EFTA02664638

From: Richard Kahn Sent: Tuesday, January 3, 2017 7:20 PM To: Jeffrey E. Subject: Fwd: LSCCOM 8.75% just spoke with Paul Barrett and he said he is ok buying up =0 102.25 (spread below 101.25 / 102.50) please =dvise if i should put order in for 2mm of this bond in STC at 102.00 or =etter thank you Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 Begin forwarded message: From: =/b>"Mooney, Stephen R" < Subject: =/b>LSCCOM =.75% Date: =/b>lanuary 3, 2017 at 2:07:19 PM =ST To: =/b>Richard Kahn < >, "Ens, Amanda" < Richard We can offer $2mm LSCCOM 8.75% =0/15/2023 101.25 / 102.50 1 EFTA_R1_01914625 EFTA02664638 Stephen R. Mooney I =irector I Global Liquidity Investment Solutions Bank of America Merrill Lynch = Merrill Lynch, Pierce, Fenner & Smith =ncorporated I Bank of America, N.A. One Bryant Park, 4th =loor, New York, NY 10036 Telephone (800) 474-9737 or (646) =55-6700 Fax (212) 376-2921 Email: IMPORTANT NOTICES: <mailto > Please be advised that with =espect to transactions in shares of money market funds or any other =ransactions designated in Rule 10b-10(b)(1), effected for your account, in lieu of an immediate confirmation, Merrill Lynch, Pierce, =enner & Smith Incorporated will provide you with a monthly or =uarterly written statement. wrote: From: Richard Kahn [mailto Sent: Tuesday, January 03, 2017 2:00 PM To: Ens, Amanda Cc: Mooney, Stephen R Subject: Re: thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Jan 3, 2017, at 1:59 PM, Ens, =manda < <mailto > > 2 EFTA_R1_01914626 EFTA02664639 Rich, of course. Adding Stephen and =ill get back to you. Regards, Amanda Amanda Ens Director I Global Equities Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith =ncorporated One Bryant Park 15th Floor I New York, NY =0036 From: Richard Kahn (mailto Sent: Tuesday, January 03, 2017 1:58 PM To: Ens, Amanda Subject: can you please provide a bid / ask for the following =e would like to purchase 2mm of: LSCCOM 8.75 10/15/203 thank you 3 EFTA_R1_01914627 EFTA02664640 LSCCOM 8.75 10/15/23 LSCCOM 8.75 10/15/23 LSCCOM 8.75 10/15/23 LSCCOM 8.75 10/15/23 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 This message, and any attachments, is for =he intended recipient(s) only, may contain information that is =rivileged, confidential and/or proprietary and subject to important =erms and conditions available at http://www.bankofamerica.com/emaildisclaimer. If you are =ot the intended recipient, please delete this message. This message, and any attachments, is for the intended =ecipient(s) only, may contain information that is privileged, =onfidential and/or proprietary and subject to important terms and =onditions available at http://www.bankofamerica.com/emaildisclaimer. If you =re not the intended recipient, please delete this message. 4 EFTA_R1_01914628 EFTA02664641 5 EFTA_R1_01914629 EFTA02664642