KYC Print

KYC Print Page 1 of 21 DB PWM GLOBAL KYC/NCA: PART A KYC Case * : 01977703 One sheet must be established per relationship - list all accounts Included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RBATIONSHIP:00000483290 Booking Center. New York Relationship Manager: Stewart Oldfleld O New PWM Relationship 2 Existing MN Relationship Relationship to PWM: If existing, please vacate since when the relationship exsts, provide reason for new profile and attach old profile •" 2018 Periodic Review n* Last Approved KYC 9 - LSJE LLC - 1790820; Southern Fronde' LLC - 1790655 How Was the Chant(s) 21 pant Referral O RM Prospect O Intermediary/PIM O Other Source (Cs, etc.) Introduced? How king has the PM person* known tbe client? Please provide derails (e.g. name of referral sarce, how many years RM persona y ha known client, etc.): Jeffrey Epstein reached out to Stew Oldfleld on 3/7/17 to have a new acct opened under this relationship