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C I 0 Global tarrnOset owearlealgle• Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) Pt Roar 44 Iw Soul...I 10.'100 LLC As of October 31. 2013 11. Morgan fAmmilioslat ONT•11. FY 4 Gatel/401110/1106 USOMOI WON% USDOO 110231 1101 04:164 1441JUSD USDRINg USDR-40 1323.01 104071 10427 6014150 ROHM USDIRV 14037 WOW+ 11541 usGmt 1.66 vs0660( 94310 2 MO s61 olvidoew tntry ,,:• Tram Deft 90101 Shaer.. Ccenpan inclusIty Con ea.,. 111 Matind vs.14.• 11; Cuotonl 611.4 11 1411 AC ASCO Atcor Ss CUR CANWaner, Cμ441 230% 0147.2/0 1201.714 211.40 3102 14435) 0 Asp 0 AC 426 Mar% CUR Coulune. C$144 230% 0167.11101 SIAM, 20.53 3102 123.406 44u.13 ADEN ;PO Moue %Reg Of 269% 00/41.19.6: 6177.142 (457 016 14.015 ;mune Na, sat Nan It Ai% I I AWN 2003 mlocco1.4% 04 1110% ($1714111 5/41541 6.174 416 111.102 te e, "du Con46/44 0,0641 DM II AOL 14900 ...nocr1Sp• CUR 003% 0%1711 614011 327 461 62101 CANNwner, CyClCal 12 A% II AOL NOM Av067611104 CUR 000% (175.012/ 194.413 $ 37 (OD 111.124 II 7J10 WDI 14900 World DJ D Ger 101 CUR Conwirrer. Cythull 01011 0.03% 0111.74.2% 6131401) 644 416 611104 IS Aug 13 WIN 61300 WOW Out I , or Stu CUR Con6.70. cstIcal 091.7321 111437* 656 416 124147 OM% 22-00.11 MN 132.000 We% lie047 n IUR liaincial 01662041 046.202 104 107 .3" 114611 ON! 2.500 Ono e.,00 CUR financial 2.71% 303274 $106204 411667 5454 1244)0 12.06011 MP 2507 inn Pa.pban CUR 11noltud panty* 2.73% (5166.1144! 1114204 5010 5454 114.340 11401.11 CA 450 clenleAr 66 115% 3101611 1201.9141 2321 26.1% 1$4..no 4-47% want. MY 4463 12%411 CA 3.000 Cm1t1Caw SA IUR 2.13% 01%712! 1163.235 2.1.43 2414 $14301 I Aug 13 C04 3.660 Ca. Cola utss Ag CD GOP !etre. 1106.44% 160% 01167.4011 114127* 11.12 1102 12.469.11 IXμ 5.610 CO. CILII 16x Aq Cep 0,60 alenIMAI. Nancy% 141% 014100 1164271 1171 1102 SA4113 MA 250 114000 40 Franklutt AIIP011 I Ag A. CUR Inchat%1 2.11% isiAszai 1113.7211 AIM 5715 134799 1244003 MA 2100 CUR IneavAll /AY% 014,170: 515133 4447 PIS 621.010 apor a% us pot Dora SanDng Glow Di 1.4.0.11 LLOY 141166 GIP 000% 3174914 11441137 1171 674 14%1 .nonas1 romn0a1 3.40073 CLOY 1.500 UoybOarAINGroup Pk GP OM% 31.724 SIAM 07* Olt 1143 la.agrii CLOY 00.030 Uoy% Making Group Pk GOP loisnall 0 CO% 3136.001, 1174103 074 074 $1331 %AA 13 100 200) 1144614 SA IUR (.001•004)F.CIS", 267% 01%20! 1174241 MIS 64.31 630.031 12 .049 13 MID MOO Re464 50 CUR COnsW411 CrOSel 2.67% 3139.7291 S175.240 5096 64.51 115311 10446 SOO 3.500 Conpmnie Or Sam Gobs% CUR Inclaulal 1.20% 0114641! 1164106 MSS 37* 124314 12.4.473 SGO 3.250 Canpagniy Dr Lim Goblin CUR 106.46161 1.20% 315711161 1171.0111 3433 347* 113.750 374613 V0413 700 YuL worn.% Purl CUR Gy66460. Cr11411 1.6% 316641! 1177.902 17944 15720 111%7 1.2.46.11 vONI 7/10 V06.6..6.6 At; ITO i uR c.c.....raw, CRtual 1.10% 111/1/V11 1177.462 141106 0020 64711 v.#1/4 1140 7.1.411 IA 442 1.11.1 5443.111 Sb•IttunNI Notes Intoest 1.04.6 Dew Matucity Fete Arno,..tt Long ChlrytIVIIKIII Co., Can Ill Markel V•lue(5/ Rikeiveci hoary Irk, IS) Curren. Prke 11/ ROM W01n3 14.4/ 6 0(0 6.nw, 44606 171C7p WWI Leal 11 251!6 5.60104 2.000000 SG 111artm Plus WTI Ciude . 71 71% tumee-1040114 UmaMed 11.992030 so 510000 61944 240•013 11.0044 70:4100 141 (BIN 0.7P. 66% Co.! 06%3 0%Oμ 234C4p. %MAI Myst 1116.77 11 17.06.100 110000 11005/ 15340 PROT15 PROT0 C I 0 434.44 twins 43440444444 Mturnational nr Melba total 0.1 144 Ma 124.• 040.• Maturity room ..noun SM. 1014.9 CaroncY Coupon rel•Kipili CplIS) Marlin V44. (SI 404 IS) 1 T141 to wont 4 440 10 May 11 /600/011 I.340:0 4905 494 Mk INV NO 9105% t 11.704.150 5/1444 112% lab III /5 1147.24 214440 Perpetual 100400) 1.0.3 04441 40 1 MC ME 1154 IMO% 1)221(00 $104.017 414% 101 IS 14750 14.161 165004 II 140010/5 2000403 Pettele04 04 Yenezuti• 5 7414 1.60 SON% 41171700 414625 II SOY SO Of n.19 Account Position and MTM Summary (Open Positions) Flopara4 to, Soutluwn 114404 LI.0 as el October 31.1013 1/10401 110/31 20011. 132)05 4414.50 1 6011 1150119 94354 111041 45111 WORMY 104071 0114.110 1 1541 USD4/41. 21104 1.0004 09064 1.00E-9.0 1 044 1.150142 1916 1.1506104 5551 Current Mos (Local) Internanandi /bud Inconn MTM 117.1110001 47 100 IYA) 5040.774 1414.724 • Minual 1414 14.0464 SIM Tirade Data Mataany Oninnal Fans nee 1410 Rahn, Meal C.41 Date Ce...μ4 Principe Coat (5) 4.441 Value (SI to" l r " .1•1" 4 ISI 64413 1004/031 5.)01.00) 2340012 254442033 31/500) 144441) 1544.403) 4504000 30.44013 25441033 3.)7000 10.044) 2442.4435 10.500.003 16.(90.11 21-(02012 11150.003 Entry lIrke 04441 Sant II III CCC 11/20201) 1619% 075073 554.871 7).75 CaN 200L791 11/114013 5335% 1452213 4171.592 72.00 Cold 10)14 DI 1101401) 5.74% 19161194 5114.549 x.50 141013.10 12 CDC 10250013 6009% 4041615 5114.419 I0144 Wen 100E2 1141 CC 11.21/2013 0905% 11.132.715 559.791 NO 441 701604 9. 1071/3014 3254% 12.54145 517.540 91.03 Currant n.44440 719 13 03 4.16 3445 4191 VS 1441/6 51714 14t9441 194.519 IlAdliaar and Malt 4404 MM (14211.1140 47.441.141 51.41199 S174440 Fornend Caen Jab Ina Ss On017 Perna) Onsir2 Curr41 0,444 (5) 04.4.4 Data apwal4 11140144 941411-1,p, 10141442 Strilo 1.w41) I.J.1r14 24441) 14140 la E.0/210931 111 Options MMI 50 (512.11.46) 151211.74) PROT16 PROT1 C I 0 Ownicalglee Account Position and MTM Summary (Open Positions) Pt.p.v.d Icw Soul...I financial SIC 3. of October 31. 2013 11. Morgan kaarilieslat Curreel iX R Coenenedny ran 0SOMTh 140231 111411A0 13210S 060010 16013 PROT30/00, 90310 1.110.11:1 1.0111 03ORIM' 106011 110000 I IVO 111qμ 2 /30I WOGS 0906$ 10040 10427 N01MY 1336 0100,01( 5%1 (0 ,10 1015.331 f31$SII $74L103 xAw!(RIu uan0011uv6 n IN itIMOVI") MOM Mel 0414 0, i SP St113446 S2.163.103 $321016570 all WV 0/00 01110 S2.474171 APP. SO SO 10 Ond Opening $1.137401 Mr Nli IT 10 SO 10 O. no atiV4 lUternalore 10 .11 +I* 0418.0", so YID Mop In Open run an Owed Fit ($1.550.1.4) Warn Other Patna wo.. SO so To if ours 11,07)3 13.006.356 $o,mar 30tiNahriummit• il,400,212 toms "ono. an. so, PROT17O PROT2 Q Account Position and M11101 Summary (2013 Closed Positions) hapart4 Iw Sarthern P'la'in LILC n AI "claw 11.201) nrr"."9 1,1 1 Tart ow Ian II Stara MOO 11144.11 MAC 4.400 0 Ion I 1 nIq IAA ISrta.11 MSC 161a II NAY 1644441 SMO 17 AVM AWO La CAR Ili 10rtall OPCP kow 141/al NAM 1434.11 MI S$I0) 1444.11 MLA 24 Os II PL lmi 21-14.11 KIM 500 83+ 91 MCP L10) 0444.11 MY IINa un 2.500 VIl Ill li a 13 fi MAP 1400) IMO 10%0 NMI /NO S044.11 IN 4.000 MC /440.13 KC 141.11 aMl MAO 1H41) LOP II 001) NON 400) 11-144.10 rw x41411 14015 0403 "Asap KIN 1.40) 274411 MAC MOO 270011 MIA 1.10 24144. ID OCP 944418 V410 DSO 64114.11 PAO 6440.11 LA 6 MN IS O LAO 741141.1) OISOC Moll 1CM1 uob 744pll SOS mo 0440.11 MC 1.100 1144.4.41 LAP 310 111.44.11 PINY 114441.1) 141001 Vl 11.440.11 nM 41440 racc %gall cut OCOO •44 IS WOK 1.100 OLGY AlY I) MC SAO 414 II En IAOb 0.40.13 An /LOW w11 LOA 4W11 OASE 444191 TAM 40.11 TM (rit, /An I/ ti %gal, SEAS MOO .114p..11 PLO 0000 26.40.13 0.1.1 4000 *APIS SMC NO no PO) 24400 VOTA )4444-13 OVA 1.00) FP/en CITV %Morn LAO 54001 WAY LCO) %Mart. 24.0011 GO /la %Marti IAm 14140.12 Cm spews (MamllpniallYM1aluF SOW Cams lIe liato tognnlp M. Comotarte. Pagan 14 Nn/art ertertrtertiuSi Mama. Ma SonolwNwMaVNabpa Callahan, Le Mawr/ at henapn CAA, Loa "410 Nerlawn Ts. frt4.0 Le 1.401Mana.4...10rt Coker ',nova Oryto'ww%r'nIIYAM Mara Inc Paltrařellsee0 ClaCe tophirrna • mauls VwqWraMwralkbNn 2..askr. rtiaaroak• te./49 7. 0 try••%14•1114%. 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Cart Terkrtagrt 5414an Pt 144/40ni• 1.100,4* Vale Abotonat %Sege in Ntleen illeodenttal (cep SONIYAO0410 Pelee 4pYw16ro.4 L. islet Cart 141.01taral Cartes Itaopart Porto lni S ots Gletlaď Pc Va. - 0 A Wotan maul In 04. leca Ca CYart% f %eve PartArtaaarrts CANTT441 §gg§§§gg§§gaga§§§§§aogg§§§§gguaggig§§§gg§§§§gg§g§gggggg§og§g§§gg§ggaaggg Madead Ire.. try Cwlbanknl 10.444 vain111 Clan, Orte 0.4440 Caine PM. %eta) PP% Siva •Pill 110 II 24 isnm, rr,•000 607% 11/a 0040 NM 2402 11E12) 9m% 'Vita 11ka a1 M MI IňalY 144varta 70% IVA COO final 11rtall 120) 071 ?4:4 awma.74artyck 00% a IAA* *Sall MIS 11.720 Awn 1044..% k 000% (Aka 36025 16.14.11 1.00 1002 Sl Pol.~.1404 ask 000% 0.Oore 511A% 17 0413 746 .1i on (11Ťa "An llynll lIa 2141 SEA In«μ 22.10% la Mom* MP% ts1 14ex: 11 I Use *Awl) itin 1110 .S. trt Comma COMA OM% Okla 14.)/all nm Ma 11100 rt.% mu:Au: 51M u9 144a 11 2424 31)0 , InertlY awn- Potartrta nlμ9ry; »moll ml 1910 01.1.9) Imrμ 40% DAM? AATAIJ USA 52.13 11111.44) ran.. 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Ian .rtk 70% MAXI. 10.470 Jan MOO 1.46.1M 03% (1.114/11 014 tromp( 43% Mika 10/la Myra Ma ConmealiAiteln 00% 614.13o 113.111 '40.13 111041 Ot.:01) (Sat 03% C1111::4 WOO 0.640.13 42P OAS ndin Is" 104444%. 00% rt :01. 114.0 0.44.13 1100 MOO 411;41 .C444Inonla•brn 42% :y • 1211 1140 Ulm IMAM 140 Conessnatort 0% 11.5r %AMA, 1211 11 III ňt Caanw.Crt441 66% 6X1% MIAO 9.04.11 »to )121 17.40 rrartrtď 110% Ana napho ASO 4161 1140 ewe.' SI% (511.100 5/111141 091 SOO ~a. 7...m.rtCk COVIT 00% A% (MAN .101.444.- 5"2" MUM atl1) IS- Ise, Sc. rtIM $A0022 Olnl 611.0014 MOP) 24.4.01 1919 SSW) Cortnuotarnin On% (SAM% $34.09 10171) 1700 001 11)) CteťeMel•CItent IMO% "AA% 'MAM 141402 in 2 PHI a.....now. hanky.% ON% 590.310 I PA4T 18 mM (146.11 wuřra, /wart* OM% 50.1114 171210 0400) nn 7174 1101 rrtemrt. 0.1160% $41.111 %Mean ISM UM 1Prt hon<yek IMO% 1140 CA: 1464.419 6.14..18 no 11171 (0411 c mancet rt X% 00010 MAP 4114) 1100 nm 111.03) Atone NA ya 1119.$001 4100) 1710 tie 641I) PROT18 PROT3 Global Investment Opportunities Group Account Position and MUM Summary (2013 Closed Positions) Prenerd for "foulhern tnanc.1 LK er of r1. robe,. 31 SDI ) ..4 02;1 3 4400 1.000 Ilk 10•344•9401.014 AA 11•4110C4•411•1044 ~1~1: 110.343r"41). YO 03300 al% 01444110~% • IMO 0204101.00.06134111410 1.140 My »0 110330.414~041 ~A 101310. 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I,M CAA 0.1.90440 13~ IA 94. 13 400 1303 ~ono C.% 4..A Au003.1 »Wm 134. $4.01.13 1.3% 9~13 MOM 1.0% ..44414140010 1.44110144 H§a€€€§€a€€€g§§asg€ggH§€g§€g€€~gg§gg§€g€§§gaa€€€§gg€€gg§a€€€§§§€€§§§§€@€§§§€ ~OM 477% Or: t0:4 5 MSG 'May II 7.154 UM Oa »were.11144.0.13 000% 0312071 01.1P1 114*13 1900 1097 n9n atans.N...tyck 000% 1.0.009 541719 Mn 1) 491 on 53719 4~0 000% 1511400 11.441 Skirl) 140 1121 10 104440 1037% 114410» »97.100 0.W1 11 14 4 H41 it> mt. %son% oiawrynir 000% WA?». 144.909 %Merl) 1$ 11 1154 me 411% 11343404% 114190 1~11 7250 74M UM> awed CA•nona1 en 4~01 103% 15).0 AC 149003 34434.13 3501 M» 1 e ....43, 2.14% 1.124444.? 5110%7 3143, 11 μM 4234 0093 PM% 5 157.4%, IMAM/ 74.14,-11 4114 0% inarsy 917% <514.4029 533439 5444 11 VA 4M 145,1, 111.1 WC, 111173% %MAU »71 415,3 (SI 'At: 2.1.10% Vial. WO% 151/10051 5111.211 4444,/ II 11.54 114 54111 1......4. Ctavom. C AA 1.19% 0350001 573.207 114473.13 111% 1941 *I» 000% iS'Itriti 511.7% 6W,11 ZS* 2634 11.032 1.434)131 044% 3512.0711 12444 4443.11 4371 *95 5549 (NA» 441% <M00% 503.244 7.M44.11 4341 4444 11.501 WY Yarn eh 1113% 13107,4001 Han nworn rs IS 3471 MI 347. »an. ho nk 010% 113241) 121» 4000911 1451 1511 %WI 0142,143 4411.33114 000% 351254% 333374 UM** OM 11μ 11.034 Cce....A. 49,1421 Arun., 000% 041.9114 54019 23 8443 13 21% 3131 519 441% <507131 lam 23~1 n51 21.35 SZOn 11415 San* OM% <4».001 543.734 234V/ 11 1509 13% C1A240 0.111.10.4 59% IN» WC: 1.09.111 134034.111 μM 41% 6>.1G1) »V% 11135001 152159 214.14.14 Sale 1491. 115111 1.4340.11 000% (117.3301 5413119 23440.11 1100 UM 54914 (430Arree C 4.41 000% 10~ 531419 23~43 1600 IS% 150'1 (Am I/A.4v 211% 151/0724: 5/74451 3)4440.13 10.12 7941 012*/ 6.441s 151 42114: 1149.257 7.21443.11 Mn .1121 .15411 7 n3AA. 207% 1/11, 993; 1141.51) 44~13 2704 21% 114 An, »turt.r. he nk 1M% 111.123! 511377 4/44.11 nil n 411 5%3 1.444)....1 041% USN? 74.9.13 1155) •577 61' )11: Imp 1101% 614131 114399 114013 3125 11.711 524 0141« )0% <5443.0% 591.151 124~13 39511 302* 524% "AA. 1404 nk .30% 1130530C: 11•121/1 13%n 13 17% 1721 11.710 00% 1713KM »79421 1314013 μM 1121, Ac3,444.9 Arun" 1.2A<nk 02% 041310% $1444 1149311 3395 33.33 5441 1.0•4n4 al% 13.711.35A! 1.714121 514.049 143.011 95% M31 layn 3 ArA0A 4914 1552001 15.411 1795 1103 5549 IMAM xsare.134.3:334 00% 1 1200% ~13 17% 261. Mt* »waver . hw,cyclg 00% 1 ,13054 115210 2•11.4-13 1500 14» 1710 7A3eS 04% 141.3001 1μp4 allio7I I Use 12,97 .50 42% lanaknomen CO% 112100 539.849 21.194.11 1704 15% 11.....Ai; IAA-4S ILI% MAW» 144419 21.493.111 3302 32.41 1i Ill) 13.41, 01013 10% 114.4014 31.114 14.1un 13 17» 1950 1755 ,fflovir.looes.ittk 00% 55444 1%%%, 1 MO 144 141.3.1.1 04~4 41% 15111.nn 4211" 17%n 13 $554 1554 51% CtOwen...CyCal 00% 11.11 MU 1.111.4.14 17444.13 1800 It% 4114 Comnamca40.11 10% <511.12% 552,749 3249311 1702 1710 11.54 «A.~0~ Iowa. .01% 44% 1111.01 <143.7000 %LT. 543491 94413 11.1•413 4714 OM μM OM n774', 5μ9 ~am Cp0.41 45% 15315440 5112148 »4413 47% Mk% 1395/ mwriner.lion <504 0291 110.044 149* I/ 4.413 5.00 497 Ve» Fas.n~ 10% <554.0041 155.1139 14141.13 1420 11% 44417 00% <117.11021 514.419 14M-111 14400 »71 1419 na40A 1.Ary? 13% 31112071 144414 114413 μM MAI 5959 00% 04133031 151.31$ 1744.13 41250 51.1.1 14671 srAno..1.3443'14 00% 15104.10C: 5111314 141.24.13 OE» 1151 *OM rrvro 23% 111439 %OM 1744.0 3* 320 4314 4043.m.....CA•col 00% 1 12401.1 111250 1144.1) 1409 1471 1450 tr... 11% <3(11001 534470 314,413 3130 AV 37.9711 334.....133.....33k On 34.444 10% 1•13001 IMAM 34-44.11 MIA 24% 1103% 00% 11,03101 1114511 244413 11.13 3150 11602 (new 00% 11301.44M 102541 34.1.413 1544 1422 Valvani 00% (554.030 511.719 154411 1700 NM 0 orTeArnA. (KAM 00% 4111.0711 10.910 2434.13 II 8 »14 333ars.1.4.3.3.14 00% 1152401 513975 45.44.13 1203 10μ :1 i ,..ii, Coroona%Cr%0 a% 015.~ Mira 2%%I.I) 1500 1301 %I /Awe* 14% 11T07COC: 1103411 31.010 1003. 1031 5/351 DM 13.13,4017 tam» 14.4013 31100 11.34 1171, 1 I nanool 11% %NSW 04%91 3.1.4.13 04 00 1514 win% 333.33.A.1.44 nk 0)% 15114.501 107%1 2.4•111 3 Z5.75 It» 53.321 C..1•44.3.0. 4.4441 03% 140.9214 %UM T+» It 130 1271 1491 Com..... (nk41 151% 044=4 144419 74144» 3200 2244 »19 30.7.41443 *CO% 121.0201 SAO* 4.431.11 1703 41M 51.000 I0% (5104001 510.919 114•49.11 720 221 51111 Iniemil 4440Y 193% 15134.1743 51μf% 11.440.15 5094 »CO 11121 non.koncyck 2.54%, 1131.041 125.410 8 43* 13 7500 15.4.? $101 Anumv.1.444,414 OM% (5242001 127405 4434.11 14110 1199 57%5 000% 029.2501 510.2 'Aral) Z975 )040 %St CCA•3034. CrS341 PROT19 PROT4 Opportunities Group Account Position and MTM Summary (2013 Closed Positions) P' re p are< lor 5 oul h e rn fut Anc... 1 WC • s. 01.44059 31, SDI l 9.4.74-13 999013 1344913 14~13 1449 13 14~11 11M11 94.443 410%1 CITY ill MA* 1/003 191 1141 MIE 5400 59 9.0 1.00, 1.10) 4.000 4.0. 0200 00 ~Am ft emen lp 0.1% 0.9707.4.71777 AAM 94.017.4% 74.14.17 44.20.9 1140.911<s n 771444.%..C40.77 1474.n« 7 4. 1.«0. lo ..rra 24470.. 7......• 1790 1014 10.m......nt4 tul 1599 13 0.11112 5.0» MMO P.9440 .1 4.77 'n< 440.13 MCC Old Meen C•4400 C.40 55.13 MI) I.M Mol. (ms A 14.1) 14.14 l,M 17.9.0.9 101.13 ego O m ~dr ~n movomm 501.13 1700M 1.100 0910 90. 0710 1159.13 (Cu 2400 C% Cc. 9mm 1.77709 Mi 134.13 MC OM ben« In< 51 h, 13 901 3.403 1~ 04 20497.13 MINI 3.50) /594:41.474/0• Pannen to 2519413 NI LM 9441.1.4..<4.4 0744911 14.0 5.0» 09,910y. I% hei V M.I3 VA 3.500 vd14.7109. (e] 234.13 WON 540 V174/1.4to, In< 371931) 109 400 11..<4971 Int Ms A 344903 MIA 11.003 AAM nurememal. tm 14 1.13 MIA 1335 AAM thamooroakák. In 144.12 99 3.091 117099 Mor In< 13 MIS 1.6 5040) 0.0.11)0 AM MA% 1040 11444943 94 17300 11.0•4109.1Ma >1 Apt Il Cl 3101 044.9 11979 CA ...13 WAM 50.09 17~9 1.4.e. K 11011 OIC 5.90 o< 04449 la 22~1 "C 1.01 7c 0.914 INIly454 1999 Syndkat• Fl Sgmemd Mis iii€§€8€€§ggšgšág§ši8gčšččššgxgg 19094 3294 1.099571 0M% (74.t 0M% ~onr. 977.7.:70 0M% ~nor, kon.% 0M% Inate ,I C9% 97,941 19% 0 9% 11% nenais 40% C0999morl 0314 mr.1wnu5eX 121,044 CO% r.4% trregry 001% 4.7vme...170,ty7k 345% ~nr. toant'k ,10% 7.<0.7..ey 000% 7.44.941 11.11% 10% wq 11.13% lno 'Dm 9% 1972.092, 001% <9•79.771,977.77 CO% muon" Nos "ek 001% 94'479, 9779094 ac01% won. rioncyd« 010% 0.497 coggavnemege som 1.fialle41 3.91% 90.9.11.7094% 001% 1.9% <4.23..~ HOOI) 1400415 Merlem 11210% OM 047142015 010 01.0013 4r.9 »An <4 1.0.003 MS 11Md 1147 1911t 40% 90 947944 • 3 5% C491/4991411 .1.41 1499 All. 0.19.13 324~13 %s$9 0,114% 14.13 Mi. Abn 9.1.174 1151.11.990 5% MCm.11341.14mm us Rare wave var...71Y 0.9 /n Amant. gan~. sol Cali 0010 C op irt: <Iw,nyO4e sr 79 Peg. C7...1,110 31.0011 1540419 MAL.< N9. <1.191% IMAI) 240013 110200 1113.0 62444 n 9W.11 01 Mát 1017 1.9090) ArwMwAO%91294, 470% 112A,Mal) KMS: laam Me 11 110143 110300 1241211 14..13 11000441 3.9090 Iinwrisl Chmok • (e 009 MOM 140% tflef000» 31.015- ~444 1~0 110040 1100 139.1114 13 Mby 13 20 Mrt 302) WIS 1770009 0.04 krima 919 149. 375% 49542<1 $39/.69 $2~34 179 0 13 111113 01 /0 515030 nawat Nrg 00791. 114 /49 MS% 54$013K4 51.11401 121..... 16.9.11 110)15 3115.00 5175.90 404000 'imago 213~ 2027 179013 14901174 Ad la 151) 95. 11•1914.01 091300 10 1441. 94 n MOE MAO) Zimt /04,0070941 4110031 AM% 51 599:1 31.111431 vg 3~41 110010 1.131 15~13 1.15720/1 1509 9ne41mr9lanrM 11512018 41011 11111.491 13944116 11.112 1413 150) 3339 Off ?WI 17.4.13 17•94191 5090 Zom 97,499449" 99 5119033 100% <MAO% 150925 90 144 04 3 510). 1.00.00 195 11 449 43 Ielleghearn 295000 2.7m1.9.9.7.970 19 5119033 NO% 1103194; 1340110 5140) 9A. 13 11000 110) sla 11•44.4.13 9~1 3.000 3.0.77 49959040107. 99 Mingol 200% 5417.401, 1414.23$ MMO 310.0 110305 3.7.431 90n.11 02 170. »17 50190 1440194 De Wnetv9.71 e 010 500% •544.111.(n $417.500 137.549 *kt» 1110$ 134 MAM 114013 024.0,3017 7490.140 1301~09.4 1710 »1% 1415.0 110.1119 141499 9125 9100 45414 13.1M 17 02 740 3017 ~Om De Wnets90 1 9 4A 190% 1915.90 15.991 54043 19250 134 115494 21.04.13 15400-20» 490400 4,9~ 040479 1 CCC. 27119015 001% 5 . 55sagg, NA 117/205 11.0013 -311 MAM RRRRR OM 1114013 15h0290 1.001949 547,k70797 (44.90 CCC. 201172015 1 0709% NA 551.111 egoggo 14/240 4%.414540911) OUT 340741 10992021 9(7000 114.79 9471.1% 1010. 4.1001111 750% rouwe w siamo 90143 10 /1.771317919 OUT 159.47.11 9.7.4.49 11.4"11 140pna apneigan Clune1Co 11.01 490009 711.7124u:1 NA $ildall 11.0943 Ne 10 194.01.11311(1) OUT 10340) Mnergan 0.7 • Co 47.2015 a> ?Dm') PM $400,1131 114.43 1.10 4.111 RRRRR 0 OUT Nemomal 1.19~ Nept 01 ~mi Cep 19. 1119011 1351. it/coi.,41e, NOL 144,132 1143013 1949 11~$111.411D OUT 90.37012 Pn, ffitabl 3.17.90 50.114m0A199.7 91.3- 215,1011 250% (3241.9)b MO. MMO 11.04113 141110 .4.111.131111) OUT APA 12 Prp<4.7.9 0.90.01 Genew 119 <447C011 011,7022 MS% (51.1.0m NA 1141050 110943 w» 1941111011119 Out OIO 211~13 1~1 1A02003 Gegmal 11« Cap On AA. 0119021 2141% 41490M N& 127.761 110943 014 41011$711111D OUT LA 13 3911 40009 7510» Amor 0,97 Ce 97/3021 000% 117S3491 NA $10.39 1143943 *HO 419.117(79. OUT 33.0943 0190,919 1.0190 79.019.99.1 9. 4172011 4.11% mor'vor, No 374,247 11709.13 1•136 11.1111.1110 OUT 31á113 15437N »11 94400 14.410% CCC. 17159011 nam oixt NA 414410 140041 M340 191510110 0111 21-0043 1541.3011 «Am (44173.71. <CC. 17319011 413% nutste NA ssimr 11.113 119115/91111) 0111 OIO 10914 01~919 1391199 4.74M 9497{.79 (41/3014 ZO% 51925(1 $1$7449 546.10 1704113 1013/.3 110714 5163317 014.94419 1.01099 040971943.99.174 4/4014 110% • 1, .! 73C0:'. 11.074.003 1»$M 17~13 19700 510740 URM obod srsibad boes 23 Ia b) <6 oe. 10.72 , 3.<0;050 ~et. lArwe 5" De C• M.M 544% 11,0.1.05.4 115,1c5 o• 13 Illn 103121 153341 234.70,-11 10.17.420211 114909 7.<91C97.95 04977. 914 1.074 901% 119 Al 4474. 9 31-Iner , 1 709 10050 1.3.21 71 7.7.4 13 I I ON 7031. MAM 11.97 4 <Y Amens% RA 010 090% $4990 HOMO to ltif 13 urn 090 131.1. .0010 /50444031 ,00:7190 11.9.91w <34 1.9.9,09 NA Aal 001% 117 142 13343441 10.5.11 1351 1734 MA. 9'9<a! 1070 14 31.03 329 .3171 7410/ MAM 1.9.11 840 993 1145 9711459 5212225 13N913 3315 SI :4 1.'?" 514304 2141 110.119 MAM 149.11 1119.11 9/4 Mn 919 947 5353 $434 <591.4001 MA» 14.449341 329 129 132+•31 1411129 14M41 329 310 3141217 <575.911 1/3159 15.9704) 1250 1221 111 711) 911 /544 HUM 15 Am 53 12. 1334 44511 <544509 10319 44.13 1390 1146 94411 9314.40n $359334 51.13 3450 23934 131.49 M7,3,1" 19319 14.11 4100 431 1110119! 191171 10.197.12 »91 3214 413 7271 9144511 59314 104.41 g.ne 2214 6.111 (557.~ 513319 111.13 2601 79 51.119 9445014 144.2. 134043 3250 329 1729 14»49! 1179.175 1311.43 110 9.39 $115 <11114% 534.1124 »lel? 1424 1391 n7741 511.1.1001 143139 114.111 915 n13 411 <51.0.3521 544 710 »4404 3 13115 13.91 1443511 940x1 593.913 n5.4 31 119S 4754 5107 $AM 274.01) 900 79 .17 /Cl 94.540 14.739 n4141) 139 1r4 12331 114 21. 11.04111 911 4.11913.9. OUT 19 119449. NA 11-11 1521 MAMMA. OUT NA 11114.9%.? NA 11.953 11051 1104111111010 OUT 9357451 NA ~11 341 11139111.19 0.11 NA 114590: NA 110943 319 M1151.919 OVT 1144114! NA .0943 3111 117.411111.19 0111 NA 54.321t1: NA !gomt 4.40 M1611011. OUT NA 14 tobt." 1119.073 230011 NIM 14037.1 10•65 101073 22.0011 3505 1499 319477 41574$ 11.941.71.0 0 9.0271. 9.114/013 fl.» 00 510721 024.715 11332./9 10 9940013 1100 511327 1132700 11.044003 511 9940011 Pee% 01044 141M PROT20 PROT5 GIQ Account Position and MTM Summary (2013 Closed Positions) trn Strthe ise.r...111C al el °Cob.' It 2011 nr."*""rvi l Inotametteryll Fixed twain Mt PROT21 PROT6 Account Position and MTM Summary (2013 Closed Positions) M1.4~94 lor Southern 0.90d1 Lt.( us of Octabee 31 291) ~WNW lit. ad 11444411441444 trod. 0•4941.4 Nubs ay DO, Oat* 00* 54.9 nat.+, 135p4 n Wry 2075 RI%910 VMNn2141 20 54012 25~012 .09, 2104.4113 C(C 050003 1040.0» 14 4440 2 nasals 009 20542 WI CC( 215/449.12 ma'am cenao3 Chas.2001.41 IM COY 24 LA 11 25 4019.19 9,551040 w..34 2904 9 1144 (CC 240.13 »449-»34 009000 1490000 II 3104- .00.99.114 and An. 1.14•411010014 7i9•44 44400779 Wwes Dab, ca,pany 141111059, 90943 05001 15200 C.A• Cony Cap 4μ 14 WA 13 051207 *MO Doke totny (0) MS 204403 100704 OLIN emir& /19r(ap 00 M. »14511 ~sir 12 iono../n40•1450 PM 144400 ~pa» 11.400 Inknom Oom• II 4194 400 214,413 040544 11241 /449». 044 AC* KM /4403 50744.0 11.510 /44.011400011103 WA 01%13 40440 744%13 Pera 2.aae Ge.l Gre444 10pons 0 10 Mae /19010011tist WA 110911 ~puma 4104 Vs Tnal • 14% 5~43 4,40.4 440 145014~ 404 ~41 Pmprma 1~11 Prenua LOCO 14440,440I.% 10 191110 19,0044.5.1900 M. 11.003 Pw4e0 12.1710 00 an9011.491/0 IN I> 1"13 1.44:450 A170 Via.949, 4441419M eis 14~13 041205 174417 14454 4109 449,0i 1000(0 M. 900 Vonsr» WM% Tme 04. 10090 05002 2530:1 Nears 1,0194001 41.4 04143 •014142, 4000 Welk 04004 (49,04.4 4111» 2.1 MO hmeem MOP 5T4m 0 0noa, (0 II 114443 2,11/2016 1403 OM 44/11.4544% WA 12 5.13 14440404 note (miaow sr 154010 120002 1,0» 4.001410 Co WA 00410 50001 61.003 Geed %men Ce WA 224•1:02 2451040 41000 Oifisx Capt., !MI COL. 19 • 10412 Prem. Acre myrsarmr' occ.r. 9441542 00905 42.40 myrrame" 0052, 7401Á1 Prp<444 40000 laid ft 049916.0% 04 ~us 400» 001 49 1.0000% wr or 141401 490.0 40040 ism 0,100.4 Gm% I» Lin% 4415,044 W ad !Milton" Stireiktto 000~ and ww. 500. 1540.45 2.111( 49.545 .1~00 , tan Arnerx4-54I VIO 9413 4451 14.74.9 40 ,44% 5.04 44mtme 550 '-.4 raMmits valu• 040 Dowyht 40~ 40002 00.13 In 022.40003 14414.13 ;can il MX» 12.900.04 1,74443 Mad) MXN 12.101030 244443 44%13 00 1,035501 241443 14443 OM 044501 • Ian II SSA 13 WI 44.451%.00 744413 14444.13 WY 1114519.0:0 WY 1093~00 21~13 Mien WY 45220.00 Hap 0~13 011 1.110.510 zs.A..ss 241~0 WY 47.40.020 111.0« 11 I•Mn II /.150 5.030.0% 141443 114,4413 Off 4134403 2144413 2104,4 11 WI 493.154010 21%4.13 25449.11 We (ammo 21~11 100013 In .014.030.0,3 004911 1009911 WV 149.91000 7,40 Date (404.,0.9 404bon fornewdoly 00.1.1.03 0.1.13 Sea 40143 1024512 014403 M4My <0641 nap.° 114.1.11 094 44 (00) 1414 £2825li;&£&2ii5§i 1)04 NI Co C.0 99.1000k% (9,99, I tots/ BM. (104994 04% tedint 7%4.4 0.4•944 10. (110441 /91 Mer0.1131 0.4.444) 5 1.145212 4041341 21 NH 1109/01) 5250% 3510.7110 )0450 1.9412011 1050 0503 $51.429 /1310011 0115% 11.251,144 51045 14710011 70 00 7111 45010 4.2101122 2214 $1.14412 MIMI 010011 111114 PICO 110411% 1102001/ I0»% 151049 101,421 594200 5421 4050 359.934 1140013 0929% 005152/1 10,14.4013 0% /MO MIMI 444 4.44 Ana./ Coupon ~Opel 044 Ill litatet 191 D9,1410414 Mar 11%.a CI.J040 Mk. 114440 <1.40 12507 513% 135.1.152 14 1491m1) 3500 2521 $091 $ 15 01 513% 5279.242 50 22 1M13 nos 2544 19,212 11100 4111% »AM WC 5,1111.1W ID 2~43 %Of 144 VII» 503% •5, 1*M 31.171,404 10 04443 2101 Nt» 51500 510% 1501 09C1 104.41 14 1144•41 1100 /41,1 12000 5.75 0> 52100 S4% Ile% 6,1041 I53.4 MCI 15214 ISC, [105 0! 131423/ 5213.551 3470.454 10 10 50 22 1.44. I) 22Á.n1) 2114w I) 2500 250 70 00 247/3 2492 »n :51.0 , 0011 113 500 52540 1.1110 7101% 510% 15,2115.19.:, 119.10401 5444.1141 ~Mt 14 10 254~11 30001 1503 14 00 7492 7491 MIMI 111.4.05 52500 moo Lan unit«, nonece: 075.10 1101)03 14 10 44413 17.400 I500 not 2501 YAM 1142 11.161 snot. 191% 111,114C 1433.50/ 14 744943 3500 24% In V% 13504 52501 550% 00% (0)7544, 134.2S%^. 1245273 5654527 14 se 7,1440 144413 :see 4500 :so MO (11211 527 1/5b) 410% 1142040: 110014 10 10~1 3200 »DI $1•1 12503 503% 0271074 50491 %.491 1044451 1500 7491 Kill 14100 103% 115.71 MC 1113.176 57312 34.40 3100 3321 44 211: CI% 505% 1101541 144935 14 Nadal 4500 407 111.745) 12300 7311% 64) 100! 15014591 19 214413 4504 250 1104 12501 740% t1, 5)10:' 101.9» 0.437 11~11 250» 3199 I511.171! 1114 7.11% 1134249%4 1102372 10 1450» nab 24% OW» flow An% 114004C %AMA! 111,044 114413 WM 1pμQ4111DDVl MA ISO% 411% ill 140242 0411.41 14200 11.001 9357 TIMNII1RRID OUT NA 14500 113% 5 , 20.1720:4 WALL% 1.211541 114411 3354 IMI0 ttttt CI OuT 1% 115.01 050% /14444,225/ 147.442 11040 2151 14.410, 0011> OUT MA %ALUM ~OAP 13304 ASO% 4 , 4410.0 121021 114413 4225 1».4140040 00 NA 52500 725% 05' 40C! /011.111 514014 11~13 n79 TIL00(41117, 007 WI snce 725% 1.42,40." Nμ41 545.313 11~11 NM 111.014441114 OUT MA 171 OD I II% 0,1204% OVALLW 1541.401 11.000 Ma 14.41190111D Out NA $213) 1114/211 1000 1900.13 2020 101110.1110 OUT '.1 1400 11001 3 250 7/141451141110 OUT Not 9.-4i 544 (Icning tate r. 10044,40 *del) 1241$ 0211 0403 SA 17 1,411,00 22 Moo 127324 12143 II 340 134 24144511 2244945 12141 1201,9 214411 1210 1044400 4441513 1107 1.1031 »kW 11 121740 5.040500 &HIM! 007 12052 144013 OP» *OMAN 0403 4917 034» 31103 315012 31000.10. 7~13 Me 14 10 GA•v.11 910270 10.000.000 144.0 91044 9091 3444 II 400» 11101.140 34.1%13 WU 94122 )3~0 91/N140 34013 11391 12101 ?Ha I) 121940 0090» 10404.010 Marl] 1414 fan 23•4••.13 990310 ...seas* 41n1) 111435 011433 41911 11»294 172.3'' 5.440100 idgell UM 12374 Darr» nos 5.4.0440. 2344 13 WM 9171 234003 9) MI nay:, 0000 amen Mill nil Sail Nn 54.01 lap 13 1041 40 gams WAN» Sao 5.40.140 ~0 1149 4.49 ~II 1010400 0 ,5, ~ 110410011.0 SW*4 Cwnimy 144190.941 11144 04,44, Des pm... " " I Cloy, Pv4o.mn II/ 94 I» OW It 7.19000 G1 008403 5327.0» so 010» Ile 5 11 150 0)0 wl oara it so 100050 115 II,Mo 0)0 Poe II44.51 so PROT22 PROT7 Opportunities Group Account Position and MTM Summary (2013 Closed Positions) Pnenn.nd fe, Snyfinnvn F,^m^,..•[ ILLC •1000nbin I1. NT) IV Age 13 114411 UM COO DA IDA= r!) MSG= ca NI II mom SO Wane Shall *fell DAd WY Cal %MOM ./L15 LW NI Etta. • 34'S 10300-11 MOO SO 'Waft MM 13 W5.0 Soil Or Put 4761.10S IOC* USO CO 1014013 300V0 SO 534500 *MAO IDS•0•13 304000 /WY DA 344400 1000 WO Cail io-Sep-13 titan OA" 13 0Q+ 11 Wag% /03 ea maces ow CAD DA 30e 1I 11.114.030 IMOD SAA07 03430 II t.h 1•1 CM 10:00ACO 3010 CAD PA 1.,111 444 CI 110.01 1003.03 10 0147 ADANAT Data A",•cl cwo, b;sol•nd d • Clown; DAN AAA, I m...I ifeel SILosil 1.004*K ADA Int 1.0% 41300 WO. 001 VA 314013 34•303 SltbAo lab Int 4030 Irnt 101 12011.02130 143331 1240103 MASS Il MA I) 34e0, I) Sleti is MDIOnc 44)0 Int 101 μ013.03J0 MSS 31 14 Mg 11 $IVAS 161401 1•41•01 2041004 Ka40130.03.4001 Mill 300 0 DIA 31311.333.)3 1304.32 17.0[01 )1 1)14)1 S131 610 $0314.134 PROT23 PROT8 Opportunities Group Account Position and MTM Summary (2012 Gloser! Positions) •49'00 4.0tethan féranaial LIC.. el μ41400t II. am 11 I/ A41. MO» 45FM nNOnOCap iteMiell AL» MO) Inivei t !le W.C.'. M., 1144012 AL. 4910 Aly•e69,-.546,60».fre 060.11. ML &an *ne Kan Cr...d ,Comriars Il »Il ACC 1.103 MW' VAIS crwe. ço•••••••re K.» MI« Mm .......ran C eal Arne, Ce 7S4 Il MN< 11013 oweatOelle Aerry Ce 11.0.12 Me 20.240 V.Stalannewal1Gte4 114.12 MG 11.003 aire» franusual Oral 9.02 A* LM Macon liveaFtenel 4.4 14•02 Al6 547» /0.160.1640•946•16. 15.407/41 AM Ma Pategfe Panneel• M'Ar- Il MW SM .444.11% 1.00.12 MI 49110 41080Cafflemel lait«. 174.12 aurs 470 44040 440646141145•40. 2044942 Ma 14000 ......24.5» 11A.4.11 MC MOI A.C.141 COIS ISIe.11 HOIE 3.110 Atm Co...4444l 4.4.144144. 0410. Il Ma 7.503 Amenecai Wenal absta 944:4-12 AARY 11.1:40 ...,n 0 op Par.. Lee 40401 Art 2101 »a hale, P4.9an te 2041.41 A» MY, latn.n. Praia te 1141.11 AN 1,110 lasstelbaConmanwt nc 011.11 AV6 1 103 Ai, Tanta». 14411 011 I.150 teMekweir.IA Spem 449 74.12 IWO LM S.., bana Ire 600 II »1 l.Ø 0.0nek Pott. Aimes 744.12 »IP 1.101 11.4.4111..1. Ira. .20. Il MW 1.110 farda 4 more PériMn 15.00.12 W 1ADI Ifrookfeld Realenhel 'MO. 226.12 (51E 6.750 Cewslooir 9$1 Vos I.10 W.» Cl» 2W (Mea/ »ode, a..» 344•03 MOI <alpe Cc 6.4Vine n44912 MW AM C.114,..a. 5,..% 1.4.4 41.13 OK 17)3C0 *ragot Navra tu ..1.4 carat 1195 2411 Cl;,', 0,0.60 lx 244.12 01 JACO Cotat imemeno65,(.93 *0042 OMO 200» Cl**, Pave. U(41,05 13404 LI MO tam (tee, rra.> LAW» »O.» OIC l.tle Calao.. 04es %ope./ zeraz 00114 1300 PD 6.61.6.....1416445 11. 14.12 OCT 9000 hl Fesl..« buil Fe 27 Ion LI 01.11 12» 08.3.1.111446 l'6611% 41.12 04 4.154 IT:Itv Graal Co) maria 00 μ1m 0404, Gmetal(wp »Mail OMM le» 0,6. , Sana Cree Ire »Ms» OUM 14030 Draa 1.61watqata• 114.12 I» tm6 1.1 Ion Pipai» /titrai". .44.12 0100 2400 (156.4. lm 1940/911 CM 1.900 4.11t Taaar. eeenen 4 255.12 410 3.403 Entent F6.304% Ir», 32.642 MM l,om CalAufita. Pana le »Man 141.1 1.0e3 Tommy 11.14mul 1114•1912 NO IØ tr tramp Penn $0 12440.12 Et mat 4.6.014.416.. ØT El 7» 4.0<99.1164 29441912 Cal 1.11 tatar. Pannes Io 1744402 et 17.100 4.09411,64. μ.%p11 lic troc Ida Wren Inn G» »4.12 111K 3.171 lai /1.016 114.X4 Il ko 11 FET 1.011 »a litem Itenolion• 1.41.1? I9μ 1404 Freacradarnie,..6peo 7110 12 PM 3.150 Ter..40.641.2160,0 »Mail GAG 1.400 reet, mi mua: 104, Iseo une. a, VesmnyInte 4 110911 Ofellt 11.000 Comma Owqrala he SI.» GPIC »03 6.4.44144.14' 0 A 444.444.11 SN( 5.4» 6.4116101144154-C1 A 130403 GIS )000 166.6 6. 44044. 14.11 6 24.12 »MY IØ ma. »SU %Mien 3.4•P12 1/1444 4.003 44,44.4.144•4nelee Ad• le 11440.12 050E 1nØ GJOanne »fa. Sm *lm Il 614« tin 414.044.4 Sett40.5.4 Dennhed Tala Inca Clown Oars 1.4.44 V »a III Cla v iba14 ylketd 00114e) S. Sanaa* CM% 1416l5 1416.6.1.7 400 (»an«. Cy6441 I17% 1I2) »0 1144612 /303 aura. la•c». 010% "10044 HU» 1124011 1D» arma 4.17% Ill» P.4 lao» 21601.12 4331 ,K44041 •17% 11.1' :te' 1211,715 s tai» 1421 ara» 1414% :5Ø9:a: 1377.716 1.466-It 3910 Yen». 474% 1140.0951 »O.. 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CM% L370.1e., 111I4 2.46.12 1400 efra.4•1 e.e% 131414 14.12 40» C4n4•4••.Cpui 003% (1,99044 111,175 114402 1103 Ingegy III% (μ14w1 14.975 444.12 2691 (ner» 211% 4441011 144 011 344.11 31» Imite tai% .514.454 111119 10/aall 1191 ( 4.4.6 Ce» 003% (1/0.191, 124.04 1144.12 1441 te.» 010% 4t4.2 2:- 5743* 224.42 11» tewly 919% 11160. 101.4541 »Ale» *90 Faye. 7.07% 111104". 1444.40; 1.140012 ne Indeelil 000% (i734),. 131.904 leleol2 444 indarsi I SA tu» •tr . 1415711 140912 1150 4M144[.1Ø 060% 14\10 44.0 30» (»II 1102% n1074,.: 1157,440. »14 11 MM fan! 572% 1411540 *Orel/ 3213 fet49. 372% (140.>-', 14144 1149.12 3403 r1..4.40 4.47% 0.41.1.6" 111 14 Il.0444 7 7471 09•97 tin ryl2un 14.10 Mer.» 47» Farad 301% (51.1.9,:-. 154,710 11μ•T 4» • :60600 453% ,990.1i., 1μf4 27.lun II 7229 Ctae,w, feria/ 000% r1.), 4' , 121'37.1 41.311 4675 Cce.«..... [pila 000% 4»141': 1211.021 284.444.11 en easu-sle. C.» 14% 11.211.4:6. 1211.744 30/44612 3110 ara. 60, eale 010% CS/104M 371110 144.-11 411 !nota 140% .114.41171 114.470 43.11 SAM Tee, elfe/ Oeil 013.l11 »LOS I Mg Il 1193 (6•677 010% 040514 160995 »S.» 4457 I». 4$% 11151.2101 5141.037 2454043 »07 lm» 337% 111.40% tend 3740647 7100 Flrunclal 144% 13,0110M $111,214 »114.0 1471 Ire» aecx 15v2.1TC! $121.111 141491911 091 ( 4...64•16as 040% "./5.:071 544.414 12.14912 1/50 ClelatIF•0110.4 OØ CS'&1511 117/76 2244943 19» Ira» la% matin 131140 21.40.12 MOI Comaur.41•9% 000% 11441,07.1 394.03 340941 »03 no,. I% an..Stel 174713 19μp11 1011 Fin.» 42444 111121Hø 4131471 214.11 »I* 4.03 0.00% <$1.0./001 112.310 Il Ago Il MW 0.0.95 CO» 014% (1.11.4011 122.14$ na0.12 17.1 C444~. Oxla 000% 4572.4224 122765 I1 Mn 21 13» Inberal 34% 1I1øÅ man 304444.42 34» Inckainil Mers ri,11104, 1133.10 mura: un . ....144•4661 010% ait,» /TA» 11./urell 4» Casuner Cal» I 02% el. /lifte 1211,144 6444.12 85» Cenitany. (na& I.ø% 13,079(el sumo . 144414.12 3350 .MAN 403% 04'407 56.109 110».12 4%0 Tome. 003% (vazet n'Un 24.112. 10 00 ...ne.. 114% aiitmi 110440 26440.11 1211 94.41406 e941.1.711 144031. 144μn1 3431 semant CM% 1 . 41251 nitra nμ .4 1200 341 1270 1091 1414 4407 12211 Jan MIS 5010 29* 5444 5094 DM» T91 141» 11Y 17,011 1013 51» 4054 3111 16.1% 1643 1714 »34 14» I7111 5112 1.410 310 MM 1247 14.93 11951 1431 1$42 1/e., II» S• uni nze 14» 10 11 01 51M 1425 II 424 11514 1091 le» 34 ro 19» 1.1, ente 31» 3393 Tl» 1 :6737 44» 4» 4103 7144 55* 4744 13411 4329 1194 1941 4» 3424 125r4 4333 S370 Mn> le SI 13.764 »SI %al» 116.21 1.477 1322 51,411 noi 11.02e 1997 ION 1113 415 1104 1185 1785 23» 1115 T» YI» 12.42 411 551 1321 11.1 33/11 4» 10 1104 12μq 1241 11.700 31.790 SAM PROT24 PROT9 GIO Opportunities Group Account Position and MTM Summary (2012 Closed Positions) fee9.044 lot Southern Annul WC as of 0.0obee It. 2413 10001414411C. MI. /2 040 Can 40 Inc 'Awl/ n01 2.191 11•01«.40, 11000( 2244012 4150 Male Ore 1104144 25.40.12 4403 00000 04110 1101 0 4 100012 xn 11.030 Mott 000 liolans in 44012 WI 202/0 Ileohne IMee9e104. 1 "..2 1 2.0.0212 IMO Inle04104004.014.41 hi 5,750 Men« Phaateut01,10 14012 M 1.110 0100 1.10.00014411 hi 104•1012 IaND 1.104 oxergeod /04044.006 In li ts E142 0 iii:122:22 10060 124002 SOO 1.4010. 0...vnouocels Ix 2.475 ant 0,40.4t..•- -oldinel, 4100 tn. 4.140, bophe..00....eoh neled Voter 1.10.090.40nt 1.01.' 1,"•40e g '1" X oU.s..94 "..h ea 4.0'411.05040.044 (Me 000009 ter Co tk, WR WY. e 1140.1: I.03 4.020 LIM Manaenee 10.04 nce A Lulk.0 inekonan In< Ma >erne. kx 1402012 23441112 man eti.eu.10.0090..4 14012 YnV 72...100 Meend tweed. True Km 191Apt I) Mn6 LOCO ilotrouck Phane00,004.41 21410011 1.01.2411(0n .1.010.» Ild 200 42 2544, 12 iek lberniar Mong•go HP01% 314912 MIII 1001 Manx IIA•nume 1100.0.14 24041-1. 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Km 21.0.13 rbule..40e.oae l'air. 1.0men1. 1141041 M4f 400 7094 blown 1.00•00.0 Mall IIY4 1.250 1402 Mann Perm. 140.12 TO UM 1/411010 1000150 20.10.11 IUMI 1N:00 Ho 040 en r e , A:17 2 740 Tune d, e Kr Turn >Were en purr 0 12 Ube II I.20.12 I1.240 'no .00,0 0.440001401 13.714 t, eted...,%040,4,44 Con 140 1,000 %.n, .4.0., 0..,..04....., Con • 144.11 14.110012 KTA 2.700 I/Ulan Cesmora 4 flag. 3.403 '44•Irsex thee, 100-1, /12 144002 yIN I.W 1444104.0 0040 Paneen Li ',Men 411 1103 vw.p.oril liaralltobleen 74)041 VIIN 1,003 Wrin Ina CIA )40012 VMIV 0930 WAIN Inc • Cl• 22411 VMN 104.12 4.10) Vane Int • OA Ma Vora le Map It r20M 1.714 Vows C000000090 11,4 1•44•11 WA 710 Vecod•Coner•nauarn i i§i§€ä§ä§iää€i§§€äi§i§ääääF䧀€€i§§ä€§€ä§ä§€§§§§€ä€äi䀀§§§§€ä€ii§ä§§§i§§ä䧧§I L ercis Inareal e ernM ti ::::.1 7 !.. yC. ie d ; x:: 44 200 009 4. 4:0 :1::: ;/;07*"..• 1514,1140 I1440.12 5400 SW 740942 14.3 57: 11.452 11114.1751 121400 51422•0 2244012 1544942 110012 SO 71 5350 1401 9 41 ....,..7in.ne .,....4.71: e.er0 0 00 t 0 CS41.4014 $2446 10:1 1215 7321. 014.4044 (4105001 150) 15.12 3 ,304041 100 '51413% 11n39;7: 144.13 12,0« fien:l12) 100 710 "I 1. 7 -1 3 76. 17 .2 itr/.144); 200 22 0 33 '1 2.2,03 41 4/7 11 , 0 131.505 110404 4.44122 149) 1$01).NOb b 54.1.0311 sa". 6.004.1127 150 truest 524.767 124.140 1750 154. 1: 4 1111 1.51% ........3%.033 . lio•-c90, 0.007:C.: von 4t4' 44 Id 4417 SAW: 7110 Mil 143.740 11.01112 141)) 111) 111701 t11.14.1 2021 21 IS 12202 (1.11/0% 114:0412 smn i14272.21 6 41"03 14.» ..1.00.1.21 220 143% '0.11.14 1":,' 014.4 1 5525 " 20 "t1 1141724 17-75 wano41 14.47% ccewuney .....nowtrat. 00014 11 Ilderrle 17141.7:-..;.• 1%41 3 9424. . $114,740 1404/.13 442.104 1.11.0.42 011.11', 40012 1•01/042 0 to% 14 Oe le,m 3:32,8 4eirel 1. 1.4.1...06, )340.12 010% .0:. 6.7 1i".1. 3050 31 IN Financial 4 II% e340,1/4 , 1 371.447 84.0. 234.4" : 22 1170 1411:2 111 0 .11: aunt • Mon WA MO% !la* Ir. 700 430 59504 Cenreme.Cycl€41 000% 108 711 0: 12 11240.403 271 4100 4130 2104•012 21410.12 2200 26 43377 Flea rtul 14 141.2" 8 10 2. 44t.122 14.0 01410:, 177040 144.410 114 Ill 75 1041 Cenmance i : 10)% (43430> 534.11:0 22"a" 31.47 .1.121122.1 1021 /017 1.P.4.1 Ceninale hL (000 7;" IC.74: !1; ) 17,..m4',..,I. 4211271 210.12 1410 17,,...e.. ..44140.0i 10410 15%., 1525:1 22 .0aceen rfriim H ICZ Y intnaal 51,70"..183 ./72. tenon 1%41n:11:4C :11: 241.'°': :1,:u:221:2:2211 MU 10.0% ,..$11,1 0).1"../• 02.321 43.0 1 62% 171.440 1 121 ,11.11.1;11: 37221 1417 424 14.4n:3; 1 10111 11.0% tt:1/ete:0 1::::: 10(1:1;,1 2001 WU 015% 1 5 1.11.1" 10% 100 IC 71 uelen 0043 1414210 5$19".° 17. 1.57.1 1421 14 40 P41 14.01 1433 1.50, 1.11.7401 "m"; «03% 104.4044 MO.,* 1194 MIS An% ITIASO 8001 1949 gm% firm:1 it% I 4), 17 ir% ,140.0» ISIS WYK., 11.1.2 040% 011.1141 1(11 :1 7.14 .1/ 3$0 ?0, 1322 1401 i'cs elt1,1,:":..2"» es9.enee 1195 c...7;(7..... e.:1,.0.6::: 05.441 ill ar.:r n)4%ä I l 94 i n: : 1,31,103. 0? i xtg; 21:11 2: 289 ". 34 4 . 0 4 :1 481 1401 114 77 11,4" 21.77, 2704 331:4 041.1011 tli i.0 2.0 1•1 CIO 50 SAO 443 ell.nry WOO 114/ IMAM 3.11.1521 in i34.9. ,•4 147..... :111. 22.iii 1.50 875 Cennunw400•4 0 DI% IMAM (Wen 4734 4797 mil 27,....iiii 1.54:471 nwcus an% (1930.TAI 111.0oul) III30 1431 a""": 8inv n.e la rern C..111.°9 10.6 :4 ).43% 510.0.0XI 17107 WOO 1.311" H CC"arsi"."K"3 4......w.e.:1 00 00,7.12 :43 :0! 4 $3.112: "2":43 XIS 24.1* 197302 111.410 3:425 29 77 le5e. 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Cowen wintso4 <4.4 t retry Ma. /444 9.3% $1.40)000 541010 11-447.11 1000 $10306 1.11.470 WA 940% MAN 22 Avo 110200 110)00 1.1.164.1 NW /CO% 11.111.400 MINA •24.02 11440 110)00 $010.565 WA 000% 411.737.014. 50.206.65 Unnl• sivo2 144 114000 5434901 Ma MO% 3415.1440 1004.710 Sala* PAW? NOW $04003 $271.000 WA OW% 11001. MI 040770 WAIL 544.412 54125 510040 $101444 WA IN% ArL.1440111 14.416.141 SHIA/I %Ana MIS $10000 1147.004 WA 010% I50411111 1304.472 WWI 1444.1) 11:45 110000 "Al" WA 000% V400000)1 1117.0.10 10 7.44442 51W.40 $0.111 WA IOWA 01.1411,59.4 11.7.1147 midst 7.24•001 5141. 110.3 5102179 WA MOOD% 1414141 263.4 4 1121055 12.71.11 $10525 1111.11 $4113140 MA OW% 1 274001 SUNOCO 1121,061 110640 $10•01 1154147 WA 000% -131004114 14.164003 1.14•047 110310 110540 PALM OW% 5 0400 51.07300 10 440 42 $10000 1101.75 197.501 Ma 000% 45.41444t,4. 1141144030 444•04 1 5140.40 110130 1114000 144% OW% 414.11/.4.444. 171414 10 3•4140-1/ 110150 5174.70 %IMAM WA OW% 441004.4 40: 1404A110 144401 11000 11)5." svnitsie NW OA% 4400044 1181170 10 240. 11 1106 00 14010 1443 42013 414% 11591144 $601.500 14043 4.4)0 4- 442 1010 $10325 115 NW 010% 41441100:. 114111.001 01/051 2400 IC 11460 110104 5103051 Na 000% 524214.40) 10 2144•04 1 114040 1110.54 IM OD WA OW% 41.5104r4: 55.177.10) 10 144.10-11 510000 1105.51 5177340 1.00022 .110% n 1440: 12.021100 $10.040 n444•43 10 11 41111.7% 141.0•0 200022 210% 34444 1125034 10011 irtAwil/ 510010 12070 Sands Man 72421414 Non I) II .1444 Nit 1.100001 84.444> 14.412 101010 141011 4 Mr 42 1.1010(0 Ay. M06063141 fir hail • 04 40.4.1444 A 1t lien AA. 044- 1114 III9:071 710021 119021 1701 I 4 ll• 5210% 1414.500 19%1100 0942700 is 10 14 aliw ii .21 Pan 12 IS '.002 WM 021 9747 1071 44 1027 14000 {MO Ilikrinleal 40643% TALIS9 ITEa And Awn 41241•21 119411? 14On 1011 1.11.000 Verbs Zan 6. 11 ((C 1/247445 1400% SI,N9.W5 fat, 2914%11 77 71 • 0 01 11414 'law.' • /0.111-1014 Ilati 2004.0 1201 <CC 16175020 0211% 11.714277 1141.114 1•77..11 1100 7102 0250444 ft tun 11 1510. POI 7 <7175,9 840444 AO? 10100 CC( 1019/010 00911 11179131 141444 •oo 13 5000 40 00 5174010 4444042 1144442012 40.004040 044.4441,04246 MI (0< 1/041013 1615% 1141/4191 114411 4140.11 4100 0400 1101.701 1, Mal IE 25740 2035 1142003 0.4410C4 4 82 4014.14 5278% 1144818 4211.13/ Saw 42 430) 10.0 $760449 0490 214444-7041 1.442010 4221124014 43 <CC 1191/014 11'119.1 114100,11 67 40 206 sinus I4. 12 70 At. 2011 1,011.000 lent 2001 I II 0 1190')011 11 en : rt II 4411 ow am 5544005 PROT26 PROT11 CIO Account Position and MTM Summary (2012 Closed Positions) Prepw oil 1 or Southern 4μ.0W L12.44 01 C1/410047 31. NO 1•0010110 1/C.. Inn Prneindo ,444 11•4,17 144n12 NNMI 144642 Ponewill 1100 21μ~1l 110944.41 20.000 1000 111.12 7.5414.1 27.000 44%411 1.011•41 IWO 51.00 12 1404.1441 11251 ~011 Portal 0.112 6μ1/T Iontail 31.017 944•442 Itino•S 1010111 410442 ti,o0 1340511 0904 11.000 01409 /6.2044 MON 124100 Ono. 51201 11540 11 Porel..4 11250 1~0.11 07.4..61 40000 Mini/ •••54-5.41 15.000 100142 1.094%.4 14111 10/4 11 1100.1...1 620 104•141 trp4)4I 12017 11140410 1016200 91.003 5414•41 Innial MON 1.0011 F.ø..1 10003 104442 1'400.2 11020 900'1) 110.041 n0 40.012 μ,/0S2 25000 241/06 It WNW 1100 17~42 Iwp444•1 51540 0615005.1 1173 14.12 1049205) 51101 1441612 05404 17.00 2.4.0.12 1~44 0010 20~02 Mini., 45.000 9~11 liwprin, WON ;stall. ~pos. MN $14.4.12 A0941 6.4.19 3'4x42 011004 1.10$ )4418, 13 419204 lien ~μ~II )1007 111.00 /44,013 Novi 0040 19.40613 litfidilwei 21.070 /440013 101000 17.100 314n o Pinelnl 20.000 1444942 Aini414.0 21030 110047 hone, ?SOW 7.249.12 ropeloal MOO 4μq.1 N4/015 4.007 110142 Ompiliel 10200 9 402 13 •4041441 51.000 64•041 Noon, 55700 6M9 12 50•044.41 300 1.14•••• loud 51.1.11.0. Pl. NNW.. Correraeta AOIp Øny. pM VIW 1 14e1 0.9•462 410 001 1111 12103 545% .1ii1.4):, 190200 14 »1042 11 0 Asnoion(04.14.0" WA Ina° 000% !10)60.•1 1701.21111 le 10•Are.12 NM Ainnon16.4.04100up MO. 1210 6.1% 91,0 C0C1 5214010 10 14516.13 251X1 ArAt1710:40 veni Mμ 12103 1101 4011 1476211 So T3%1) NM Anne% Canis 14~ WA 12100 150% :1021.0341 1012/1 SO 144041 NM 45,14/7 5.101A Yost MA 1540 30% 11422751 5219.170 11.03 14M11 3144 45049001141 101.e WA 0300 /0% ir.147.00) 0.11010 /11.111 1340.11 no. 44,414 <wk. Wry WA 121.10 763% 13N 1NT laws 111.3» 12~11 nee Ann* Cip, iv Wqn0 WA 12100 740 3111.7W 500011 WM 1146.11 no. 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Uwe WA 171 0 10% 11102 401 12104110 14 /554150 nee Oa* 01 il•velat Ono, MO 111~ 520% V 2/120» 51.10073 50 15401612 "SOO 11044,51144.1 24 WO 12100 013% 3'02%1/ 51.011741 511111i 1943012 NV 404.4104.41.ranwtC4 004 u5ø 120% n 'pax co» 1~1.10 10 1440.11 2500 •Clg 4 Awx win Prop WA 11Sø 1111% 10/1.0011 4.1001 10 100 μ 15132 0.4449••••1542, O60 WA 11sø 1.5% :5140.0411 1115.171 10 2060111 1510 Cres40,141.556n, hot WA 12510 I19% 1110.041 5114141 10 240411 1540 044.04441•4407,4 inn WA OS 0 715% nazi 4rn 13•2611 /0 24.1.1.1.1 1503 C44.2440 Cagoal X. 91 $1110 720% t1110011 10132.920 007.16i 14~13 1540 Ott illsorai Cap 001 f11ø 550% 3104301 $147.200 14 1204041 no, Ceiark AO A 110310 4.11% I1' MOM 1109400 10 2300.11 MOM DO C 09 lo 11501 430% 11'1130001 010.250 SO Kell' 1500 005•01.54%10, So Ill 1210) 150% 3621.4741 M14100 14 Ø1l MS [Moir, Ann ene 121.00 490% 362100C: 501.000 14 )00012 1500 intrigy 564.04.5412 A MOO 525% 30100 14..025 10 14.101.11 no. lin11•0414 Ilie5A. In 12102 170% 1l10)Ø 170171 14 3144642 MOO ter 4 (IN COP <WP AA. 1103 4.1111% IOW 011 0000 10 1400.11 211:0 44.4.4 11•4 Ca4 lap 1/100 40% 3101.1411 1541561 14 140011 3.00 H...50.4 144154(1 Go 118. 15 10 TN% 5321001 5915.11141 0 3øy42 2500 limos.. ClaraO. tøt 010 150% tO.0011071 »MAO 10 1401612 ISIS itnuelam Oa. I Ot. ma snot slim W.131207/ 11.131214 10 640.11 na We«, 0•41.4 Co, 094 12103 102% '1'010» 11.12110 vi 21μM42 no. Waco linly C.4, 5 On 1100 510% 3 ,901141 116~ 7 461•12 no. itiffloReirty Cc,. 104 12500 50% 11)13 6101 1117.101 SO 4.449.12 1540 Alta 11~411,6 WA 1210 MO% 340.011 1244131 10 11ø's nee MN honoillAc 11100 1103% .57/3.1213 52/1.01 14 Marl! 7540 Preltolneio<wiloi HO 11110 170% .4441.4461 147320 10 it sot It 3505 Po reår.ead Maio. MI $1510 1μ% ,V.0050001 1096,00 4.0e1.11 MOO In trim& 141O015 11$ 11510 011% :107100: 1411.159 ss 1100412 NM lowiend lent Ammo/ III 115% 010% 10100» satotaa 14 144041 1500 liwit, iwne.021. 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D.1. bought 10~ 0.14 1200611 444412 540 .12040 24.0511 21012 μ0 144411 4~12 540 115545 11~10 X111 1254.4(44( 0 251(003 1/4.04) 21.041 1.4%.• 12100501 111-94.1. 734442.11 MX/ 12.10040 12460.12 21.59.13 itiN i/200(03 20401) 140042 μAI 11.100"» 314.3.13 Sinn Oil 130011 1•41or 12 ADO 121410.00 2~2 19009 14101 129011.010 11461rona I.INS Conti«, nol 210003 Stub° 1.6001 1219/ Karl! 2.10300 1244 11 12114 12112 24.412 (112...02 1201 106 944412 10.15 2~12 1004 104141 1344% 137214 »KO 119.2μ 11.4012 I11μ7 11.707 1144.41 11054 2144012 M1μ 17 1134 sasealz 154.144 340043 μ0M15 121041 11~11 10.4301010 54144.11 1201 11T 2410443 »US 261091/ 12102 12010 31 Mt I) 0Aμ 190w.μ DOM μ16T1 Illa•C-II Ceotoact /04.4.4 (Wong 04. 04.44 1,14 WI. 74% <LE 1561 093 00.574 51.611 1.0•4 11.105 124 5201.715 115 407 1161.4 121.121. ur 10241 0240 ims• 411404 5772.977 4., PROT27 PROT12 PROT28 PROT13 O GI Glebe. 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