Case Fileefta-efta00169327DOJ Data Set 9SOUTHERN FINANCIAL LLC
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SOUTHERN FINANCIAL LLC
SOUTHERN FINANCIAL LLC N4G024943 N4G023812 N4G025098 N4G025106 N4G025114 N4G023804 N4G025080 N4G026161 N4G024968 N4G024980 N4G024935 N4G025403 1111111 KS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) II:Sla3I)MAN720 EFTA J)00 19590 EFTA00169327 0)4143 N461 oa1811 J46 cosoqg Deutsche Bank pi watt! sivoilitli Monogr:morn rafft OIS N(14.11 ass 114 c.) VS8* O4 015080 IsictCh 01- 6 Ig NVG o14968 PcVn 0.1.070 mun oik 93S N44 ots-cm Institutional Suitability Certificate Affirmative Indisation Of Exercise Of Independent Judgment (Pursuant To FINRA Rule 2111)' In connection with any recommendedz transaction or investment strategy by Deutsche Bank Securities Inc. (OBSI) or Its Client Advisors, the undersigned acknowledges on behalf of the Institution named below that: I. ft is en Institutional Account as defined in FINRA Rule 4512(c)3; namely, a O a) A bank, savings and loan association, Insurance company, or registered investment company b) An investm
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