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efta-efta00169757DOJ Data Set 9

Deutsche Bank: Wealth Mgmt, October 13, 2017 (EFTA00169757)

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Deutsche Bank Wealth Management Form is not valid until approved by BSO. October 13, 2017 SOUTHERN FINANCIAL LLC / THE-HAZE TRUST / JEEPERS INC SOUTHERN TRUST COMPANYINC I J EPSTEIN VIRGIN ISLANDS FOUNDATION INC 0100 RED HOOWCIUARTER B3 ST THOMAS. ./I 00802 Re: It is the practice of Deutsche Bank Securities Inc. (the "Arm") not to accept trading instructions NOM customers via electronic media. To facilitate orders more of fiCiently and expedltioesly. the Arm is wilting to meke an exception to allow you to provide trading instructions via electronic media. e.g., at-rnaifiacsimile,AOLIM•DB. BB Chat and e-fax, but.not via volcomait.Orders sent by email or facsimile may not rottchthe Firm, or once such orders are received, they may not come to the attention of the intended recipient in-a timely manner. As a result, there may he.morket Fluctuation during the period between when the instructions are.sent and when the order is received. To alleviate this possibility, we encourag

Date
Unknown
Source
DOJ Data Set 9
Reference
EFTA 00169757
Pages
1
Persons
1
Integrity
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