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efta-01789828DOJ Data Set 10Other

EFTA01789828

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DOJ Data Set 10
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efta-01789828
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EFTA Disclosure
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From: Tazia Smith Sent: Monday, November 11, 2013 5:22 PM To: 'eevacation@ mail.com Cc: Vahe Stepanian Subject: European Equities + TWTR [C] Classification: Confidential Hi Jeffrey - Hope you had an excellent weekend! Did you lock in some of your gains on your European equities at JP? Consider an overlay, and/or balanced monetization strategy (example: 'twin-win" or contingent-coupon note) on European equity indices for the next 6-9mos. Please let us know your thoughts and I'll send you pricing. Separately - TWTR. Presume you want to hold? But let us know if you'd like to take the trade... or add. Best Regards, Tazia Forwarded by Tazia Smith/db/dbcom on 11/11/2013 09:39 AM From: Tazia Smith/db/dbcom To: jeevacation@gmail.com, Cc: Date: 11/07/2013 11:31 AM Subject: Indicative Level SXSE l<O Put 11/7/13 [C] Classification: Confidential Jeffrey - FYI below. Positioned as a hedge or relative value positioning, not necessarily an outright trade (know you're long a select basket of European equities away). Structure: Customer buys Knock-out Put Underlying: SXSE Currency: Euro Notional: 10mm Tenor: 13-months Put Strike: 100% Barrier: 80% (observed at maturity only) EFTA_R1_00116762 EFTA01789828 Offer: 3.86% Indicative levels below, subject to market movement. Source: DB Equity Derivatives, as of 11/7/13. Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset & Wealth Management This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. 2 EFTA_R1_00116763 EFTA01789829

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Emailjeevacation@gmail.com

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From: Sent: To: Amanda Kirby I ; Joseph Cothran , Paul Morris Tazia Smith ; Vahe Stepanian Subject: Valuation Statement for SOUTHERN FINANCIAL LLC as at 18 Mar 2014 - Request 182298 Attachments: Valuations System 3/19/2014 3:15:03 AM Dear Sir/Madam, ;GedeonPinedo Please find attached the valuation as of the value date specified in the attached statement. For queries please contact the number provided on the statement. Kind regards, Deutsche Bank Group customer valuations Group

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From: Tazia Smith Sent: 5/23/2017 2:41:00 PM To: Richard Kahn CC: Delores Rubin ; Stewart Oldfield ; Matt Glassman a.sferrazza(db.com) Subject: RE: Rothschild (C) Classification: Confidential .J; Vahe Stepanian Davide-A Sferrazza Thanks Rich. No market on 100k that we're in touch with (DB or agent). Delores will work towards showing a smaller size to try to get a two-way in front of you. Understand no trade. Best, Tazia From: Richard Kahn [mailto: Sent: Tuesday, May 23, 20

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From: Vinit Sahni Sent: 3/5/2014 1:21:44 AM To: Tazia Smith CC: Paul Morris Subject: Re: Ili Vahe Stepanian Am travelling today paul will probably be on a flight then my flight lands in Zurich around 4pm Zurich time 10am nyt Vinit On 4 Mar 2014, at 23:23, "Tazia Smith" wrote: Classification: For internal use only Perfect, will do. Thank you. Vinit - patch you in at 9am ET, if that works? (before US open, but close enough to have sense of direction/levels) Min Tazia Smith Di

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From. Tazia Smothrdh To. leffrey epetein- <jeevacationegmall corn>. "Richard Kahn' c -, Paul Moms' Ce: Vane Steinman Date: 09/0&2014 0650 AM Subject: Re: (CI Classification: Confidential Got it buying 25k HNT market on open Tana Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor Te Tel: Mobile: Far: E-mail: From: "jefficy E." Licevaanion@gmail.comi Scot: 09/08/2014 06:54 AM AST To: Tana S

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r e an raup': SOUTHERN FINANCIAL, LL. Request 182298 As of 11 Dec 14 Deutsche Bank AG For Sales Inquiries Contact Tazia Smith (Tei For questions relating to this statement contact Valuations NY SOUTHERN FINANCIAL. LLC To: Jabwcpa Gmail (Email) Richard Kahn12 (Email) Tazia Smith (Email) ,Amanda Kirby (Email) .Gedeon Pinedo (Email) Vahe Stepanian (Email) .Paul Morris (Email) Daniel Sabba (Email) Joseph Cothron (Email) 11 Dec2014 Page 1 Of 2 Fx Rates: USD/EUR = .8076892012 N

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