KYC Print

KYC Print Page 1 of 43 DB PWM GLOBAL KYC/NCA: PART A KYC Case :; : 01977698 One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield 0 New PWM Relationship 5 2 Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists provide Periodic Review "* reason for new profile and attach old profile: "" 2018 ZA Client Referral 0 RM Prospect • Intermediary/FIM • Other Source (as, etc.) How Was the Oient(s) Introduced? How long has the RM personally known the client? please provide details (e.g. name of referral source, how many reached out to Stew Oldfield on 3/7/17 to have a new acct opened Last Approved KYC # - MI - M I : Butterfly years RM personally has known client, etc.): Jeffrey Epstein under this relationship.. T