KYC Print

KYC Print Page 1 of 11 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case * : 01161376 One sheet must be established per relationship list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHW:0000O493290 Esser ing Center. New York Relationship Manager: Paul Monis 2 New PWM Relationship O Existing PWM Relationship Relationship to AVM: If edging, please indicate since when the relationship exists, provide reason for nev profile and attach otd profile: now Was the Oient(s) 0 Client Referral O RM Prospect O Interrnediary/FIM O Other Source (CIB, etc.) Introduced' :II: How long has the RN personally known the c t nt, etc.) Does Deutsche Bank pay. retrocession or similar Dyes I W No compensation to a tiled party for the Introduction cif fhb relabonsho7 pt Yes, desolbel. list all exisbng and new accou is involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/a