KYC Print

KYC Print Page 1 of 10 DB PWM GLOBAL KYC/NCA: PART A KYC Case S : 01790724 One sheet must be established per relationship list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHW:0000O443290 I Bed"ng Center: I New York Relationship Manager: stewed *Meld O New PWM Relationship Ilia Existing PWM Relationship Relationship to PWM: If existing, please Indicate since when the relationship exists, provide reason for new profile and attach old profile • • *This KYC is a periodic review for high risk remediation• • • Original KYC1161376 J Client Referral • RM Prospect O Intermediary/FIN • Other Source (CIa, et.) Mow Was the aient(s) Introduced) How long has the RM personally known the cents please provide details (e.g. name of r rce, rs RM personalty has known dent, etc.): Stewart Oldfldd and Cynthia Rodriguez contacted and on 6/23/2017 to confkm f there are any material changes to tltnr joint Doe