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•
Deutsche Asset
& Wealth Management
Vr-
DBTCA Deposit Account Opening Application
Private Wealth Premiumw
Elite Personal Accounts
O Checking Acct.
O Elite Checking with Interest
Acct. #
APY
O
Elite Money Market Deposit
Acct. #
APY
O
Certificate of Deposit
Acct.
APY
Term
O
DB AG NY Preferred
Certificate of Deposit
Acct. #
APY
Term
Promo term
(OBTCA deposit account moused,
along with a DB AG Preferred Terms
and Conditions)
Private Wealth PremiumTM
Internet Banking Services
EI/De
Privets Wealth Online Plus
[.Link
to Existing Online Relationship
lo2yol4 5-O
(User/Co. ID Number)
Client Relationship
O Individual Account
O Joint Tenants with Right
of Survivorship
O Joint Tenants in Common
O In Trust For/Payable on
Death/As Trustee for
O
Mat
D Estate
Private Wealth Premium T"
Elits,Elusiness Accounts
Checking
O
Elite Checking with Interest
Aect. SI
APY
Elite M
111111.
AcctH
APY
O Certificate of Deposit
Acct. N
APY
Term
O DB AG NY Preferred
Certificate of Deposit
Acct. #
APY
Term
Promo term
ID8TCA deposit account required.
along with a 08 AG Preterred Tams
and Conditions)
O
Cash Master Sweep Account
Checking Acct. If
Private Wealth Premium T'"
Banking Services
O Consumer Debit Card 0
O
Joint Applicant Debit Card
O Business Debit Card #
%alwrghVcrj esStyle I
/
C.00441LtAk.
O
Name Only
gf/ Name and Address
•
Duplicate Statement
Addr
City
State
Zip Code
O
Mailing address cal different)
Name
Addr
City
State
Zip Code
Elite Money Market Deposit
Acct. N
APY
Target Amount
Trigger Amount
O Custody under NY UTMA
O
Foundation
O
Non-Profit Organliat on
D Attorney Trust Escrow
O
Landlord Master Escrow
O Corporation
O Limited Liability Company
O Partnership
O Limited Liability Partnership
13AWMO101
NAOS0000015802400104811
0t395.9 037613
CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(e)
DB-SDNY-0001455
EFTA_000 14929
EFTA00165713
Ace unt Title and
y
Joint Apapftation Infer ation
rfte . k
s k,ie
I-Lc—
Na
of Account Title
Joint Applicant
lust nary
:
-
-
r Busmen
Mast name. first name, middle initial)
Social Security Number or Tex
ID Number
i i
Social Security Number or Taxpayer ID Number
c1<teenti-
r--- fiat
Address
Address
h71
WX j a V
in Zip Coda
i °Eilik, Noliteellcable
City.
to
City, State and Zip Code
Ho
Home Telephone Number
Business Telephone Number
Business Telephone Number
Date 01 Binh
Date of Birth
Name of Employer
Name of Employer
Address
Not applicable
City. Swig and Zip Code
Address
City, State and Zip Cade
Notice of Customer Identification Policy
Important Information
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial
institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or
other business relationship with a financial institution. This means that we will ask for your name, address, and other
information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of
formation or good standing (legal entities) or a passport or other photo identification (individuals).
3rd EU Notice
Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering
and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For
new and existing c:ients we currently have a legal obligatioh to ask our customers questions regarding their identities.
addresses. source of funds and, it necessary. legal representatives. authorized signatories, beneficial owners or control
structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundering
requirements require that should any of the above personal or institutional information change, our clients would be
obliged to immediately notify us of the chancels) and provide us with relevant documentation to verify these changes.
Telephone, Facsimile or Email Instructions
By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding
the above captioned accounds) (deigned herein as 'Verbal Instructions,. It is understood that the risk of Verbal
Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful
misconduct of Deusche Sank Trust Company Americas IOBTCA), you agree to indemnify and hold harmless DBTCA for
any claims. losses. expenses. costs or attorneys' leas resulting from DEITCA's acting upon soch misunderstood and
unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be required to, seek verification of your
verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute
your Verbal Instructions or ony part thereof, without incurring any liability. DBTCA is under no obligation to execute your
Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearing your original
signature.
Joint Account Disclosure
You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any
additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire
account to any owner during the lifetime of all owners. DBTCA may honor ohecks. orders or withdrawal requests from
any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in
the joint acoount to satisfy a judgment encored against. or other valid debt incurred by. any owner of the account. DBTCA
may honor checks, orders or withdrawal requests from the survived') after the death of any owner(s) end may treat the
account as the sole property of the survivor(s) after the death of any owned* Unless DBTCA receives written notice
signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shall nut be liable to arty owner
for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to
in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments
or deliveries.
2
11AWM.0101
013aSatt.3260
CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(e)
DB-SDNY-0001456
EFTA_00014930
EFTA00165714
ATM/Debit Service
You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the
Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts.
Internet Banking Service
It you have selected to receive Internet Banking Setvices. you understand that you will be rewired to enter into a
separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service.
Acknowledgement of Receipt of Privacy Notice
By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package.
Non-US Individuals: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s)
and your business relationship with OBTCA.
Non-US Organizations: Confirmation of Tax and Compliance Responsibilities.
You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable
to it in any relevant jurisdictions that may arise in connection with assets. income or transactions in your account(s) and
your business relationship with OBTCA. Furthermore, you confirm that the necessary information (to the best of your
knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), SettIons),
beneficiary(ies), pertner(s), etc. to enable himmer/ them to fulfill any respective tax obligations that may arise for hirnrheti
them in connection with your business relationship with DBTCA.
Please complete and attach soparate W-8 or W-9 documentation as applicable.
Terms and Conditions and Representations
By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts anached to this
Application and agree to be bound by them. In addition, you agree to notify us immediately of any materiel change to
the information provided by you on this Application.
You represent and warrant that all of the information provided by you on this Application is accurate.
The Terms and Conditions for Deposit Acclaims are subject to change.
Acceptance
You understand that this appl
Account Holder's Signature
lion is sub' 1 to acceptance by OBTCA.
Aunt Account Holder's Signature
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13AWM.0101
013959 032013
CONFIDENTIAL - PURSUANT TO FED. R. CRI M. P. 6(e)
DB-SDNY-0001457
EFTA_00014931
EFTA00165715