EFTA02377616

From: Richard Kahn Sent: Friday, September 8, 2017 7:53 PM To: jeffrey E. Subject: Fwd: options trades - HD & LOW each of positions are up approx 50% for total unrealized =rofit of 50,000 paul would take off HD and leave =OW please advise thank =ou Richard Kahn HBRK Associates Inc. 575 =exington Avenue 4th Floor New York, NY 10022 te fax 212-320-0381 cell Begin forwarded message: From: =/b>"Ens, Amanda" Subject: =/b>RE: =ptions Date: =/b>September 7, 2017 at 11:40:32 =M EDT To: 4b>Richard Kahn Cc: "Tome, Christine C" c Rothberg, Justin D" "Miller, Allison - NEW YORK =Y" Rich, we're done on HD now too at your level. Southern Trust Company bought 200 contracts of the HD Oct =60 Calls @ 2.500 gross Commission is =3/contract. Booked as OTC listed option =ookalikes as with prior trades. Thank you =or the business. Regards, EFTA_R1_01388409 EFTA02377616 Amanda Original Message From: Ens, Amanda =br class=">Sent: Thursday, September 07, 2017 11:28 AM To: 'Richard Kahn' Subject: RE: =ptions Rich, Southern Trust Company bought 430 contracts of the LOW Oct 80 =ails at 1.1450 gross We're still working =he HD because they are a few cents higher; not done on those yet. Commission is $3/contract. Thanks, Amanda Amanda Ens Director Bank of =merica Merrill Lynch Merrill Lynch, Pierce, Fenner & =mith Incorporated One Bryant Park, 5th Floor, New York, =Y 10036 Phone: Mobile: Original Message From: Ens, Amanda =br class="">Sent: Thursday, September 07, 2017 11:16 AM To: 'Richard Kahn' Subject: RE: options Be right =ack - thank you Rich Original =essage From: Richard Kahn Sent: Thursday, =eptember 07, 2017 11:13 AM To: Ens, Amanda =1 Subject: options please confirm you can execute the following =rder: Buy 430 contracts of the LOW Oct 80 =ails @ 1.1500 Buy 200 contracts of the HD Oct 160 Calls @ =.500 thank you 2 EFTA_R1_01388410 EFTA02377617 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY =0022 tel fax 212-320-0381 cell This message, and any attachments, is for the =ntended recipient(s) only, may contain information that is privileged, =onfidential and/or proprietary and subject to important terms and =onditions available at http://www.bankofamerica.com/emaildisclaimer. =nbsp; If you are not the intended recipient, please delete this =essage. 3 EFTA_R1_01388411 EFTA02377618