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efta-efta00157045DOJ Data Set 9Other

November 7, 2021 Call with Dr. Rocchio

November 7, 2021 Call with Dr. Rocchio AUSA • People who are sexually assaulted have higher likelihood of having PTSD • PTSD is an acute disorder — some of the symptoms involve distress when encounter reminders + efforts to avoid • Leap: it's highly unlikely they would engage in ongoing relationship/wear clothing/recreate sexual assault event (re Dietz's portion of defense expert notice) o No evidence to support that leap. That conclusion is not in the article o What is a sexual assault survivor "unnecessarily recreating a sexual assault event" — they aren't the ones recreating the events. Not clear what that means. Sexual assault is not created by the victim. o Ignores an entire body of literature regarding sexual assault in the context of an ongoing relationship, which is the vast majority of CSA cases. ■ Whether adult-child or adult-adult, b/c of the attachment, not at all unusual to maintain a relationship ■ Both of those relationships also involve elements of c

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DOJ Data Set 9
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EFTA 00157045
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2
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1
Integrity

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November 7, 2021 Call with Dr. Rocchio AUSA • People who are sexually assaulted have higher likelihood of having PTSD • PTSD is an acute disorder — some of the symptoms involve distress when encounter reminders + efforts to avoid • Leap: it's highly unlikely they would engage in ongoing relationship/wear clothing/recreate sexual assault event (re Dietz's portion of defense expert notice) o No evidence to support that leap. That conclusion is not in the article o What is a sexual assault survivor "unnecessarily recreating a sexual assault event" — they aren't the ones recreating the events. Not clear what that means. Sexual assault is not created by the victim. o Ignores an entire body of literature regarding sexual assault in the context of an ongoing relationship, which is the vast majority of CSA cases. ■ Whether adult-child or adult-adult, b/c of the attachment, not at all unusual to maintain a relationship ■ Both of those relationships also involve elements of c

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November 7, 2021 Call with Dr. Rocchio AUSA People who are sexually assaulted have higher likelihood of having PTSD PTSD is an acute disorder — some of the symptoms involve distress when encounter reminders + efforts to avoid Leap: it's highly unlikely they would engage in ongoing relationship/wear clothing/recreate sexual assault event (re Dietz's portion of defense expert notice) o No evidence to support that leap. That conclusion is not in the article o What is a sexual assault survivor "unnecessarily recreating a sexual assault event" — they aren't the ones recreating the events. Not clear what that means. Sexual assault is not created by the victim. o Ignores an entire body of literature regarding sexual assault in the context of an ongoing relationship, which is the vast majority of CSA cases. Whether adult-child or adult-adult, b/c of the attachment, not at all unusual to maintain a relationship Both of those relationships also involve elements of coercive control, so perpetrator keeps victim in relationship -> pattern of neutral or positive interactions fulfilling some need interspersed with episodes of violence/assault/etc. So control is not fully with the victim Pimp-prostitute literature and betrayal trauma literature PTSD can also include engaging in impulsive, high-risk behaviors. CDC data/psych lit, particularly during adolescence: engaging in risky sexual behavior is common consequence of CSA PTSD: contact causes distress, but it's not necessarily true that that leads to behavioral avoidance. Lots of reasons people stay in distressing situations. In order to meet the criteria for PTSD, you need at least one of the Criterion C behaviors, but "efforts to avoid" doesn't mean you don't have interactions with the perpetrator o Keeping up the relationship can be a form of minimization and denial. Can relate to self-blame/shame, which is another PTSD component. May also be convinced it's not abusive at the time and come to understand later (e.g., adult convinces minor it's not abusive). o There is a literature in the DSM about delayed-onset PTSD o Rape myth literature — maybe if I'm nice they will leave me alone o Dr. Jennifer Freyd — betrayal trauma literature — looks precisely at how people can be in relationships with perpetrators. It's adaptive not to acknowledge/know about the abuse Not sure about literature about not wearing perpetrator's clothes, but has seen patients say "the abuser gave me this fancy clothing, why should I have to give that up" People will avoid if they are safe, there are no negative consequences, they can control, but plenty of people don't for other reasons 3502-037 Page 1 of 2 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00001704 EFTA00157045 Dietz is assuming that just b/c something would elicit intense distress means they won't do it, and that is erroneous People studied in the article are help-seeking in some way. Selection bias: if have delayed- onset PTSD, e.g., not seeking help within a week. Also, significant % had prior incident. o P. 10, second column. They are not studying delayed onset PTSD PTSD is cued, but what cues distress is highly subjective. Maybe wearing clothes won't do it. Avoidance is one of the six factors needed to show PTSD. He's putting a lot of weight on that one factor Other topics: Bennett article: o Has no error rate o Does lots of things well, like conceptualizing what is/is not grooming, reviews variety of literature, outlines how important it is to have a clear/cogent understanding o Article's opinion about grooming not appearing to meet the Daubert standard was not the main focus, a side comment. LR values the review but not the opinion. Does not presume to have an opinion on Daubert — she is an expert on the literature and the field. o It's well studied - lots of articles on the subject Dietz: o Whether grooming occurred, not hinging on credibility of individuals. Wide qualitative studies describing similar tactics and MOs The Duron article talks explicitly about dynamics of coercive control across multiple types of victimization. Nothing about coercive control requires the perpetrator to be the beneficiary Adolescents are less likely to disclose, but children in intact families are more likely to disclose. The intellectually disabled are often targeted, as said in Pathways article, kids from single-parent homes. Indicates that those vulnerabilities increase risk. Trafficking literature: vulnerable/poor/needy. o Not clinical lore — within the prevalence data o Research with offenders: they say they identify as much. o It's about child's circumstances, not specifically personal characteristics of child Pathways article: no error rates, no studies, and authors simply say these are "potential pathways to false allegations" — hypothesizing. They say rates are very low. o LR doesn't know the journal, but we could look up the impact factor Something can be generally accepted, peer reviewed, etc. without having a known error rate. LR has been provided with the following materials: defense motion to exclude Rocchio testimony (redacted information regarding offense conduct); Gov't opposition to defense, as filed (only Daubert section, redacted information regarding offense conduct), and Gov't Exhibits A and B; defense reply (Daubert section, redacted information regarding offense conduct); defense expert notice (sections on Dietz and Loftus only) 3502-037 Page 2 of 2 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00001705 EFTA00157046

Related Documents (6)

DOJ Data Set 9OtherUnknown

12/1/2021

12/1/2021 Lisa M. Rocchio, Ph.D. EDUCATION 1995 Ph.D. Clinical Psychology University of Rhode Island. Kingston. RI 1992 MA Clinical Psychology University of Rhode Island. Kingston. RI 1989 BA Psychology and English Emory University. Atlanta. Georgia 1988 Visiting Student Westfield College. London. England ACADEMIC APPOINTMENT 2020 - present LICENSURE 11/14 — present 02/12 - present 12/97 - present Clinical Assistant Professor Department of Psychiatry and Human Behavior Alpert Medical School of Brown University Providence. RI Licensed Psychologist (MA) #10025 Licensed Psychologist (NY) #019490 Licensed Psychologist (RI) #00631 CLINICAL EXPERIENCE 7/98 - present 12/97 - 6/98 Clinical Director and Owner, Inter-Disciplinary Independent Group Practice Lisa M. Rocchio, Ph.D. & Associates. Inc. Johnston. RI Psychotherapy, Assessment, Consultation. Education and Training. Forensic Assessment, Forensic Consultation, Eggert Testimony Independent Practice Assoc

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DOJ Data Set 9OtherUnknown

November 8, 2021 WebEx with Dr. Rocchio

November 8, 2021 WebEx with Dr. Rocchio TFO • In order to apply for internship at Yale, needed 450 hours of practice • In order to get licensed, need 2 years of full time practice, I needs to be pre-doctoral, each year has to be 1500 hours • Licensure: national exam, in certain states have a state exam on laws or ethics, etc. • Reviewed draft Daubers motion for Dietz and Loftus: o LR thinks it's not necessarily right that it's hard to assess whether grooming has occurred, but it's right that it's difficult to predict whether grooming will occur (prospectively) o Hindsight bias: many grooming articles point out that they operate in hindsight o Halo effect may be an argument about how offenders compartmentalize/hide from others. That's well-known offender behavior, they hold themselves out as pillars of community. o LR won't argue that false allegations are impossible, but they are rare o LR agrees that normal memory fades over time, can be fragmented, peripheral deta

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DOJ Data Set 9OtherUnknown

UNITED STATES DISTRICT COURT

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK United States of America, —v— Ghislaine Maxwell, Defendant. USDC SONY DOCUMENT ELECTRONICALLY PILED DOC 0: DATE FILED:i 102121 20-CR-330 (AJN) MEMORANDUM OPINION & ORDER ALISON J. NATHAN, District Judge: The Defense on November 1, 2021, noticed eight expert witnesses. Def. Br., Ex. 1 ("Notice"). Two of those experts, Dr. Park Dietz and Dr. Elizabeth Loftus, are expected to offer opinions that rebut opinions of the Government's expert witness, Dr. Lisa Rocchio. The Government on November 8, 2021, filed a motion to partially preclude the testimony of Dr. Dietz and Dr. Loftus. Dkt. No. 424. The Court has already addressed that motion. On November 15, 2021, the Government moved to fully or partially preclude the testimony of the remaining six experts. The Defense filed a response on November 19, 2021. The Court addresses the motion to preclude Dr. Hall in this separate opinion. It will address the other five e

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DOJ Data Set 8CorrespondenceUnknown

EFTA00026929

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DOJ Data Set 9OtherUnknown

Materials Provided for Review:

Materials Provided for Review: Documents/Audio/Video: I. Epstein Plea documents (SDNY_GM_00078754-00078773) 2. PBPD r orts 2005-2006 (SDNY_GM_00101088-00101174) 3. Day Planner (Native) 4. Diary Scrapbook (Native) 5. diary excerpts (AFARMER00010471-10477) 6. e mg excerpt re George Rush interview of JE (SDNY_GM_00131943) 7. Affidavit of George Rush (4.6.10) (SDNY_GM_00555837) 8. Supp Affidavit of George Rush (4.30.10) (SDNY_GM_00555849) 9. Affidavit of Michael Fisten (4.26.10) (SDNY_GM00133755) 10. JE Comprehensive report (12.6.18) (SDNY_GM_00171822) 11. Property Details report — NYC (SDNY_GM_00172151) 12. Property Details report — Florida (SDNY_GM_00172183) 13. Psych evaluation notes (SDNY_GM_00367309) 14. JE report card 1966 (SDNY_GM_00469627) 15. Photo — JE & 2 DNY_GM_00491334) 16. Email between & JE (5.5.10) (SDNY_GM_00717520) 17. Email between & JE (5.5.10) (SDNY_GM_02014856) 18. List of "Thoughts" from JE to Graydon SDNY GM_02735352) 19. Typed note from

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DOJ Data Set 9OtherUnknown

October 31, 2021 Dr. Lisa Rocchio Webex Prep

October 31, 2021 Dr. Lisa Rocchio Webex Prep AUSAs SA • Prepared for trial testimony • Clinical psychology: study of psychological/human behavior • Forensic psychology: intersection of psychology and law/legal system • Started seeing patients as part of clinical work in second year of graduate school • Fulltime clinical work at Yale School of Medicine for a year • Post-doctoral fellowship: part time in hospital and part time outpatient work; focused on women with severe childhood sexual abuse • LR holds licenses, which enables her to provide treatment across state lines • Not board certified • Interpersonal violence — any sort of trauma that one person does to another • Traumatic stress — stress to point that overwhelms one's capacity to cope; traumatic responses to stressor; within field of psychology, when talk about PTSD, use more narrow definition of trauma referred to as Criterion A • Childhood sexual abuse — any sexual act committed against a child; con

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