EFTA02019941

EFTA Document EFTA01383206

From: Stewart Oldfield Sent: 5/26/2019 11:32:21 AM To: Donna Kerrigan Subject: Re: Southern financial [C) Are you in next week? Let's have a quick chat with Andrew since there is quite a bit of 2019 revenue on the account that he may not want elsewhere. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On May 26, 20

EFTA Document EFTA01424549

Subject: RE: Rothschilcala From: Delores Rubin < Date: Tue, 30 May 2017 08:25:58 -0400 To: Richard Kahn Cc: Tazia Smith < Stewart Oldfield Vahe Stepanian < Matt Glassman <matt.glassman@db.com>, Davide-A Sferrazza Classification: Confidential Hello Richard, We are unable to make a market in that size and as I stated last week without knowing if you are a Buyer or Seller we would not get a response from any of institutional clients we know care in the name. If you have an ultimate lim

EFTA02420041

EFTA Document EFTA01381219

1D Anievrrikvade

DOJ EFTA Data Set 10 document EFTA01268461

EFTA Document EFTA01381454

Bloomberg ROTH FP Equity (Rothschild & Co) • Last Price 27.585 ■ Close on 05/19 - - - - 27.70 High on 05/22 03:00 28.00 Average 27.7326 a. Low on 05/22 05:35 27.58 I 0.42% 04:00 05:00 06:00 07:00 08:00 09:00 10:00 11:00 22 Ma 2017 77.60 The 8L,XE1..RE-:—.Pec`FL'...ii..M.i. "..^.M1tZ4 'int ctn.* Ogitt,nt,i 4;.D:, L CER.f, t ro is ete....z.Lrieet -n ada ;.4 r«, + LNbo. flow" and Vf.reo Ole %LP Count:lin-1 EFLP vetnily-04..xl rdkeloev Ell-e.oetrieg t..P (Tyr) 81.P prA