account 54,638,197.25 $4,638,197.25 100.00% Account name: - eVL Friendly account name: n i, e1<te Ind Account number. Your current asset allocation A E Eye on the markets Index Your Financial Advisor: SCOTT STACKMAhaME -ASPIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account, VBS FCC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement for detais about those balances. 58P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S Aggregate Bond Index Interest rates on September 30, 2019 3-month Treasury bills: 1 84% One-month LIBOR: 2.02% Percentage change September 2019 Year to date 1.87% 20.55% 1.76% 20.09% 2.92% 13.35% -0.53% 832% GM 000loftie 2 of 8 _ _ CONFIDENTIAL EFTA01597742 SUBS Resource Management Account September 2019 Change in the value of your account September 2019 (II Year to date (5) Opening account value $4,574,303.83 $1,000,000.00 Deposes, including investments transferred in 0 00 4,537,029 00 Withdrawals and fees, including investments transferred out 0.00 -1,084,271.00 Dividend aid interest income 0.32 96.39 Change in market value 63,893.10 185,342.86 Closing account value $4,638,197.25 $4,638,197.25 Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number. Dividend and interest income earned For purposes of tNs statement, tensity of interest and dividend Income has been deterrnned from a US tac reporting perspective. Based upon the residence of the account holder, account type, a product type, some interest ands dvidend payments may not be abject to United States (US) ardor' Puerto Rico (PR) Income taxes. The dent m3nthey statement is not intended to be used aid camot be relied upon for tint purposes. Clients should refer to the and icacle tat reporting forms they receive Iran UBS annuely, such as the Forms 1099 and the roans 480, fix tar reporting information it is the praCtice of UBS to file the appliCable tar reporting forms meth the US internal Revenue Service and PR TeeaSUej DepinMent, and in such forms accurately dimity dridenck anda interest as tax exempt or taxable intone. Pleat consult your inclredual tax preparer September 2019 (1) Year to date (5) Taxable dividends 0.32 94.68 Taxable interest 0.00 1.71 Total current year $0.32 $96.39 Total dividend & interest $0.32 $9639 Summary of gains and losses Values reported below exclude products for which gam and losses are not &sated. Realized gains and losses unrealized September 2019 (5) Year to date (5) gains and lases(5) Short term 0.00 0.00 148,065.79 Long term 0.00 0.00 111,140.00 Total $0.00 $0.00 $259,205.79 Your Mnandal Advisor: SCOTT STACKMAMLYLE CASRJEL Cash activity summary See Account actNay this month for deals. Balances in your Sweep Options are Ind uded in the open ng and closing Mantes vane. FDIC insurance applies to deposits at UBS Bart USA and el banks participating in the UBS FDIC insured Deposit err:gawk aces not apply to deposits at U85 AG. %nom 'ranch 9PC protection applies to money market sweep held hoklings but rot bait deposits. See/wader* information about your statement on the last two pages d this document for cktars. September 2019 (5) Year to date (5) Opening balances $96.07 $0.00 Addition Deposits and other funds credited 0.00 2,750,000.00 Dividend and interest income 0.32 96.39 Total additions $0.32 $2,750,096.39 Subtractions Other funds debited 0.00 -1,000,000.00 Funds withdrawn for investments bought 0.00 -1,750,000.00 Total subtractions $0.00 -$2,750,000.00 Net cash flow $0.32 $96.39 Closing balances $96.39 $96.39 SDNY GM 00010080 CONFIDENTIAL Page 3 of EFTA01597743 sUBS Resource Management Account September 2019 UBS FDIC-Insured Dep Pgm Account APY Interest period Aug 7 - Sep 8 Opening UBS FDIC-hsured Dep Pgm balance Aug 7 $0.00 Closing UBS FDIC-Insured Dep Pgm balance Sep 8 81.71 Number of days in interest period 33 Average daily balance $1.66 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: Friendly account name: ' • . Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Pi model Advisor. SCOTT STACKMANLYLECASRIEL GM 000100019' 4 of 8 CONFIDENTIAL EFTA01597744 *UBS Resource Management Account September 2019 Your assets Account name: MONTPELIER TRL/51- Friendly account name: Mont Hedge Fund Account number. Some prices, income and current aloes shown may be approximate As a result. gains and losses may not be accuraely reflected. See important information about your statement a I he end of this docume M for more Information Cash Cash and money balances Cash and money balances may include available cash balances, UBS Bank USA chpbsit account balances, UBS FDIC Insured Frogman Bank &lances. UBS AG Stamford Ekanch deposit account blaaces and money market mut utt fund sweep balances. See the important inform even about your statement at the end of this document for details about thoSt balances Hold ng Owing blaKe on Sep 1 (1) Closing Waite on Sep 30(S) time per share on Sep 30(S) Average rate Deddend Interest period 1,811 penod Cash 0.03 006 UQUID ASSETS GOVT FUND 94.36 0.00 1.00 2.15% Aug I to Aug 31 31 RMA GOVT MONEY MARKET FO 000 94 62 1.00 1.72% Aug I to Aug 31 31 UBS FDIC INSURED DEP PGM 1 71 1 71 Total $96.07 $9639 Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL U85 Bank USA and all UBS FDIC Insured Progan Bank deposit aCCO.Int Waxes are insured by the FDIC whit applicable I irrits, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured by FDIC and ae not protected by 51K Money market sweep balances are protected by 51K but are not Insured by the FDIC continued next page SDNY GM 00010082 CW200100021349979 W221:03324891:0004 0319 037952383 YI eG1 72550 101000 Page S of 8 CONFIDENTIAL EFTA01597745 SUBS Resource Management Account September 2019 Your assets . Cash . Cash and money balances (continued) UM FDIC-Insured Deposit Program Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number PiloAty Bank Wane Closing titan on Sep 30 (Si Status UBS Bank USA 1 71 2 Welb Fargo Bank, N.A. 000 (1) 3 Citban k, N.A. 0. 00 (1) 4 HSBC Bank USA, N.A 0.00 (1) 5 BBVA USA 0.00 (1) 6 East West Bank 0.00 (1) 7 Citizens Bank, N.A. 0.00 (1) 8 Associated Bank, N.A. 0.00 (1) 9 Pacific Western Bank 0.00 (1) 10 Arneds Bank 0.00 (1) Total $1.71 Status Ill- Client has opted out of this bank Non-traditional Private equity funds, Her* funds, and Other investments are held In your UBS Financial Sernces Inc. CUBS FS) brokerage account The positrons evened below reflect the words of the issuers, and MIS FS does rot %wank* the accuracy of the information. The value shown is not necessarily the value you would receive Iran the issuer d you width* assets. Funds actively sold by UBSFS an subject toonging due dimence, dthough the level perforrred may vary. A dosed fund may be subject to no ongci ng digence. A fund that you purchased elsewhere may never have been subject to UBS FS dligence, although MO FS may receive a fee Ircmthe fund's manager, wtich may ccmti lute a majority of the managementrIncentive fee. FSease contact your Financid Advisor with questions 'Est value per wit' h an estimate of value supPliedbY an independent valuation firm and reflects adjustments for factors such a the bquidty of the units. Hedge funds Purchase pace/ Number Average ante Hold ng of stares pet share (S) ALPHAKEYS MILLEN MO BROKERAGE NO 083112019 Trade date: Nov 24, 15 Client Irwestrnent (5) 1,550000.00 Your financial Advisor: SCOTT STACK Fri ANLYLE CA SPIEL Pstimaes of value suppled by issues of certain programs (\Mich are generally 'net asset value' estimates) are shown as 'issuer est. value per unit'. For Private Kitty funds. 'Est. value per unit' is a value updated quarterly, based on the Net Asset Value NAV') in the fund a of the date specified adjusted by Sing oat, calls and subtracting d strfixmons once the NAv date. The NAV is primarily based on estimated portfolio values provided by the uncenylno fund sponsor. These two values nay vary because of differences in the way they were estimated and because the 'Third party est. value pal unit* may have been prepared on the bash of financial informationother than year-end. Rococo estimates may not reflect resat, liquidation or repurchase value. if any, and nos riot weed dstributons of cage until the next valuation Is reported, genera' on an annual or serri-annual basis See important lawns:Ion stout your statement at the end of Ms statement. Cost Price per share Value on Unrealized (tail Inrestment Robin; basis (S) on Sep 30(S) Sep 30 (5) gain or loss (S) eturn(S) Pericd I ,550,000 00 1.000 1,661,14000 111,14000 LT continued neat page tf_GM_00010CeSge 6 of 8 CONFIDENTIAL EFTA01597746 SUBS Resource Management Account September 2019 Your assets . Non-traditional . Hedge funds (continued) Hddng ALRHAKEYS MILLENNIUM FD I LC CLASS B NO 0&3112019 Trade date: Jan I, 19 Purchase pace/ Number Average pkt of shares per share (S) ALPHAKEYS MILLENNIUM FD II MC CLASS B NO C8302019 Trade date: Dec 18, 18 GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A N008/31/19 Trade date: Jan 28, 19 Total 2,005220 496.773 Your total assets Cash Non•traditioval Cash and money balances Hedge funds Total Account activity this month Dividend and interest income Taxable dividends Account name: MONTPELIER TRUST Friendly account name:Mont Hedge Fund Account number: Your ri nodal Advisor: SCOTT STACK MANLYLE CASRIEL Client irmeStment (5) Cost basis (1) Prke per share on Sip 30 (S) value on Sep 30 (S) unrealized OM gain or loss (S) Investment Noklirx) *turn (5) period 82,755.00 82,755.00 1.000 87,568.00 4,813.00 ST 1,750,000.00 1,750,000.00 1.000 1,843,809 00 93,809.00 ST 996,140.07 996,140.07 521.431 1,045,583.86 49,443.79 49,443.79 ST $4,378,895.07 $4,378,895.07 $4,638,100.86 $259205.79 $49,443.79 Value on cep 30 Li Percentage of Cur liceeoM Con tans NI Esfirnated Unrealized annual intern (S) pin or Ion (1) 96.39 96.39 4.638,100.86 100.00% 4378,895.07 259,205.79 $4,638,197.25 100.00% $4,378,991.46 $259,205.79 Ode Acuity Description Amount ID Sep 3 Dividend LIQUID ASSETS GOVT FUND AS Of 0&3019 0.26 Sep 9 Dividend LIQUID ASSETS GOVT FUND 0.06 Total taxable dividends Total dividend and interest income $0.32 $0.32 SDNY GM 00010084 CONFIDENTIAL Page 7 of 8 EFTA01597747 SUBS Resource Management Account September 2019 Account activity this month (continued) Ode ...Ktrpricer Amount (I) Money balance activities Aug 30 Balance forward 59436 Sep 3 Bought LIQUID ASSETS GOVT FUND AS OF 08/30/19 0.26 Sep 9 Sold UQUID ASSETS GOVT FUND -94.62 Sep 30 Closing UQUID ASSETS GOVT FUND $0.00 Aug 30 Balance forward $0.00 Sep 9 Bought RMA GOVERNMENT MONEY MARKET FD 94.62 Sep 30 Closing BMA Government Money Market Pd $94.62 Account name: MONTPELIER TRUST Friendly account name:Mont Hed e Fund Account number Your Einaacial Advisor SCOTT STACK MANILYLE CASRIEL Y_GM_000100@gie 8 of 8 CONFIDENTIAL EFTA01597748 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale USA are ifdirect stbskloies d LBS AG and affiliates of LBS Smuts LLC. The Firm's fru/nal statement is available upon request. The Firm's execute* Offices are at: UBS Financial Services ex. 1200 Harbor Boulevard Weehawken. N107086 This statement represents the ony official record of you' Les Financial Services accoura Other records, except °thetal tax drulternS, cantering callting data should rot be reed upon. If you beige, there ban error or motion, pleas* report it immediately in wring ea the Branch Manager of the office serving your account. Although all hams shown are intended to be accurate, sttement data shook' not be used for tar imposes. Rey sold, on yes-end lax totem go., loan 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 moored by law to report to tie IRS all taxable dnidenok, reportable nal-taxable dividends and taxable interest earned on seas-nes held in your mask net proceeds on sale transactions, ad cost basis an omen cowed securities COmmUtliCatiOna with the Firm • Please re-confer., any Oral (Orrirrunicatictis n veiling to further protect your reps, including your rights under the Secuities Mesta Protection Act OSA). • I the Brune itl inttution on the top left of the front of this statement isnot Les Financial Services, LBS Financial Services caries you account a clearing broker by arrangement with the indicated intedion We Wormedyou of this relationshb when you opened this Accent In this raw, your finds and secuties are located at UBS Financial Sweets and rot the Mak" rg broker, ad you crust make a report of ay tar te meson to both ferns. • As *sorbed n the accost ag-eements, you must notify us of any errors or fraud involving checks reflected on your statement beta) 30 days after it was mailed a made mettle. • Please direct arstonw carotenes or nouries to the Film's Client Relations Department at 201.352-1699 or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in witio to WS Financial Services ls. , Client Relations Department, P.O. Box 766UnionC ity,11 07087. • All itatellentS shall be cleaned complete and accuse not objected to ri writing whit 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Call201-332.1495 • h case of errors or cunt:xis about an electronic funds transfer (U1), bill parent or LIES Vise debt cad transactions, cal 800-262-1000, or carte to UBS F etanoial Services lx., 1000 Harbor Bed, 61h floor, Weehawken.. Ni 07086, Attn: b.INSSA Services. Call a write as soon as saran, 1 you think as statement a receipt is wag a e you need more information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must hear from youno later than 60 clays after the Fern sent you the fist statement on which the error or pobtem *awed. — Provide you name ad accurst number Of any). — Desube the error or the transfer you re inure about. ad eiplat as clearly as you can why you beano it is an error a why you and MOM — Provide the dolt, amore of the suspected error. The Firm Or Cad Issuer will investigate you complaint and willcorrect dry error promptly For ahged errs nhgNng LOS Visa•debe cad transactions, 4 we take more than 10 business days tO do this, we will credit you accant fa the imam you thank is in mum, so that you will have the use of the money &rig the tine it takes us to complete as nestgatein. Please male all checks payable to the Firm or the financial ristituten indicated on the front of this statement. In addition to regular account fees, accounts may be .Meet to mantenarce lees charges for late payment for securities purchases and charges fa unpaid amounts n cash accents. Accounts that are transferred to other nstilutiten may be subject to a trader fee. UtS Sweep Options UBS offers options for sweepeg cash balances to bait deposit accanes at nanaffiated banks and abated banks and money make) mutuality:Is (Money funds). Deposit accounts at LBS Bark USA and non-affiated banks panicipaing tit a LBS FDICansured Deposit Program are FDIC-insured n accordance with FDIC rules. For more iltamaiian please visit veterfik.9:n. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not in-redby the FDIC. Bak deposits are not protected by SIPC. Money Fond dunes :re protected by SIPC See -1.)85 lnancie Services Account Protection' below. Upon your regain balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advisor or by eating KO-7621000. US$ Financial Services account protection the Firms a inerrber of the Secretes bosh". Protection Corporation (Sip, witch protects securities custonwn o1 is rearben up to 1%0,000 (adding 5250.000 for clams for ratal0 bplanatory broth.", available upon request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular capacity- The Firm, together with carton athletes, has also Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under tie protection is 5500 million as of Detester 10, 2016. Weed to the pale y conditions and inlet:as, cash a the Finn i hither protected fa up to 11.9 million in the aggregate for al you accounts held in a wieder capacity. A ful copy of the polio; sordeg is available Loon request. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets antrolkd by (and ext.:led in you account value) but held away from UBS Financial Services. For burn* certain (0 insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contacts), nclaing fumes contracts and Calvvirry option Central% ad • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks in the FDIC erred Deposit Program. The 51K protection and the supplemental protection do not appy to these assets awn d they otherwise appear CC yds statements. The 51K protectionand the stoplemental protection do not protect against charges in the market value of you revetments (whether as a result of market movement. muer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The pace reflected is an average prce. You may obtain the actual price km yam Financial Advisor. Only whole shires are purchased under DRIP; partial shares will be sold and the cash will be deposited in your account. We chodend reinvestment price :belied by to issur may deter from the market price a which the partial shares a-e sold Calvin-Feta Orly whole units maybe held in yam secondly:0 are meted to a partial unit as a result of a dividend payment • otherwise, the Firm will either sell grid tries at market vice a accept an anoint deterinned by a registered dea-rg agency, and freer yore account. Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing investrnme objectives: • Prorkce Current f name: Investments seeking the generation Of income Caly. • Achill,* °pea/Appreciation: Mestments seeking growth of or:ideal rather than the generation of ncome. • Produce Combination of income and Capital appreciation Investments seeking both the generation of income and growth of principal. Overall risk profiles • Connotive- Seeks to martin initial prix0al, with km risk and minify to the accost overall, even 0 that means the account does not generate income or rears and mayn't keep pace yeah inflation • Moderate: Waling to accept sane risk to pampa' and tolerate sane volatlity to seek hider returns • asgressne: Willing to matt hip risk to principal and high volatility to seek high teR over time. • mostowntiagibrity Consicloratan: d selected, a portion of the portfolio for that atom may include complex 'trawl:es, limited liguidty and greater sobriety. Statement "householdirer We may COnSOkiate A tetrad account statements with the same address in the same envelope. e g. because they have owners who also mantas ;ore account relationships wth other clients at the sane add-ess. If you peter to receive ndividual statements (tweed n separate /metopes, you may decline householdng by (tang your Fruncial Advisor Friendly moue name The Friendly account None 6 a customizable • 'withal** chosen by you to assist you with ye's' recordkeepio. It, no legal effect on your account, is not Mended to reflect any strategy, predict rearnmerdation, inestment objective a risk polite associated wth you- accunts. and is not a prance a gJaraxee that wealth, or any 1 inarxiA results. can et willbe achieved. All investments invoke to risk of loss, ex kdro the ritk of loss of the trait investment. You can change your Fria* accost names through Onine Services a by contacting your Finarcial Minor. Account overview • Value of tors wountIportfofio Net of assets and liabilities • Assets Includes available cash balances. vakes for restricted security (est), and Global Tine Deposits. unrealized marks to market and certain assets ibt held to. the Finn. Does not nckxle unpiced securities: assets at the end of the prior and oat statement prods. or private investments, invested nod options and ~deal, stock options. • Liable's. Voldes debit balances, *sundry margin bats, credit re, short account balances • Cashatoney balances Total of uninvested avalable cash balances, plus deposit balances at affiliated and nahallikated banks, and money market mortal had sweep balances. at the close of the statement period. Non•Corrrtirley bee credit balances in you account are not segregated from other balances and the Fern may use any these fords in the ordinay cane of its banns These finds are payable upon your Orland. 11-es total is ircbded in the anent period closing value. tending information Fa detailed information on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00010086 CONFIDENTIAL EFTA01597749 Important information about your statement (continued) Yam assets Your statement dents vacuities and other assets held in the account* end of the statemere period. You may ask for dikter/of bully paid seoirties at arty tine. You may Wei* Sett/On used as loan cannel after paying any balance the on them. Any %enmities vansf erred to the Fim &rig the statement period are listed at market value as of the end of the statement period. • Cost bash. In deteminirg the cost bares of the seas/ties included in this statement, there, ndicaled with the number • 1,• UBS Financial SeniKO has relied en information °Maned from sasses other than LES Financial Stakes, ircluding Hammin horn another lama that you may hamsxeided to your FinancUl Advisor. The Finn does ro indepenclenty verify a gialtantee the xasay cr validity of ay infonmatian praided by sources other than LES Financial Services. h acklaico, although LES Financial Serkes genera* qxlates this nfamaticn as it is received, the item rot provide any assurances that the reformation urder "Cost basis- ad 'Unrealeed * scone as of the date of this statement.As such, Nesse do not rely on this, nformation so make pichne a sale decisions, for tar purposes a otherwise. Accounts transferred to the Finn may reflect garbs% informal0n only for the period d tine they Me heat at the Film. More historical information can be added by your Financial Advisor. • Unrealized geindlosses. When data is avabble, estimated trrealired gen/losses are calculated fa rdividal security lots. The transaction data for ndnicbal lots may or may not reflect canmessions, dirges aria vacuity reorganization events. Dividend and other reinvestment lots and systematic ReehaSt lot re each combined to dimlaY sne averaged lot. The 'Trade date' totem presents the aiginel transaction wade date. • Callable mashies Bonds and preferred shod that the issuer cats for eery redemption wit be selected inparliak by lot from among as searmes of that a* held in Cur name or n nomnee name for err clients. Call feature information **tared from third parties and its aittlitaCy is not %waned. Other call !tatters may exist which could effect yield; <cackle information will be provided upon request- • Price/value. Pekes displayed f or securities and other predicts maybe higher a lower than the price that you would actually receive en the market Prices are obtained from various thid party sources which we believe to be reliable, bul we do not gunk, thee aCCuracy. — We general, use the closing price when available a the mean of the bid and ask prices for listed sectrities ad options irony bid prices fa OTC sects it in — Less activeytrackd securities maybe priced using a vataton model a the most recent aka we obtaned and may not reflect an actual market price or vase. — <man poutas may appear without a price and will show as 'are was not and*** if we a-e unable to than a price for a wanly. — Deposits or sectraies denominated ri currencies other than U.S. dollars re reflected at the exchange rate as of the statement date. — For certain searlies trading el non-conforming denominations, Peke and quantity Bare valid may have been adjusted to facilitate proper valuation. To obtain current quotations, when eattte, contact you. Frsacii Adesce. riot receststb, restreSere the va upon liquidation. — Thad party estimates of vela are as of a certain date and are supplied to UBSFinatel Services on a regular bail by an independent vitiation firm. — issuer, general partner or spank( estimated vales, any, are 9-WS to the Firm by the issuer, general runner or sponsor and may be tab fated based on different information from that used by !hid panes to derive their estmaled values. — You can obtain additional information regardrig the methcoblogi used to determine the estimate of value and the date of the information that is the basis for the estimate by contactin; 'our Filancial Acketor. — Third party estimated vain may be reflected as 'We priced' in Wirral litUatera: vein in • dent valuation Inn has not supplied a is triable to assign a vat*. when we become aware that a material owns has accred that may call a presiany reported value ono question, or when a yaks woidd be highly speculative due to the nth* of the security. — When neither an issuer, general partner or sponscr estimated value noir a thedparty stowed vet* is provided, the vase of the satiety wal be *Imre from its purchase take — tarbutons to date my nclude rehrn of aped, ixome or both — 'Ormnal unit size represents the :vial offering price per init and may not ref led your cost basis — DPP and unlisted REff stories re not listed cc a national securities exdonge, and are generaly illiquid and even if they can be sold. the price reamed may be less than the per share estimated value prodded in the accourn statement • Restricted securities. Restricted secueities generally are not currently elgbk for put* sale. LBS Financial Services uses the market price of the wrest-peed stock of the same issuer as an imputed value kr the • Private invearnenu and strummed products. Private inestnent 'eosins (rokedrg driest Partkipation program and teat estate investment trust securities) and structured products are genet* hat* &qua Certain structred produces have not teen registered web the Securities and Exchanges Camas ion or under arty state securities laws. We provide 'seaweed values for prime investment secure., and struchred products for reammicnal prxus Accuracy is not guaranteed. • vales maydiffer visors ially fran prices, any, at which a private mestment securitya structured product maybe berate a sold and do you may receive restricted stock for purposes of this statement only. To the extent that restricted securities are eligele for sale, the vat* received may be abstantially less than the imputed vale shorn. • Est. (estimated) income, current yields and rates. An estimate of arrual iltonlit is bawd an anent dividend and merest rates, assuming the securities rill be held for one year from statement date or aril maturity. This enemae tS only a guideline; accuracy and continued income are not guaranteed. — Estimated irrupt exam and orient yield for certain types of mashes could include a return of prirsPal a capital gain in which case the est. income (and current yields would be overstated. — Estimated a-nual name and current yield and the actual ion and yield might be lame or higher than the estrnated amounts. — An estimate of arnuareed ixome (avidend ands interest) derided by the current market valaraverage balance 6 based on die last dividend or merest pawn** made by the issuer and assumes the salsifies/deposits will be hell for ore yea from the statement date a urea matuity. Accuracy and ceranued yield are not guaranteed • Assets not held by UN eirtanciel Services. Cenan assets are not held by the Finn and not within the Firm's possession or antral. These assets are displayed ea your staternied foe rdornutional purposes only. Positions and values presented re Provided by the issung fern. UBS F aancial Services is not respamble for this inkernation ad Cannot guarantee it, accuracy. These assets at not protected by SIP( or to firm's supple-eternal SIPC coverage. • R•WerVal sharing and additional compensation. ▪ h addition to ammissions on sales and 12b1 fees reamed in conned on with the disirbson al mutual funds to our clients we indor as affiLate receive revert. shying Mantra from distrbators ado adviscn of the nasal funds that we set These arnares are based on two different components: the arn,Unt of sales by LBS of a partods mutual fund family*, our <kerns; and 60 the asset value of a panicular mutual find larnilys shares held at the fem. — We and our affiliate also receive networking ad annbus processing lees in consideration for vansler agent services that we provide to the mutual funds. Those fees genera we paid Iran investor assets in the metal fund and are a feed dollar amount based on the number of ;carte at the broker-dearer holding misual finis of that find fumy. - h adfnion to etertniSSbrd received in ccerection with the sale or diarbuton of 'matey convects and unit rwestment trust tees to otr clients, we ander as I &tate receive untrue sharing CcriptMation Iron many of the moon°e companies u-derwriting the a-nuity contracts, Manes of the insurance anoint or spews ol the unit Maumee trusts we diarbute. - h KiSiti0n to commissions received from the purchase and sale of Nue-Uwe, turds we ardor as affiliate receive an asset-based revenue sharing payment from Newitiares distrexson, as well as funding for technology development, training and education. — Our all/isles also receive Wading commissions ad other compensation from maid funds ad Mural-ce companies whose radices We Statute. — We receive CCOlpatilSal al from Les Bank USA. LBS AG Stamford Brach ad rorkalf Hided bath through our cash sweep progams. thi compensation may beetroot* per aacunt fee or may be 3 percentage of average daily depose balarxes. Activity hformation regarding commissions and other charges incurred in «erection with the emaSian of trades, including option transactions has been idudedan confirmation previously furnished to you, and will be provided to you ptomain, on reddest. Short selling if you re engaged in short selling a storey, you may eine a charge due to resin borrowing costs fa that preicuLasectrky. Open orders Regarding open or • good.iicancelled • ceders that were not mecuted by the statement date, open buy ad sea stop orders we reduced by the anoint of aiiderils or rOis on an ex. dnedends or conohis date unless inhaled otherwise by you. You we response?* fa orders that are executed cbe to gar leave to cancel eating ern orders. Privacy To obtain a copy of as current Clam Privacy Notice, please contact par Financial Advisor or visit as %imbue at mwwSt Metibrivarrecact — LBS Financial Services is rot a bark. The RMA. Business Services Account BSA and IRMA se brokerage accounts which provide access to banking sakes and prockom through inangemenIS with affiliated banks and other thidpany bath, and provdes access to "skint ad ammed products issued by unaffiliated Cid-party nuisance anomie% thicut inv.:ante agency subsidiaries of US$ Financial Services — roestment, insane, and arnuay products: — Not FDIC insured • No bark guarantee. May lose vat* — IMA. tescace Management Account, Bushels Services Account BSA, IRMA and eiternati0rUl Resource Management Account are registered se Ace maks of LBS Financial Sayre; Ix — YEA ea registered vadentak owned by Visa reernsional Service Association and used under tense. The LBS Visa cede cads and the U65 Visa debit cads ate issued by LBS Bat USA with permissai from Visa U.S.A. Incfloated. All other trademarks, registered trademarks, service maks and registered sake ricks are of their respective <Wigan/es. IRS Firuneiel Servitm Inc. Rev. 201010 SDNY_GM_00010087 CONFIDENTIAL EFTA01597750 4tUBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Account name: MONTPELIER TRUST Friendly account name: Mont Fledge Fund Account number: Your Financial Advisor. SCOTT STAG MAtir LYLE CASRIEL Ph ne Resource Management Account October 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH LIP BOSTON MA 02210-2698 Questions about your statement? Call you. Financial Advisor c r tho Value of your account RMA Resourceli ne at 800-RN1A-1000, account 0290415172. on September 30 (S) on October 31(1) Your assets 4,638,197.25 4,603,656.66 brisitonr website: Your liabilities 0.00 0.00 WrAV.leS.Calli I inancialservices Value of your account $4,638,197.25 $4,603,656.66 Tracking the value of your account s Thouiar ds .1.638 2 4,603.7 • 1000.0 Dec 2018 Sep 2019 Oct 7019 Sources of your account growth during l019 Value of your account at year end 2018 Net deposits and withdrawals Your imestrrent return: Dividend and interest income Change in market value Value of your woman on Oct 31, 2019 tooppoaoo 13,452,75800 89644 8150.802 22 $46O656.66 SDNY GM 00010088 Member SIPC CONFIDENTIAL Page 1 of 8 EFTA01597751 UBS Resource Management Account --r 4! 19 Your account balance sheet Summary of your assets Value on October 31 fs) Percentage of your account A Cash and money balances 96.44 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Faed income 0.00 0 00% E Non-traditional 4,603,560.22 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $4,603,656.66 $4,603,656.66 100.00% Account name: M. 'PY:- Friendly account name: nt Ind Account number. Your current asset allocation A E Eye on the markets Index Your fi needed Advisor: SCOTT STACKMANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS FCC Inured Deposit Program Bank accounts, US$ AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement for detail about those balances. SSP 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S Aggregate Bond Index Interest rates on October 31, 2019 3-month Treasury bills: 1 55% One-month LIBOR: 1.78% Percentage change October 2019 Year to date 2.17% 23.16% 2.15% 22.68% 3.60% 17.43% 0.30% 8.85% GM 00010pa 2 of 8 CONFIDENTIAL EFTA01597752 *UBS Resource Management Account October 2019 Change in the value of your account October 2019(11 Year to date (1) Opening account value $4,638,197.25 $1,000,000.00 Deposits, including investments transferred in 0.00 4,537,029,00 Withdrawals and fees, including investments transferred out 0.00 -1,084,271.00 Dividend and interest income 0.05 96.44 Chance in market value -34,540.64 150,802.22 Closing account value $4,603,656.66 $4,603,656.66 Account name: MONTPEUER TRUST Friendly account name:Mont Hedge Fund Account number: Dividend and interest income earned For purposes of ths statement, tatablity of interest and dividend income has been determined Iron a US tan reporting perspective. Based upon the residence of the account holder, account type, or product type, some interest ardor dvidend payments may not be stied to United States (Us) ardor Puerto Rico (PR) Income taxes. The client monthly stmernent n not intended to be used and camot be relied upon for tat purposes. Clients should refer to the arnica:le tar reporting forms they receive fran U8S annua ly. such as the Forms 1099 and the POURS 480, for tar reporting information it is the practice of UBS to rife the /indite* tar reporting forms vath the US Internal Rewnue ServiCe and PR Treasury remanent, and In such forma accurately dankly dride net ander interest as tax carrot or taxable imam. lest consult your ind4clual tax prepares. October 2019 (1) Year to date (I) Taxable dividends 0.05 94.73 Taxable interest 0.00 1.71 Total current year $0.05 $96.44 Total dividend & interest $0.05 $96.44 Summary of gains and losses Values reported below exclude products for which geins and losses are not classiRed. Realized gains and losses Unrealized October 2019 (1) Year to date (1) gains and bsses(1) Short term 0.00 0.00 122,796.15 tong term 0.00 0.00 101,869.00 Total $0.00 $0.00 $224,665.15 Your M nandal Advisor: SCOTT STACKMANLYLE CASR1EL Cash activity summary See Account activity this month for dc4als. &lances in your Sweep Options are Ind uded in the opening and closing balances vault. FDIC insurance applies to deposits at UPS Bark USA and al banks participating in the UBS FDIC Insured Deposit hoar. It does rot apply to (Booths al UBS AG. Slemford Manch 9PC protection applies to money market sweep fund holdings but rot bank deposits. See Important information about yout statement on the last two pages d this document for cktals. October 2019 Year to date (S) Opening balances $96.39 $0.00 Additions Deposits and other funds credited 0.00 2,750,000.00 Dividend and interest income 0.05 96.44 Total additions $0.05 $2,750,096.44 Subtractions Other funds debited 0.00 -1,000,000.00 Ftrids withdrawn for investments bought 0.00 -1,750,000.00 Total subtractions $0.00 -$2,750,000.00 Net cash flow $0.05 $96.44 Closing balances $96.44 $9644 SONY GM 00010090 CONFIDENTIAL Page 3 of 8 EFTA01597753 itUBS Resource Management Account October 2019 UBS FDIC-Insured Dep Pgm Account AF'Y Interest period Sep 9 - Oct 6 Opening UBS FDIC-hsured Dep Pgm balance Sep 9 81.71 Closing UBS FDIC-Insured Dep Pgm balance Oct 6 81 .71 Number of days in interest period 28 Average daily balance 81.71 Interest earned 80.00 Annual percentage yield earned 0.00% Account name: MONTPELIER TRUST Friendly account name:Mont Hedge Fund Account number Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, Rrst In, First Out. Your Pi model Advisor. SCOTT STACK MANLYLE CASRIEL CGM_0001001)194 4 of 8 CONFIDENTIAL EFTA01597754 UBS Resource Management Account October 2019 Your assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number. Scene pnces, income and current values shpts may be appronfrone As a wall, gains and losses may not be accurately reflected. See Important information about your statement d the end of INS CCCument for more Information. Cash Cash and money balances Cash and money balances may include available cash balances, UBS Bank USA &posit account balances, UBS FDIC Insured Pro7am Bank &lances. U85 AG Stamford Branch deposit account Mayes and money makes mutual fund sweep balances. See the Important wforntevon &bout put statement at the end of this document for wails about thost tedances mcidng OfxringbSalCe on Oct 1 r CloSing balaiCe on Ocl 31 (1) PAC!. ptI share on O(131 (S) Average rate DmIden(lInIerest perial Daysn oenoi Cash 0.06 006 RMA GOVT MONEY MARKET ED 94.62 94.67 1.00 1.69% Sep I to Sep 30 30 UBS FCC INSURED DEP PGM 1 71 1 71 Total 59639 S96A4 Your Mandel Advisor: SCOTT STACKMARLYLECASRIEL U8S Bank USA and all Ll8S FDIC Insured Rogan Bank deposit account tMances are insured by the FDIC within xplicable lints, but are not protected by 9K. UBS AG Stamford Branch deposit account balances are not insured by FDIC and are no protected by SIPC Money market sweep balances are protected by 51K but are rot Insured by the FCC continued next page SDNY GM 00010092 CONFIDENTIAL Page S of 8 EFTA01597755 *UBS Resource Management Account October 2019 Your assets . Cash . Cash and money balances (continued) UBS FDIC-Insured Deposit Program Account name: MONTPEUER TRUST Friendly account name: Mont Hedge Fund Account number. Rioby Bank ten Closing basic. on Oct 31 (S) Status UBS Bank USA. 171 2 Wells Fargo Bank, N.A. 000 (t) 3 Citibank, N.A. 0.00 (1) 4 HSBC Bank USA, N.A 000 (1) 5 BBVA USA 0.00 (1) 6 East West Bank 0.00 7 Citizens Bank, N.A. 0.00 (I) 8 Associated Bank, N.A. 0.00 (1) 9 Pacific Western Bank 0.00 (1) 10 Arneris Bank 0.00 (1) Total $1.71 Status (1) - Client has opted out of this bank Non-traditional Private Molly funds, Hedge funds, and Other invessmess are held In your UBS Financial Sp riects Inc. (UBS FS) brokerage account The positions reposed below reflect the words of the issuers, and UBS FS does rot garantee the accuracy of the information. The value shown is not necessarily the value you would receive Cram the issuer of you width* assets. Funds actively sold by IRIS FS se subject toonpong due digence, although the level performed may vary. A dosed fund may be subject to no ongcing digence. A fund that year purchased elsewhere may never him been subset to UBS FS digs nce. although UBS FS May receive a fee (ism t he hods manner, which may (cogitate a «witty of the managemenvIncentive fee. Please canted your Anemia Advisor wash questions 'En value per wit- Is an estimate of value 54:Pliedlid ar1 independent valuation firm and reflects adjustments for factors such as the bquidty of the ores. Hedge funds Purchase price/ Number Average pia Hddng of shares per share (S) ALPHAKEYS MILLEN 110 BROKERAGE NO 930f2019 Trade date: Nov 24, 15 Client Investment 0/ 1,550,000.00 YourP fluidal Advisor. SCOTT STACKMANLYLECASRIEL Estimates of value suppled by issuers of certain programs (which are generally 'net asset value estimates) are shown as ' Issuer est value pet wit'. For Private «pity funds. 'Est value per unit' is a value updated quarterly, based on the Net Asset Value NAV') in the fund as of the date sped lied adjusted by Sing czota calls and subtracting clistribubons once the NAV date. The NAV is primarily based on estimated portfolio values provided by the u nctrlying fund spume. These two values may vary because or differences in the way they were estimated and because the 'Third party est. value per unit' may haw been prepared on the basis of financial infonnatIonother than year-end. RepOle0 estimates may not reflect resale, liquidation or repurchase yaw. if any, and my not reflect (1stAbut ons of capeal until the next valuation Is reported, genera" on an annual or serri-annual basis. See important information *out)out statement at the end of «is statement. Cost Price per shire basis (S) on Oct 31 (1) Value on Unrealized Bag Investment Holdng °CI 31 (1) gsin or loss CS) return (S) Period 1,550,000.00 1,000 1,651,869.00 101,869.00 LT continued neat page I' GM 6 of 8 CONFIDENTIAL EFTA01597756 SUBS Resource Management Account Your assets . Non-traditional . Hedge funds (continued) Siddng Number of shares PurchaSe sore Average pore per share (S) Client irwenment (5) Cost bass (S) Prue per share On OCt 31 (1) Value on Oct 31(S) UnrealizedOM gain or toss (5) Investment Felton(S) noldng period ALPHAKEYS MILLENNIUM FD I LLC CLASS B NO 930/2019 Trade date. fan I, 19 82,755.00 82,755.00 1.000 87,078.00 4,323.00 ST ALPHAKEYS MILLENNIUM FD II LC CLASS B NO 09301019 Trade date: Dec 18, 18 1,750,000.00 1,750,000 00 1 000 1,833,48900 83,489.00 ST GRAHAM ABSOLUTE RETURN TRADING LTD CLASS A NO 0930/19 Trade date: ran 28, 19 2,005.220 496.773 996,140.07 996,140.07 514 220 1,031,124.22 34,984.15 34,9841 5 ST Total 94,378295.07 $4,378,895.07 $4.603,56022 $224665.15 93498415 Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL Your total assets Cash value on Oct 31 (5) Percentage d your account Coat bask (5) Eslimated Unrealized annual income (5) gin or Ion (I) Cash and money balances 96.44 96.44 Non•traditional Hedge funds 4603,560.22 100.00% 4378295.07 224,665.15 Total $4,603,656.66 100.00% $4,378,991.51 $224,665.15 Account activity this month Dividend and interest income Taxable dividends Date Actroly Descnphon amount (S) Oct I Dvdend UBS RMA GOVERNMENT MONEY MARKET FUND AS OF 09130'19 0.05 Total taxable dividends Total dividend and interest income $0.05 $0.05 SDNY GM 00010094 CONFIDENTIAL Page 7 of 8 EFTA01597757 UBS Resource Management Account October 2019 Account activity this month (continued) 0se Money balance activities Sep 30 enlace forward $94.62 Actisty Account name: MONTPELIER TRUST Friendly account name:Mont Hedge Fund Account number. Your 15 model Advisor. SCOTT STACK MAI1LYLE CASRIEL Descilpecn Amount (I) Oct 1 Bought RMA GOVERNMENT MONEY MARKET FD AS OF 0.05 0%301l9 Oct 31 Closing RMA Government Money Market lid $94.67 GM 0001001)ffil 8 0f 8 _ CONFIDENTIAL EFTA01597758 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale USA are ifdirect stbskloies d LBS AG and affiliates of LBS Smuts LLC. The Firm's fru/nal statement is available upon request. The Firm's execute* Offices are at: UBS Financial Services ex. 1200 Harbor Boulevard Weehawken. N107086 This statement represents the ony official record of you' Les Financial Services accoura Other records, except °thetal tax drulternS, cantering callting data should rot be reed upon. If you beige, there ban error or motion, pleas* report it immediately in wring ea the Branch Manager of the office serving your account. Although all hams shown are intended to be accurate, sttement data shook' not be used for tar imposes. Rey sold, on yes-end lax totem go., loan 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 moored by law to report to tie IRS all taxable dnidenok, reportable nal-taxable dividends and taxable interest earned on seas-nes held in your mask net proceeds on sale transactions, ad cost basis an omen cowed securities COmmUtliCatiOna with the Firm • Please re-confer., any Oral (Orrirrunicatictis n veiling to further protect your reps, including your rights under the Secuities Mesta Protection Act OSA). • I the Brune itl inttution on the top left of the front of this statement isnot Les Financial Services, LBS Financial Services caries you account a clearing broker by arrangement with the indicated intedion We Wormedyou of this relationshb when you opened this Accent In this raw, your finds and secuties are located at UBS Financial Sweets and rot the Mak" rg broker, ad you crust make a report of ay tar te meson to both ferns. • As *sorbed n the accost ag-eements, you must notify us of any errors or fraud involving checks reflected on your statement beta) 30 days after it was mailed a made mettle. • Please direct arstonw carotenes or nouries to the Film's Client Relations Department at 201.352-1699 or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in witio to WS Financial Services ls. , Client Relations Department, P.O. Box 766UnionC ity,11 07087. • All itatellentS shall be cleaned complete and accuse not objected to ri writing whit 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Call201-332.1495 • h case of errors or cunt:xis about an electronic funds transfer (U1), bill parent or LIES Vise debt cad transactions, cal 800-262-1000, or carte to UBS F etanoial Services lx., 1000 Harbor Bed, 61h floor, Weehawken.. Ni 07086, Attn: b.INSSA Services. Call a write as soon as saran, 1 you think as statement a receipt is wag a e you need more information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must hear from youno later than 60 clays after the Fern sent you the fist statement on which the error or pobtem *awed. — Provide you name ad accurst number Of any). — Desube the error or the transfer you re inure about. ad eiplat as clearly as you can why you beano it is an error a why you and MOM — Provide the dolt, amore of the suspected error. The Firm Or Cad Issuer will investigate you complaint and willcorrect dry error promptly For ahged errs nhgNng LOS Visa•debe cad transactions, 4 we take more than 10 business days tO do this, we will credit you accant fa the imam you thank is in mum, so that you will have the use of the money &rig the tine it takes us to complete as nestgatein. Please male all checks payable to the Firm or the financial ristituten indicated on the front of this statement. In addition to regular account fees, accounts may be .Meet to mantenarce lees charges for late payment for securities purchases and charges fa unpaid amounts n cash accents. Accounts that are transferred to other nstilutiten may be subject to a trader fee. UtS Sweep Options UBS offers options for sweepeg cash balances to bait deposit accanes at nanaffiated banks and abated banks and money make) mutuality:Is (Money funds). Deposit accounts at LBS Bark USA and non-affiated banks panicipaing tit a LBS FDICansured Deposit Program are FDIC-insured n accordance with FDIC rules. For more iltamaiian please visit veterfik.9:n. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not in-redby the FDIC. Bak deposits are not protected by SIPC. Money Fond dunes :re protected by SIPC See -1.)85 lnancie Services Account Protection' below. Upon your regain balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advisor or by eating KO-7621000. US$ Financial Services account protection the Firms a inerrber of the Secretes bosh". Protection Corporation (Sip, witch protects securities custonwn o1 is rearben up to 1%0,000 (adding 5250.000 for clams for ratal0 bplanatory broth.", available upon request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular capacity- The Firm, together with carton athletes, has also Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under tie protection is 5500 million as of Detester 10, 2016. Weed to the pale y conditions and inlet:as, cash a the Finn i hither protected fa up to 11.9 million in the aggregate for al you accounts held in a wieder capacity. A ful copy of the polio; sordeg is available Loon request. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets antrolkd by (and ext.:led in you account value) but held away from UBS Financial Services. For burn* certain (0 insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contacts), nclaing fumes contracts and Calvvirry option Central% ad • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks in the FDIC erred Deposit Program. The 51K protection and the supplemental protection do not appy to these assets awn d they otherwise appear CC yds statements. The 51K protectionand the stoplemental protection do not protect against charges in the market value of you revetments (whether as a result of market movement. muer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The pace reflected is an average prce. You may obtain the actual price km yam Financial Advisor. Only whole shires are purchased under DRIP; partial shares will be sold and the cash will be deposited in your account. We chodend reinvestment price :belied by to issur may deter from the market price a which the partial shares a-e sold Calvin-Feta Orly whole units maybe held in yam secondly:0 are meted to a partial unit as a result of a dividend payment • otherwise, the Firm will either sell grid tries at market vice a accept an anoint deterinned by a registered dea-rg agency, and freer yore account. Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing investrnme objectives: • Prorkce Current f name: Investments seeking the generation Of income Caly. • Achill,* °pea/Appreciation: Mestments seeking growth of or:ideal rather than the generation of ncome. • Produce Combination of income and Capital appreciation Investments seeking both the generation of income and growth of principal. Overall risk profiles • Connotive- Seeks to martin initial prix0al, with km risk and minify to the accost overall, even 0 that means the account does not generate income or rears and mayn't keep pace yeah inflation • Moderate: Waling to accept sane risk to pampa' and tolerate sane volatlity to seek hider returns • asgressne: Willing to matt hip risk to principal and high volatility to seek high teR over time. • mostowntiagibrity Consicloratan: d selected, a portion of the portfolio for that atom may include complex 'trawl:es, limited liguidty and greater sobriety. Statement "householdirer We may COnSOkiate A tetrad account statements with the same address in the same envelope. e g. because they have owners who also mantas ;ore account relationships wth other clients at the sane add-ess. If you peter to receive ndividual statements (tweed n separate /metopes, you may decline householdng by (tang your Fruncial Advisor Friendly moue name The Friendly account None 6 a customizable • 'withal** chosen by you to assist you with ye's' recordkeepio. It, no legal effect on your account, is not Mended to reflect any strategy, predict rearnmerdation, inestment objective a risk polite associated wth you- accunts. and is not a prance a gJaraxee that wealth, or any 1 inarxiA results. can et willbe achieved. All investments invoke to risk of loss, ex kdro the ritk of loss of the trait investment. You can change your Fria* accost names through Onine Services a by contacting your Finarcial Minor. Account overview • Value of tors wountIportfofio Net of assets and liabilities • Assets Includes available cash balances. vakes for restricted security (est), and Global Tine Deposits. unrealized marks to market and certain assets ibt held to. the Finn. Does not nckxle unpiced securities: assets at the end of the prior and oat statement prods. or private investments, invested nod options and ~deal, stock options. • Liable's. Voldes debit balances, *sundry margin bats, credit re, short account balances • Cashatoney balances Total of uninvested avalable cash balances, plus deposit balances at affiliated and nahallikated banks, and money market mortal had sweep balances. at the close of the statement period. Non•Corrrtirley bee credit balances in you account are not segregated from other balances and the Fern may use any these fords in the ordinay cane of its banns These finds are payable upon your Orland. 11-es total is ircbded in the anent period closing value. tending information Fa detailed information on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00010096 CONFIDENTIAL EFTA01597759 err IR Sit)(DEM)! (continued) your assets Yoe statement reemen securities and other assets hell h the account a the end of the slaernent period. You may ask for *lire, of fuller paid searities at arty tine. You may WON* SOCUtitel used as loan coasters' alter paying any bate«. dr on them. Any rarities transferred to the Femderi-g the statement period are listed at market value as al the end of the statement peired • Cost basis. In detyinnirg the cost bays of the seareies indided in this statement Were indcated with the number' t,• UBS Financial Services has relied cn information obtained from Secrete other than UBS Financial Sawn, including information from another I nei or that you may have provided to a Advisor. The Finn does net :ides:Indenter verify or gallant** the accuricy cc validity of ant Mamaion provided by scenes other than L85 Financial Services. h bidden, athough LBS Financial Waite generale. todates Yes nf «elation as it is recteet the inn does not prow* cry aSSUrthiCeS hat information under -Cost basis' and 'Unrealced garlloss' accurate as of the die of this stammer.. As such, Pease do rot rely on this eicenvaion to make Prchase of sale ekcisions, for tax moose, a otherwise. Accounts trend weed to the Fan rrthr ref let guiles., information only for the an tine they am held a the Fmt. ?store historical nfomeation can be added by you Financial Advisor. • Unrealized grans/losses. When data is available, Minted umealized garnilosses are cakulaled for etinae,' seamy Ices. The transaction data 1st ndivieeal lots may or may not reflect commissions, dirges ardor mosey reorganization menu Dividend and other rinses/mem lots arid systematic Pitches. Ices are eadn «crbined to die* ore averaged lot. The • Trade date • coLann presents the crvenal transaction wade date. • Callable securities Bonds and preferred stock that the issuer calls fa early redemption sea be selected leparualy by tot from among all sautes of that issue heN in Our name or in nominee name for al clients Call Statue information is obtained from third panes and its accuracy is not guaranteed. Other call features may exist attach could aided erield; ccreplete nkerrotion will be provided upon request. • Pricearvalue. Feces dsplayed la securities and other products may be higher or lower than the price that yoe would actually recent in the market Prices are obtained from vaixas thi-d party sources winds we belie» to be reliable, bun en do not guarantee their act/racy. — We generally use to (Ming «ice when evadable ce the mean of the bid and ask prices Ice listed securities rd options or only bid prices for OTC securities — Less activeb traded seotities may be priced usrog a valuation model or the most recent 'rite we obtaned and rennet reflect an actual market pie or value. — (erten Pent tons maw ;Peet rethat a peke and will show as 'price was not avail*** if we are enable to obtain a price fce a security — Deposits or sea :lees &nom-rioted in ceranoes other than V.S. doers re reflected at the @charge rate as of the statement date. — For certan secretes trading n non-conforming denceniercee, Pthir ad queenly eye yak:Orme have been adjusted to facilitate proper valuation. To Win current peotat ea een a ekt.tee. contact yctr Financial Adviser. • Private investments and strucured products. hivate nvestment searches («IA ri dithlt PartkOation program and real Mate rwestment west securees) and smeared prodsts are genera/kg hghly Actud Certain stnxtered products have not been registered woe, the Securities and Exchange Ccmension cc under are state Went*" lawe We provide estimated eaten for private mthirnere se rites and structured products for ritonnaticnal peposes cob. Accra cy is not guaranteed. — Dm* mess meddler samentially from akin, any, at which a private mestrent security or structured product maybe bout. ' or sold and do not necessarily let:resent the value you my mama tpcn liquidation — Third party eitinateS Of Mir are in of a often date and are supplied to UBSFnancal Services on a tesaAr bans by an independent neaten fern, — Issuer, general partner or sputa estimated vales, if any, are steePlied to the Firn by the ISSUEC general partner or sponsor and may be calculated based on di fere« nformation Iran tut used by thid pries to derive thee esteemed values. — You can Wain additional irdamahen regarding the methocbloge used to determine the ethmate of value and the date of the nlomaiien that is the basis for the estimate by contacting your Financial Advisor. — Thrd party estimated rakes may be reflected as .14-A priced' in several srtuatcnst when an nemeneent valuation Inn has not supplied or is unable to assign a vela when we become aware that a mateeial event has «cured the may call a preMusly reported veles leo question, a when a value would be beghlY SPIOJielive due to the nature of the storey. — When neither an isuer, general partner or sponsor *mewled value nor a thed.pany esteneted valet s peorded, the vat* of the security MI be different from its purchase price — tetrbutons to dine' may include raisin of capital kerne or both — unit see' represents the real offering price per wee ad may not reflect yet cost basis - ON' and unlisted RER secures re not listed on a national securities exchange, and are generally aged and men nf they can be sold. the price received may be less then the per shre estimated value weeded in the excise Staternifit. • Restricted securities. Restricted sectrities generaly are no currently feeble ke pubk salt UBS F haricot Services uses the market price of the u-resincted stock of the sanee issuer as an imputed yak.e for the restricted stock for purposes of nes 'memento*. To the extent that restricted securities ore eligble for sale. the yak. received may be elegant0y less than the mpuud vats shown. • Est. (est:noted) "come, current yields and rates An el.irnalt of armial name it based on current deride d and interest rates. assuming the securities will be hell for re yea from statement date or until maturity. Ths estmate is tidy a guideline; accuracy and continued income are not guaranteed. - Esternated anal exeme rilarrent yield fa caftan types of securities could include a return of peex Pal or capital gins in which case the est. income (and current yok) would be overstated. — Estimated areal income and coma yield and the actual income and yield mete be beer a higher than the Minted wants — An estimate of a-nualind income (dividend ancrce interest) derided by the current market vabeaverage baance is based on the last dividend or interest payment meet by the issuer and aseenes tine seaseieedeposts will be held for or. year from the StatenWit date or until makrity. Accuracy and continued yield are not gatateed • Assets not held by UBS Financial Services. Certain assets are roe held by the Finn and rot within the Ferns possession a control. These assets are displayed on you Stela-nerd for Mon national purposes or4 Positions and values presented are provx*d by the among firm. UBS F inancial Services not respristee for this Mormatin and does not weeniee es accuracy These assets are not protected by SIPC or the Fine 's suppkimenul SIPC coverage. • Revenue sharing and additional compensation. - em addition to commissions on sales aid l2b. I lees retried in connection with the cesetbetton a mutual fends to err clients we rdor ou affiliate receive "event* sharing Payments from dela:0cm ado advised% of the mutual fads that we sell. These amounts are based on two different comprents: CO the amour, of salts by LBS of a particular mutual keel family to our clients; and OR the asset mix of a particular mutual fund families shares held at the from. — We rid our affiliate also receive networking and cenntus peocessrg lees in consideration for transfer agent services that we provide to the mutual funds. Those fees generate re paid from investor assets n the mutual fend and are a feed dolly amoum based im the Minter Of accounts at llet broker-dealer holding reuxial funds of that fund tany. — in addtion to exernissixe received in correction with the sale or dorbutcn of annuity contracts ad tint sweetmeat Ina/ tries to or clients, we and or cat affiliate receive resew sharing compensation from many of the rewire. companies underwriting the a-nuity contracts, able:ties of the insurance ccinpalits a sponsors d the um nvestment trusts we dstrbute. — h addi ion to Cenim6SeX6 received from the purchase and sale of NeetShares fends, we ardor or affiliate receive an asset-based revenue twin; payment from NtetSeurn distrtmors, as ma as fading for technology development, tranrg and education — Our affirms also receive trading commissions and other corepensal On from mutual funds and Muerte companies whose «cads we &statute. — We receive corrpensat Ce, from U8S Eat LEA, V35 AG Stamford Branch ani non.aff doted bat thane, our cash sweep vegans his ve. Palm^ may be a month', per account fee or may be a percentage of hoar daiy depoeve balames Activity donation regarding commissions and other «ages mune:In erred ion with the executor, of trades. :educing cptien transactions has been ?eludedon confirmations previously furnished to you, and will be provided to you promptly on request. Short selling If you re engaged in short selling a sectrity, you may incur a charge due to «run be/ravine costs Ice that precuts- secunzy. Open orders Regarding open or •gcodea.cancelled• ceders that wine not executed by the statement date, open buy and sed stop ceders re reduced by the anoint of chiderds or reties or, an ex. diedenis or ex-riehls date wens instructed otherwise by you You are responsble for orders that are executed dr to you' laikre to cancel meting open orders. Privacy To obtain a copy of or Wilted Chem Privacy Mike, please contact ycur Financial Advisee or hest au websee at vthwidtei teen/wave veMev. — V35 Financial Sen./cis is nit a bark. The RMA. Business Services Account BSA and IRMA are brokerage accounts which provide access to baring services and products through arrangements with affiliated banks and other thed.pany banks. end provides access to Murree and annuey products issued by unaffiliated mid-party nsuraree «monies recut insure«e agency subsidiaries of UBSFinancial Services ix. — hvestmint, mune, std a-nuity — Not FDIC rased • No bark gueraetee. May lose vela — RMA. Rescue+ Management Account, Business Services Account BSA, IRMA and nteirishona Resource Management Accost are registered service marks of LBS Financial Steven inc — VISA is a registered vadenult owned by Visa international Service Association and used Irder kens. The LBS Visa °eat cards and the UBS Visa debit cards are issued by LBS Bank USA with permissien horn Vita U.S.A Ire °Totaled All other trademarks, registered trademarks, service marks and registered sent« mucks are of their respective Companies. UN Financial Services Inc. Rev. 701010 SDNY_GM_00010097 CONFIDENTIAL EFTA01597760 SUBS U8$ Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Account name: MONTPELIER TRUST Friendly account name: Mont Fledge Fund Account number. Your Pluandal Advisor. SCOTT STACK MANLY!" CASRIEL Phone Questions about your statement? Can yois Financial Advisor or the RMA ResourceLine at 800-RMA-1000, account 029045172. Value of your account Resource Management Account November 201 9 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH UP BOSTON MA 02210-2696 on October 31 (S) on November 29 (1) Your assets 4,603,656.66 4,657,174.02 Visit our website: Your liabilities www.ubs.comilinancialservices 0.00 0.00 Value of your account $4,603,656.66 44,657,174.02 Tracking the value of your account S Thousands 4,603.7 4,657.2 • 1 000.0 Dec 2018 Oct 2019 Nov 2019 Sources of your account growth during 2019 Value of your mount at year end 2018 Net deposits and withdravaiS Your imestrrent return: Dividend and interest income Change in market value stocopoo.00 13,452,661.52 $9648 5204A16.00 Value of your account on Nov 29, 2019 $4657,17402 SONY GM 00010098 Member SIPC CONFIDENTIAL Page 1 of 8 EFTA01597761 UBS Resource Management Account November 2019 Your account balance sheet Summary of your assets Value on November 29 (s) Percentage of your account A cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 0.00% E Non-traditional 4,657,174.02 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Account name: I1/4,1.!:7‘'Ll.P. Friendly account name: AM-n: Ind Account number 1 44,657,174.02 100.00% Value of your account $4,657,174.02 Your current asset allocation • Eye on the markets Index SEP 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 29, 2019 3-month Treasury bills: 1 54% One-month LIBOR: 1.70% Your rim:odd Advisor: SCOTT STACKMAERYIE "Ac Ft Percentage change November 2019 Year to date 3.63% 27.63% 3.80% 27.34% 1.14% 18.78% -0.05% 839% ,M_00010489. 2 of 8 CONFIDENTIAL EFTA01597762 4tUBS Resource Management Account November 2019 Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred out Dividend and interest income Change in market value Account name: MONTPELIER TRUST friendly account name: Mon Hed e Fund Account number. November 2oi9 (S) Year to date (1) $4,603,656.66 $1,000,000.00 000 4,537,029.00 -96.48 -1,084,367.48 0.04 96.48 53,613.80 204,416.02 Closing account value $4,657,174.02 $4,657,174.02 Dividend and interest income earned For purposes d tNs statement, taratiley of interest and dividend income has been determined Iron a US tax reporting perspective. Based upon the residence of the account holder, account type, or product type, some interest ardor dividend payments may not be abject to United States (Us) ardor Puerto Rico (PR) Income taxes. The dent mdnthey straernent is not intended to be used and camot be relied upon for tat imposes. Client should refer to the addict', tax reporting forms they receive Iran 118$ annudy, such as the Font 1099 and the Forms 480, (01 tax reporting information it Is the practice of UBS to file the applicable tar reporting lams with the US eternal Relenue Service and PR Treasury Depyvnent, and in such toms accurately timely chide nth ardicr interest as tax tarred or taxable income. lest c ull you indviduzi tax prepare,. November 2019 (5) Year to date (1) Taxable dividends 0.04 94.77 Taxable interest 0.00 1.71 Total current year $0.04 $96.48 Total dividend & interest $0.04 $9648 Summary of gains and losses Values reported below exclude deducts for which ga ns and losses are not <limited. Realized gains and losses Unrealized Your Mnancial Advisor: SCOTT STACKMANLYIS CASRAL November 2019 (5) Year to date (S) gains and bsses(S) Short term 0 CO 0.00 157,967.95 Long term 0.00 0.00 120,311.00 Total $0.00 $0.00 $278,278.95 Cash activity summary See Account actAnly this month for deals. Seances in your Sweep Options are induded in the open ng and closing balances value. FDIC insurance applies to deposits at MIS Bank USA and as banks participating in the UBSFDK Insured Deposit Froqun. R does not emly to deposits al UBS AG, Silerdoid Branch 9PC protection applies to money market sweep hid holdings but rot bait deposits. See f roportant information about your statement on the last two pages d this document for cktals. November 2019 (S) Year to date (S) Opening balances $96.44 $0.00 Additions Deposits and other funds credited 0.00 2,750,000.00 Dividend and interest income 0.04 96.48 Total additions $0.04 $2,750,096.48 Subtractions Other funds debited -9648 -1,000,096.48 Funds withdrawn for investments bought 000 -1,750,000.00 Total subtractions -$96.48 -$2,750,096.48 Net cash flow -$96.44 $0.00 Closing balances $0.00 $0.00 SD NY GM 00010100 CONFIDENTIAL Page 3 of 8 EFTA01597763 t* UBS Resource Management Account November 2019 UBS FDIC-Insured Dep Pgm Account APY interest Period Oct 7 - Nov 6 Opening UBS FDIC-Insured Dep Pgm balance Oct 7 $1 .71 Closing UBS FDIC-Insured Dep Pgm balance Nov 6 $0.00 Number of days in interest period 31 Average daily balance $1.65 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: Friendly account name. Account number Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Achisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciation Your tisk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your M model Advisor. SCOTT STACKMANLYLE CASRIEL GM 00010019e 4 of 8 _ _ CONFIDENTIAL EFTA01597764 4tUBS Resource Management Account November 2019 Your assets Account name: MONTPELIER TRUST Friendly account name- und Account number acme pees, Income and eastern vd ues sham may to tom:erne:Ie. As a result, gains and losses may not teacoodely refleded See Important informatton anent your statement a the end of this document foe may Infoirrusion. Cash Cash and money balances Picking Clot ring Menet on Nov 1 (1) Closing balwee on Nov 29(S) Me per share on Nov 29 (S) Average rate DrilderdletereSt period Days in period Cash 0.06 0.00 RMA GOVT MONEY MARKET FD 94 67 0.00 1.00 1.42% Oa I to Oct 31 31 OBS FDIC INSURED DEP PGM I71 000 Total UBS FDIC-Insured Deposit Program $96.44 $0.00 Priority Bank mane Closing Perna Co Nov 29 (S) Status UBS Bank USA 0.00 2 Welk Fargo Bank, N.A. 0.00 (1) 3 Citibank, N.A. 0.00 (I) 4 HSBC Bank USA, N.A 0.00 (1) BBVA USA 0.00 (1) 6 East West Bank 0.00 (1) 7 Citizens Bank, N.A. 0.00 (I) 8 Associated Bank, N.A. 0.00 (1) 9 Pacific Western Bank 0.00 (I) 10 Arneris Bank 0.00 (1) Total $0.00 Status (I) - Client has opted out of this bank Your Nnandal Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00010102 Page 5 of 8 CONFIDENTIAL EFTA01597765 *UBS Resource Management Account November 2019 YOLIf assets (continued) Non-traditional Private ecnity funds, sledge funds, and Other investrnents are hid in your UBS Financial Sernces Inc (UBS FS) brokerage aCCOunt. The positions reported below reflect the wads of the issuers. and 1185 F5 does Fee garantee the accuracy of the infomurbon. The vain shown is not necessarily the voive you would receive from the issue{ dyou sad the assets. Funds actively sad by U85 FS ate SubpeCt tO Ongang due dligenCe, although the level performed may vary A closed fund may be subject to no °nixing cligence. A fund that you purchased elsente re may never have been sutsect to UBS FS absence, although UBS FS may receive a fee from the fund's manager, which may constitute a maraely of the trenagementrinctnlive fee. Pease contact your Financial Advisor with questions • Ed value per unit* is an estimate of value sot:Plied by do independent valuation firm and reflects adjustments for fators such as the bquidty of the urets. Account name: Iv_411PELIER TRUST Friendly account name: Mont Hedge Fund Account number. Hedge funds Purcts3Se pied Number Avetage axe Hddng of shares per share (S) ALPHAKEYS MILLENNIUM FUND LLC BROK ERAGE CLASS A NO 10'3112019 Trade date. Nov 24, 15 Client investment (St Your ti model Adelson SCOTT STACKS/IN/LYLE CASRIEL Estimates of vaue supped by issuers of (rosin progiaNt (Wlen are general). 'net aset vane' estimates) are shown as • issuer est. value per unit*. For Putie equity funds. • Est value per unit' is a value updated quantity, based on the Net Asset Vale (' NAY') in the fund a of the date specified adjusted by asking caLital calls and SuttraCb ng dstdbutons since the NAY date. The NAY n primarily based on estimated PortIdio values provided by the uncerlying fund sponsor. These two values may vary because of differences in the way they were estimated and because the • Thisd party en. value per unit' may have been prepared on the basis of financial information other than year.end. Reported estimates may not reflect resale, liquidation or repurchase value, if any, and may rot reflect dst Abut' ons of c al until the next valuation is reported, centrally on an annual or serri.annual basis See important information about )our statemeatat the end of the statement. Cost Price per share basis (4) on Nov 29(S) value on Unrealized (tar) imestment Racing Nov 29 (5) gain or loss (S) return (I) period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO 1031/2019 Trade date: /an I, 19 ALPHAKEYS MILLENNIUM FD II LLC CLASS 8 NO IC/31(2019 Trade date: Dec 18, 18 GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO10'31/19 Trade date: /an 28, 19 Total Your total assets Non-traditional Total 2,005 220 1650,000.00 1,550,000.00 1.000 1,670,311.00 12031160 LT 82,755.00 82,755.00 1.000 88,103.00 5,348.00 ST 1,750,000.00 1,750,000 00 1.000 1,853,884.00 103884.00 ST 496.773 996,140 07 996,140.07 521 078 1,044,876.02 48,735.95 48,735.95 ST 54,378,895.07 54,378,895.07 54,657,174.02 6278,278.95 $48,735.95 Value on Nov 79 (5) Percentage 0 COSI your account tesis (5) Estimated Unrealized annual income (5) gan or loss FS/ Hedge funds 4,657,174.02 $4,657,174.02 100.00% 4378295.07 100.00% $4,378,895.07 278,278.95 $278,278.95 GM_000101!Pfie 6 of 8 CONFIDENTIAL EFTA01597766 sUBS Resource Management Account November 2019 Account activity this month Dividend and interest income Taxable dividends Other funds debited Money balance activities Account name: MONTPEUER TRUST Friendly account name:Mont Kedge Fund Account number: Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL DS. Acinity berznption Amount (1) Novi Dividend VBS RMA GOVERNMENT MONEY MARKET FUND AS Of 10'31119 0.04 Total taxable dividends Total dividend and interest income 90.04 90.04 OS* Sanity DitScoption Arr.:nod (S) Nov6 Transfer TO V1451703100 -96.48 Total other funds debited oat Aclivly Desalpecn •996A8 Afrqunt (1) Oct31 Balance forward $94.67 Nov I Bought RMA GOVERNMENT MONEY MARKET FD AS OF 10'31/19 0.04 Nov 7 Sold RMA GOVERNMENT MONEY MARKET FD AS OF 11106'19 -94.71 Nov 29 Closing RMA Government Money Market NI Oct31 Balance forward $0.00 $1.71 Nov 7 Withdrawal UBS FDIC INSURED DEPOSIT PGM ASOF 11106119 -1.71 Nov 29 Closing UPS FDIC-Insu red Deposit Program 90.00 SDNY GM 00010104 CONFIDENTIAL Page 7 of 8 EFTA01597767 *UBS Your notes CONFIDENTIAL EFTA01597768 Important information about your statement LBS Fe -uncial kiences lx. (the Firma LBS Financial Servia0, is a member of all prixipal security, cawroday andoptions excharget UBS Financial Services and LBS Bark USA are indirect abseleries of LBS AG and affiliates of LBS Sautes U.C. 71.*Firnis financial statement is available van request. The Inn's executhe CAICOS are at: UBS Finarxial Services ex. 1200 Harbor Boulevard Weehawken. N107086 This statement represents the on& official record of you LBS Financial Sakes accoura Other records, /Kept official tax documents, centering conflicting data should •ea be rand upon. Ilyou beleve there is an era or emersion, plea* ropat it irrrnedUkey in *Min; to the Branch Manager of the office serving you account. Although all figures shown are Mended to be accurate, sttement data should not be used for tax purposes. Rey sole* on yea-end In lam, 6.o., form 1099, $498, 10425, etc) when preparing your tax return. The Finn is requited by law to report to tie IRS all taxable dnidence, reportable :pada:cable dividends and lain interest end on washes heed nyar accent net proceeds on sale transatenS, aid cost basis an certan cowed sea:hies Communications with the Firm • Flea* re.corrlirm any oral cornmankations in writing to further protect your reps, including your rips under the Securities Mesta Protection Act (SSA). • l thefaunciMmteution on the top left of the from of this statement isnot Les Financial Services, US'S Financial Services canes you account a clearing broker by arrangement with the ndicated immution We Wormedyou of this relationshjo wenn you opened this scant. In the Cases yaw funds and secuities are located at UBS Financial Services and rot the intake ig broker, and you must make a report of an, error a meson to both firms. • As descrbed n the attars agreements. you must rotify us of any eras or fraud involving checks reflected on your statement with:" 30 days after it was mailed or made mutable. • Please direct customer carplaros or inairies to the Finis Client Relations Department at 201.352-1699 tollaree at KO-354-9103, 8:00 A.M. to 600 PIA ET Monday through Friday, or in writi-g to UBS financial Service ex., Client Relations Department P.O. Box 766UnionC ity,11 07087. • All StatImernS shall be deemed complete and accuse 4 not objected to in writing within 60 den. • For TTY services: Cal 844-612-0986 or from outside the US Call201.352-1495 • Incase of enors or cuestions about an electronic furs* transfer (UM bill Mast or LBS stile debit cad transactions, cal 800-262-1000, or vide to UBS F rancial Services Inc., 1000 Harbor Bind, 6th floor, Weehawken. VU 07086, Attn: IGANSSA SerVCS. Call a write as soon as you can, 1 yOu think yaw statement a receipt 6 vaa-g or f you need more information about a transfer on the statement or recent_ The Frm a Card bluer (as appkable must hear from youM. later than 60 days alter the Finn sent you the fist statement on Much the error or reoblem appeared. — Provide your nave and accurst nutter (if any). — Desube the *MX or the harder you se insure about and eolith as cleat' as you can why you believe a is an error or why you needmom hIcernalkn. — Provide the dollar amount of the suspected error. The Firm a Cad Issuer will nvestigete yaw complaint and will regret any error promptly For alleged errors emoting U8S Visa•debit cad transactions, if we take more than 10 teat hess daystO do this, we will credit you account lot the man you think is in erre,. so that you will have the use of the money dieing the tine it takes us to complete w inwstgaton. Please male all checks payable to the Firm or the financial Institution indcated on the front of this statement. In addition to regular account fees, accounts may be silarect to manurial-et fees, charges for late payment for securities purchases and charges fa unpaid amounts n cash accounts. Accounts that are transferred to other ristnultten my be subject to a transler fee. UPS Sweep Options UBS otters options for sweeping cash balances to bait deposit accents at nanaliated banks and affiliated banks and money make' endue! kends (Money FundO. Deposit accounts at U85 Bark USA and nonatfiated barks panicipang hew LBS FDICansued Deposit Program are FCC-insured n accordance with FDIC rules, Fa more Hamm km, please vile wwwfdc.cao. Deposit accounts at LBS AG Stamford Branch and shares of Money Funds are not he-redby the FDK. Bat deposits re not protected by SIPC. Money Find stunts ire protected by SIPC See -UBS filmed Servkes Account Prolectkre bebw. Upcn your repast balances in thebark deposes may be wandrawn and shares of a Money Fund may be liaidated, end the proceeds reamed to you or you secuitin account. Furrier nkanatai about available sweep options, reludig anent interest rates and yields, is available at www.ubs comrsweepyields, from pax Penna.' Advisor or by calIng KO-7621000. UN Financial Services account protection The Firms a member of the SeCUMX5 Investor PrOteCtItn Corporation (sec), which protects securities custonwn of es marten up to 1500,000 @lading 1250.000 for clams for cadp Whimsy brochure available upon request a al meelstmorst The SIK asset protection lines apply to A Acores that you hold in a partkuler capacity. The Firm, together with certan athletes, has also purchased supplemental inflame The maximal, Elnytttil payable to al eligbft clients, <Olathe& under this protections SSOOmillian as of Deerrber 10, 2016. Stead to the policy condiars and linitahons, cash a the Finn 4 ittlher protected for up to /19 million in Lk aggregate for all your accounts hell n a particular capacity. A ful copy of the polio; rating is available soon realest. Nether the SIPC protection nor the toplemental potectien apply to: • Certain financial assets controlled by (and ext.:led in your account values) but held away from UPS Fintercist Service Fa example certain (0 instraxe prodals. ixludrg vaiable amities, and 6i) shares of mrtual funds registered nthe name of the account holder on the books of the issuer a transfer awe) • Investment contracts or nrestrnent Meet P.g., Imbed panned* and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and pre itlis metal coronets), ncladng ham contracts and CalimOOty option contract; and • Depose eta:erns (except certificates of deposit) at 1.135 Bak USA, UK AG U.S. branches and barks n the FDIC Insured Deposit Program. The 5IK protection and the supplemental protection do not apply to these assets awn d they otherwise appear cc you statements, The 51K protection and the noplemental protection do not protect against changes in the market value of yaw investments (whether as a result of market movement. issuer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The ace reflected is an average p-ce. You may obtain the actual price from vat Financial Advisor. Only whole shires are purchased under DRIP; partial slums will be sold and the cash will be deposited in you account. We dmdendreinwstrnere price supplied by Me her may differ horn the marker price a which the partial shares re sold Calvin-Imo Only whole units maybe held in yar account. Nyco:re ertithd 10 a partial unk as a result of a dividend payment or ethernet the Firm will either sett prrol tries at market price or accept an arrant detain-anti by a registered cleang agency, ad credit hits account Investment objectival The nvestment objetivos and tisk profile are specific to each account add may vary between yam accounts. Please advise the Finnan:not& in writing of ay uthileant change in you financial situation a investment objectives_ For each account held, you choose one of the following investinthe obi/ants: • Prorkce Current:norm: Investments seeking the generation of ream only. • Achieve, Captor Appreciated: Irrestments seeking growth of principal rather than the generation of ncome. • Prodsire Combination of Income and Capital Appreciation Investments seeking both the "neaten of income and gronth of principal. Overall risk profiles • Conservative Seeks to maintain princOal with law risk and volatility to the account overall, even If that means the account does not generate sit iificae income or rears and Cray not keep pace wen inflation • Moderate: Waling to accept some risk to pampa' and tolerate sane volatiity to seek hider returns • Aggressive: Willing to accept high risk to principal and high volatility to seek high moans over time. • tmestowntfEability Consickratan: d selected, a portion of the portfolio for that aeon may include complex strategies, limited autarky and greater trObley. Statement "householdirer We may consokiate d1 related account statements wilt the same address in the same envelope. e g. because they have owners who also maintain joie account relnionships with other clients at the same ackiess, tf you prefer to receive individual statements mated n separate envelopes, you mgdecline householdrg by (ding your Financial Advisee Friendly mown name The Friendly account Arne s a customizable 'nth-name chosen by you to assist you with yam recordkeeping ha no legal eitted on your account, is not 'Mended to reflect any strategy, product recarmerdation, investment objective or risk FrOlift associated win you- accounts. and is not a promise or wane that wealth, or any linancial results. can a will be achieved. All investments noelsa the rid of Ion. rx4Mng the risk of loss of the entie investment_ You can change your Friend& account names through Online Servicesix by contacting you Finaxial AcInsor. Raman overview • Value dodo woundportfofift Net of assets and liabilities • Assets Includes pradkft cash balances, wakes for restricted security (est X ad Global Tine POWS, trrealized mans to maket, and certain assets rot held by the Fim. Does not XiClutie °noticed securMestassets at the end of the peke and curare statement periods cc private nvestments, unveiled stod options and euerciuble stock options. • Slake Includes debit balances, cumandrg margin loans, credit line, short account balances • Cashutoney balances Total el uninvested available cash balances, plus deposit balances at affiliated and nonaffiliated banks, and money market mutual fund sweep balances, at the close of the statement period. NorrC orrenOchty free credit balances in yaw account are nt segregated from other balances and the Fern May use any these fuels in the ordinary cane of its hunts Thew finds the payable soon your demand. llks total is included in the anent period closing value. landing inflammation For detailed nlormation on the Finis lending practices end disclosures, refer to you Client Reletonthp Agreement or Accrete Agreement and U. General Terms and Ccedkions. LOS Statement of Credit Practices availabk nAgreem eats and Discbsures at vivsv ohs enetrarecentroferlovers SDNY_GM_000101O6 CONFIDENTIAL EFTA01597769 Important information about your statement (continued) Your assets Your statement rites securitin arid other assets held in the roan' a the end of the statemere period. You may ask for delivery of fully paid seorities at ay time. You may receive wonted used as loan cameral after panto any balance da on them. Any weskits irand erred to de fens drin the statement period are listed at market value as of the end of the statement period. • Cost basis. In deterinning the cost bass of the seareies included in this statement, where indicated with the mother • 1,• te3S f instal Saviors has relied at information obtained from sources ether than LeS IFrencial Services, illorination Iran another or that you my haw acrickd to as Financial Advisor. The Fern does rot independenty verify a garnet the away or vat:dace infonnatian prcnided by sources other than LES Financial Services. h ackleico, although L8S Financial Sakes genera* updates this ricematicn as it is received the item rot provide any assurances that the erfamation under -Cost basis' ard 'Unrealced garl loss- is accurate as of the date of this statemert. As such, passe do not rely on this information icr Make Pith'''. a sale decisions, for to purposes a otherwise. Accounts transferred to the pre ones reflect gentlest Hamra On only for the period of tine they are held a the Fern. More historical itanution can be added by your Financial Advisor. • Unrealised giant/losses. When data is available, estimated sneaked gardlosses are calculated for extrude' security Sots. The transaction data far ndividel lots may or may not reflect carenthins, charges ardia socaity morgangation rents. Dividend and other renve*aent lots rid systematic arched tots we each combined to doLTY on averaged lot. The 'Trade date' retain presents the ogre' transaction wade date. • Callable marbles Bonds and preferred stock that the issuer cats for embr redemption wit be selected impart:sly by lot from among at seated of that rail held ilea name or n nornive name for Oct dents Call feature informations obtained from third panes and es accuracy is not garaxeed. Other call features may exist Such could died yield; complete information wit be provided upon request. • Price/value. Prkesdsplayed la securities arid other croons maybe higher a lower than the price that you would actually receive it the market. Prices are obtained from various thief party sources thigh we believe to be reliable, bul we do not guarantee thee accuracy. — We goner* use the closng price when available cc the mean of the bed and ask prices for listed securities and options cony bid prices la OTC omit Ws — Less actiwytrackd securities maybe priced using a valuation model a the most recent price we donned and may not reflect an actual market price or vat*. — Certan posairm may swear without a price and will show as 'peke was not available' if we we unable to *tan a price for a security. — Deposits a securities denomnated n currencies other than U.S. tears re reflected a the excharge rate as of the statement date. — For certain searies trading it non-ccedomseig denomnatent, trice rid quantity (lace value) may have been adjusted to facilitate proper valuation. To obtain omen acitatiors, when abaltle. contact your ',uncut Advsce. rem necestthb, Named the vs upon liquidation. — DIM party minutes of yak* at as of a certain date and ae supplied to UBSFina-cral Services on a roger ban by an helm: mart sedation firm. — Issuer, general panner sponsor. estimated valets, if any, are funded to the Fin, by the issuer. general partner or sponsor and may be caddated based on different infamatkin from tat used by third pales to derive their estinaled valuer. — You can obtain additional information regarding the melhabbegry used to **amine the estimate of value and the dace of tie informalkin that is the basis for the estimate by contactirgyour Fhancial Advisor. — Third party estimated values may be reflected as 'hid priced' in several dusters: yawn an erj,pev,dent valuation fan has not supplied a is unable to assign a vake when we become aware that a material event has occurred that may call a preigsny reported vale No question, or when a yak* wand be highly 'adulariw due to the nature of the security. — When nether an issuer, general partner or sponsor *sunned value me a thedpany *summed value is provided, the yak* of the security sup be ddierert from its purchase fake — tawbutons to date' may nclude returnee capita, income or both — 'Orgnal unit site' represents the Karat offering price per unit and may not ref led your cost basis — DPP and unlisted RER securities are not listed al a national securities exdunge, and are generally illiquid and even i they can be sold, the price neared may be less tan the per share estimated value prodded in the account statement. • Restricted securities. Restricted securities generally are not currently etiolate for put* sale UBSFireixel Services uses the market price of the uvestricted stock of the same issuer a; an imputed value for the • Private inmetrneraa and stmoured products. Private Mestrient securities (inchelrg and participation program and real estate investment trust securities) and struoured prodats /reamer* hip, ilicud Certain structured prolate haw not teen registered web the Securilin and Exchange Commissioner under ary state securities laws. We provide esteruted rakes for prince inveltillInt stones arid structured products for informational pu-wuscedy. Accuracy is not guaranteed. • valves rnay dit or itbstenl belly from prices, any, at with a private nvestment secuaya structured product maybe boujsl or sold aid do you may recta* restricted stock for purposes of die statement only. To the extent that restricted securities are eligble for salt the vat. received may be absurdity Ion than the endured vats shown. • En. (estimated) income, amens yields and rates. An 'striate of arruel income is bated co oral dividend and nteren rates, assuming the scarifies will be held for cm yea from statement date a trail maturity. Th6 estenate it alb, a guidelele; accuracy and continued income are not guaranteed. — hanged anal norm and current yield fa certain types of Noshes tend include a return of Principal or capdal gars in which case the est. income (and current yiekg would be oversuted. — Estimated anal income and current yield and the actual income and yield migett be lower a higher than the estimated amounts. — An miens of a-nudged income (avidend ands interest) deeded by the current market vaLeraverage balance is based on the last dividend or nwest payment made by the issuer and assumes the stare ieddeposts will be hell for ore year from IN statement date a urea maturity. Accuracy and continued yield se not garanteed. • Assets not held by 1)05 Financial Services. Celan assets are not held by the Fm, and not within the nn's possession or control. These assets are displayed on your statement for informational purposes only. Positrons and vats presented are provided by tie issung fem. UBS financial Services is not respamble for this Samaras aid does not guarantee ils accuracy. These assets are not protected by SIP( or the firm's supplemental SIPC coverage. • Revenue sherig and additional componential. ▪ h addition to commissions on sales and 12b1 fees reared en connedco with the distress:on al ensue' funds to our clients we andor or affiLate receive reverie shying planerth from distrbators anchor advisers of the reason' funds that we sell. These armunts are based on two different corripcinents: CO the intuit of sales by 18$ of a particular mutual gad family*, our clients and 00 the asset vat* of a particular mutual fund amity's thanes held at the fern. — We and our affiliate also receive networkig ad amnesiac prixesseg lees in consideration for trans* agent services that we provide to the mutual funds. These fees antra/by are paid from investor assets in the natal fund and are a f iced dollar am ant based en the number of account, at the Wider-dealer holding mutual fads of that fund lacy. - h adfttion to rcermissiors maned in correction with the sale or diarbunth of amity arenas and unit nestment trust saes to our clierts, we ado at oats. receive revert* tharing compensation born may of the nsurance companies underwriting the a-nuity contracts, athletes of the moraine companies or sponsors ol the unit ineilintre hugs we diarbute. - h edition to convnissions received from the purchase and sale of NextShares funds, we ardor as affiliate receive an asset-based revenue sharing Marlene Iran Nedgiares distrixeon. as me as tuning for technology development, training and education. - Our affiliates also receive wading commissions ad other carpensal in from maid funds and Marne companies whose recasts we derbute. — We receive COniperinal ial from Les flank LEA. U8S AG Stanford Branch ad non-affiliated barks through our cash sweep Fog-ems The compensation nay be a neat* per aaciunt fee or may be a percentage of average dai‘irlepteall balances. Activity Wonnation regarding commissions and other dirges incurred it connection with the execution of vbdti, including option transactions has been induded on confirmations previously furnished to yos ad will be provided to you promptly on request. Short selling if you are engaged in short selling a security, you may incur a charge de to ratan borrowing costs fa that puniculr secisiy. Open orders Regarding open a ' good.ticancelled • ceders that were not executed by the statement date, open buy and sea step odes ore restated by the amount of dividends or octet as an ex. shako* a neighs date Was entnxted otherwise by you. You we respornble fa orders Put are executed die to par failure to camel eating open orders. Privaq To obtain a copy of as current Client Waxy Notice, please contact Was f racial Advisor or visit as websee wrnede romronvervadev — 1.85 Financial Services is rot a bank. The RMA. Business Senders Account BSA and IRMA are brokerage accounts which provide access to banking smites and poach through ranger/en% with affiliated banks and other thidpany banks, andprovides access to Ilstrace and annaT products issued by affiliated third- my entente companies throat insurance energy subsidiaries of UBSFirencral Services Inc. — manner-a insane, ad amuity products: — Not MSC enured • No bank guarantee. May lose Vila — IMA. Resource Management Account Business Services Account BSA, IRMA and riternatiOrUi &Mane Management Account are registered service marks of LOS Financial Server; ex — NSA is a registered wademark owned by Visa Mernaional Service Association and used urea kense. The UBS Vaa creek cards and the LBS Visa debit cards we issued by L85 Bat USA with permission from Visa U.S.A. Incorporated. All other trademrks, registered trademarks, service maks arid reginwed service mats are of their respective compacts. LOS Financial Serried Inc. Rev. 201010 SDNY_GM_00010107 CONFIDENTIAL EFTA01597770 ;II UBS 085 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: Your lc nancial Advisor. SCOTT STACc tv1AFlo LYLE CASRIEL Ph ;"e Questions about your statement? Ca .l yoc.. Finaloal Advisor Cr rho RMA Resourceline at &10-RMA-1000, account 029045172. Value of your account Resource Management Account December 2019 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH LLP BOSTON MA 02210-2698 on November 29(S) on December 31 ($) Your assets 4,657,174.02 4,659,124.12 Visit our website: Your liabilities WWW ubs corn/ financialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from unvw.annuakreditreport.com. 0.00 0.00 Value of your account 14,657,174.02 $4,659,124.12 Tracking the value of your account S Th0 fnavds 4.6S7 2 4,659.1 1,O0O.O Dec 2018 Nov .2019 Dec 2019 Sources of your account growth during 2019 VSue of tour account at year end 2018 Net deposits and withdraw* Ycur inwstrnent return: Dividend and interest income Change in market value Value of your account on Dec 31, 2019 s tocopoaoo $3,452,661.52 $9649 $206,366 .11 $4659,12412 SDNY GM 00010108 Member SIPC CONFIDENTIAL Page 1 of 6 EFTA01597771 UBS Resource Management Account pecuribtn2U19 Your account balance sheet Summary of your assets Value on December 3 I a) Percentage of your account A Cash and money balances 0.01 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Rxed income 0.00 0 00% E Non-traditional 4,659,124.11 WO 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account 44,659,124.12 $4,659,124.12 100.00% Account name: I1/4.1„ - {AL. Friendly account name. - • ••• =.Ind Account number. Your current asset allocation A Eye on the markets Index S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital US Aggregate Bond Index Interest rates on December 31, 2019 3-month Treasury bills: 1 52% One-month LIBOR: 1.76% Your Pi modal Advisor: SCOTT STACKFAAFILYLE CASRIEL Percentage change December 2019 Year to date 3.02% 31.49% 2.89% 31.02% 3.27% 22.66% -0.07% 832% 000101tr 2 of 6 CONFIDENTIAL EFTA01597772 SUBS Resource Management Account Change in the value of your account December 2019 (5) Year to date (3) Opening account value $4,657,174.02 $1,000,000.00 Deposits, including investments transferred in 0.00 4,537,029.00 Withdrawals and fees, including investments transferred out 0.00 -1,084,367.48 Dividend and interest income 0.01 96.49 Chance in market value 1,950.09 206,366.11 Closing account value 54,659,124.12 $4,659,124.12 Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: Dividend and interest income earned For purposes of Ws statement, taratiMy of interest and dividend Income has been determined Iran a US lac reporting perspective. Based upon the residence of the account holder, account type, a product type, some interest mealy dividend payments may not be abject to United States (Us) ardor Puerto Rico (PR) Income taxes. The dent months/ siezernem is not intended to be used end cannot be relied upon for ten purposes. Clients should refer to the applicade la reporting forms they receive Iran UBS anntbaly, such as the Forms 1099 and the Forms 480, for tar reporting information it Is the practice of UBS to file the appicatie tat reporting forms with the US Internal Reitnue Senate and PR Treasury Deprimers, and In such toms accurately classify cinders& ardor interest as tax merryt or tauble axons. Please consult your indedual tan preparer. December 2019(S) Year to date(S) Taxable dividends 0.01 94.78 Taxable interest 0.00 1.71 Total current year $0.01 $96.49 Total dividend & interest $0.01 $9649 Summary of gains and losses Values reported below exclude pockets los which gains and losses are nor dassiled. Realized gains and losses Unrealized December 2019a) Year to date (S) gains and bsses(S) Short term 0.00 0.00 45,313.04 Long term 0.00 0.00 234,916.00 Total $0.00 $0.00 $280,229.04 Your Piaeadal Advisor. SCOTT STACKMARLYLECASRIEL Cash activity summary See Account activity this month for detals. !Mantes in your Sweep Options are induced in the openng and closing balances vane. FDIC insurance applies to deposits at UBS Bank USA and al oasts participating in the U8S FDK Insured Deposit Progam. It does not apply to deposits al UBS AG. Stemford Branch 9PC protection appbes to money market sweep find hcidings but rot bast deposits. Seefinportant in formaton about you( statemere on the last two pages d this document for detals. December 2019 (5) Year to date (S) Opening balances $0.00 $0.00 Addkions Deposits and other funds credited 0.00 2,750,000.00 Dividend and interest income 0.01 96.49 Total additions $0.01 $2,750,096.49 Subtractions Other funds debited 0.00 -1,000,096.48 Funds withdrawn for investments bought 0.00 -1,750,000.00 Total subtractions $0.00 -$2,750,096.48 Net cash flow $0.01 $0.01 Closing balances $0.01 $0.01 SDNY GM 00010110 CONFIDENTIAL Page 3 EFTA01597773 SUBS Resource Management Account December 2019 Your investment objectives: You have identified the following investment objectives for this account d you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important informaton about our statement at the end of this document. Account name: MONTPELIER TRUST Friendly account name. nd Account number Your return objective: Capital appredation Your tisk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is 1110, First In, First Out. Your rineedel Advisor. SCOTT STACK MANILYLE CASRIEL M_000101,fil• 4 of 6 CONFIDENTIAL EFTA01597774 4tUBS Resource Management Account December 2019 Your assets Account name: MONTPELIER TRUST friendly account name: Mont Hedge Fund Account number. Some prices, income and current values shown may be approximate. As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end of INS COCument for more information. Cash Cash and money balances Coering balance Closing balance Held no on Dec 1 (1.) on Dec 31 (S) Cash Pace per share on Dec 31 (S) Average rate Your Pi andel Advisor. SCOTT STACKMANLYI ECASRIEL Diadem' intereSt Days ei period period Non-traditional Private equity funds, Hedge funds, and Other inves➢ments are held in your U8SFinancia Services Inc. (UBS FS) brolerage account The positions reported below reflect the records of the issuers, and UBS FS does rot guarantee the accuracy of the irionnaton. The value Shown is not necessarily the value you would receive from the issuer if you width? assets. Funds actively sold by UBS FS are subject toongoing due dligence, although the level performed rray vary. A dosed fund may be subject to no ongoing drigence. A fund that you punt based elsentie re may never hale been subject to UBS FS (Shoe nce. although UBSN may receive a lee from the finds manager, which may c cmti lute a majority of the managemenvincentive fee. Please Contact your Finano a Achvsor V,ith Questions • ER value per unit• is an estmate of value stcplledby an Independent valuation firm and reflects adjustments for factors such as the bguicIty of the units. 000 0.01 Hedge funds Number Hddng of shares Purchase peed Average pice Client per share (S) investrnent (S) Cost bash (S) Price per snare on Dec 31 (S) Value on Dec 31 (1) Unrealized (tee On or IO11(1) inrestment Hddng return (S) Period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 11/302019 Trade date: Noe 24, 15 1,550,000.00 1,550,000 00 1 000 1,672,821 00 122821 CO LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 13 NO 11/300019 Trade date: Jan I, 19 82,755.00 82,755.00 1000 88,183.00 5,428.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 111302019 Trade date Dec 18, 18 1,750,000.00 1,750,00000 1.000 1,856,667 00 106,667.00 Li continued next page Estimates of value suppled by issuers of certain pogra-ns (which are gene rely 'net asset value' estimates) are shown as issuer est value per unit' for Private echlty funds, 'Est value per unit' is a value updated Quarterly, based on the Net ASSet Value (' NAV') in the fund as Of the Cate SPedlied adjusted by oozing capital calls and subtracting dstributions since the NAY date The NAV is primarily based on estenaled portfolio vanes provided by the underlying fundsponsor. These two values may vary because of differences in the way they were estimated and because the ' Third party est. value per urn* may have been prepared on the basis of financial iMornsation other than yearend. Reported estimates may not reflect resale, bquldation or repurchase vat*, if any, and tray rot reflect OSt nbut ons of caa4al until the next 4uation is reported, general& on an annual or semiannual basis See important mformaten *booty:et statement at the end of Nis etaemeet SDNY GM 00010112 Page S of 6 CONFIDENTIAL EFTA01597775 UBS Resource Management Account Your assets Non-traditional Hedge funds (continued) Hddng GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO 11130'19 Trade date: Jan 28, 19 Account name: MONTPELIER TRUST Friendly account name: M Fund Account number Purchase we' Nurrber Average price Client of shares per than (S) imvstment (5) Cost Price per share basis (S) on Dec 31 (S) YourPinada' Advisor. SCOTT STACK MAI4 LYLE CASRIEL Value on Unrealized 0.34 Dec 31 (5) win or it(5) Irwestrrent Raking return (5) polio! 2.005220 496173 996,140.07 996,140.07 519371 1,041,453.11 45313.04 45,313.04 ST Total Your total assets Cash Nontraditional 94378395.07 $4,378,895.07 VrOut on Dec 31 (1) Percentage of your account $4,659,124.11 $280229.04 Cost Blimated basis (1) anus/ locate (S) 945.313.04 Unrealized gin or loss (3) Cash and money balances Hedge funds 0.01 0.01 4659,124.11 100.00% 4378,895.07 280,229.04 Total Account activity this month You hare quake/Rd for a 1175.00 Annual account fee waver. Dee Aanity Description Dividend and interest income Tacoble dividends $4,659,124.12 100.00% $4,378,895.08 Amount (S) Dec 2 Condend UBS RMA GOVERNMENT MONEY MARKET FUND AS Of 11/29, 19 0.01 Total taxable dividends Total dividend and interest income $0.01 $0.01 $280,229.04 SM_000101%lie 6 of 6 CONFIDENTIAL EFTA01597776 Important information about your statement LBS Fiuncial kthiices ex. (the Firma LBS Financial ServicerP, is a member of all prixipi sxvdy, cownaky andoptions exchrges UBS Friancsal Services and LBS Bak USA are indirect absklaies d UB5 AG and affiliates of LBS Stashes U.C. TheGimes financial statement is available rex° request The Fen's meter* CAICOS are at: UBSFinarxial Services ex. 1200 Harbor Boulevard Weehawken. 07086 This statement represents the on& official record of you LBS Financial Sakes accoura Other records, except °Heel tax documents, cantering ccraliceng data should roe be reked upon. Oro beige, there is an era or motion, please report it ierenedUkay in writing to the Branch Manager of the office serving you account. Although all 'Ores shown are intended to be accurate, statement data secukl not be used fix tar purposes. Rey sok& on yearend tar kerns 0.o., form 1099, 5498, 10425, etc.) when preparing your tax return. The Finn is rewired by law to report to the IRS all taxable dnidenok, reportable:wait:table dividends and mute interest end on searities held era accent net proceeds on sale Ornsaotord, aid cost basis an cersan cowed securities Communications with the firm • nease re.tOrriem any Oral cornmunkations in writing to further acetic' your reps, including your rights under the Salsifies fleeter Protection Act (SSA). • I the Bruno itl endue:en on the top left of the front of this statement isnot Les Financial Services, USS Financial Services caries yaw account a clearing broker by anthgement wt the ndicated esseelicn We ireomwdyou of this relatienstho vi en you coned this account In this raw, you funds and stashes are located at UBS Financial Services and rot the intockxrg broker, rd you crust make a moon of an, wog or meson to both ferns. • As *sorbed n the accant ag-eements you must noddy us of any etas or fraud involving checks reflected on your statement with:" 30 days after it was mailed or made nett.. • Please direct arstonwr captains or hakes to the Finis Client Relations Department at 201.352-1699 or tollaree at 800.354-9103, 8:00 A.M. to 600 P.M ET Monday thrcugh Friday, or in writi-g to UBS financial Service tx., Client Relations Department P.O. Box 766UnionC Oda 07087. • All ilatImeraS shone deemed complete and accuse not objected to in writing within 60 daub. • For TTY services: Cal 844-612-0986 or fern outside the US Call201.352-1495 • h case of emirs a guest:xis about an electronic lurch transfer (EFT, bill paromeret or LBS Vise debt card transactions, cal 800-262-1000, or vim to UBS F anneal Stake lx., 1000 Harbor Blvd, 61h floor, wee/waken, NI 07086, Atm RMNSSA SerVCS. Call a write as soon as you 1 you think you statement a receipt 6 woo cc etas need more information about a transfer on the statement or recent. The arm or Card bluer (as appkable) must hear from youno later than 60 days after the Finn NM you the fist statement on which the error or problem appeared. — Provide you- name ad account number (if any). — Decal:* the MN or the transfer you re insure aboat and robe as clearly as yw can why you Wow il is an emir cr why you needImo eh:maim. — Provide the dollar amount of the suspected error. The Firm or Cad Issuer will investigate you- co plaint ard will correct any error promptly For Shad Wen imoling LOS thsa•debit cad transactions, 4 we take mire than 10 teat hes days to do this, we will credit you account for the amount you think is in era, so that yw will have the use of the money dtrig the tine it takes us to complete as Motheaten. Please male all checks payable to the Firm or the financial institution eScated on the front of this statement. In addition to regular account fees, accounts may be abject to mantenerce fees, charges for late payment for securities purchases and charges fa unpad amounts n cash accords. Accounts that are transferred to other nstilutOnS my be subject to a transfer fee. UPS Sweep Options UBS offers options for sweeping cash balances to bale deposit accants at ricnaffiated barks and affiliated bares and money maker endue' kends (Money FundP. Deposit accounts at LBS Bark USA and nothaffiated banks panicipang tithe t1B5 FDICansured Deposit Program are FCC-insured n accordance with FDIC rules, Fa more Hamm km, please visit wwwfdc.gor Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not is redby the FDK. Bat deposits re not protected by SIPC. Money Find dunes ire recanted by SIPC See -1.)8S runcia Seek's Account Protection' below. Upon your ocean, betimes in the bark deposes may be withdrawn. and shares of a Money Fund may be liaidated. end the proceeds reamed to you cr you acuities account. Futter nkanatfto about wadable sweep options, Mixing current interest rates and yields, is available a www.ubs coma...rem:ads, nom you Pruncial Adviser a by calIng KO-762-1000. UN Financial Services account protection the Firm is a meter of the Secureies bosh". Protection Corporation (sec), which protects securities custonwn of es menten up to 1%0,000 @reading 1250.00() for dams for car*. bplanatory brochure makable upon request a at wirer W00% The SiC asset protection lines apply to A wants that you hold in a partkuler capacity. The Firm, together with cedan aftiates,has also radiated supplemental inflame. The marivisn antrtil payable to at eligttft arena colectOrey under this protection is 5500 million as of Dean-her 10, 2016. Sieved to the play conditions and linitalons, cash a the Fan is further protected for up to 11.9 minim in the aggregate for al your accounts hell n a particular capacity. A ful copy of the polio; wording is available ram realest. Neither the SSC protection nor the supplemental weeder' apply to: • Certain financial assets controlled by (and ext.:led in yew account valueless held away from UBS 'Martial Service For earn* certain insurance predicts. ixludrg vaiable rude, and 6i) shares of roUtall funds registered nuke name of the account holder on the books of the issuer a transfer awe); • Investment contracts or rwesirment Interests fe.g Imbed panned* and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal commas), nckeing Nem contracts and cannixey option (MOWS; and • Depose accounts (except certificates of deposit) at 125 Bali USA, LBS AG U.S. team hes and barks n the FDIC Insured Deposit Program. The 51K protection and the supplemental protection do not apply to these assets even d they otherwise appear cc ye. _8- statements, The 51K protection and the upplemental protection do not protect against change in the makes value of vas investments (whether as a result of market movement. issuer bankruptcy a otherwise) Dividend Reinvertment Program (MP) The price reflected is an average prce. You may obtain the actual price from yes Front ial Advisor. Only whole shires are purchasedundo DRIP; partial shares will be sold and the cash will be deposited in yes account. We dividend reinvestment price applied by he issuer may differ hem the market price a which the partial shares a-e sold Calvin-Frew Only whole units my be held in yes account. Nyco are ertekd to a partial unit as a result of a dividend payment a otherwise, the Firm will either sell prrial Lees at market price a acCept an amount determined by a registered clea-rg agency, ad credit your accord. Investment objectives the nvestmel objectives and risk profile are specific to each account and may vary between you accounts. Please advise the Firm promptly in writing of any ordain, change in you linanciel situation a investment objectives Fa each acorn held, you choose one of the I olowing investment objectives: • hake. Current:meow: Investments seeking the generation of income only. • Ache?* Capital Appreciatnn: Ireestments seeking growth of or:ideal rather than the generation of ncome. • Prodsee Combination of acorn. Jac/Capital Appreciation Investments seeking both the generation of income and growth of principal. Overall risk profiles • Corumative. Seeks to maintain initial principal. with law risk and voleRey to the account overall, even If that means the account does not generate harm or reran arid may not keep pace war inflation • Moderate: Waling to accept sane risk to primps' and tolerate sane volatiity to seek hider returns • Aggressive: Willing to accept hip risk e arena' and high volatility to seek high reams over time. • eweseetentiksetrity Consckratan: d selected, a portion of the portfolio for that aurae may include complex strategies, limited hi:tracery and grerer vet/ley. Statement "householder We may consokiate A retired account statements win the same address in the same envelope. e g. because they have owners who also maintain jolt account reblion5hipy win other clients at the same ackhess. tf you prefer to receive individual statements marled n separate envelopes, you mgdecline householdrg by (Ong your Financial Advisee Friendly =owe name the Friendly account nme is a Custeeninbk I Nanette chosen by you to assist you with yaw recordkeepio. hat no legal effect on your account, is not Mended to reflect any strategy, (rocket recarrnerdation, investment objective a risk profile associated with you accounts and is not a aromise or auraetee that weaket or any financial results. can a MI6. achieved. All investments involve to risk of loss ruling the risk of bur of the entie investment. You can change your Friend& =aft names Ilvough Online Services or by contacting you-Financial AcInsor. Accosts overview • Value of wits Koval/Aortic:ilia Net of assets and liabilities • Assets Includes avail-dale cash balances, wakes for restricted security (est), andGlobal Tine POWS, u-realized mans to nwket and certain assets rot held by the Fine Does not einatie unpiced securibesrassets at the end of the peke and anent statement periods a private investments, urwested stod options and vorciuble stock options. • Liablines. Includes debit balances, oustandrg margin Wen. Ueda hoe, shoe account balances • Cashratoney balances Total of uninvested available cash balances, plus deposit balances at affirmed and ncn.allikated banks, and money market Mahal had sweep balances, at the close of the statement period. Nome orrroOday free o-edit balances in yw account re nt segregated from other balances and the Fen may use any these fads in the ordinary caste of its banes Thew hands are payable span your demand. 11-es total is ircbded in the anent period closing value. Lending inform etien For detailed ht.:emetic° on the Finis lending practices and disc btu's, refer to you Client RelabOrnhOr Agreement a Accost Agreement and the General Terns and Cr:editions LOS Statement of Credit Practices arailabk nAgreemenft andDiscbsures at www ohs etanrarecnoroferlovem SDNY_GM_00010114 CONFIDENTIAL EFTA01597777 Important information about your statement (continued) Yew assets Your statement *mites sec hies and other assets held in the account a the end of the statement period. You may ask for delivery of fulbr paid seorities at ay time. You may receive secures used as loan tainted al ter prying any balance 0.e on them. dry securities transferred to the Fie dreg the statement period are listed at market value as of the end of the statement prisms • Cost bath. In deterinning the cost basis of the sem/lies included in this statement, where indicated with the number -1,• UBS Financial Sonless has relied an information otouned from SeurCeS other than 685 Financial Services, ecluding edonnalion Men another la that you may haw powder] to your Fnanceal Advisor. The Filth does rot indeperxterdir way a gurame the misacy a validity of ay infermatian provided by sources other than LISS Financial Services. h ackleico, although 685 Financial Se es genera* updates this nformatith as it is received the km does riot provide any assurances that the is under -Cost basis" ard 'Unrealced gael lose accurst as of the date of this statement As such, Nesse do not rely on the f ormation so make purchase sale decisions. for tar purposes a otherwise. Accounts transferred to the Fie may ref led oarless Hama On only for the period of tine they are heata the FM. Mae historical edarnation can be added by your Financial Advisor. • Untroalind gainsflosses. When data is available, estimated wreaked gandlosses are calculated fee inclividal security lots. The tranaction data for individeal lots may or may not reflect canmessiths, charges mita faculty reorganitation nemf. Dividend and other reinvestment lots and syStarialiC IvCIVW Ms re each combined to display ore averaged lot. The 'Trade date' tot empresents the crigi‘al transaction trade date. • Callable imosithes Bonds and preferred stock that the issuer cats for embr redempion wit be selected impariely by lot from among at wanes of that a* held hour vane a n nominee name for oar dents Call feature nforrnation isobtained from third parties and its accuracy is not warred. Other call featurs mayexist Much could affect yield; corolele information emit be provided upon request- • Priadvalue. Prices displayed fa securities and other pecdris may be higher or lower than the price that you would actually receive in the market Prices are obtained from various mid party sources which we believe to be reliable, but we do not game* the accuracy. — We tamer* use the clang pica Mien addable a- the mean of the bid and ask prices fa listed securities and options Or coy bid prices foe OTC securities — Less actively traded securities maybe priced using a vakaren model a the most recent peke we obtaned and may not ref kct an actual market price value. — <erten positions may appear withosa a price and wit show a 'peke was not available if we are unable to obtain a price for a security. — Deposits a searities denominated ka currencies other then U.S. dam are reflected a the exchange rate a of the statement date. — For certain searies trading in nOn-CalrOmMeg denomnatons, price aid quantity (lace sate) may have been adjusted to facilitate proper valuation. To obtain curer cuotations, when .a...alt4. sOntact your Innis V Advisor. not necesssib, lestresent the vi upon liquidation. — Thud party estimates of vakae at as of a certain date and at supped to UBS Financial Services on a regular base by en independent valuation firm — issuer, general partner or sponsce estenated vales, i1 ay, are IIPPleed to the Firm by the Muer, general prier or sponsor and may be tab fated based on cieferere information from that used by third panes to derive their enameled values. — You can obtain additional ilarnation regard'ng the methodology used to determine the estimate of vakw and the date of the informalkin that is the basis for the estimate by contactingyour Financial Advisor. — Third party estimated values may bereflected as 'We priced' in several iituatera when an • dent valuation Inn has not supplied a is unable to assign a valet when we become aware that a Material emit has accred that May call a preausbi repeated vale* ido queSt4n, or when a rake woad be highly speculative the to the nature of the security. — When nether an issuer, general partner or sponsor estimated value nor a thedparty estimated yak* is provided, the vat* of the scarily MI be ddierere from its purchase take — tistrbutons to date may exlude ram* cape*, income or both — 'Orignal unit size represents the easel onering price per unit and may not reflect year cost bass — DPP and unlisted REfr session are rot lined on a national securities exchange, and are gentraly illiquid and even d they can be sold, the peke received may be less than the per shat estimated value presided in the account statement • Restricted securities. Restricted securities generally are not currently elgbk fa put* sale UBS Financed Services uses the market ace of the uvestxted stock of the same issuer as an imputed value fa the restricted stock for purposes of this statement only. To tie extent that restricted searais ace eligbk for sale, the vale received may be ithstmlially ass than the awed vase shown. • Private inveatrnanu and amend products. Private investment securiles (mewing drect participation Program and real estate mestrnmt trust secure es) and structured products are genera Mary liquid Certain structured procLns have not teen registered with the Securities and Exchange Cornmsion a under in state securities laws. We provide festinated values for prime investment serums arid *unwed products for Monnarenal = orda. Accuracy is not geranteed. mews modifier wkistarrially Iran prices, t arty, at which a private nvestment secuitya structured product maybe a sold and do you may receive • Est. (estimated) incense, current yields and rata An Meat. of anal income is based Co Current dividend arid interest rales, assuming the securities will be held for one year from statement date or until maturity. This *notate a Mb, a guideline; accuracy and continued inane are not guaranteed — Estimated must exam ad current yield fa certain types of mashies could include a return of airkPal a repeal gars in which case the est. income (and current WAD would be overstated. — Estimated areal mean and carat yield and the actual income and yield Mgt* be Iowa a higher than the estenated amounts. — An retinae of animated income (avidend ardor interest) derided by the current market vadaverage balance is based on the last dividend or merest payment made by the issuer and assumes the math es/deposes will be hell for one year from dew staler-nem date a um' matuity. Accuracy and continued yield are not guaranteed • Assets not held by UBS Financial Services. Cedar, assets are nos held by the Fin. and not within the fern's possession or control. These assets are displayed on you statement foe nfornutional purposes My. Poe ions and valves presented are provided by the issung fem. UBS f nasal Services 4 not respamble for this inkernation and does not guarantee its accuracy. These assets re not protected by WC or the flaws suppernernal 51K coverage. • Revn.e sharing and additional compensation. - th addition to marnissims on sales and 12b1 fees ...awed in connect eth with the dial:Loon al nutted funds to our clients we odor cur affiLate receive reverie sharing payments from distrtutors ands advisas of the noel funds that we sell fi ne rants are based on two different corrponents: (0 the &MUM of sales bytes of a portals mutual hid f amity X. our clients; and kJ the asset value of a particular mutual fund larnilys shares held at the fern. - We and our affiliate also receive networking and amnia* prixesseg lees in console' anon for under agent services that we provide to the mutual funds. These fees generals are paid from mentor assets in die mutual fund and are a fired dollar amount based an the number of accounts at the broker-dealer holding mutual fads of that find lank - h addition to reermissiors received in correction with the sale or diarbutm of amity convicts ad unit mestment hat ulnas to otr drat, we ad a as oats. receive Nerve Sharing anpernation horn many of the Insurance companies underwriting the anuity contracts, aftliates of the nurse companies or sponsors of the unit investment trusts we diarbute. - h *Wien to COmmiSeen5 received from the purchase and sale of Neuxtg we es funds we ax/or or affiliate receive an asset-based revenue shanty; payment fray' NewShares distamore as ma as funding for technology development training and education. - Our affiliates also receive eadeg commissions and other compensation from maul funds and Mime companies whose plan we derbute. — We receive CCM:4MM ices from Les Bak USA LBS AG Stamford Branch ad ronaffiliated barks through our cash sweep Fog-ems. This compensation may Marra-It* per account fee or may be a percentage of average daibi demos balances. Activity Monnation regarding commissions and other charges incurred in connection with the execution of trades, including option transactions has been eduded on confirmations previously furnished10MA and will be provided to you promptly en request. Short soling if you are engaged in sheet selling a security, you may incur a charge de to cmin borrowing costs fa that preiculasecuriy. Open orders Regarding open a • poi:did-cancelled • ceders that were not executed by the statement date, open buy aid sea stop orders we reduced by thee-notes of chiderith or rites on an ex.ander-et or nen** date Men entnxted otherwise by you. You are response* to Orders that are executed de to me fare to cancel mating open orders. Privacy To obtain a copy of or current Cent Privacy Notice, please contact war Financial Advisor or visit as websee at ~worm romarivarmolev. — 1.85 Financial Services is rot a bark. The BMA. Business Services Account BSA and IRMA we brokerage accounts which provide access to banking stereos and products though mange-nerds with affiliated banks and other thidpany banks, andpencil access to 115Li nl ad atm* products issued by unaffiliated eidearty mane companies throat insurance agency aksidearees of UEGFirencial Services M. — a-immure, Munroe, ad may products: — Not FCC inured • No bark guarantee* May Me vale — BMA. Resource Management Account Business Services Account BSA, IRMA and international Resource lilannement Account are registered service maks of LEG Financial Services esc — VISA as registered *edema owned by Visa international Service Association and used under kense. The LBS Visa trade cards and the UK Visa debit cads are issued by L65 Bath LISA with p4IMiSSCII from Visa U.S.A. Incorporated. All other trademarks, registered trademarks, serene marks and registered service marks are of their respective companies. Firuncial Serrano Inc. Rev. 201810 SDNY_GM_00010115 CONFIDENTIAL EFTA01597778 411 UBS OBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account January 2020 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST UP Friendly account name: Mont Fledge Fund BOSTON MA 02210-2698 Account number: Your Snancial Advisor. SCOTT STAC KMANt LYLE CAsRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, account 029045172. on December 31 (S) on January 31 (3) Your assets 4,659,124.12 4,723,707.09 Visit our website: www ubs corn/ financiabervices Your liabilities 0.00 0.00 Value of your account $4,659,124.12 $4,723,707.09 Items for your attention r Help protect yourself from fraud and review bank, aedit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth envw.annuakreditreportcom. Tracking the value of your account S Thousards during 2020 Value of your mount at yea end 2019 34,653,12412 Your investment return: 4,659.1 4,723.7 Change in market value 164,582.97 1,003.0 f Dec 2018 Dec 2019 fan 2020 Value of your account on Jan 31.2020 54723.707.09 SDNY GM 00010116 Member SIPC CONFIDENTIAL Page 1 of 6 EFTA01597779 UBS Resource Management Account Jdnt.bry 2020 Your account balance sheet Summary of your assets Value on January 31 ($) Percentage of your account A Cash and money balances 0.01 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0 00% E Non-traditional 4,72 3,707.08 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Account name: muy Friendly account name:E.17nt r-ei•ar =find Account number. 44,723,707.09 100.00% Value of your account $4,723,707.09 Your current asset allocation A Eye on the markets Index 58P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1.66% Your Financial Advisor: c- A(-• • 'Ali -AC c Fl Percentage change January 2020 Year to date -O.04% 4.O4% 411% 411% -2.08% -2.08% 1.92% 1.92% GM_000101IMe 2 of 6 CONFIDENTIAL EFTA01597780 4tUBS Resource Management Account January 2020 Change in the value of your account Account name: MONTPELIER TRUST Friendly account name: Account number: January 2020 (1) Year to date (1) Opening account value $4,659,124.12 $4,659,124.12 Change in market value 64,582.97 64,582.97 Closing account value $4,723,707.09 $4,723,707.09 Summary of gains and losses values reconed teicw exclude products for which wins and losses are not dassleed. Realized gains and losses unrealized January 2020 (9) Year to date (3) gains and losses (4) Long term 0.00 0.00 344,812 01 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important mformation about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Your Meade, Advisor: SCOTT STACK MANILYLE CASRIEL nhX GM 00010118 CONFIDENTIAL Page 3 of 6 EFTA01597781 *UBS Your notes CONFIDENTIAL EFTA01597782 *UBS Resource Management Account January 2020 Your assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: Some prices, income and current values shown may be approximate As a result. wins and losses may not be accurately reflected. See Important information about your statement a the end c4 this document for more inforrnahon. Cash Cash and money balances Coerino UNIX! Closing belealCe lidd no on /an 1 (1) on Jan 31 (1) Cash Pace per share on /an 31 (1) Average rate Your rineadal Advisor SCOTT STACKMANLYLECASNEL Dnidend Interest Days Si period period Non-traditional Private equity funds, Hedge funds, and Other invesvnents are held in your UBS Financial Services Inc. (UBS FS) broil-far account The positions reported telcnv reflect the records of the issuers. and UBS FS does rot guarantee the accuracy of the iriormahOn. Me value shown is not necessarily the value you would receive fran the issuer if you wido? assets. Funds actively sold by UBS FS are subject toono:Eno due dB genc e, although the level performed may vary. A dosed fund may be subject to no ongoing caigence. A fund that you purchased elsewhere may never have been suttect to UBS FS diligence. alhough UBS FS may receive a fee from the finds manager, whch may c cmfi tote a majority of the managemenurncentive fee. Please Contact your Kinancia Raynor with questions • EA value per unit' is an estimate of value stcplledby an Independent valuation firm and reflects adjustments for lectors such as the tquidty of the unts. 0-01 0.01 Estimate of value suppled by issuers of certain proora-ns Mitch are generally 'net asset value' estimates) are shown a' issuer est value per unit' for Private egUty funds, 'Est value per unit' is a value updated quarterly, based on the Net Asset Value C NAV') in the fund as of the date speefiect adjusted by add ix) capital calls and subtract no dctributions since the NAY date The NAV is primarily based on estenated part folio values provided by the unctrlying fundsponsor. These two values may vary because of differences in the way they were eStmated and because the' Third party est. value Per unit' may have been prepared on the basis of financial Mona on other than year-end. Reported estimates may not reflect resale, liquidation or repurchase var.*, if any, and may rot reflect Osnibulions of capita omit the next valuation is reported, general& on an annual or ten-annual balls See Important inforrneron about your statement at the end of Nis staement. Hedge funds Number Had no of shares Purchase plod Average price Client per share (S) investrnent (1) Cost basis (S) Price per shale on Ian 31 (5) Value on Ian 31 (5) Unrealized dap coin or loss (1) ineestment Holdno return (S) Period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 12/31(2019 Trade date: Nov 24, 15 1,550,030.00 1,550,000 00 1 000 1,695,747 00 145,747.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 13 NO 12/31/2019 Trade date: Jan I, 19 82,755.00 82,755.00 1,000 89,396.00 6,641.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 12131(2019 Trade date Dec 18, 18 1,750,000.00 1,750,000 00 1 000 I ,882, I 42 00 132,142.00 LT Continued next page SDNY GM 00010120 CONFIDENTIAL Page S of 6 EFTA01597783 SUBS Resource Management Account January 2020 Your assets . Non-traditional . Hedge funds (continued) Hddng GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO 12/31/19 Trade date: Jan 28, 19 Account name: MONTPEUER TRUST Friendly account name:Mont Hedge Fund Account number Purchase once' Number Avers .pace Client of shares per than (1) imvstrrent (I) Your Handal Advisor. SCOTT STACK MAI/ LYLE CA SRIEL Cost Price per shore basis (3) on Ian 31 (1) Value on Unrealized 0* Ian 31(S) cilln or loss (5) Irrestment Hddng *turn (1) pedal 2.005220 496773 996,140.07 996,140.07 526.836 1,056,422.08 60.28201 60282.01 LT Total Your total assets Cash Nontraditional 54,378295.07 54,378,895.07 Value on Jan 31 (5) Percentage of pour account $4,723,707.08 5344,812.01 Cost basis (5) Blirnated annual ifICCM1 (1) $60.282.01 Unrealized grin or loss (S) Cash and money balances Hedge funds 0.01 0.01 4723,707.08 100.00% 4378295.07 344,812.01 Total $4,723,707.09 100.00% $4,378,895.08 $344,812.01 GM _000101N911 6 of 6 CONFIDENTIAL EFTA01597784 Important information about your statement LBS Fe -uncial kiences lx. (the Firma LBS Financial Servia0, is a member of all prixipal security, cawroday andoptions excharget UBS Financial Services and LBS Bark USA are indirect abseleries of LBS AG and affiliates of LBS Sautes U.C. 71.*Firnis financial statement is available van request. The Inn's executhe CAICOS are at: UBS Finarxial Services ex. 1200 Harbor Boulevard Weehawken. N107086 This statement represents the on& official record of you LBS Financial Sakes accoura Other records, /Kept official tax documents, centering conflicting data should •ea be rand upon. Ilyou beleve there is an era or emersion, plea* ropat it irrrnedUkey in *Min; to the Branch Manager of the office serving you account. Although all figures shown are Mended to be accurate, sttement data should not be used for tax purposes. Rey sole* on yea-end In lam, 6.o., form 1099, $498, 10425, etc) when preparing your tax return. The Finn is requited by law to report to tie IRS all taxable dnidence, reportable :pada:cable dividends and lain interest end on washes heed nyar accent net proceeds on sale transatenS, aid cost basis an certan cowed sea:hies Communications with the Firm • Flea* re.corrlirm any oral cornmankations in writing to further protect your reps, including your rips under the Securities Mesta Protection Act (SSA). • l thefaunciMmteution on the top left of the from of this statement isnot Les Financial Services, US'S Financial Services canes you account a clearing broker by arrangement with the ndicated immution We Wormedyou of this relationshjo wenn you opened this scant. In the Cases yaw funds and secuities are located at UBS Financial Services and rot the intake ig broker, and you must make a report of an, error a meson to both firms. • As descrbed n the attars agreements. you must rotify us of any eras or fraud involving checks reflected on your statement with:" 30 days after it was mailed or made mutable. • Please direct customer carplaros or inairies to the Finis Client Relations Department at 201.352-1699 tollaree at KO-354-9103, 8:00 A.M. to 600 PIA ET Monday through Friday, or in writi-g to UBS financial Service ex., Client Relations Department P.O. Box 766UnionC ity,11 07087. • All StatImernS shall be deemed complete and accuse 4 not objected to in writing within 60 den. • For TTY services: Cal 844-612-0986 or from outside the US Call201.352-1495 • Incase of enors or cuestions about an electronic furs* transfer (UM bill Mast or LBS stile debit cad transactions, cal 800-262-1000, or vide to UBS F rancial Services Inc., 1000 Harbor Bind, 6th floor, Weehawken. VU 07086, Attn: IGANSSA SerVCS. Call a write as soon as you can, 1 yOu think yaw statement a receipt 6 vaa-g or f you need more information about a transfer on the statement or recent_ The Frm a Card bluer (as appkable must hear from youM. later than 60 days alter the Finn sent you the fist statement on Much the error or reoblem appeared. — Provide your nave and accurst nutter (if any). — Desube the *MX or the harder you se insure about and eolith as cleat' as you can why you believe a is an error or why you needmom hIcernalkn. — Provide the dollar amount of the suspected error. The Firm a Cad Issuer will nvestigete yaw complaint and will regret any error promptly For alleged errors emoting U8S Visa•debit cad transactions, if we take more than 10 teat hess daystO do this, we will credit you account lot the man you think is in erre,. so that you will have the use of the money dieing the tine it takes us to complete w inwstgaton. Please male all checks payable to the Firm or the financial Institution indcated on the front of this statement. In addition to regular account fees, accounts may be silarect to manurial-et fees, charges for late payment for securities purchases and charges fa unpaid amounts n cash accounts. Accounts that are transferred to other ristnultten my be subject to a transler fee. UPS Sweep Options UBS otters options for sweeping cash balances to bait deposit accents at nanaliated banks and affiliated banks and money make' endue! kends (Money FundO. Deposit accounts at U85 Bark USA and nonatfiated barks panicipang hew LBS FDICansued Deposit Program are FCC-insured n accordance with FDIC rules, Fa more Hamm km, please vile wwwfdc.cao. Deposit accounts at LBS AG Stamford Branch and shares of Money Funds are not he-redby the FDK. Bat deposits re not protected by SIPC. Money Find stunts ire protected by SIPC See -UBS filmed Servkes Account Prolectkre bebw. Upcn your repast balances in thebark deposes may be wandrawn and shares of a Money Fund may be liaidated, end the proceeds reamed to you or you secuitin account. Furrier nkanatai about available sweep options, reludig anent interest rates and yields, is available at www.ubs comrsweepyields, from pax Penna.' Advisor or by calIng KO-7621000. UN Financial Services account protection The Firms a member of the SeCUMX5 Investor PrOteCtItn Corporation (sec), which protects securities custonwn of es marten up to 1500,000 @lading 1250.000 for clams for cadp Whimsy brochure available upon request a al meelstmorst The SIK asset protection lines apply to A Acores that you hold in a partkuler capacity. The Firm, together with certan athletes, has also purchased supplemental inflame The maximal, Elnytttil payable to al eligbft clients, <Olathe& under this protections SSOOmillian as of Deerrber 10, 2016. Stead to the policy condiars and linitahons, cash a the Finn 4 ittlher protected for up to /19 million in Lk aggregate for all your accounts hell n a particular capacity. A ful copy of the polio; rating is available soon realest. Nether the SIPC protection nor the toplemental potectien apply to: • Certain financial assets controlled by (and ext.:led in your account values) but held away from UPS Fintercist Service Fa example certain (0 instraxe prodals. ixludrg vaiable amities, and 6i) shares of mrtual funds registered nthe name of the account holder on the books of the issuer a transfer awe) • Investment contracts or nrestrnent Meet P.g., Imbed panned* and private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and pre itlis metal coronets), ncladng ham contracts and CalimOOty option contract; and • Depose eta:erns (except certificates of deposit) at 1.135 Bak USA, UK AG U.S. branches and barks n the FDIC Insured Deposit Program. The 5IK protection and the supplemental protection do not apply to these assets awn d they otherwise appear cc you statements, The 51K protection and the noplemental protection do not protect against changes in the market value of yaw investments (whether as a result of market movement. issuer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The ace reflected is an average p-ce. You may obtain the actual price from vat Financial Advisor. Only whole shires are purchased under DRIP; partial slums will be sold and the cash will be deposited in you account. We dmdendreinwstrnere price supplied by Me her may differ horn the marker price a which the partial shares re sold Calvin-Imo Only whole units maybe held in yar account. Nyco:re ertithd 10 a partial unk as a result of a dividend payment or ethernet the Firm will either sett prrol tries at market price or accept an arrant detain-anti by a registered cleang agency, ad credit hits account Investment objectival The nvestment objetivos and tisk profile are specific to each account add may vary between yam accounts. Please advise the Finnan:not& in writing of ay uthileant change in you financial situation a investment objectives_ For each account held, you choose one of the following investinthe obi/ants: • Prorkce Current:norm: Investments seeking the generation of ream only. • Achieve, Captor Appreciated: Irrestments seeking growth of principal rather than the generation of ncome. • Prodsire Combination of Income and Capital Appreciation Investments seeking both the "neaten of income and gronth of principal. Overall risk profiles • Conservative Seeks to maintain princOal with law risk and volatility to the account overall, even If that means the account does not generate sit iificae income or rears and Cray not keep pace wen inflation • Moderate: Waling to accept some risk to pampa' and tolerate sane volatiity to seek hider returns • Aggressive: Willing to accept high risk to principal and high volatility to seek high moans over time. • tmestowntfEability Consickratan: d selected, a portion of the portfolio for that aeon may include complex strategies, limited autarky and greater trObley. Statement "householdirer We may consokiate d1 related account statements wilt the same address in the same envelope. e g. because they have owners who also maintain joie account relnionships with other clients at the same ackiess, tf you prefer to receive individual statements mated n separate envelopes, you mgdecline householdrg by (ding your Financial Advisee Friendly mown name The Friendly account Arne s a customizable 'nth-name chosen by you to assist you with yam recordkeeping ha no legal eitted on your account, is not 'Mended to reflect any strategy, product recarmerdation, investment objective or risk FrOlift associated win you- accounts. and is not a promise or wane that wealth, or any linancial results. can a will be achieved. All investments noelsa the rid of Ion. rx4Mng the risk of loss of the entie investment_ You can change your Friend& account names through Online Servicesix by contacting you Finaxial AcInsor. Raman overview • Value dodo woundportfofift Net of assets and liabilities • Assets Includes pradkft cash balances, wakes for restricted security (est X ad Global Tine POWS, trrealized mans to maket, and certain assets rot held by the Fim. Does not XiClutie °noticed securMestassets at the end of the peke and curare statement periods cc private nvestments, unveiled stod options and euerciuble stock options. • Slake Includes debit balances, cumandrg margin loans, credit line, short account balances • Cashutoney balances Total el uninvested available cash balances, plus deposit balances at affiliated and nonaffiliated banks, and money market mutual fund sweep balances, at the close of the statement period. NorrC orrenOchty free credit balances in yaw account are nt segregated from other balances and the Fern May use any these fuels in the ordinary cane of its hunts Thew finds the payable soon your demand. llks total is included in the anent period closing value. landing inflammation For detailed nlormation on the Finis lending practices end disclosures, refer to you Client Reletonthp Agreement or Accrete Agreement and U. General Terms and Ccedkions. LOS Statement of Credit Practices availabk nAgreem eats and Discbsures at vivsv ohs enetrarecentroferlovers SDNY_GM_00010122 CONFIDENTIAL EFTA01597785 Important information about your statement (continued) Ras assets Your statement amen securities and other ones held in the account at the erd of the statemere period. You may ask for &ling of fully paid securities at ay time. You may went sec sibow used as loan cabinet after pining any balance de on them. Any securities transferred to the Fins ding the statement period are listed at market value as of the end of the statement period. • Cost bash. In deterinning the cost basis of the securities inciaded in this statement, Mere indicated with the nuerber '1,• UBSfitaxial Sakes has feted on information obtawd hem serest other than USS Financial Sevin relutlirg Manahan Iran another Inn or that you mph aw pecrickd to you Financial Advisor. The Finn does not independently nerdy a game, the xasacy a validity of ay information provided by sources other than LISS Financial Services. h "khan although LESS Financial Services general, updates this torn it is received, the Fern does not provide any assurances Out the nformation under "Cost bane ard 'Unrealced gadloss' * aurae as of the die of this statemere. As such, State do not rely on this information to make pith'''. a sale decisions, for tar purposes a otherwise. Accounts transferred to the Fim rikey relict oinks% Hamm On only for the pitied of tine they meek' a the Fein. More historical information can be added by your Financial Adreor. • larearned geindlosses. When data is available, tainted trrealired ganelosses n calculated fa nclivicksal security Sots. The transaction data for nclivicbal lots may or may not reflect canmesions, charges aria security "agenda:on maw Dividend and other renve*aent lots and systematic Purchase lots re each combined to ditla one averaged lot The 'Trade date' totempresents the agent transaction trade date. • Callable earathies Bonds and preferred stork that the is calls for eery redemption wilt selected enparkaly by lot ham al taxies of that a* held hour mane a is nominee name for PS dents Call feabse information s obtained from third parties and its accuracy is not guaranteed. Odor call features may exist which could /fed yield; complete information will be provided upon want- • Price/value. Prices dsplayed la securities and other predicts maybe higher or lower than the price that you would actually receive n the market. Prices are obtained from venous hid party sources which we believe to be reliable, but we do not garret thee accuracy. — We genera/ use the clang price when available a the mean of the bid and ask prices fee listed securities ad options Crony bid prices for OTC securities — Less activeytrackd securities maybe priced using a valuation model a the most recent price we donned rid may not reflect an actual market price or raw — Cenan positions may appear whatnot's* and will show as prie was not available if we se unable to cbton a price fora warily. — Deposits a securities denominated is currencies other than U.S. dollars are reflected a the excharge rate as of he statement date. — For certain searies trading in non-rationing *Writhes:4Th Pie ad quantity dace value) may have been adjusted to facilitate proper valuation. To obtain current <wars, when contact par eminent Adieu. not recestabi leaner* the vi upon liquidation. — Thrd party estimates of vase are as of a certain date aid are supplied to UBS Financial Seances on a rept% bass by en independent volution firm. — Issuer, general panner of sponsor estimated vases, ay, are Mated to to FM by the issuer. general partner or sponsor and may be tabulated based on different edema:in from tat used by third pan to derive their esernaled values — You can Wain additional information regarding the methodology used to determine the estimate of yak" and tie date of tie informalkin that is the basis for the estimate by contactigyour Financial Advisor. — Third party estimated values may be reflected as 'We priced' in several situation,: when an • ant valuation fen has not supplied a is unable to assign a rata. when we beccerfe aware mat a material event has occurred that mar call a presiany reported vat" into Weston, or when a yak* ward be May speculative due to **nature of the security. — When other an issuer, general partner or sponsor estimated value not a theckpay estimated value is provided, the vale of the security MI be ddierers from its purchase price — tarbutons to date may include return of repeal income or both — 'Dreamt unit size represents the neat of Wing price per unit and may not reflect year cost bass — DPP and unlisted RER no/riles are rot listed on a national securities exchange, and are gene/alb. WOW and even a they can be sold, the price teemed may be less than the per share 'ginned value waded in the account statement. • Restricted securities. Restricted securities generally at not currently elgbk for put* sale LIES Financial Services uses the market once of the trresticted stock of the same issuer as an imputed vale fer the restricted stock for paeans of his statementonly. To • Private inveetrneras and summed products. Private investnent securities (incloleg tkect ParhCkatka Program and real estate imentment trust securees) and stressed prodas are gene* higtey iliou'd Certain structuredpin:dads haw not teen registered MA the Securities and behave Commissioner under ary state securities laws. We provide estimated values for prime investment norms and structured products for cit awn:nal ptroasescrily. Accuracy is not guaranteed. — vain maydiffer fran prices, an, at which a private iwestnent secudya structured product maybe boujnt a sold and do rua may reare tie extent that restricted securities are eligble for salt he yaks received may be Mosta lily less than the mound VAS shorn. • Est. (estimated) imam, current yields and rata An estmate of anal exalt* is band en canal dividend and interest rates, assuming the Securities mall be held For are yea from statement date or until maturity. The tuna* et alb, a guider; accuracy ad continued income are not guaranteed — Estimated anal mare and current yield for certain types of Within could include a return of airsPal a repeal gain in which case the est. income (and current yiekg would be overstated. — Estimated maul income and current yield and the actual inane and yield Mae be lower a higher than the estenated anoints. — An estimate of a-nualind :nome (avidend ander interest) derided by the current maim vataaverage balance is based on the last dividend or merest pan** made by the issuer and imams tie sectsitiesideposts will be hell for one yea from the staternent date a unit nuturity. Accuracy and cainued yield are not guaranteed • Assets not held by UBS Financial Services. Cenan assets are not held by the Fire and not within the lines possession or control. These assets are displayed on you gatemen' foe edomutional purposes only. Positions and vibes presented ere provided by tie issung fem. UBS Financial Services not raPalSble for this irecernation ad does not guarantee is accuracy. These assets wens protected by WC or tie Finns supplemernal 51K coverage. • Revenue shoring and additional compensation. - en addition to aarniSsions on sales and 12b.1 fees "awed n connedco with the distbuton of mutual finds to or clients we aloe or affaLate receive revere. during hairnet* from diarbSors ands adviscn of the maul finds that we sell. These marts are based on two different correpeinents: CR the amen of sales by LBS °Isparta,'" mutual fund female, our clients; and 60 the asset value of a particular mutual fund senile shames held at the fem. — We and our affiliate also receive network na and embus processing lees in consideration for transfer agent services that we provide to the nasal funds. These fees genera* re paid Iran :moor assets in the mitual fund and are a feed dollar amour based on the number of accounts at the braer-dealer holding moue' finis of that fund fay. - h athtion to reerrnissiors received n correction with the sale a diarbuton of amity contras and unit rnestment trust ones to or cliern, we anda as 'agate re<tedt untrue sharing compensation from may of the Insurance companies underwriting the xnuity contracts, /Mimes of the instance companies or sponsors of the unit investment trusts we darbute. - h addition to commissions received from the purchase and sale of NextShares turd,. we ardor ar affiliate receive ars asset-based revenue sharing payment from NedShares distrixion, as wel as fisolig for technology development, miring ad education. - Our affiliates also receive wading commissions ad other cantinat ken from mutual funds ad insurance COMpahiet whose flottle we ektritutt — We receive CCOWISEdittl from Les Bak LEA, LBS AG Stanford etranCh ad rated dated barks through our cash sweep Fog-ems The COrMenSan:n may beetroot* per account fee a may be 3 percentage of average daib. depasa balances. Activity Wonnation regarding commissions and other charges ricurred el correction with the execution of trades, including option transactions has been idudedan confirmations previously furnished a yoa and will be provided to you promptly on reatst. Short selling if you an engaged is short selling a security, me my incur a chltg• due to actin banking costs for that saicuLvsecisty. Open orders Regarding open gooda-cancelled • ceders that were not executed by the statement date, open buy and 50 stop orders ere reduced by the mount of *ideals or nais an an tx.diedends or exrights date unless intruded otherwise by you. You ire responsble for orders this are executed the tops failure to cancel hating open orders. Privacy To obtain a copy of as current Client Privacy hbate, please contact ych. Financial Advisor or vise as waste wwwens meanie,. ar roc& t — LEIS Financial Services is not a bark. The RMA. Business Services Account BSA and IRMA are brokerage accounts ninth provide access to banking serapes and prodets through a-range/sent with affiliated bents and other thidpany banks, and provides access to insurance and ant* products issued by unaffiliated tiid.party mane companies Masa insurance agency subsidiaries of UBSFruncial Services Inc. — enactment Mace, and aMuity products: — Not FCC insured • No bark guarantee. May lose Vila — there Resource Management AttOtelt, Business Unite. Account BSA. IRMA and international Resource Management Account are registered se-vice malts of LOS Fruncia Services — VISA S. a registered trademark owned by ulna intensional Service Association and used under tense. The LBS V63 endt cards and the LBS visa debit cads a issued by LBS Bat LISA with peimissen from Ws/ U.S.A. Inc cep:rated. All other trademarks, registered trademarks, sense mars and registered sake mutts are of their respective companies. alts Piruneial Services Inc. Rev. 201010 SDNY_GM_00010123 CONFIDENTIAL EFTA01597786 411 UBS UBS Financial Services Inc. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Resource Management Account February 2020 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP Friendly account name: Mont Hedge Fund BOSTON MA 02210-2698 Account number: Your Snandal Advisor. SCOTT sTACKMAtILYLECASRIEL Phone. Questions about your statement? cal your Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA-1000, account 029045172. on January 31(1) on February 28(i) Your assets 4,723,707.09 4,732,037.76 Visit our website: www ubs corn/ financialsewices Your liabilities 0.00 0.00 Value of your account $4,723,707.09 $4,732,037.76 Items for your attention ir Help protect yourself from fraud and review bank, aecht card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth ronvw.annuakreditrepon.com. Tracking the value of your account Tho.Lnards during 2020 Whir of your account at yea end 2019 14,699,12412 4,E` I 4,7217 • 4,732.0 Your investment return: Change in market Mu, $72,913.64 1,003.0 Dec 2018 Dec 2019 Fan 2020 Feb 2020 Value of your account on Feb 26, 2020 5732,037.76 SDNY 00010124 Member SIPC CONFIDENTIAL Page 1 of 6 EFTA01597787 *UBS Resource Management Account February 2020 Your account balance sheet Summary of your assets Value on February 28(1) Percentage of your account A cash and money balances 0.01 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 0.00% E Non-traditional 4,732,037.75 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account 44,732,037.76 $4,732,037.76 100.00% Account name: 'PAY:- Friendly account name: f.1.- and Account number. Your current asset allocation A Eye on the markets Index Percentage change February 2020 Year to date 58P 500 -8.23% 427% Russell 3000 -8.19% 429% MSC I - Europe, Australia & Far East -9.03% -10.92% Barclays Capital U.S Aggregate Bond Index 1.80% 3.76% Your Pi modal Advisor: Srr+TT STACV MAKI! VI F releRIFI Interest rates on February 28, 2020 3-month Treasury bills: 1 23% One-month LIBOR: 1.52% GM 00010102,P 2 of 6 _ _ CONFIDENTIAL EFTA01597788 UBS Resource Management Account iry Change in the value of your account Account name: MONTPELIER TRUST Friendly account name:Mont Hedge Fund Account number: February 2020 (1) Year to date U) Opening account value $4,723,707.09 $4,659,124.12 Change in market value 8,330.67 72,913.64 Closing account value $4,732,037.76 $4,732,037.76 Summary of gains and losses values molted Micw exclude paducts rot which grins and losses me not dassiFed Realized gains and losses unrealized February 2020(1) Year to date (3) gains and losses (3) Long term 0.00 0.00 353,142.68 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives. disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First OU1. Your financial Advisor: SCOTT STACK MANLYLE CASRIEL SDNY GM 00010126 CONFIDENTIAL Page 3 e: 6 EFTA01597789 *UBS Your notes CONFIDENTIAL EFTA01597790 4tUBS Resource Management Account February 2020 Your assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number. Some prices, income and current values shown may be approximate As a result. gains and losses may not be accurately reflected. See important information about your statement a the end of this docume a fa more Information. Cash Cash and money balances Opening baenCe Chasing baerice Hddng on Feb l(1) on Feb 28 (1) Cash Price per share on Feb 28 (1) Average rate YourPineadal Advisor SCOTT STACKMANLYLECASRIEL Doldenct interest Days in period period Non-traditional Private equity funds, Hedge funds, and Other investments are held in your UBS Financial Services Inc. (UBS FS) brottraae account The positions reported below reflect the records of the issuers. and UBS FSIoes rot g..tarantee the accuracy of the informaton. The value ShOwn is not necessarily the value you would receive fran the issuer if you sad the assets. Funds actively sad by UBS FS are subject to ongoing due dli gem e, although the level performed may vary. A dined fund may be subject to no ongong diligence. A fund that you purchased elsewhere may never have been sutiect to LIBS FS cilia nee. although UI35 FS may receive a fee from the fund's manager, whch may constitute a minority of the managemenvincenn ye fee. Meese contact your Fi nano a Ath'cor with questions • EA value per wit' is an estimate of value strceiedtt an Indent ncknt vaunti on firm and reflects adjustments for lectors such as the iquIcIty of the units. 0.01 0.01 Hedge funds Purchase plod Number Average price Hddng of shares per share (i) Client investment (3) Cost basis (3) Price per shae on Feb 28 (3) Value on Feb 28 (3) unrealized Oar) gun or loss (1) investment Hddng return (5) Period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 1131/2020 Trade date: Nov 24, 15 1,550,000.00 1,550,000 00 1 000 1,700,400 00 150,400.00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO 1/31/2020 Trade date: Jan I, 19 82,755.00 82,755.00 1.000 89,623.00 6,868.00 LT ALPHAKEYS MILLENNIUM FD II 11C CLASS B NO 1/31/2020 Trade date. Dec 18, 18 1,750,000.00 1,750,000 00 1 000 I ,888,870 00 136,87000 Li continued next page Estimates of value suppied by issuers of certain programs (which are wne rally 'net asset value' estimates) are shown as ' issuer est value per unit' For Cowie equity funds, 'Est value per unit • is a value updated quarterly, based on the Net ASSet Value C NAV') in the tuna as of the gate Sped (lett adjusted by add rig rapt* calls and subtracting dstributions since the NAY date The NAV is primarily based on estrnated part folio values provided by the uncedying fund sponsor. These two values may vary because of differences in the way they were estimated and because the' Third party est value Per unt• inn have been prepared on the basis of financial Infomaallon other than yearend. Repcxted estimates may not reflect resde, hqUidation or repurch*e value, if any. and may rot reflect Ost Mout ons of cap‘a until the next *Watt On is reported, generally on an annual or serrkannual bans See important mlosmatton about )out statement at the end of this statement. SDNY GM 00010128 Page S of 6 CONFIDENTIAL EFTA01597791 UBS Resource Management Account February 2020 Your assets Non-traditional a Hedge funds (continued) Hddng GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A NO01131/20 Trade date: .tan 28,19 Total Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number Purchase pixel Number Avera7 pice Client or Owes per shah (1) Imvslrrent (5) Your fin/odd Advisor. SCOTT STACK MANLYLE CA SRIEL Cost Price per shore bares) on Feb 28 (1) Value on Unrealized 0* Feb 28 (1) on or ioss CS/ Investment Hddrg return (S) period 2.005220 496773 996,140.07 996,140.07 526.199 1,055,144.75 59.004.68 59.004.68 LT Your total assets Cash Nontraditional $4,378,895.07 $4,378,895.07 nue on Feb 28 (S) Percentage d your mcount $4,732,037.75 $353,142.68 Cost basis (S) Blimated annual intone (s) $59,004.68 Unrealized gan or loss (1) Cash and money balances Hedge funds 0.01 0.01 4.732.037.75 100.00% 4.3713,895.07 353,142.68 Total $4,732,037.76 100.00% $4,378,895.08 $353,142.68 M_000101tr 6 of 6 CONFIDENTIAL EFTA01597792 Important information about your statement LBS Financial Services ter. (the Firma UBS Financial Services), 4 a member of all prixipal wcurity, covirrodity andoptions exchanges UBS Manual Services and LBS Bak USA are idirect absklaies of LBS AG and affiliates of LBS Stostres U.C. The Firm's financial statement is available won request. the Fern's **cube oboes are at: UBS Finarx 41 Sakes lx. 1200 Hato( Boulevard Weehawken NS 07086 This statement represents the ony off icial record of you LBS Financial Services account Other records, except official tat documents, containing conflicting data shouts nil be refed uxo. Ilyou bekeve there is an error or omission, pleat report it immediately in men; to the Branch Manager of the office serving you account. Although all (gees shown are intended to be accurate, stn ear data shoukl not be used for tar purposes. Rey sob*/ on waned In kerns, c.o., lam 1099, Saft, 1042S, etc.) then preparing you tax return. the Fan 6 repaired by law to report to the IRS all tauble dniderds, reportable nxt-twable dividends and linable merest end an secants held erects' nark net proceeds on sale lurisaidern, and COO basis on certain covered sewn ies Ccenmunications with the Finn • Now re-cordon ay oral communications in ethic to further protect your egret, including your rghts under tie Secuities Make Protection Act (SSA). • I the Brunt 41 inteueion on the icp left of the front of this statement isnot Les Financial Services. US$ Financial Services Canes yaw account as clearing broker by arrangement with the indicated iastatAion We informed you of this relationshb mben you opened this occur*. In the cat, your funds and searnies are located at UBS Financial Sweeps and rot the invodny broker, at you must make a noon of an/ end" a mason to both ferns • As dented n the acoxis ag-eements, you nun notify us of any errors or fraud involving checks reflected on your statement with 30 days after it was mailed a made mettle. • Please direct customer teetotal% or hakes to the Finis Client Relations Department at 201.352-1699 a toll-free at 800.314-9103, 8:00 A.M. to ROO P.M. ET Monday through Friday, or in writing to U35 Financial Sanas Inc.. Client Rebhan Department P.O. Bar 766Union C ity, M 07087. • All flatImerd shone deemed complete at nun 4 not objected to limiting Weill 60 days. • For TTY services: Cal 844-6120986 or from outside the US Call201-332.1495 • h case of errors or questims about an ebony* furs* transfer (EF1).. bill parnent or LBS Vile debit card transactions, cal 800-762-1000. or veite to UBS Financial Signal Inc., 1000 Harbor Bind, 6th 000r. weetweikon, Ni 07036, Ann: ReddifIGA Served. Call a write as soon as you can, t you tie yea statement a recess 6 swag or i you need more idarrution tool a transfer an the Stational or We've. The Fern of Card Num (as appkabk) must hear from you no later than 60 days after the Finn sent you the fist statement on which the error or problem appeared. — Provkle yaw nave ad account number (if any). — Dewar* the error or Ire tender you se insure about and octal as deaf)/ as you can why you believe it is an error or shy you need mom information. — Provide the dollar amount of tie suspected error. the Firm a Cad Issuer will investigate yaw complain and will correct any error promptly For ale* Wed MoNing LISS Visa•debil cad transactions. 4 we take min than 10 bailees days to do this, we will credit you account for the anon you think is in end so that you will have the used the moneydiary the tine it takes in to complete os inwslignin. Please make all checks payable to the Film or the financial mutual indicated on the tram of this statement. In addition to regular account fees, accounts may be street to mantenarce fees charges for late payment for securities purchases and charges fa unpaid ;moats in cash actants. Accounts that are transferred to other nstilutein my be subject to a transfer fee. UM Sweep Options LBS offers options for sweeprg cash betakes to bait deposit accants at nontrelhated barks and afliiated banks and money market mutual funds (Money Curds) Deposit accounts at LBS Bare USA and rion-aff bated banks panic:paling nthe UBS FDIC-Insured Deposit Program are FPC-insured in accordance With FDIC rules. Fa more rtammion, please visit wrovidc.ccet Deposit accounts at UBS AG Stanford Branch and shares of Money Funds are not nwred by the FDIC. Bak deposits are not protected by SIPC. Money Find sham ore protected by Slit See 'MS Marc iS SerWa Account Protector below. Upon your request, balances in the bank deposes may be witckawn, and shares of a Money Fund may be lesickmd, and the proceeds retuned to you or you secumies nate Futher necanaco about available sweep options, includng current interest rates and yields 6 available x www.ubs comsweepwelch, from your Maxis' Adviser a by calling 8C0-762- 1000. US$ Financial Services account protection the Firm is a member of the Secures Investor Protection Corporation (sec), which protects securities customers of is members up to 1500,000 (ridding 1250.000 for cline to cash0 esplanatory brochure notable upon request a al vorivsesoorg the SIK asset protection lines tcpb to al occuss that you hold in a particular capacity. The Firm, together with certain affilates, has also purchased supplemental instant the marina., antrum payable to al eligble clients, collective& under this protection is 1500minim as of Detester 10, 2019. Stied to the policy Candi de and break:as, cash el the Finn es hither protected for up to 119 millrn in the aggregate for M you accounts hell n a particular capacity. A ful copy of the polio; wading is available soon regialt. Neither the SIPC protection nOr the scpplemental potation apply to: • Certain financial assets controlled by (and ixbded in your account value) but held away from UBS Financial Services. For example certain (0 insurance prods's. ixludrg vaiable annuities, aid 0i) shares of mewl funds registered nthe name of the account holder on the books of the issuer a transfer agera.); • Investment (directs or rreesinent interests (e g. riled partners*s and private placements) that se not registered under the Securities Act of 1933; • Commoditiescontracts (e.g., foreign exchange and precious metal unreels). nclucky fusses contracts and carmodity teen contracts; • Secirities an loan to UBS Financial SersiCeS; and • Depose accounts (tarot ten Cates of deposit/ al Les Bark USA (BS AG U.S. beaches and barks in the FDIC enured Deposit Program. The Slit protection and the supplemental protection do not apply to these assets even if fey otherwise appear on you statements. The SIK protection and the saxplemental protection do not protect against changes the maket mew of you investments (whether as a reefed market movement issuer bankruptcy or otherwise). Dividend Reinvestment Programs (DRIP) Thor doe reflected is an average per. You may obtain the actua price nom you Financial Advisor. Only whole shies are purchased under DRIP: Palial shares will be sold and the cash wile be deposited in you account. The dividend reimestment pieta:paled by tie issuer may differ from the market price al which the partial shares are sold Cabaret:iv Or* whole units maybe held in yaw account. dye° are eribiled to a phial vie as a result of a dividend parent or otherwise, the Firm will elder sell patill units at market price or accept an arose determined by a registered deny agency, and credit you. accont. InvesUnent objective, The imestrners objectives and risk profile are spK4k to each account and may vary between you accounts. Please adde the Finn prorripebi n caning of any Wad:cant change in you financial siluaten or investment objectives For each accars held. roc choose one of the following investment objectives: • Produce Current Income- investments seek ng the generation of ncome only. • Achieve Capital Appreciation: heathen% seeking growth of print ipal rade, than the generation of income. • Produce Combination of Worn* and Capital Appreciation- Invethnents seeking both the generation of inane and growth of principal. Overall risk profiles • Conservative. Seeks to Mullin initial rine/ask with low risk and alatiby to the account overall even that means the want does not generate significant income a rearm and may not keep pace wet inflation. • Moderate: Wiling to accept sane risk so princpal and tolerate some volatility to seek higher returns • Aggressive: Willing to accept high risk a antal and high volatility to seek high retires over tine • mvestownt tEgiblity Conatitirakin: II selected, a portion of the portfolio for that redid% may inckide complex stralegies, limited liquidly arid greaser volsteey. Statement "houreholdne We may consoktate at mixed account statements wFh the same address in the same mineltpe. e 9. because they haw owners who also maintain joie account relationships wth other clients at the sane addess. If you infer to receive ndieduel statements mailed n separate envelopes, you may decline householdrg by Nang your Financial Advisor. Friendly account name The Friendly account name is a customizable neknairte chosen by you to assist you with your recordkeeping. Ns no legal effect on your account, is not Mended to reflect any strategy, prodxt recarmerdation, investment objective a risk Dodd associated with you. occults and is not a promise a garnet that wealth, or any financial results can or willbe achieved. All ineestments invoke the ea of loss ex Wog the risk of loss of the eerie investment. Youcan change your Frionly account names through Online Serviceses by contacting your Finaxial AcInsor. Account overview • Value of raw wountiportfoati Net of assets and liabilties • Assets Includes available cash balances, rakes for restricted security (est), and Global Time Deposes, unrealized marks to market and certain assets rot held by the Fins Dices rat netted* unpriced securities( assets at the et of Iv pria and osrent statement periods. a private investmoms, unrested stock option and terciuble stock options. • Liable's trades debit babrxes, cutnandrg margin loan, Ueda Toe, shed account balances • Cathraconey balances Taal of 'ASoiled available cash balances, plus deposit balances at affiliated and nonaffiliated banks, and money market maul had sweep balances, at the close of the statement period. Non.COrrrridlity free credit balances in you account re rot segregated from other balances and the Fern May use aryl these funds in the ordinary cane of its business These hods me payable icon your demand It total 6 ircbded in the anent period closing value. Lending information For detaaed nformation °nth? Finis lending pradkes ad digbums, refer to you Client Relatonshp Agreement or Account Agreement and the General Terms and Condition UBS Statement of Credit Practices available in Aceem en% and Disdosures al room ribs tddioroudefichurref SDNY_GM_00010130 CONFIDENTIAL EFTA01597793 Important information about your statement (continued) Yam assets Vow statement ermines securities and other assets held in the accant a the end of the sinners period. You may ask for delivery of fully pad seonties at any the. You may receive weenies used as loan cobtoal alter pining any balance due on them. Ary securities transferred to the fern during the statement period are listed at market value as of the end of the statement perfid. • Cost best. lu detennning the cost basis of the securities included in this statement where indicated wit the nurrbo UBS F narcial Sorkin has rebid on information obtained Irons sources oter than LES financial Strokes, eckxling blonnalion from another Ism or that you may have «aided to you Fnancial Advisor. The Finn does not indeperdoey nerdy a garnet the wry a validity of ay *lamalim provided by sofas other than LES Fisuoxial Services. ackliion, although LESS Financial Strikes genera* gmlates this reformation as it is received, the fem does rot provide ay assurarces tat the idormation under -Cost bases rd 'Unrealced gad loss' is accurate as of the date of this stammers. As such, please do not rely on this information to make purchase a sale decisions, for tar purposes « Mlles wir. Accounts transferred to the finn may ref tot gardloss information only for the period of tine they se held x the Fim. More historical information can be added by your Financial Advisor. • Uesealited gainsileases. When data is available, Sinned sneaked gandlosses re calculated for rdividal security lots. The transaction data for individual bh may or mynt reflect canmisstres. mages aria security norganintion ewers. Dividend and other ?investment lots and systematic purchase lois re each combined to display one averaged lot. The 'Trade date' coknin presents the original transaction trade date. • Callable markless Bonds and peel erred stock that the issuer calls for eery redemption wilt selected impanialy by lot from among al ware« of that ass* held in our none a in nominee name for ar clients. Call feature information is obtaned from third parties and es accuracy is not guaranteed. Odon all features may east which could affect yield; complete information will be provided upon request • Priem/value. Prkesdeplayed la securities and other prod ects maybe higher or lower than** price that you would actually receive in the market. Prims re obtained from various third party sources whit we believe to be reliable, an we do not guarantee thee accuracy. — We genera/ use he eking price when anibbk a he mean of the bd and ask prices fa listed securities td options «coy bid prices for OTC securities. — Less activeytrackd securities maybe priced using a what«. model a the most recent peke we obtaned and may not reflect an actual market price ale. — Certan potions may appear *Mae a price and will tow aspeke was not available if we are unable to obtain a price for a security. — Deposits a securities cknomiuted n currencies other than U.S. dollars re reflected at the excharge rate as of the statement date. — For certain sectsiies trading in non-conforming densamnehons, price and quantity (lace rake) may have been adjusted to facilitate proper valuation. To obtain current quotations, when 4,412>k. contact your hunch Advil«. n°1 necessary normers the va upon liquidation, — Thrd party estimbes of value are as of a certain date and are supplied to UBSFnaxial Sentes ona rears basis by an independent valuation firm — Bluer, general partner as spot« estimated vetoes, if sib are ~lied to fie Firnber the issuer, general partner or sponsor arid may be tabulated based on different information from tat used by third panes to derive *air etiolated yaks,. — You can etuin additional information regarding the melhodobigy used to determine the estimate of value and the date of tie information that is the basis for the estimate by contactigyour Financial Adios. — Third party estimated values may bereflected as 'Not priced' in several situations: when an • dent valuation lam has not supplied a is unable to assign a value when we become aware that a material cant has occvrod that may call a peennusy reported val.* into question, a when a value, would be highly spoulatme the to the nature of the security. — When nester an issuer, general partner or sponsor estertatod value nor a Owl-party estimated value is ponied, the vale of the searity wal be Mere« from as purchase Prins — tiarbutons to date' May «ludo rerun of capital, income or both — • Orgnal unit site represent the ntial offering Vice per unit ad may not ref ten your cot basis — DPP and unlisted RUT securities are rot listed on a national securities ndunge and are generally illiquid and even i they can be sold. the price tamed may be less tun the per spire estmaled value prodded in the scours statement. • Restricted securities. Restricted secuties generate)/ are not ansently elgbk fas pubk sale LOS Financial Services uses the market price of the urresOcted stod of the same issuer as an imputed value fa the restricted stock for purposes of this statement only. To he extent that restricted securities are ebgbk for sate the vats received may be substantially less than the maned value shorn. • Private inverrnenu end ~awed products. Private rivesVnerd securites (ixbdeng drect POTtiCkarias Program and real estate investment tat securers) and steamed products are genera/ay hgtry &cud Certain structuredproducts have not been registered wah the Securities and Exchange Commission or under ary state securities laws. We provide estimated values for prince imminent monies and structured products for attinaliceral = ordy. Acaracy is not guaranteed. vibes mgdiffer substantially from prices, any, at which a private nvestment secudyor structured product maybe bouisl or sold and do you may receive • Est (estimated) income, anent yields and rates. An a:Smarr of snot exam is bawd on staren drsidrid and nterest rates, assuming the securities will be held for cre yea from statement date or until matvy. This *agnate is only a guidekne; accuracy and continued income are not guaranteed. — Estimated taut *come wed care« yield for certain types of stashes could include a rename of Principal a capital gains in which case the est. income (aid can yieto would be overstated. — Estimated a-nual income and current yield and the actual inctme and yield milts be lower a higher than the estimated amounts. — An *sterns of a-nualized *come (dividend arda interest) derided by the current mate valoaraverage balance is based on the last dividend or merest payment made by the issuer and ormmes e deposes will be held for ore year from the statement date or unto maturity. Accuracy and corned yield are not guaranteed. • Assets not held by UN Finredd Services. Cenan assets are nor held by the Fin, and not within the lams possession or control. Then assets are displayed on you statement foe reformational purposes only. Positions and vales presented se provided by te isung UBS f nancial Services is not respatiale for this iretarnaton aid does not guarantee ils accuracy. Thew assets are not protected by SIPC or the fists sablernemal 51K coverage. • Ravarara sharing and additional compensation. - h ~ice to a:amiss:3ns on sales and 12b.l fees roared n connect on rah the destitution of mutual funds co as clients we ardor or atfiLate receive revere. tang ~ern frees disobuton sidor advisors of the maul funds that we sell These amounts se based on two drferem correpoents: CO the amen of sales by LES of a partoular enamel fund f amity X. our clients; and G0 the and vabe of a particular mutual fund family, shares held at the fern. - We and our affiliate also receive networking and cmnbus pransrg fees n consideration la transfer eager* services that we provide to the mutual furds. Rion fees antra* am paid from investor asset in the mutualfad and ere a feud dollar amount based on the number of amounts at the broker-dealer holding ~seal funds of tat Ind Insy. - h acKtion to commissions received inc.:motion with the sale or distrbuton of airway tontratt and unit rnestrnent trust snes to our diet, we ancla at affiliate receive untrue sharing compensation from nay of the monoe companies underwriting the a-nuity contracts, af illates o: the Maxim companies or spontan of he unit enestmers trusts we dimbute. - h eclInka to commissions received from the purchase and sale of NextShares lundk we ardor our affiliate receive an asset-based revenue sharing payment from ~Shares databulors, as wed as funding for technology development trainig ad education. — Our affiliates also receive trading CiaTtniSSiOrKand other compensation from mutual funds and Murano* companies whose products we &If bute. - We receive oxrcemai ion from vas Berk USA UM AO Stan( *id Branch and twirl dieted bras through our cash sweeP1207~. This angensatim may he per accoune fee a may be a percentage of average daily deposit balsas. Activity Irritation regarding cornmeal:re and Mhos Marrs (loured in «resection with the execution of trades, includng col ion transactions has been included on confirmations previously furnished lo you, and will be provided to you ~lb' on ~ I s Short setting If you ae engaged en short ailing a security. you may bout a charge due to anan barowng costs fa that palicula sienrity. Open orders Regarding open or socodlitcancellee ceders that were not execaed by the summers dar open buy and sea stop ceders se reduced by the mount of dudends or right on an ex.dnAlerit or ex-rights date unless instructed otherwise by you. You ae responsble for orders that ate executed cis to yaw lekte to cancel sating q:en atlas. Privacy To obtain a copy of ox anent Client Privacy Notice, please taxan sir Francis/ Advisor a mest as Mini% at "wive obs COAVDeiViCV004CV. — U3S Financial Stryker is rot a bark. The RMA, Business Services Account BSA and IRMA are brokerage scans which provide access to barking senates aid pedals IMaxjt arrangements with affiliated banks and other Ihrdparty barks, and provides access to insurance and annety goduns issued by unaffiliated thirdparty insurance companies trout instance seem subsidiaries of UM Financial Services tt. — hvesvnent, ruin*, ad arnuey predicts: — Not FDIC insured • No bark guarantee. May lose vale — IMA. Resat« Management Account Dulness Services Account BSA, IRMA and international Resource Management Account re registered service mats of LBS tumid Services INC — YTS/Size registered tedemalc owned by Vila htematianal Service Association and used under keno. The LES Via Creistl cads and the LES Visa debit cads se issued by LBS Bark USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, serrke mats ad registered service marks se of their respective ~pines. UN financial Services Inc Rev. 202002 SDNY_GM_00010131 CONFIDENTIAL EFTA01597794 411 UBS 085 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Curn3080091850320X114YI 0 Resource Management Account March 2020 MONTPELIER TRUST 155 SEAPORT BOULEVARD ATTN: NUTTER MCC LENNEN & FISH Account name: MONTPELIER TRUST LLP Friendly account name: Mont l-todge Fund BOSTON MA 02210-2698 Account number: Your Snancial Advisor. SCOTT STAC g MAN1LYLE CASRIEL Rh: ne Questions about your statement? Gill your Financial Advr,or Cr the Value of your account RMA Resourceline at 800-RMA-I000, account 029045172. on February 28 (1) on March 31 (1) Your assets 4,732,037.76 4,7C6,646. 33 Visit our website: www ubs corn/ financialsennces Your liabilities 0.00 0.00 Value of your account $4,732,037.76 $4,706,646.33 Items for your attention r Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account ≥ Tho.c.nards during l020 Value of your account at year end 2019 14,693,124.12 Net deposits and 4,f59 1 4,732.0 4.7066 withdraw* -$001 Ycur inwstrnent return: Change in market yaw $47,522.22 1,000.0 De: 2019 Dec 2019 Feb 2020 Mai 2070 Vakie of your account on Mar 31, 2020 f4706,646.33 SDNY GM 00010132 Member SIPC CONFIDENTIAL Page 1 of 6 EFTA01597795 UBS Resource Management Account Maui LG.() Your account balance sheet Summary of your assets Value on March 31 (l) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 0.00% E Non-traditional 4,706,646.33 100 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Value of your account $4,706,646.33 $4,706,646.33 100.00% Account name: `,TPLAP. -PY:- Friendly account name: tyl - n: Ind Account number. Your current asset allocation • Eye on the markets Your Finaadel Advisor: SCOTT STACKMANLYLE CASRIEL Index Percentage change March 2020 Year to date S&P 500 -12.35% -19.60% Russell 3000 -13.75% -20.90% MSC I - Europe, Australia & Far East -13.25% -22.72% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0.99% -0.59% 3.15% GM 000101 ' 2 of 6 CONFIDENTIAL EFTA01597796 sUBS Resource Management Account March 2020 Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number: Your ill naadal Advisor SCOTT STACKMANLYLECASRIEL Change in the value of your account Your investment objectives: March 2020 (1) Year to date(1) You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Opening account value $4,732,037.76 $4,659,124.12 Financial Advisor or Branch Manager. You can find a full deduiption of the atternaove Withdrawals and lees, investment objectives in important information about your statement at the end of this including investments transferred document. out -0.01 -0.01 Your retum objective: Change in market value -25,391.42 47,522.22 Capital appreciation Your risk profile: Closing account value $4,706,646.33 $4,706,646.33 Primary - Aggressive Investment eligibility consideration • None selected Summary of gains and losses vaues reported below exclude products for which cans and losses are not dassiied. Realized gains and losses March 2020 (I) Year to date (3) ga Unrealized ns and losses (4) Long term 0.00 0.00 327,751 26 Cash activity summary see Account activity this monthfor duals. &dances in your Sweep Options are inducsedin the opening and closing balances value. FDIC insurance Wits to deposits at U85 Bank USA and al banks parkipaung In the LISS F DK Insured DepoSit Progarn. it does not aptly to deposits at U85 AG. Stawr0id Branch. 9K protection applies to morey market sweep fund hOdings but rot bank deposits See important informahan about your SlrettiltAt on the last two pages cr this doormen' for decals. March 2020 (3) Year to date (t) Opening balances $0.01 $0.01 Subtractions Other funds debited -0.01 -0.01 Total subtractions -$0.01 -$0.01 Net cash flow -$0.01 -$0.01 Closing balances $0.00 $0.00 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00010134 CONFIDENTIAL Page 3 of 6 EFTA01597797 *UBS Your notes CONFIDENTIAL EFTA01597798 4tUBS Resource Management Account March 2020 Your assets Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number. Scene pores, income and current varies shown may be apprommale As a result. gains and losses nisy nog be wuralely reflected. See important information about your statement a the end of INS CCCumem for more Intomuton. Cash Cash and money balances ccerang nuance Closing baenCe Hddng on Mar 1 (S) on Mar 31 (S) Cash Your Mandel Advisor SCOTT STACKMANLYLECASRIEL Price per share on Mar 31 (1) Average rate onlden3 interest Days in period period Non-traditional Private equity funds, Hedge funds, and Other investments are held in your U8S Errata Services Inc. (1185 FS) brolerage account The positions reported below reflect the records 01 the issuers. and UBS FSIoes rot gaarantee the accuracy of the iriormatson. The value shown is nal ne(eSSadly the value you would WC Ow fronthe issuer if you mid the assets. Funds actively sold by UBS CS are subject to cowing due dligmce, although the level performed may vary. A dosed fund may be subject to no °riga ng clligence. A fund that you DUIChated elsewhere may never have been sutiect to 1185 FS dligence. although 1185 FS may receive a fee from the fund's manager, which may constitute a matodly of the inanagementrincentive fee. Mease Contact your Finanoa Advisor with question • ER value per unit' is an estimate of value strXiliea bY an indepe noint valuation II rm and reflects adjustments for lectors such as the kquldty of the unts. 0.01 0.00 Hedge funds Number Had ng of shares Purchase grog Average puce Client per share (S) investrnenl (5) Cost bash (S) Price per share on Mar 31 (5) Value on Mar 31 (I) unrealized Oar) grin or loss (S) Irrrestment Hddng return (S) period ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS A NO 2,291020 Trade date: Nov 24, 15 1,550,000.00 1,550,000 00 1 000 1,706,326 00 156,326 00 LT ALPHAKEYS MILLENNIUM FUND LLC BROKERAGE CLASS 8 NO 2l29 2020 Trade date: Jan I, 19 82,755.00 82,755.00 1.000 89,935.00 7,180.00 LT ALPHAKEYS MILLENNIUM FD II LLC CLASS B NO 2/29/2020 Trade date. Dec 18, 18 1,750,000.00 1,750,000 00 1 000 1,893,434 00 143,434.00 LT Cantu-wed neAt page Estimate of value suppled by issuers of certain programs (which are gene/ally 'net asset value' estimates) are shown a' issuer est value per unit' for Private eiliny funds, 'Est value per unit' is a value updated Quarterly. based On the Net Asset Ware C NAY') in the f ipso as of the date spedfied adjusted by add ng carital calls and subtracting dstdbutions since the NAY date The NAY is primarily bawd on estimated portfolio varies provided by the uncErlying fund sponsor. These trio values may vary because of differences in the way they were estimated and because the' Third Meg est value Per um• may have been prepared on the basis of financial intonation other than rar.end. Reported estimates may not reflect resale, IIQUidation or repurchase vat*, if any. and mar rot reflect Ost abut ons of (mita until the nest valuation is reported, generally on an annual or tern• ann ad bays See important mkvmathon about }out statement at the end of teas staement. SDNY GM 00010136 Page S of 6 CONFIDENTIAL EFTA01597799 UBS Resource Management Account March 2020 Your assets Non-traditional Hedge funds (continued) Hddng GRAHAM ABSOLUTE RETURN TRADING LTD. CLASS A PIO 02/29/20 Trade date: Jan 28, 19 Account name: MONTPELIER TRUST Friendly account name: Mont Hedge Fund Account number Purchase once, Matter Averacft price Client of shares per share (s) imvstrnent (I) Cost Price per shae basis ($) on Mar 31 (1) Your Pi nada' Advisor SCOTT STACKMANLYLE CASRIEL Value on unrealized (ta4 Mar 31 (S) On or loss (s) Irreestrrent Hddng return (5) palled 2.005220 496.773 996,140.07 996,140.07 507 152 Total Your total assets 54378295.07 $4,378,895.07 Value on Mar 31 (5) Percentage d your account 1,016,951.33 20,811.26 20,811.26 LT $4,706,646.33 $327,751.26 920.81126 Cost basis (5) Blimated annual imam (5) Unrealized pan or loss (S) Nontraditional Hedge funds 4,706,646.33 100.00% 4.378,895.07 327,751.26 Total $4,706,64633 Account activity this month The actiaty descriptions for dstnbution transactions included in this section are proNded by the plan actniristrator or plan trustee. UBS Financial SeMces Inc. does not Independently verify a guarantee the accuracy or Tidy of INsinformation. Date Actnity Marti Transfer TO Y1451703200 Total other funds debited Description 100.00% $4,378,895.07 amount (5) Other funds debited -0.01 .90.01 $327,751.26 '1_00010a/9e 6 of 6 CONFIDENTIAL EFTA01597800 Important information about your statement LBS Financial Services hr. (the Firma UBS Financial Swaim), e a mutter of all prixipal sporty, covirmay andopt:are exchanges. UBS Financial Services and LBS Bark USA are i-direct subsidiaries of UD5 AG and affiliates of LBS Settees U.C. DeGimes financial statement is available upon request. The Firm's execian offices are at: US$Financial Services lx. 1200 Hato( Boulevard Weehawken. N107086 This statement represents the on& official record of you LBS Financial Services account Other records, except official is documents, centering conflicting data should roe be reed upon. II you beleve there is an victor omission, please report it immediately in snag eo the Branch Manager of the office seining you account. Alteugh all (gets shown are intended to be accurate, statement data shoukl not be used for is purposes. Ray soaks on waned lax lams, 0 e., form 1099, 14913, 10125, etc.) when preparing your tar return. The Fern 6 marred by law to report to tie IRS all taxable dniderds, reportable namaxable dividends and taxable interest end al securities Ink( thyme account net proceeds on sale transactions, and con basis an certan covered securities Communications with the Firm • Nast re.corafirm ary oral cornrrunicatices n writing to further poseect your rights, including your ripts under he Securities Mesta Protection Act (SSA). • a the financial institution on the iep left of the front of this statement is not Les Financial Services. UEW Financial Services canes you account a cleating broker by arrangement wan the indicated WasAnn. We inf ormed you of this relationshb when you opened this account. h this caw yOsr kook and securities are located at UBS Finexial Services and rot the invalseg broker, rd you must make a noon of any nor or meson to both ferns • 44 descrbed in the attars mie fluent', you must notify us of any errors or fraud involving checks reflected on vas statement within 30 days after it was mailed a made eatable. • Please direct customer couplet% a names to the Finis Client Setae:xis Depanment at 201.32.1699 a toll-free at 800.3S4-9103, 8:00 A.M. to 600 the ET Monday trough Friday, or in writing to LBS Fnancial Services ex., Client Relations Doormen, I.O. Box 766 Union < ity, NI 07087. • All statements shall be deemed complete and atone not objected to in writing within 60 days. • Fur TTY services: Cal 844-612-OW or from outside theUS CO201.332.1495 • h case of emir a questian about an electronk fads transfer (U1), bill payment or UM Visedebit card transactions, cal 800-762-10M or write to UBS F nonce' Seriices lx., 1000 Harbor Bed, 6th 000r. wattle...ken, et 07086, Ann: RMNEGA SetvC•S. Calla write as soon as you can, 4 you think your statement a mei% is wrong a d you need more information about a transfer al the station or except. The Fern or Card thuer (as appkable) must hear from yea n5 later than 60 days after the Finn sent you the fist statement on which the mar or problem appeared. — Provide your nave and account number (d any). — Desert* the error or the transfer you se inure about ad polar as clearly as you can why you believe it is an error ix why you Med TOM — Provide the doer amount of the suspected ewe. The Firm or Cad Issuer will investigate your complain and will comet an error empty ea' alleged 4001$ emoting U85 Visa•debe cad transaction:, d we take more than 10 bashes, days to do this, we will credit was account for the arouse you think is in eta. so that you will have the use of the moneyduring the tine it takes us to carplete as :Instigation. Please make all checks payable to the Finn or the financial rummers indicated on the from of this statement In addition to regular account fees, accounts may be subject to mantenance fees, charges for late payment for securities purchases and charges fa unpaid nes.nts n cash accounts. Account that re transferred to other nstilutOnS may be subject to a transfer fee. tel Sweep Options LBS offers options for sweepng cash balances to bat deposit moans at nenaftwated banks and rioted banks and money make mutual funds (Money hinds) Deposit accounts at LBS Bark USA and ronaff Anted bats pankipaing in the UBS FDICanstred Deposit Program are FDIC-insured in accordance with FDIC rules. Fa more informalOn, please visit www.f6c.cpw. Deposit accounts at UBS AG Stanford Branch and shares of Many Finds are not in-redby the FDIC. Bat deposits an not protected by SIPC. Money Find stunts art protected by SIPC See 'MS fnanciX Servkes Account Protector below. Upon yore recasest,KILICKHollthe bark deposes may be watckar.n, and shares of a Matey Fund may be traidated, and the proceeds reared to you a your sectrnies account Further recension about available sweep options, includig current interest rates and yields, is available x winitubs cerwsineowelds, from you Financial Adviser a by eating 800.7621000. US$ Financial Services account protection the Firm is a member of the Securces Investor Protection Cog:axon (SIC), week protects securities customn of es members up to [truncated]