EFTA00022407

(UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70055801410516 Y1 0 Account name: GHISLAINE MAXWELL Friendly account name: Ind:CaShfaaving Account number: Your Financial Advisor: SCOTT STACKMANAY1F CASRIEL Phone 212-821-7000/800-308-3140 Resource Management Account May 2016 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065-7007 Questions about your statement? Call you' Financial Advisor or the Value of your account RMA Resourcetine at 800-RMA-1000, on April 29(5) on May 31 ($) account 029023575. Your assets 18,955,082.77 16,475,002.07 Visit our website: Your liabilities 0.00 0.00 www ubs conVfinancialservices Value of your account S18,955,082.77 516,475,002.07 Tracking the value of your account $ Miuions 19.0 115 6.1 42 Dec 2014 Dec2015 Ap4016 May2016 Sources of your account growth during 2016 value of your account at year end 2015 $6,144,731 58 Net deposits and withdrawals $10,307,208.06 Your investment return: Dividend and interest inoome $19,555.08 Change in market value $3,507.35 Value of your account on May 31, 2016 $16,475,002.07 Member SIPC CRP70008005580141 NE/000191935 00005 0516 030575004 Y123575550 000000 Pegs 1 of 8 EFTA00022407 UBS Resource Management Account May 2016 Your account balance sheet Summary of your assets Value on May 31 (S) Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 12,955,415.31 78.64% C Equities 0.00 0.00% D Fixed income 3,519,586.76 21.36% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $16,475,002.07 516,475,002.07 100.00% Account name: CHISLAINE MAXWELL Friendly account na .1rittr krc Account number: Your current asset allocation Eye on the markets Index S&P 500 Russell 3000 MSCI - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% Your Finandai Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140 Percentage change May 2016 Year to date 1.80% 3.57% 1.79% 3.41% -0.78% -0.75% 0.03% 3.45% CW70008005930142 NP7000191995 00605 0516 030575009 Y123575550 000000 Page 2 of 8 EFTA00022408 UBS Resource Management Account May 2016 Change in the value of your account May 2016(S) Year to date ($) Opening account value 518,955,082.77 $6,144,731.58 Deposits, including investments transferred in 63,983.30 14,609,549.67 Withdrawals and fees, including investments transferred out -2,551,221.67 4,302,341.61 Dividend and interest income 7,157.68 19,555.08 Change in market value -0.01 3,507.35 Closing account value 516,475,002.07 516,475,002.07 Account name: GillStAINE MAXWEtl. Friendly account name: nt-I ashrliavin Account number. Dividend and interest income earned For pa/poses of this statement, taxabley of interest and dividend income has been determined from a US tax repartee perspective. Based upon the residence of the account holder, account type. Or product type. some interest and/ce dividend payments may rot be subject to tailed States (US) andlor Puerto Rico (PRI income taxes. The client monthly statement 4 not intended to be used and carat be relied upon for tax purposes. Clients stiorAd refer to the amicable tax reporting fairs they receive from UBS annually, such as the Forms 1099 and the Forms 480, for tax reporting information. it is the practice of UBS to file the applicable tax huixting forms with the US Internal Revenue Service and PR Treasury (*pelmet*. and in such foam accurate), classify dividends and/,r interest as tax exempt or taxable income. Please consult your individual tax preparer. May 2016 (S) Year to date (S) Taxable dividends 7,142.12 17,344.56 Taxable interest 15.56 36.79 Total current year 57,157.68 $17,381.35 Prior year adjustment 0.00 2,173.73 Total dividend & interest 57,157.68 $19,555.08 Summary of gains and losses Values reported below exclude products for which gans and losses are not dandled Realized gains and losses Unrealized May 2016 (5) Year to date (5) gains and losses (5) Your Financial Advisor. SCOTT STACKMANAYLE CASRIEL 212 -821-7000/803- 308-3140 Short term 0.00 Cash activity summary 0.00 14.28 See AttCunt activity Otis month fa details Balances in your Sweep Options are inckded in the Waning and dosing balances value insurance applies only to deposits at UBS Bank USA. not to deposits at (185 AG, Stamford Branch or bank deposits placed though the UBS international Deposit Account program SIPC protection applies to money market sweep fund holdngs but not bank deposits. See Irry;ortant informaton atait your statement on the last two pages of this document for *tads May 2016 (S) Year to date (S) Opening balances $0.00 $2,010,294.62 Additions Deposits and other funds credited 63,983.30 14,609,549.67 Dividend and interest income 7,157.68 19,555.08 Proceeds from investment transactions 2,550,221.67 4,254,350.21 Total additions 52,621,362.65 518,883,454.96 Subtractions Checks and bill payments -2,500,000.00 -2,500,000.00 Other funds debited -51,221.67 -1,802,341.61 Funds withdrawn for investments bought -70,140.98 -16,591,407.97 Total subtractions -$2,621,362.65 -$20,893,749.58 Net cash flow 50.00 -52,010,294.62 Closing balances $0.00 $0.00 ChP70208005580143 NP7000191995 00005 0516 03057500e Y123575550 000000 Page 3 of 8 EFTA00022409 Elt UBS Resource Management Account May 2016 Account name: Friendly account na Account number: GHISLAINE MAXWELL I h UBS Bank USA Deposit Account APY Your account instructions Interest period Apr 7 - May 5 Opening UBS Bank USA Deposit balance Apr 7 $0.11 Closing UBS Bank USA Deposit balance May 5 $1,390.79 Number of days in interest period 29 Average daily balance $34,626.87 Interest earned $0.28 Annual percentage yield earned 0.01% UBS AG Deposit Account APY Interest period Apr 7 - May 5 Opening UBS AG Deposit balance Apr 7 $0.00 Closing UBS AG Deposit balance May 5 $0.00 Number of days in interest period 29 Average daily balance $1,923,392.62 Interest earned $15.28 Annual percentage yield earned 0.01% Your investment objectives: You have identified the following investment objectives for this account. if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration None selected Your Financial Advisor SCOTT STACKAAANLYLE CASRIEL 212-821-7000/800-308-3140 • Your account cost basis default closing method is FIFO, First In, First Out. 0.70008005580144 NP7000101995 00035 0516 030575004 Y123575550000000 Pep 4 of 8 EFTA00022410 SUBS Resource Management Account May 2016 Your assets Account name: GHISLANE MAXWELL Friendly account name- Account number: some prices, rowne and current values shown may be approomate. As a result, gains and losses may not be accurately reflected See Important jai:matron about yea statement at the end of this document for more information. Your Financial Advisor. SCOTT STACKSAAFAYLE CASRla 212-821-70011880-308-3140 Cash alternatives Money market funds Money market funds are neither insured nor guaranteed by the federal Deposit insurance Corporation or any other government agency. Although money market funds seek to preserve the value of your investment at SI DO per share, it is possible to lose money by irwesting n these funds. Tow reinvested n the total of all reinvested dividends It does not Indude any cash &olden& it is not a tax lot for the purposes of determining holding pencils or cost basis The shares you receive each tale you reinvest dividends become a separate tax lot. Cost basis is the total purchase cost of the security. irxiuding reinvested dindends. The cost baps may need to be adlusted for return of capital payments in order to determre the adjusted cost basis for tax reporting purposes Holding UBS SELECT PRIME INSTITUTIONAL FUND 12,955415 310 1.000 12,955,415.31 12,955,415.31 EAL 550,526 Current yield: 0.39% Purchase pricer Number Average price of shares per share (S) Client investment Unrealized (taidgain or loss is the difference between the current value and the cost bases and would generaby be your taxable gain or loss if the secuMy was sold on this date The unrealoed (tax) gain or loss may need to be adjusted fa return of capital payments et ceder to determine the realized gain or loss for tax repotting purposes InveStment return s the current value minus the amount you imested It does not include shares that are not reflected on your statement. including shares that have been realized as either a gain a a loss it also does not include cash <indent that were not reenested Cost Price per share basis If) on May 31 (SI value on Unreakzed Investment Holding May 31 (S) gain or loss (5) return (S) period Fixed income mutual funds Total reinvested is the total of a reinvested dividends. it does not include any cash dividends It 6 not a tax lot for the purposes of determining holding periods or cost basis The shares you receive each time you reinvest dividends become a separate tax lot. Cost basis is the total purchase cost of the security, including reinvested drvelends The cost basis may need to be adlusted for return of capital payments in order to determine the adjusted cost basis for tax reporting purposes. Purchase price/ Weber Average price Client Holding of shares per share 1) investment (S) PUTNAM SHORT DURATION INCOME FUND se 1.000 12.955.415 31 Unrealized (tar)gain or foss 6 the difference between the current value and the cost basis and would generally be your taxable gain or loss 4 the secunty was sold on this date. The unrealized (tax) gain or toss may need to be adjusted for return of capital payments in order to dente nne the realized gain or loss for tax reporting purposes. insestrnent return is the current value minus the amount you eniested. It does not include shares that are not reflected on your statement, including shares that have been realized as either a gain of a loss. It also does not include cash dividends that were not reinvested. Cost Price per share bases IS) on May 311S) Value on May 31 (S) Unrealized (tax) gain or loss (5) Invesurent Herding return (S) period Continued next page CNP70008005580145 NP7000191995 00005 0516 030575004 Y1235755500000:0 Pap 5 of 8 EFTA00022411 UBS Resource Management Account May 2016 Your assets . Fixed income . Mutual funds (continued Holding Symbol: PSDYX Trade date: Jul 20, 15 Total reinvested EA!: $23,137 Current yield: 0.66% Security total Your total assets Purchase price Mater Average prke of shares per share (S) Account name: GHISLAINE MAXWELL Friendly account na 7 • IM :Ca Account number: Chant imestrnent (S) Cost Pnce per share bass (S) on May 31 (S) Your Financial Advisor. SCOTT STACKMAWLYLE CASRIEL 212.821.7000/800.3083140 Value on UnreaMed (tax) Investrrent holding May 31 (S) gang bss (S) return (S) penal 348,605.578 10.040 3,500,005.25 3,500005.25 10.040 3,500,000.00 -5.25 ST 1,950.873 10.029 19,567 23 10.040 19,586 76 19.53 350,556.451 10.040 3500,005.25 3,519,572.48 3,519,586.76 14.28 19,581.51 Cash alternatives Fixed income Mutual funds Total Money market funds Account activity this month Deposits and other funds credited Value on May 31 (5) Percentage of your account Cost basis (S) Estimated annual income (S) UnreaMed gain or loss (S) 12,955,415.31 78.64% 12,95%41531 50,526.00 3,519,586.76 21.36% 3,519,572.48 23,137.00 14.28 $16,475,002.07 100.00% 516,474,987.79 973.663.00 $14.28 Date Activity Descnption Amount (5) May 2 Transfer JOURNAL FROM Y1 23568GHISLAINE MAXWELL 83.75 May 2 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 1,305.76 May 12 Transfer JOURNAL FROM Y1 23574GFELAINE MAXWELL 62,592.79 Total deposits and other funds credited 563,983.30 Date Activity Descriptka Arroted (5) May 2 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS Of 0429/16 2,75143 May 31 Dividend UBS SELECT PRIME INSTITUTIONAL FUND 4,389.69 Total taxable dividends 97,142.12 May 6 Interest UBS AG EXPOSIT ACCOUNT AS OF 05/05/16 15.28 May 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 05/0526 0.28 Total taxable interest Total dividend and interest income 915.56 $7,157.68 Dividend and interest income Taxable dividends Taxable interest Date Activity Description May 3 Withdrawal ACH TO Scott Borgerson AT CITIZENS BANK, NA -2,500,00:100 Total bill payments -52.500,000.00 Amount (5) Bill payments CNP7C006C055133146 NP7000191995 COCOS 0516 030575004 Y123575550000000 Page 6 of 8 EFTA00022412 UBS Resource Management Account May 2016 Account activity this month (continued) Date Actmty May 6 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -5oscaoo BANK, NA May 26 Transfer Total other funds debited -$51,221.67 Description Account name: GHISLAINE MAXWELL Friendly account name: Ind Cash/Savin Account number: Your Financial Advisor. SCOTT STACKMANA.YLE CASRIEL 212-821-7000/800-308-3140 Amount (Si Other funds debited JOURNAL TO VI 23692 116 EAST 65TH STREET LIC -1,221.67 Investment transactions For more rifcfmation about the pricehalue shown for restricted securities, see important info:matron about your statement at the end of this dockanent Date Activity May 2 Reinvestment May 3 Sold May 6 Sold May 11 Bought May 12 Bought May 26 Sold May 31 Reinvestment Total Description Quantity Value IS) Proceeds from investment erne (SI transactions (E Funds vnthdravm for Accrued investments bought1E interest IS) PUTNAM SHORT DURATION INCOME FUND Y DIVIDEND REINVESTED AT 10.04 NAV ON 0429/16 AS OF 04129116 274.146 -2,752.43 UBS SELECT PRIME INSTITUTIONAL FUND -2,500,000.000 2,500,000.00 UBS SELECT PRIME INSTITUTIONAL FUND -49,000.000 49,000.00 UBS SELECT PRIME INSTITUTIONAL FUND 406 070 -406.07 UBS SELECT PRIME INSTITUTIONAL FUND 62,592 790 -62,592.79 UBS SELECT PRIME INSTITUTIONAL FUND -1,221.670 1,221.67 UBS SELECT PRIME INSTITUTIONAL FUND DIVIDEND REINVESTED AT 1.00 NAV ON 05131/16 4,389 690 -4,389.69 $2,550,221.67 -S70,140.98 Money balance activities Date Actrr4y Description Amount IS) API. 79 Balance forward SOSO May 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,39051 May 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 05/05/16 0.28 May 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 05/06/16 -984 72 May 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 05/11/16 -406.07 May 31 Closing UBS Bank USA Deposit Account soso The u8S8ane USA Deposit Account. d your plenary sweep option CNP7C0080055130147 NP7000191935 00005 0516 030575004 YI23575550 000000 Page 7 of 8 EFTA00022413 4 UBS Your notes CNP70008005580148 NP70C0191995 00005 0516 030575O34 Y123575550 000000 Pag• 8 of 8 End of statement for account number VI 23575 55 EFTA00022414