Subject:

From: Sent: To: Cc: Subject: Monda . S tember 17, 2007 9:43 AM eanng e ore Judge Marra has been taken off the calendar Roy and Jay - I received a call from Jenny, who is standing in as Judge Marra's CRD. She spoke with the judge and he agreed to take the matter off the calendar. I told Jenny that if we are able to reach a plea agreement, we will withdraw the subpoena and Mr. Black will withdraw his motion to quash. Please call if you have questions. Assistant U.S. Attorney 500 S. Australian Ave, Suite 400 West Palm Beach. FL 33401 Tracking: 18 PROT0 From: Sent: To: Subject: Friday, September 14, 2007 9:56 AM 'Jay Lefkowitz' RE: Follow up Sorry, Jay. I just got this and have to run off to the hospital. I will revise and re-email you tomorrow or late tonight. West Palm Beach FL 33401 Original Message From: Jay Lefkowitz [mailt Sent: Frida Siiirmber AM To: Subject: Follow up Confidential - thanks very much for speaking this am. Have conferred with my client and I think we are on the same page. When you send me your draft today, would you please also include a paragraph with 403 in lieu of 1512. I want to understand better how you would characterize the 403 violation. (What was actually said?). I want to keep studying that avenue today as well. The other possible option is to charge three 113s. Also, one other idea. Can you look at 47 use 227(b), which is another 6 month statute which might work for the 6 months. We could do three of them, and they seem to fit the facts well. I will call you late this pm (if you leave me a number to reach you), and then we can plan on getting this done Monday. The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of Kirkland & Ellis LLP or Kirkland & Ellis International LLP. Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to postmaster@kirkland.com, and destroy this communication and all copies thereof, including all attachments. 20 PROT1 From: Sent: To: Subject: •naay, septemoer 14. ZU .04 AM 'Jay Lefkowitz' Plea documents Hi Jay - I'm not sure which of those e-mail addresses is correct. Here are drafts of the plea agreement and information. They have not yet been blessed by Miami, but they have approved of prior similar drafts, so these should be close to what is needed. My home e-mail is ; You also can get me over the weekend on my cell phone at Information arging 1512 and OLY Plea ement v4 1512 a Reezirds, A. .aVillafaiia West Palm Beach FL 33401 22 PROT2 From: Sent: lairs ay, ep em er , . 7 PM To: 'Jay Lefkowitz' Subject: RE: Hi Jay -- Yes, I am. I have been spending some quality time with Title 18 looking for misdemeanors. Do you want to take a look at 18 PROT67 403, 18 PROT68 1512(d), and 47 PROT69 223(a)(1)(B) and we can talk about them tomorrow? I know that someone mentioned there being activity on an airplane, I just want to make sure that there is factual basis for the plea that the agents can confirm. I'm not sure exactly where I will be tomorrow morning, so is it alright if I call you? Have a good evening. A. I=Villafaiia West Palm Beach, FL 33401 From: Jay Lefkowitz [mailto Sent: Thursday, September 13, 2007 7:21 PM To: ' Subject: - Are you free to speak at 9 am tomorrow? Thanks. Jay Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to postmastenPkirkland.com, and destroy this communication and all copies thereof, including all attachments. 37 PROT3 From: Sent: To: Subject: Wednesday Sentemher 12, 2007 4:20 PM Jeffrey Epstein Jay - It was nice seeing you again. and I talked witandillf. We are all satisfied in principle with the agreement, but the Office is uncomfortable with the recommended federal charge. Specifically, we are concerned about the effect of taking the position that Mr. Epstein's house is in the special maritime and territorial jurisdiction of the United States, and we have no evidence of any assaults occurring either on Mr. Epstein's plane or offshore from his residence. We are hoping that you can find an alternative federal statute that can be used. I also will wait to hear from to discuss logistics. Thank you. A.Villafaiia West Palm Beach. FL 33401 46 PROT4 From: Sent: To: Cc: Subject: 3:44 PM Jay - It was nice seeing you again. and I talked with and M. We are all satisfied in principle with the agreement, but the Office is uncomfortable with the recommended federal charge. Specifically, we are concerned about the effect of taking the position that Mr. Epstein's house is in the special maritime and territorial jurisdiction of the United States, and we have no evidence of any assaults occurring either on Mr. Epstein's plane or offshore from his residence. We are hoping that you can find an alternative federal statute that can be used. I also will wait to hear from to discuss logistics. Thank you. A. Tracking: 47 PROT5 9 From: Sent: To: Cc: Subject: Tuesday, September 11, 2007 2:15 PM rt (USAFLaa (USAFLS evised greement re Epstein Dear Gerry: I have attached a revised version, as per Mr..= request. The operative terms have not changed. If you have any questions, please do not hesitate to call. Also, please confirm your receipt of this e- mail. Thank you. 070911 Epstein don-Prosecution.. West Palm Beac 33401 Tracking: 54 PROT6 From: Sent: Londay, September 10, 200/ PM To: Gerald Lefcourt Cc: (USAFLS); Subject: Gerry: As per your discussion with U.S. Attorney II have attached the Office's written counterproposal. If you have any questions regarding its terms, please do not hesitate to call. 070910 Epstein don-Prosecution.. Tracking: 72 PROT7 Gmail - (no subject) Page 1 of 2 GM e rI t; (no subject) 2 messages JayilliganaMS To: - I will call you as soon as the show ends. Jay Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to postmaster@kirkland.com, and destroy this communication and all copies thereof, including all attachments. Ann To: Jay Lefkowitz Ann Sun, Sep 16, 2007 at 12:26 PM Sun, Sep 16, 2007 at 3:54 PM Hi Jay - This can wait until after the show, but my voice is going so I thought I would type it up. I talked to and he still doesn't like the factual basis. In his opinion, the plea should only address the crimes that we were addressing, and we were not investigating Mr. Epstein abusing his girlfriend. So, these are the only options that he recommended: 1. We go back to the original agreement where Mr. Epstein pleads only to state charges and serves his time in the state, except that we can agree to only 18 months imprisonment. 2. Mr. Epstein pleads guilty to the state charges and also pleads to either two obstruction counts or to one count of violating 47 PROT70 223(a)(1)(B), with a joint non-binding recommendation of 18 months, so that Mr. Epstein can serve his time federally. 3. (My suggestion only, not MS: I go back to the U.S. Attorney and ask him to agree to an ABA-plea to a 371 count (conspiracy to violate 2422(b)) with a binding 20-month recommendation so that Mr. Epstein can serve all of his time In a federal facility. Or 4. Mr. Epstein pleads to one obstruction count, and serves part of his time federally and part state. On your other proposed changes, some are fine and some are problematic. Re your paragraph 2: As to timing, it is my understanding that Mr. Epstein needs to be sentenced in the state after sentenced in the federal case, but not that he needs to plead guilty and be sentenced after serving his federal time. recommended that some of the timing issues be addressed only in the state agreement, so that it isn't obvious to the judge that we are trying to create federal jurisdiction for prison purposes. My understanding is that Mr. Epstein should sign a state plea agreement, plead guilty to the federal offenses, plead guilty to the state offenses, be sentenced on the http://mail.google.com/mail/Tik90ddd17 l&view=pt&th50fe32b4d1520a&search=inbox&qt=... 9/16/2007 PROT8 Gmail - (no subject) Page 2 of 2 federal offenses, and then be sentenced on the state offenses, and then start serving the federal sentence. Re your paragraph 3: As to the reservation of Mr. Epstein's right to withdraw his state plea or to appeal his state plea or sentence, that is fine, but we need the caveat that, if he were to do so, the United States could proceed on our charges. Re your paragraph 6: With respect to the waiver of the right to appeal the federal sentence, given the way we have drafted the information, it is possible that getting to the 18 month sentence will require an upward departure. The version of the agreement that you were working from is a federal non-prosecution agreement, the ones I have sent you recently are plea agreements that get filed with the court. Please see if the appeal waiver language in those versions is alright. Re your paragraph 7: As I mentioned, we will not waive the presentence investigation. I know that this will delay Mr. Epstein's sentencing by 70 days, but that will allow him to get all of his affairs in order. As to bail, it will be set at the time of arraignment, and we can work out a joint recommendation regarding the amount and its limitations. I have no objection to making a joint recommendation that Mr. Epstein remain out on bond pending his sentencing, but I'm not sure that it belongs in a plea agreement, especially since I can't bind the court on that issue. However, I can assure you, and we can put it on the record during the plea collooquy, that I will join in your recommendation that he remain out on bond pending sentencing. The same goes for the prison camp issue. As I mentioned, I have opposed a designation only once in a very particular case. I can assure you, and we can put it on the record at the plea colloquy that I will not oppose your recommendation for Mr. Epstein's designation. Re your paragraph 8: As I mentioned over the telephone, I cannot bind the girls to the Trust Agreement, and I don't think it is appropriate that a state court would administer a trust that seeks to pay for federal civil claims. We both want to avoid unscrupulous attorneys and/or litigants from coming forward, and I know that your client wants to keep these matters outside of public court filings, but I just don't have the power to do what you ask. Here is my recommendation. During the period between Mr. Epstein's plea and sentencing, I make a motion for appointment of the Guardian Ad Lltem. The three of us sit down and discuss things, and I will facilitate as much as I can getting the girls' approval of this procedure because, as I mentioned, I think it is probably in their best interests. In terms of plea agreement language, let me suggest the following: The United States agrees to make a motion seeking the appointment of a Guardian ad Litem to represent the identified victims. Following the appointment of such Guardian, the parties agree to work together in good faith to develop a Trust Agreement, subject to the Court's approval, that would provide for any damages owed to the identified victims pursuant to 18 PROT71. Section 2255. Then include the last two sentences of your paragraph 8. Re the two paragraphs following your paragraph 8: I will include our standard language regarding resolving all criminal liability and I will mention "co-conspirators," but I would prefer not to highlight for the judge all of the other crimes and all of the other persons that we could charge. Also, we do not have the power to bind Immigration and we make it a policy not to try to, howe tel as I know, there is no plan to try to proceed on any immigration charges against either or Also, on the grand jury subpoenas, I can prepare letters withdrawing them as of the signing of the plea agreement, but I would prefer to take out that language. In my eyes, once we have a plea agreement, the grand jury's investigation has ended and there can be no more use of the grand jury's subpoena power. I had hoped that we were far closer to resolving this than it appears that we are. Can I suggest that tomorrow we either meet live or via teleconference, either with your client or having him within a quick phone call, to hash out these items? I was hoping to work only a half day tomorrow to save my voice for Tuesday's hearing and grand jury, if necessary, but maybe we can set a time to meet. If you want to meet "off campus" somewhere, that is fine. I will make sure that I have all the necessary decision makers present or "on call," as well. If we can resolve some of these issues today, let's try to, and then save only the difficult issues for tomorrow. Sorry for the long e-mail, and for mining your date with your daughter. http://mail.google.com/mailnik90ddd171&view-tptecth50fe32b4d1520a8csearch=inbox&gt=... 9/16/2007 PROT9 From: Sent: To: Subject: Jay Letkowitz Tuesday Sentemher 1R 7007 9.18 AM RE: Draft Agreements. i hear you, and understand your position. But it's really only a 90 day difference, if he gets gain time. That said, let me know if you think your suggestion can work. I will study it too. Slit" 09/18/2007 09:14 AM To "Jay Letkowitz" cc Subject RE: Draft Agreements? Jay - I know that the U.S. Attorney will not go below 18 months of prison/jail time (and I would strongly oppose the suggestion). Phone 561 209-1047 From: Jay Lefkowitz [mailto Sent: Tuesday, September 18, 2007 8:59 AM To: Subject: Re: Draft Agreements? an alternative to what we discussed just now might be to plead to one count of 1512, serve 12 months plus supervised release which would be one year of home detention (if we can make that work), followed by two years of probation in the state on the state charges with the first 6 months being community control. ME c. 1(USAFLSI)•' 09/18/2007 08:44 MA To "Jay Lefkowitr cc Subject Draft Agreements? PROT10 Hi Jay - I was hoping there would be things for me to read this morning, but I will try to remain patient. I believe there are only two types of agreements that would apply to this case: (1) a plea agreement to a federal charge or charges; and (2) a non-prosecution agreement (which is really a deferred prosecution agreement because the defendant agrees that if he violates the agreement, the U.S. can prosecute him). A plea agreement is part of the court file. It is not accessible on-line via PACER, but someone can go to the Clerk's Office to obtain a copy. A non-prosecution agreement would not be made public or filed with the Court, but it would remain part of our case file. It probably would be subject to a FOIA request, but it is not something that we would distribute without compulsory process. On the obstruction charges, many of the facts I included in that first proffer were hypothesized based upon our discussions and the agents' observations of Ms. Groff We will need to interview her to confirm the accuracy of those facts. On a second count, we could rely on the incident where Mr. Epstein's private investigators followed father, forcing him off the road. Or, if there is something more recent related to any grand jury subpoenas, we could consider that. Hope that helps. 2 PROT11 From: Sent: To: Subject: Jay Lefkowitz Tuesday Seotember 18 2007 8.59 AM Re: Draft Agreements? an alternative to what we discussed just now might be to plead to one count of 1512, serve 12 months plus supervised release which would be one year of home detention (if we can make that work), followed by two years of probation in the state on the state charges with the first 6 months being community control. agar 09118/2007 08:44 AM To ;My leftcovrite <JLetkoeflzakirkland.com, cc Subject Draft Agreements? Hi Jay - I was hoping there would be things for me to read this morning, but I will try to remain patient. I believe there are only two types of agreements that would apply to this case: (1) a plea agreement to a federal charge or charges; and (2) a non-prosecution agreement (which is really a deferred prosecution agreement because the defendant agrees that if he violates the agreement, the U.S. can prosecute him). A plea agreement is part of the court file. It is not accessible on-line via PACER, but someone can go to the Clerk's Office to obtain a copy. A non-prosecution agreement would not be made public or filed with the Court, but it would remain part of our case file. It probably would be subject to a FOIA request, but it is not something that we would distribute without compulsory process. On the obstruction charges, many of the facts I included in that first proffer were hypothesized based upon our discussions and the agents' observations of Ms. Groff. We will need to interview her to confirm the accuracy of those facts. n second count, we could rely on the incident where Mr. Epstein's private investigators followed father, forcing him off the road. Or, if there is something more recent related to any grand jury subpoenas, we could consider that. Hope that helps. 3 PROT12 From: Jay Lefkowitz Sent: Monda September 17 2007 3:11 PM To: Cc: Subject: Re: y w erea outs - do you have another obstuction proffer 1 can review that you have drafted? Also, if we go that route, would you intend to make the deferred proscution agreement public? Thanks - Jay Ori Mrsmoe From: " Sent: 09/17/2007 01:08 PM AST To: Ja Lefkowitz Cc: " XUSAFI.S1)" Subject: My whereabouts Hi Jay - I am headed home. If a document is ready to be reviewed later today, can you send a copy to me and also to Rolando (who is steppin in for ). Please send to m home e-mail address - and give me a call on my cell , so I can be ready for some discussions tomorrow. If anything else comes up, please don't hesitate to call. Thanks, Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to postmasterOkirkland.com, and destroy this communication and all copies thereof, including all attachments. 5 PROT13 From: Jay Lefkowitz [ Sent: Cc: Monda Se temper 1 t ZUW SA/ AM To: • BLACK Ro e cou era arty Subject: e: Hearing before Judge Marra has been taken off the calendar Thanks I gather you and Roy are also addressing the subpoenas as well. I will speak with you later in the day. Jay Front: "I Sent: 09/17/2007 09:42 AM AST To: < Ja Lefkowitz Cc: "Gerald Le Subject: I fearing before Judge Marra has been to en of t to ca en ar ndrew.Louraetwusdot.gov> >:" Roy and Jay - I received a call from Jenny, who is standing in as Judge Marra's CRD. She spoke with the judge and he agreed to take the matter off the calendar. I told Jenny that if we arc able to reach a plea agreement, we will withdraw the subpoena and Mr. Black will withdraw his motion to quash. Please call if you have questions. 7 PROT14 From: Jay Lefkowitz Sent: Friday, September 14, MU/ 1114 PM To: Subject: Le: Fdlow up Thx. I am available late this pm, or over the weekend to speak. From: "1 Sent: 09/14/2007 09:55 AM AST To: Jay Lefkowitz Subject: RE: Follow up Sorry, Jay. I just got this and have to run off to the hospital. I will revise and re-email you tomorrow or late tonight. From: Jay Lefkowitz [mailto: Sent: Friday, September 14, 2007 9:40 AM To: Subject: Follow up Confidential - thanks very much for speaking this am. Have conferred with my client and I think we are on the same page. When you send me your draft today, would you please also include a paragraph with 403 in lieu of 1512. I want to understand better how you would characterize the 403 violation. (What was actually said?). I want to keep studying that avenue today as well. The other possible option is to charge three 113s. Also, one other idea. Can you look at 47 use 227(b), which is another 6 month statute which might work for the 6 months. We could do three of them, and they seem to fit the facts well. I will call you late this pm (if you leave me a number to reach you), and then we can plan on getting this done Monday. 9 PROT15 From: Sent: To: Subject: Confidential Jay Lefkowitz ( Friday, Septem er 14, ZUU/ UM/ AM OHM up t=thanks very much for speaking this am. Have conferred with my client and I think we are on the same page. When you send me your draft today, would you please also include a paragraph with 403 in lieu of 1512. I want to understand better how you would characterize the 403 violation. (What was actually said?). I want to keep studying that avenue today as well. The other possible option is to charge three 113s. Also, one other idea. Can you look at 47 use 227(b), which is another 6 month statute which might work for the 6 months. We could do three of them, and they seem to fit the facts well. I will call you late this pm (if you leave me a number to reach you), and then we can plan on getting this done Monday. The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of Kirkland & Ellis LLP or Kirkland & Ellis International LLP. Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to postmasterMkirkland.com, and destroy this communication and all copies thereof, including all attachments. 13 PROT16 From: Sent: To: Subject: Jay Lefkowitz [JLefkowitz@kirkland.com] Thursday, September 13, 2007 7:35 PM e: Sounds good. I will be at home. Let's talk at 9 am. Already thinking about the same statutes. Look forward to speaking in the morning. Best, Jay From: Sent: 09/13/2007 07:26 PM AST To: Jay Lefkowitz Subject: RE: Hi Jay -- Yes, I am. I have been spending some quality time with Title 18 looking for misdemeanors. Do you want to take a look at 18 PROT72 403, 18 PROT73 1512(d), and 47 PROT74 223(a)(1)(B) and we can talk about them tomorrow? I know that someone mentioned there being activity on an airplane, I just want to make sure that there is factual basis for the plea that the agents can confirm. I'm not sure exactly where I will be tomorrow morning, so is it alright if I call you? Have a good evening. From: Jay Lefkowitz [mailto Sent: Thursday, September 13, 2007 7:21 PM To: Subject: - Are you free to speak at 9 am tomorrow? Thanks. Jay 15 PROT17 From: Jay Lefkowitz (I Sent: Wedoesda . Se tenser Am! o.ou To: Cc: Subject: e. e reyEpstein a meant to copy you on my first attempt to respond to =I We appreciate the courtesy of today's meeting and your agreement and We understand the concerns you arc raising and will work over the next few days to come up with a mutually acceptable solution. will speak with you no later than Monday, and in the interim, if we come up with a solution, we will be in touch with you. Best, Jay From: "' Sent: 09/12/2007 03:43 PM AST To: Jay Lelkowitz Cc: 1 Subject: Jeffrey Epstein Jay - It was nice seeing you again. and I talked with and We are all satisfied in principle with the agreement, but the Office is uncomfortable with the recommendeilleral charge. Specifically, we are concerned about the effect of taking the position that Mr. Epstein's house is in the special maritime and territorial jurisdiction of the United States, and we have no evidence of any assaults occurring either on Mr. Epstein's plane or offshore from his residence. We are hoping that you can find an alternative federal statute that can be used. I also will wait to hear from to discuss logistics. Thank you. 19 PROT18 ) From: Gerald Lefcourt [GBL©lefcourtlaw.com] Sent: Thursday. Seotember 06.7007 11:14 AM To: ) Subject: RE: Beller, any ESappearances Attachments: 2007-08-23 GBL to Villafana re Gany, Beller.pdf - With all that is going on, you may have forgotten my letter of August 23, 2007, which I reattach. We do not represent Beller or Gany. Nat Dershowitz represents Mr. Beller. As to NES, we understood you added categories of documents you were requesting and also asked us to revisit the NES response to the original subpoena, and you wanted a certification. We are working on getting that done, though we may find we need a few extra days. Also, I have spoken to Nat since the August 23 letter was sent and he tells me that he understood from you that what was being requested from Mr. Beller was NES documents, not a personal appearance. I thought I would pass that along. Gerald B. Lefcourt Gerald B. Lefcourt, P.C. Tel. Fax From: [mailto Sent: Thursday, September 06, 2007 9:28 AM To: Gerald Lefcourt Subject: Beller, Gany and NES appearances b Hi Gerry - I am writing to confirm that the NES witnesses will appear as scheduled on Tuesday, September 11th. Can you please confirm? Thank you. 34 PROT19 PROT20 Legal counsel law firm dcrshowitz profile available from Martindale.com Page 1 of 1 fr. LexisNexise Maninciale.flubbefr town Lawyer Locator Basic Search Advanced Search Browse Law Firms Browse Lawyers Top 10 Usts Legal Articles Peer Review Ratings Dispute Resolution Legal Personnel Legal Careers Professional Resources Practice Development News & Events Customer Service Experts & Services More resources... Attorney directory from tawyers.corn Counsel to Counsel Forums eAttomey tealsMeals® lexISONE® for Small Firms sal (.. 4O4 lir Lawyer Locator > Starch Results > Profile fa Print C21Email el Search Web Sft martindale.com New Search Search Results Private Practice Lawyer Profile for Nathan Z. Dershowitz Nathan Z. Dershowitz Member Dershowitz Ei er & Adelson, P.C. NM= ew York Co. Telephone: Fax: Email: e mail AY Peer Review Rated Practice Areas: Criminal Appeals; Complex Litigation; Civil Litigation; Post-Conviction Remedies Admitted: 1966, New York Law School: New York University, LL.B., 1966 College: Brooklyn College of the City University of New York, B.A., 1963 Born: Brooklyn, New York, 1942 ISLN: LeXisfkkls Analyzer STop Now Search Search Results Lawyerlocatmeo.uk I Anwalt24.de I martindale.co.il I martindalolp I firdalowyer.cn I law24.co.za Home I Contact Us I About Us I Site Info I Products I Services I Media Room Copyright I Terms & Conditions I Privacy Policy http://www.martindale.com/xp/Martindale/Lawyer_Locator/Search_Lawyer_Locator/seare... 8/27/2007 PROT21 Dershowitz, Eiger & Adelson, P.C. Attorneys and Legal Personnel on Martindale.com Pagc 1 of I LexisNexis' Martindale•Ilubbell* Log on Lawyer Locator Basic Search Advanced Search Browse Law Firms Browse Lawyers Top 10 lists Legal Articles Peer Review Ratings Dispute Resolution Legal Personnel Legal Careers Professional Resources Practice Development News & Events Customer Service Experts & Services More resources... Attorney directory from Lawyeis.com Counsel to Counsel Forums eAttorney LexisNexis® lexisONE® for Small Firms are ilk --SO a. Lawyer Locator > Profile ra Pant a Email S Search Web martindale.com 1 Attorneys/Legal Personnel from Dershowitz, Eiger & Adelson, P.0 New York, New York Dershowitz, Eiger & Adelson, P.C. (New York Co.) Telephone: Fax: Emal : OverviewpAPeoplea mpractices Nathan 2._Dershow.itz, (Member) born Brooklyn, New York, 1942; admitted to bar, 196 York. Education: Brooklyn College of the City University of New York (B.A., 1963); New University (LL.B., 1966). Practice Areas: Criminal Appeals; Complex Litigation; Civil Lit4 Post-Conviction Remedies. Erna. Nothan Z. Dershowitz AV P_eer Review Rated Victoria B. Eiger, (Member) born Suffern, New York, 1951; admitted to bar, 1977, New. 1981, New York. Education: Brown University (A.B., 1973); Rutgers University (J.D., 19; Practice Areas: Criminal Appeals; Civil Litigation; Complex Litigation; Post-Conviction Eh Email: Victoria Et. Eiger Amy Adelson, (Member) born Brooklyn, N.Y., 1953; admitted to bar, 1977, New York. E New York University (B.A., 1973; J.D., 1976). Phi Beta Kappa; Order of the Colt Practice Criminal Appeals; Civil Litigation; Complex Litigation; Post-Conviction Remedies. Erne: A Adeisszn Daniela Klare Elliott, (Associate) born Washington, D.C., 1966; admitted to bar, 1994, Education: Williams College (B.A., 1987); Rutgers University (J.D., 1993). Languages: Practice Areas: Criminal Appeals; Complex Litigation; Civil Litigation; Post-Conviction Rt Email:J:2n Elliott &Top Lavwerlocatorco.ult I Anwalt24.de I manindale.co.li I martindaltip I lirxialavwer.cn I law24.coza Home I Contact Us I About Us I Site info I Products I Services I Media Room Copyright I Terms & Condoms I Privacy Policy littp://www.martindale.com/law_finn./464866-lawyers?PRV=LL2 8/27/2007 PROT22 LAW omega or GERALD B. lareoacure, P.C,. A PROPCSSIONAL CORPORATION GERALD B LEECOURT SHER'S RENA'. t i t FAITH FRIE VIA E-MAIL Assistant United States Attorney Office of the United States Attorney Southern District of Florida 500 South Australian Avenue, Suite 400 West Palm Beach, Florida 33401 Dear August 23, 2007 Subpoena dated August 16, 2007, to Eric Gany TELEPHONE FACSIMILE I write concerning the grand jury subpoena dated August 16, 2007, directed to Eric Crazy. Unlike on prior occasions, we never discussed whether I was authorized to accept service of a subpoena to Mr. Gany and instead, you simply sent it to me. Please be advised that I had and have no such authority. I also had no authority to accept service of the subpoena of the same date to Ilarry Beller. However, Mr. Beller is represented by Nathan Dershowitz, Esq., and I am authorized by him to convey that there is no need to re-serve the subpoena to Mr. Beller. I have also provided a copy of it to Mr. Dershowitz. Any further correspondence concerning it should be addressed to Mr. Dershowitz. Mr. Dershowitz can be reached at Thank you for your cooperation in this matter. PROT23 28/2ii07 10: 33 DERSH0WITZ,EIGER@ADE PAGE 02"62 DERSROWITZ, EIGER & ADELSON, P.C. 220 YleTeiAvENUCI SUITE 300 Pine TORE, New YOnuf 112001 : T.4.•N Z. DIMINO Vim • I:10 Kit E. EMI R Alit AC CLSON MLARE ELI IOTY August 28, 2007 VIA MC: :IMILE IIIIIIIIIp' Office of t to United States Attorney 500 S. Au Italian Avenue. 4'h Floor West Pain Beach, Florida 33401 Deal C•MAIL, As a follow up to our conversation yesterday, I made an effort to contact my clients and . I was unsuccessful and left messages for them reiterating my request the t they contact me upon their return from vacation. As I advised you on the telephone, upon their return, I will find out whether I am authorized to except service on their behalf. I did advise them that you had told me that no effort will be ma le by the FBI to serve them pending a decision on authorization to acce t service on their behalf. I v ill let you know promptly where things stand after my meeting with and after my meetin with N.ZD:gtri Very truly yours, - 1kaitav, ier Nathan Z. Ders owitz PROT24 U.S. Department of Justice United States Attorney 500 South Australian Avenue. Suite 400 Wes Fonda 33401-6235 August 29, 2007 VIA FACSIMILE Nathan Z. Dershowitz, Esq. Dear Mr. Dershowitz: Thank you for your letter of August 28, 2007. As we discussed during o conference, no one will attempt to serve or otherwise contact Ior until I hear from you regarding their representation. When you discuss representation with them and consider the issue of potential conflicts of interest. please keen in min iiiiiiiquite possible that Ms. Groff will have evidence adverse to and/or , and one or both of them may want to explore the pp i ilit of coo -ation. If you determine that you cannot provide conflict free counsel to or and either of them would like such counsel, but cannot afford to retain an attorney, please let me know and you or I can make a motion to the Court seeking appointment of counsel. In order to respect your clients' (or potential clients') confidentiality, it is not my intention to discuss the matters related to any of the three with counsel for Mr. Epstein unless you tell me that you would like me to do so. PROT25 Page 2 - Nathan Dershowitz, Esq. Please also contact me at your earliest convenience to complete our discussion regarding Ms. Groffs compliance with the subpoena served upon her. If you have any questions or concerns, please do not hesitate to contact me. Sincerely, UNITED STATESATTORNFA By: PROT26 United States Attorney's Office 500 Australian Ave., Suite 400 TO: Nathan Z. Dershowitz, Esq. Fax #: ORGANIZATION: Dershowitz, Eiger & Adelson, P.C. SUBJECT: DATE: August 29, 2007 FROM: Assistant United States Attorne NUMBER OF PAGES, INCLUDING THIS PAGE: 3 COMMENTS: Original document: _To follow via reg. mail To follow via Fed. Exp. _To follow via hand delivery X Nothing to follow; FAX = original PROT27 08/29/2007 13:46 PAX OSA° WPR FL eo01 TRANSMISSION OK TX/RX NO CONNECTION TEL SUBADDRESS CONNECTION ID ST. TIME USAGE T PGS. SENT RESULT 4:314 TX REPORT *4* 0431 08/29 13:45 00'56 3 OK United States Attorney's Office 500 Australian Ave., Suite 400 TO: Nathan Z. DershoWitz, Esq. Fax #: ORGANIZATION: Dershowitz, Eiger & Adelson, P.C. SUBJECT: DATE: August 29, 2007 FROM: Assistant United S s Att NUMBER OF PAGES., INCLUDING..TITIIS/P,AG:Ei 3 r.nnAmpnrrs• PROT28 United States Attorney's Office 500 Australian Ave., Suite 400 TO: Nathan Z. Dershowitz, Esq. Fax #: ORGANIZATION: Dershowitz, Eiger & Adelson, P.C. SUBJECT: DATE: August 29, 20O7 FROM: Assistant United States Attorne NUMBER OF PAGES, INCLUDING THIS PAGE: 3 COMMENTS: Original document: To follow via reg. mall To follow via Fed. Exp. _To follow via hand delivery X Nothing to follow; FAX = original PROT29 500 South Australian Ave., Suite 400 West Palm Beach, FL 3340! Facsiin Direct Dial: I2 September 1 2007 VIA FACSIMILE Mr. Nathan Dershowitz Re: Subpoenas to Leslie Groff and Harry Beller Dear Nat: Thank you for your letter regarding Ms. Groff and Mr. Beller. First, with respect to Ms. Groff, please advise whether she will be appearing before the grand jury on Tuesday, September 18th or whether we will be conducting an interview in advance of that date (on Monday, September 17th). I cannot further extend the time for her grand jury appearance. With respect to Mr. Beller, I think I understand the miscommunication. The subpoena for documents relates only to NES, and Mr. Beller is being subpoenaed as an NES witness (i.e., he is being subpoenaed to testify regarding his work at NES). However, the subpoena for Mr. Beller' s testimony is not obviated by NES's compliance with the document subpoena addressed to it. Accordingly, Mr. Beller also needs to appear before the grand jury on Tuesday, September 18th unless we can conduct an interview in advance of that date. Thank you for your assistance with this matter, and if you have any questions or concerns, please do not hesitate to contact me. B Sincerely, T • A -I 04 t A44 Assis n m e es orney PROT30 09/12/2007 08:44 FAX USA0 WPO FL zoo, TRANSMISSION OK TX/RX NO CONNECTION TEL SUBADDRESS CONNECTION ID ST. TIME USAGE T PGS. SENT RESULT *a* TX REPORT svt *****sstss*********** 0517 09/12 08:43 00'48 2 OK MEI= 500 S. Australian Aye, 4sh Floor West Palm Beach, Florida 33401 Facsimile FACSIMILE COVER SHEET TO: Nathan Dershowitz, Esa. DATE: September 12. 2007 FAX NO. # OF PAGES: 2 PHONE NO. RE: Gland Jury Subpoenas FROM: PHONE NO. Assistant U.S. AtIorney COMMENTS: PROT31 A. ViBaia& 500 S. Australian Ave, 4th Floor West Palm Beach, Florida 3340! Facsimile TO: Nathan Dershowitz, Esq. DATE: September 12. 2007 FAX NO. # OF PAGES: 2 PHONE NO. _ RE: Grand Jury Subpoenas FROM: PHONE NO. COMMENTS: PROT32 TO: 500 S. Australian Ave, 4th Floor West Palm Beach, Florida 33401 Facsimile- Nathan Dershowitz, Esq. DATE: September 6. 2007 FAX NO. # OF PAGES: 5 PHONE NO. RE: Grand Jury Subpoenas FROM: PHONE NO. COMMENTS: Dear Nat: I have attached three letters. The first addresses and The second addresses . And the third addresses Harry Beller and Eric Gany. Can you review and get back to me, especially regarding whether Messrs. Beller and Gany will appear before the grand jury on September 11th. I need to advise our grand jury coordinator. Thank you very much. Sincerely PROT33 09/08/2007 12:21 FAX MEM USA0 WPB EL I 001 TRANSMISSION OK TX/RX NO CONNECTION TEL SUBADDRESS CONNECTION ID ST. TIME USAGE T PCS. SENT RESULT TX REPORT 0478 09/06 12:19 01'29 5 OK SOO S Australian Ave, 4th Floor WestPalm Beach, Florida 33401 Facsimile TO: Nathan Dershowitz. Esq. DATE: September 6. 2007 FAX NO. # OF PAGES: 5 PHONE NO. RE: Grand Jury Subpoenas FROM: PHONE NO. COMMENTS: Dear Nat: I have attached three letters. The first addresses and w..1 +h0. aldwi PROT34 VIA FACSIMILE Mr. Nathan Dershowitz Re: Representation of Dear Nat: SOO South Australian Ave:, Suite 400 Facsimile: Direct Dial: September 6, 2007 and I write to follow up our discussion regarding your potential representation of and/or . Please let me know whether you do intend to represent them so that the agents and I may proceed accordingly. Thank you for your assistance with this matter, and if you have any questions or concerns, please do not hesitate to contact me. By: Sincerely, PROT35 500 South Australian Ave., Suite 400 VIA FACSIMILE Mr. Nathan Dershowitz Re: Subpoena to Leslie Groff Dear Nat: Facsimt : Direct Dial: September 6, 2007 I apologize for the delay in getting back to you regarding Ms. Groff's grand jury appearance. I currently have time reserved for her appearance on September 18th, and she will need to appear unless we can set a time for an interview in advance of that date. I anticipate the topics to be: Ms. Groff's employment with Mr. Epstein and NES; Ms Groff's duties a lidrewonsibilities as iiiiloyee of NES; nit and responsibilities as employees of NES; communications between Ms. Groff, Mr. Epstein, duties and ,and Mr. Epstein's travel schedule; and Ms. Groff's efforts to find documents responsive to the grand jury's subpoena. As I mentioned earlier, Ms. Groff is not a target of the grand jury's investigation, but she is considered an important witness in light of her long-term working relationship with Mr. Epstein. Please confirm whether you and Ms. Groff prefer to proceed with an interview or an appearance before the grand jury. If Ms. Groff appears before the grand jury, the Office can pay her travel expenses as a subpoenaed party. If you prefer to do an interview, you will need to travel to West Palm Beach at your expense. If your client does need travel PROT36 NATHAN DERSHOWITZ, ESQ. SEPTEMBER 6, 2007 PAGE 2 OF 2 arrangements, please let me know so that I may have our witness coordinator make contact with her. Thank you for your assistance with this matter, and if you have any questions or concerns, please do not hesitate to contact me. Sincerely, By: PROT37 United Slates Attorney 500 South Australian Ave., Suite 400 Facsimile: Direct Dial: September 6, 2007 VIA FACSIMILE Mr. Nathan Dershowitz Re: Subpoenas to Harry Beller and Eric Gany Dear Nat: I am writing to follow up on grand jury subpoenas that were addressed to Harry Beller and Eric Gany, employees of NES, LLC. The subpoenas were served upon Gerald Lefcourt, who represents NES, LW. Mr. Lefcourt advises that you arc representing the two subpoenaed parties. The subpoenas call for the gentlemen to appear before the grand jury on Tuesday, September 11, 2007. Please confirm that the two parties will appear in West Palm Beach on that date, so that 1 may confirm the time with the grand jury coordinator. If either is unavailable on September 11th, then please confirm their availability on September 18th, which is the latest possible date for them to appear. If your clients need travel arrangements, please let me know so that I may have our witness coordinator make contact with them. Thank you for your assistance with this matter, and if you have any questions or concerns, please do not hesitate to contact me. By: Sincerely, Assistant unite(' brazes Al PROT38 I!i, 2/2007 13:42 MEM DERSHOWITZ,EIGER@ADE PAGE 02102 I. lid Z. JERE/401A TI • I: rani.. 0. vaei tin £OFL.EON . • I A XLARE IELLI ITT DERSFIOWITZ, EIGER & ADELSON, P.C. 220 F1FTN AVENUE SUITE 700 NEW YORK, New YORK 10001 September 12, 2007 VIA FAC5 !MILE Office oft to United States Attorney 500 S. Au; tralian Avenue. 4th Floor West Pak Beach, Florida 33401 pearl. SAIL I received your letter dated September 6, 2007 by fax today and tried unsuccessfully to reach yc .1 by telephone. As to Ms. Groff, she prefers to proceed by interview, but you and I need to discuss he ground rules. As to Mr. Beller, after we spoke, I told him he is not expected to testify before the Grand Jun . I have not had any substantive discussion with him as I left the NES situation to Mr. Lefcourt. 4r. Beller is an Orthodox Jew and with the Jewish High Holy days starting later today, I wt11 not b able to discuss the situation with him until Monday. I also need to coordinate with Mr. Lelcourt, t rider the circumstances, to determine who should appear for Mr. Beller. As I noted on your answering machine, I will be leaving my office early today and will not be in on Thursday or Friday because of the Holiday. But, if it is important that you reach me, please leave a message in my office. NZD:iba Nathan Z. Dershowitz PROT39 I ?/2007 13:42 DERSH0WITZ,EIGER@ADE PACiE 011 e2 DERSHOWITZ, EIGER & ADELSON, P.C. 220 FIFTH AVENUE, SUITE 300 NEW YORK, NEW YORK 10001 N.A.THA/s, Z. DERSHOWITZ BCTORI A B. EIGER AMY AD: :LSON DANIELi:. }CLARE ELLIOTT FROM TELEFAX: NATHAN Z. DERSHOWITZ RE: NUMBER OF RECEIVING NUMBER OF PAGES TO FOLLOW: I(NSTRUC PIONS/COMMENTS: DATE: September 12.2007 The informati named reciple distribution o ns by telephoi 1 NOTICE OF CONFIDENTIALITY in contained in this facsimile is legally privileged and confidential. It is intended only for the use of the above- et. li the reader of this message is not the intended reeipient,you are hereby notified that any use, dissemination, copying of this facsimile is strictly prohibited. If you receive this facsimile in error, please Immediately notify e to arrange for the return of the original document to us. PROT40 PROT41 LAW OFFICES Of GERALD B. Lzarcovirr, P.C. A PROFESSIONAL CORPORATION 148 EAST 78TH STREET TfEW YORK, NEW YORK 10081 GERALD B. LEFCOLIRT SHERY RENATO C. STABILE FAITH A. FRIEDMAN BY FEDERAL EXPRESS Office of the United States Attorney 500 South Australian Avenue, Suite 400 West Palm Beach, Florida 33401 June 12,2007 TELEPHONE FACSIMILE Subpoenas dated May 31, 2007, to J Epstein Virgin Islands Foundation, Inc., J. Epstein & Co., Inc.; Epstein Interests; and Financial Trust Company, Inc. Dear Ms. Villafana: I write to respond to the subpoenas served on the above entities all dated May 31, 2007. Each of the subpoenas has a substantively identical Attachment to Subpoena describing the documents requested. Be advised that J. Epstein & Co., Inc., executed a certificate of dissolution in December 2000 and therefore could not have any documents responsive to the subpoena. Please be further advised that no entity has any documents responsive to Request Nos. 1, 3, 4 and 5. We are still in the process of ascertaining whether documents responsive to Request No. 2 exist, and will provide them to you, assuming they do exist, as soon as we are able to do so. Finally, we have enclosed for your review all documents we believe to be responsive to Request No. 6, including a schedule of the corporate directors, board members and shareholders of each entity, to the extent the question is applicable to each entity. The documents provided bear the following production numbers, which we note were placed on said documents for control purposes only and do not appear on the documents in the normal course: Schedule of Corporate Directors, Board Members, Shareholders J. Epstein Virgin Islands Foundation, Inc. JEVIF 0001 PROT42 LAW OFFICES OF GERALD B. LprcouRT, P.C. Office of the United States Attorney June 12, 2007 Page 2 IRS Form 1096 J. Epstein Virgin Islands Foundation, Inc. 2004 IRS Form 1099 J. Epstein Virgin Islands Foundation, Inc. 2004 IRS Form 1096 J. Epstein Virgin Islands Foundation, Inc. 2003 IRS Form 1099 J. Epstein Virgin Islands Foundation, Inc. 2003 Schedule of Corporate Directors, Board Members, Shareholders Epstein Interests IRS Forms W2 Epstein Interests 2006 IRS Form W2 Epstein Interests 2005 IRS Form 1096 Epstein Interests 2005 IRS Form 1099 Epstein Interests 2005 Schedule of Corporate Directors, Board Members, Shareholders Financial Trust Co., Inc. IRS Form W3 Financial Trust Co., Inc. 2006 IRS Forms W2 Financial Trust Co., Inc. 2006 IRS Form W3 Financial Trust Co., Inc. 2005 IRS Forms W2 Financial Trust Co., Inc. 2005 IRS Form W3 Financial Trust Co., Inc. 2004 IRS Forms W2 Financial Trust Co., Inc. 2004 IRS Form W3 Financial Trust Co., Inc. 2003 IRS Forms W2 Financial Trust Co., Inc. 2003 IRS Form 1096 Financial Trust Co., Inc. 2006 IRS Forms 1099 Financial Trust Co., Inc. 2006 IRS Form 1096 Financial Trust Co., Inc. 2005 IRS Forms 1099 Financial Trust Co., Inc. 2005 IRS Form 1096 Financial Trust Co., Inc. 2004 IRS Forms 1099 Financial Trust Co., Inc. 2004 IRS Form 1096 Financial Trust Co., Inc. 2003 IRS Forms 1099 Financial Trust Co., Inc. 2003 JEVIF 0002 JEVIF 0003 JEVIF 0004 JEVIF 0005 EI 0001 EI 0002-0003 El 0004 EI 0005 EI 0006 FTC 0001 FTC 0002 FTC 0003-0008 FTC 0009 FTC 0010-0015 FTC 0016 FTC 0017-0022 FTC 0023 FTC 0024-0030 FTC 0031 FTC 0032-0033 FTC 0034 FTC 0035-0036 FTC 0037 FTC 0038-0041 FTC 0042 FTC 0043-0045 PROT43 LAW OFFICES OF GERALD B. LEFOOURT, P.C. Office of the United States Attorney June 12, 2007 Page 3 If you have any questions, please do not hesitate to call. cc: Special Agent Nesbitt Kuyrkendall Lilly Ann Sanchez, Esq. PROT44 Response to Request No. 6 to Subpoena dated May 31. 2007. to J. Epstein Virgin Islands Foundation. Inc. J. Epstein Virgin Islands Foundation, Inc. Corporate Directors/Board Members: Jeffrey Epstein, Cecile De longb, Darren Indyke No Shareholders JEVIFUOI PROT45 Do Not Gteok FCw .,. 1 al23 oilrmor of Lia Tonally moral Fan o., Soof99 6969 Animal Summa r/ and Iveriaminai of US, incomiallon Returns OM No. 1146411 FILER'S name ENHANCED EDUCATION sitritatEcigrailliarta syOUNDAT/ON City, alas, and ZIP code _j". St. Thomas, USUI Mamma° contact Email address INC 0 0 6 0 2-11_48 Telephone nurriber ax num , 1 &note" 199elkatiorintimbor [2 SoSaf secvrity ni.mboi 9 Tot twin er forme For official Use Only Total amount Mated With Ws Form 1090 $ 2S nno_QD nacre Income to% wt hold v to Indicate rho type of ton being filed if lit is your final return, ceder an -X" here W-20 se • O um et O tose-a m O 1095iT es 1099-n so O Kowa 79 tOtrec OS II ¶%ICAP 73 im toso.c4v 91 10094 es O mon 71 O meter i 92 0 toaa4.ro ea O 10914.caa 95 C.E 1024.19n 14 C3 1c09-010 06 O logli•PATII 07 O 10119.0 31 12 1399-R el O 1999-5 76 O Me 25 mi 349449A 72 O 10064646 27 O Return this entire page to the Internal Revenue Service. Photocopies are not acceptable. Under pantiles of WPM I declare that I hnve examine:lolls Mum aod sccomponying documents, and, la the bale of myhomMedgo and boiler, they rvetroo. correct, end comperte. Signature Instructions Purpose of form. U99 this form to transmit paper Fame 1099, 1098, 5498, and W-2G to the Internal Revenue Service. Do not use Form 1090 to transmit electronically or magnetically. For magnetic media, see Form 4804, Transmission of Information Rotuma Reported Magnetcarly; for electronic submissions Pub.1220, Specifications for Filing Forms 1098, 1099, 5 and W-20 Electronically or Magnetically. i'taitC1W1P. this form must be the same os those you enter in th left area of Forms 1099, 1098, 0498, or W-20. A iller lhZTudes . -err MU II NOI.' a prayer; a redolent of mortgage Merest payments fincluAllag owls 01A • et,i4 t tit points) or student loan interest an educational intrIF0581"chlE141.T.:%T-#116ama, Arizona, Florida, Georgia, broker; a barter exchange; a creditor; a person guemPKI)Ireal LoUlelana, Mississippi, New Mexico, Austin, TX 73301 estate transactions; a trustee or Issuer of any Ire/dual North Carolina, Taxes, Virginia retirement arrangement. a Coverdell ESA, an Archer MSA (Including a Meditcre+ChoIce MSA); certain corporations; and a Arkansas, Connecticut, Delaware, lender who acquires an Interest In secured property or who has Kentucky, Maine, Massaohusetts, reason to know that the property has been abandoned. New Hampshire, New Jersey, Cincinnati, OH 45999 New York, Ohio, Pennsylvania, Rhode Island, Vermont, West Virginia Illinois, Indiana, Iowa, Kansas, Michigan, Minnesota, Missouri, Nebraska, North Dakota, Oklahoma, South Carolina, South Dakota, Tennessee, Wisconsin True ro. PRESIDENT Dote When to file. PIO Form 1098 with Forms 1099, 1098, or 1/Y•243 by February 28, 2005. File Form 1098 with Forms 5498, 6498-ESA, and 5498-MSA by May 31, 2005. Where To Filo Send all Information returns Ned on paper with Form 1096 to the Icifteroi o ice or agency, or legal rinttholdonoo In the also of an g n ww"indlvidual, is located in Who must file. The name, address, and T1 of the flier 0 burp principal business, Preaddressed Fern 1098. If you received a preaddressed Form 1096 tem the IRS With Package 1099, use It to transmit paper Forms 1099. 1096, 6498, and W-20 to the internal Revenue Service. any of the preprinted information Is Incorrect, make corrections on the form, if you ere not us'ng a preaddreesed form, enter the filers name, address Occluding room, suite, or other unit number), and TIN In the spaces provided on the form Use the following Internal Ravenuo Service Center Address Kansas City, MO 64999 For more informetlon and the Privacy Act and Paperwork Rocklotton Act Notioe, 41-1628081 coo the 2004 General instructions for Penns 4099, 1098, 6498, and W-23. Form 1096 (20041 JEVIFIE2 PROT46 in '113 K CORRECTED PAYFR'S nem not address, dry. nib; Su a and SON/hone elilitlateSE• 'L".Y:1.1:715Yr no. I Awls (.3. gusram vtarivl tilne4I)4 mr-re...t• tin 1 2 Roy31008 3 Other :coma PAYER'S Poderel IdentlfIcettlon number RECIPIENT'S tdentlOcatIon number A Fishing boat proceads RECIPIENT'S name. adorns, and ZIP code NonemplOyet CO poem ?PA; lv HOFFMA:e P C Account number (opbono0 4.46 No. 1545-0116 2004 RCM 1099MISC 4 fedsfel berms dx 71Ohold Iltlisceilaneous Income Vultil and hest aro paym Copy C For Payer or State Copy StrbsObte pyrsarls h leU of di: dubs o- Irrarest $ "7."-.'111n 9 Payer mode dIfeet train or 10 Crop 7ttuence proceeds MUM or mom of comma( prodorls to a top/ freeplant) for fesde Ir• FT 11 IS For Privacy Act and Paperwork Reduction Act Notice, see the 2004 General Instructions for ZZ/ A'v. F 1 orms 1099 98, 098, 54 , la / Excess pokier\ promote 14 Crass proceed° paid to and W-2G. payments on :ttomay 75 semi 1099-MISC IS Stets tax withheld VOID 0 CORRECTED 17 Stste/Peyers state no. 18 Stole balm Oapartment or the Tressury - Internal Rostrum Service PAVER'S name, seen odt ten. city. stem. ZIP oode. and teephona PAYER'S (Indere! Identification number RECIPIENT'S IdentracetIon number RECIPIENT'S name. address, end 211 code Account number (0900410 s$ 1 Rat 2 Royabas OMB No. 15;6.0115 2004 Form 109$-MISC 4 nal Worm tax Wield Miscellaneous Income 2nd TIN not. 3 Other Ircome E Fishing born proceeds 7 Nonomployo° compensation 6 Medcal ant bars ure ppm S 0 StbsI0/la prirreas In Eats ml GIANNI or freest 15 Fo7n 099-M7Se 9 Per: made arm salts of 10 Crop Insurance proceeds 15,000 or inn of ConSIIMAr ts to a Nye' Spent} for roads ti• tj toss golden porachtd Copy C For Payer or State Copy For Privacy Act and Paperwork Reduction Act Notice, see the 2004 General Instructions for forms 1099, 1098, 0 8, ee cs procds pow to and W-2 49G. payments an attorney 18 Stets US :AMA& 17 State/Payers state no. 18 State Income Doparttnent of the Treawej - Mint( ReventIO Serao dEM003 PROT47 Do 7Int Bac' come 1W. lawma: Er, 1 MO Capterens of OA Waxy 1-etn9I Severe ansso,7 Almual Summand and Trransnittai of LIS. Information Retwrs 2003 f FILER'S name ENCHANCED EDUCATION (J. EPSTEIN VIRGIN ISLANDS FOUNDATION IN room or suite number) L . ) - Name at arson to Math For °facial Use Only E-ma.1 address Fox number 1 Fn. TI Sochi nearby number a To fame tal number of ..,l_ 4 Porlana Inane tax erillted 6 Tool amount monad WM This Fcm tea $25.00Q.00 Enter an 1221 In only one box blow to indicate Via type of bun bekva flied. If Hs Is yet, final return, enter an wX" here , . . le• IS Ilvne 52 O r tore BS O 10904 04 O long 63 O lotS-A ea I 994 79 O 1090.0 IS 1009-CAP 73 O 1099{P/ 201 D O D D 10033 rta 1099H 71 1000-M SW 14)23-1.70 93 a 1099+1150 26 U 1009-243A s4 C3 torso* 90 O 7 t009-PAIn 07 O %990 01 ii Man ea O 10004 75 O MOB Sa O 1 001913-193A rz O Saelt-mOA v t1/4_.---) 96 Return this entire page to the Internal Revenue Service. Photocopies are not acceptable. Under penciller, al penury, I dealers that 1 have examined the return end aocompaning docunnnta, and, to 010 Nit or my knowledge cod ballot, they ;r WO, cent, nnd.completo. Signature r Instructions Purpose of form. UsyLthi 1098, 6498, end W-26a6t/ enue use Form 1096 to trans 19 magnetic media, see Form 4604, SIF Returns Reported Magnetically; for electron Pub. 1220, Spetaltioations for Rang Forms 1098, 1 W-2GEicatronically or Magnetically. Who must fife, Tho name, address, and TIN of the flier on this form must be the same as those you enter in the upper left area of Forms 1099, 1098, 6498, or W-20. A filer Includes a payer, a redolent of Mortgage Interest payments cncluding points) or student loan Interest; an educational InsfittrtIOn; a broker; a batter eXchango; a creditor; a parson reporting real estate troncaotions; a trustee or Issuer of any Individual rothernent arrzngernent, a Coverdsli ESA, an Archer MBA (including a Medlcare+Choice MSA); certain corporations; and a lender who acquires an Interest In soared property or who has reason to know that the property NIS been abandoned. Preaddroseed Form 1090. If you received a preaddresaed Form 1098 from the IRS with Package 1099, use It to transmit paper Forms ton, 1098, 5498, end W-20 to the Internal Revenue Service. if any of the proprinted Information la alcove/at, make corrections on the form. It you ate not using a preaddressed form, enter the filer's name, address (Including room, suite, or other/ unit number), and TIN In the spaces provided on the form. Titre Ir ON- O. Forms 1099, Mee. Do not agnaticaUy. For AkormatIon lesons, SW5498 ass end 74 Date r When to tile. File Form 1098 with Forms 1099, 1098, or W-2G an by March 1, 2004. by May 31 File Form 1086 with FornIS 5498, 8498-ESA, d 5488-MSA , 2004. Where To File Send all intonation returns filed on paper with Form 1026 to the following: If our principal business, office or agency, or legal residence in the case of en Individual, is located In "air Use the followInc Internal Revenue Service Center address NOP" Alabama, Arizona, Florida, Georgia, Louisiana, Misaleelppi, Now Mato, Austin, TX 7330 North Carolina, Texas, Virginia Arkansas, Conneactrt, Delaware, Kentucky, Maine, Massachusetts, New Hampshire, New Jersey, New York, Ohlo, Pennsylvania, Rhode land, Vermont West Virginia Illinois, Indiana, lows, Kansas, Michigan, Minnesota, Missouri, Nebraska, North Dakota, adenoma, South Carolina, South Dakota, Tennessee, Wisconsin Cincinnati, OH 459E Kansas City, MO 649I For more Information and the Privacy Act and Paperwork RoducUon Act Notroe, sea the Ma General Instructions for Forms 1090, 1098, 5499, and W-20. Cat. No. 144000 Form 1096 (2) JEVIF004 PROT48 Chic OCORRECTED PAY,ER'S ridmo. street oddtoto. city. tato, ZIP cabman° telephone no, 1 Rath UMANC:10 MUCATION LOZTEIP itS:t141 l EST,44D%:. ' 7ouxCAiTtTS PAYER, fade* macaw nuns« 66-0$35379 RECIPIENT'S Idereinegon number 66-0436549. 2 Revak; OMB No. 1545.0115 2003 i Form 1099-MISC Miscellaneous Income 3 Other Men 4 Federal Income 16x wIenhell InslIng boat proceeds RECIRIENT113 tiente, addreira, lbollAleg apt. no.). city, °tete, and ZIP code 7 Notonycyce compensation POLUL HOPFtbiktil P.C. 25, 000.. (10 Lida and bona ca parties 8 Saha am argil In eau of detrkeds at Intl Account number (oPtIond) 9 P)Ar man direct atlas of 10 ceop (mamma prOCendd $5.030 cr more of consumer poems to a tapir aulpland fa rmalv 11 y iz A 13 EXCOSA golden•perochutt 14 Gross proceeds poll to payments nn attorney 10 Stem teroeithheld S S 17 StotoPnyers state no. 18 State liana State Copy or Extra File Copy rum 1099-MISC VOID • 0 CORRECTED PAM'S nem*, tArett Or NS. can to ZIP made, old Wei:tone ro. PAYER'S Podorol IdentIllautlan nurnbef RECIPIENT'S Identlfloellen number .Rea Reyetles Department or me Treasury - Internal Revenue BervIce c.• .064S N0,1540116 2©03 Form 1099-MISC . 4 roan' Warm tea NANICIA -11 I Mi6cellaneou3 I Income , RECIPIENT'S name, eddrcon. Plated ng apt. n0.), coy, mate, end ZIP code -S 3 001C:tricorn° a rtstoxi bort proem-Kt 7 Koramphym compensation S 10 Crop Inca:once raecaocls tieW red Isdtb ots paymris 8 SOMIUM payment ?iv of MOW. ot Intanat Account rAimbor (OpticnN) 0 Pew nude Grad soles of Z,CO3 re more of ccnuanot products to a buyer VecIFIcog lot male ► 13 txccos golden perachuto 16 State UM withhold peraente 14 Gross proceeds pdd to an attorney State Copy I or Extra File Copy IS 17 SMIO(Paygr'S 64103 no. 18 State Income .• Roe 099-MISC I Department of the Treader). • Warta Revenue Sauk° JEVIF005 PROT49 Response to Request No. 6 to Subpoena dated May 31. 2007, to Epstein Interests Epstein Interests No Shareholders, Board Members or Corporate Directors E1001 PROT50 r r pti) 1 Waves, Ups, compamellim 60000.00 2 Federal Income two/1611W 6065.04 c mpewas name. address, and ZIP code EPSTEIN INTERESTS 3 Social sweaty won 60000.00 4 Booltd 4 wW to V,tthlWd 3720.00 6 MWIcam waver SW WW 60000.00 0 Medawar tax wftlilield 870.00 bps 7 Social moody nu 8 AWcated d Empbyais social security nannbW 0 Advance EC payment 10 Dependent are benefits o Empby,We first mime and Wttal tact name SOL [ADDRESS REDACTED]me 12a Soo IngNacm i I for box 12 13 Ftka, Fr girt U ri ri la i 14 Otter 120 I 12d 1 1 Orobroft scideo and Zillionth 18 awe Erroloyeel also ID onto t 18 State waves. p. eta 17 State Iron tot 1810011 wok 11.4. Olo is Lod Won* tax 20 Wydry name Wage and Tax Form W4 Statement Copy D - For Employer. 2006 TOTALS Department of the Treasury - ntorral Rennie SoMce For Privacy Act and Paperwork Reduction Act Notice, cep back of Copy D. For: Batch No. 2006/4/00859 1 TOTAL EMPLOYEES For: Company 66/LMB 31.20 NYDD (Box 14) 1 FORMS 60,000.00 Stato Wages (Box 16) 3,063.96 State Income Tax (Box 17) EMU PROT51 . vuul OW 1410 I .-- I-I 1 OMB No. 1545.00031d10 Ut/t/l. b a r Identification number IEIN) 1 Wages this, other oomplesSien 60000.00 2 Federal incase@ tax wttheld 6065.04 ' ta Erni:toyer& NM name, address and ZIP code 3 Soda! :courtly wages 60000,00 4 Sodal security tax witlxid 3720.00 6 Mediate wages and Ups 60:0 Medicare thheld 0.00 6 Medicare tax wi 870.00 7 &acid security Ups 8 Allocated Ups d Employees social sec.elty ranter [SSN REDACTED] 9 Advance BC payment 10 Dopendal care banofts • Em 1 ea'a rest name end Inale SWI. 1 Empbrefl address and ZP code [ADDRESS REDACTED]ane pa Soo Instructons for box 12 13 Z rierkrit" ri n n inn LJ rb I 14 Other 31.20 NYDD 12o i 1yd 16 NYaill b" le ask wages, tips, eta 60000.00 17 &at income tax 3063.96 Is Local Wages, lips, eta Ile Les limnslax I 20 Italy ores I 0 Wage and Tax Foam VU - Statement Copy D - Por Employer. 2006 Department of the Treasuty-4Urrnal Flavanua Senico For Privacy Act end Paperwork Reduction Act Notice, see bock of Copy D. a Control number Vold OMB No. 1545-0705 b Employer IderafIcation nutter EIN) 1 Wages, tips, other ccapensaUen 2 Federal income tax MINIM o Employers name. address and ZIP code 3 Soc!al security wages 4 Social meaty tax wIlltdd 6 Modlcaro wages and Ups 0 Medicare tax witrVield 7 Bocal anyway tips I Allocated Ups d Employees social se/malty number - 8 Advance ElO payment 10 Dependent care Inewals a Employee's net name and hind Last name S.slf. 11 Nonquellfled plans r See Ir trucilons ter box 12 13 5-Aut../ pram rilir in n n tab i I 14 Other 12e l 12d t employee's address and ZIP code k b) ttt. sata Empbyeta slate tO number I. I 16 elate wages, 1:¢, etc. 17 Sate Income lax 18 Local wages, Ups, etc. 10 Local Income tax 20 brainy name Au Wage and Tax n. Statement \Jar Employer. 2006 Department of the Treasury - htanal &genie 80NCO F00 Privacy Act and Papenvork Reduction Act Notice, see bock of Copy D. E1003 PROT52 ,e. Control number 0001 66/LMB yob ill OMB No. 1646-0008 LMB 0001 b r IdentliketIon number (EIN) 1 Wham lips, other compersidon 60000.00 2 Federal Income lex withheld 6834.27 o Erni:Sonia name, address, end ZIP code EPSTEIN INTERESTS 9 Sadel smithy wag es 60000.00 4 Social tamolly tax Milthdd 3720.00 - 6 Medan wages end tips 60000%00 6 Medicare lax vAlhheld 870.00 7 Soda Way tips 8 Allocated tips d Employees social security number 451- 11- 5768 9 Advance DC payment 10 Dependent can benefits • Ern 's lbst name and WIWI liar. II demystified plans pa See instructions for box 12 I I 13 = Peer" athr El n n ;12b I 3 I 14 Other 32° I 1 I Employee's address and ZIP coda 28.80 NYDD I N 16 Sine E a date NY J i ID number 16 Male vars. (Pa dc. 60000.00 17 815t8 Income lee 3173.41 16 Isoel alms eld. MC. 19 Local Worn* lax 20 Locefq nerd W 0 Wage and Tax Form IN iL Statement Copy D - For Employer. 2005 Department of the Teasley - Warne' Remus Service Fa Privacy Aot end Papeneark Reduction Act Mace, see bock of Copy D. ts Control number Vcid O OMB No. 1646-0008 1 Wages. tips, 2 Federal Income lax etthheld b Employer identricabon number (E1N) other compeasstbn c Employers name, address, and ZIP code 3 Social mouthy wages 4 Soda security tax althheld 6 Medicare wages and tips 0 Medicare tax withheld 7 Social security tips 8 Mloosted tie d Employee's scald security number 0 Advance BC payment 10 Dependent care bandits e Emptoyees first name and band last an [ADDRESS REDACTED]ena pa see Inetnictione for box 12 I I 13 = is r im' atir n n 12b i 1 14 Other 32. I I I Employees address and VP cods 12d 16 Paw Employees sere ID number .1 ' 1- I 10 ado deem. Ups, etc 17 Slate Income tax 10 Local eyes, Ups, et 19 Local Income tex 20 toady pine Z Wage and Tax form Statement Copy D - For Employer. 2005 Department of the Treasuiy - Intemal Revenue Serefoo For Privacy Act and PapileVialk Reduction Act Nolte, see bedr of Copy D. E1004 PROT53 0. iasi 1=,,,H, 6969 s f CIASNe. 1546010e ,.. 1096 Deeartreemet es Treasury Inhume Revenue govica Annual Summary and Transmittal of U.S. Information Returns 2005 (Rest 11aoa 2005) I- FILER'S name 1 EPSTEIN INTERESTS Street address (Inducting room or suite number) el. City, slate, and ZIP code I blEW YORK, NY 'I 0022 J Name of person to contact Telephone number For Official Use Only ( ) Email address Fax Weber f ) 1 Em reeneficatice nutter 2 Socialsecolly number 3 ;fetal number d 4 lomu 1 Federal Income In hitheld 0 0 0 5 Total amount reetetetleith ellsRennin 66-73, 00 - y one box below to Indicate the type of form being filed. If this is your final return, enter an 'X' here . . e. 0 W.20 Ss O • 1090 In O 1000-C 76 1098.E 84 O 10984 al 10094, 00 10994 79 1099-C Et$ O ICSACAP 78 O toneN el O 1099-0 se 100941 71 1009041 02 iceztirC as O 10004400 es U 1414010 ea O 1000PATR . IR K 1009-0 81 O 10004 a K 10094 75 10094A 04 O 3408 se O 5498-38A 72 O 6/90-8A 27 O ERS' COPY Return this entire page to the Internal Revenue Service. Photocopies are not acceptable. Under woolens of perjury, I dodos that thaw, examined Ude return end accompanying documents, and, lu tie tort o! my knowledge and Cella they are tale. caned, and complo:e. Signature e Title e Date s Instructions Purpose of form. Use this form to transmit paper Forms 1099, 1098, 5498, and W-2G to the Internal Revenue Service. Do not use Form 1096 to transmit electronically or magnetically. For magnetic media, see Form 4804, Transmission of Information Returns Reported Magnetically; for electronic submissions, see Pub. 1220, Specifications for Filing Forms 1098,1099, 5498 and W-20 Electronically or Magnetically. Who must file. The name, address, and TIN of the filer on this form must be the same as those you enter in the upper left area of Forms 1099, 1098, 5498, or W-2G. A filer includes a payer; a recipient of mortgage interest payments (including points) or student loan Interest; an educational institution; a broker; a barter exchange; a creditor; a person reporting real estate transactions; a trustee or issuer of any Individual retirement arrangement, a Coverdell ESA, an HSA, an Archer MSA (including a Medicare Advantage MSA); certain corporations; certain donees of motor vehicles, boats, and airplanes; and a lender who acquires en interest In secured property or who has reason to know that the property has been abandoned. Proaddressed Farm 1098. If you received a preaddressed Form 1096 from the IRS with Package 1099, use It to transmit paper FOI7118 1099, 1098, 5498, and W-2G to the Internal Revenue Service. It any of the preprinted Information Is Incorrect, make corrections on the form. If you are not using a preaddressed form, enter the filers name, address (Including morn, suite, or other unit number), end TIN In the spaces provided on the form. When to file. File Form 1096 with Forms 1099, 1098, or VV-2G by February 28, 2009 File Form 1096 with Forms 5498, 5498- ESA, and 5,.98-SA by May 31, 2006. Where To File Send all information returns filed on paper with Form 1096 to the following: If your principal business, office or agency, or legal residence In the case of an individual, is located in Use the following Internal Revenue Service Center address Alabama, Arizona. Florida, Georgia, Louisiana, Mississippi. New Wcdco. North Carolina, Texas, WON° Austin, TX 73301 Arkansas, Connedicut, Delaware, Kentucky, Maine, Massachusetts, New Hampshire, New Jersey, Newyork, Ohio, Pennsylvania. Rhode Island, Vermont, West Virginia Cincinnati, OH 45999 Illinois, Indiana, lora, Kansas. Michigan, Minnesota, Missoul, Nebraska, North Dakota, Oldahcrna, South Carolina, South Dakota, Tennessee, Wisconsin Kansas Cite MO 64999 For more information and the Privacy Act and Paperwork Reduction Act Notice, see the 2005 General Instructions for Forma 1099, 1098, 6498, and W-20. 480971237 Form 1096 (Rev. 32005) E1005 PROT54 9 595 K Vr • 0 CORRECTED PAYERS name, street address. ray, mato, ZIP . and telephone no. EPSTEIN INTERESTS NEW YORK, NY 1002 I Rents 2 Ronne. OM. to. 15460115 2005 Fur 1099-MSC 4 Federal IMO= tea wIlltdd Miscellaneous Income 3 Other Moore PAYER'S Federal irknellottlion number 1:I004W.M.etiGni.'rea RECIPIENTS Ideated:Mien It miter SIIIII73391WE.k.. 13 - 2 8 42 2 8 1 5 Fishing boat proceeds VI%.4:31,10 8 Medal sod WM are watt Copy A For Internal Revenue Service Center Ste with Farm 1098. RECIPIENTS morn ASSOCIATES 7 flonimployeeParteramOso ta te.NeW,U;la. ockONN924.6,ft: ,00:44W 6673 . 00 9 Port nude And sales of 559000r nitre of CONON% pose billw 0449460b a ) kneed, O 0 11 8 &Mt& owe* b ku al elviferds at kens! Street oddness Oncluding aPt. no.) city, stole, and ZIP code NEW YORK, NY 10022 Account number Nee Instrucdons) .00X,W.40090003991Mti 15e Section 409A deferrals 2nd TIN not 15b &radon 4004 Womb 13 Erman golden pinch& weenie 16 State tax withheld 10 Crap Insurance proceeds 14 Gross proceeds ask' on attorney 17 State/Peyere state no. For Privacy Act and Paperwork Reduction Act Notice, see the 2.005 General Instructions for Forms 1099, 1098, 6498, end W-20. 18 State Income 4 Pam 1099-MISC Cat No. 14425J Deparboent of the Treasury - Internal Revenue Service Do Not Cut or Separate Forms on This Page - Do Not Cut or Separate Forms on Thls Page 9595 0 VOID 0 CORRECTED PAYER'S name, street address. caw. state, ZIP code, end telephone no. 1 Rents S 2 Royalties OMB No. 1545-0115 2005 Form 1099-MISC 4 Federal Income lax withheld Miscellaneous Income 3 Other income PAYER'S Federal Identification RECIPPGIT'S Idennicatice t t et re mhing boat proceeds number natter ggyaxongtia' VAIWYroWntliz. RECIPIENTS name 9 Payer reads dIred min al $5,000 a more of consumer Products to a buyer (recipient) kr resale 0. 8 NOW and been cue pooch VaP.OntAtiM9400171 1.34 8 Sualititun Mein le aced Wands or interest igNi5A4V1g!AM Street address (Including apt. no.) City, state, and 2IP code *AccouS nt 300Zw number he I s t lions)Mabat' fglartSWh 18e Section 409A deter& 2nd TIN not. lee Seddon 409A boom* 11 13 SWISS golden parachute WYmcca 10 She tax wt theid 10 Crop Insurance proceeds 14 Gross proceeds paid to an attorney 17 State/Payer's state no. Copy A For Internal Revenue Service Center RIG With Form 1096. For Privacy Act and Paperwork Reduction Act Notice, see the 2005 General Instructions for Forms 1099, 1098, 6498, and W-26. 18 State Income Form 1099-MISC C t No. 14425J Department of the Treasury - Internet Revenue Santee Elanbpo Not Cut or Separate Forms on Thls Page - Do Not Cut or Separate Forms on This Page PROT55 Response to Request No. 6 to Subpoena dated May 31. 2007. to Financial Trust Company, Inc. Financial Trust Company, Inc. Corporate Directors/Board Members: Jeffrey Epstein, Cecile DeJongh, Ghislaine Maxwell Shareholders: Jeffrey Epstein FTC0001 PROT56 ipciuN4T STAPLE OR FOLD ma Contratpungrer I For Official hoe Only Pr OMB No.1345-0008 b 941.89 Mihaly Kind. ot Pd. M adioaro Payee gordna Sm'a II 943 944.5..$ C II Third. ny sic* Y 1 Woos, Its, other oomponsatioe 770439.00 2 Income tax wahhod • 128484.00 a Soder security wages 587136.84 4 Social security turrithhod 36402.49 o Total numberof Fame W-2 11 d Establishment hunter il Medicare wage' and ilea -810384. 62 e Medimre tax wahherci 11750.58 e *IIIIIII.ar(EIN) 7 Social °county Au ft 7 f Empbyeras name FINANCIAL T C. 9 Advance BIC payments 10 L - 11 Nonqualelad plans IR Debarred compensation 39945.62 la For thercruarty obit pay use only g Emprousle address end ZIP node 14 income tax witted by payer of third-pany dm pay h Other EW used thie year 1r I Employer's torr atelet C maw Conrad person J'EANNE BRENNAN For Oredel Use Only Small address Under penettes of perjury. I dam that have ox they ore true, correct, c compute. Signature s. a men rremmywo documents, arid, to the bosh or my knowledge and ballet, hide ► PREErnsn Fern, W-3SS Transmittal of Wage end Tax Statements 2006 Contact the ()Mahn of Revenue and Taxation, Commonwealth of the Northern Mariana Islands, for the address to sand Copy 1 of Forms W-2OM and WSSS, Shipping and mailing. If you filo more than one typo of form, placse group forme of the same typo with a separate Form W-3SS for oath type. For example, send Forms W-2GU with one Form W3SS and Punts W-2AS with a second Form WOSS. Forme W-MS, WrSGU, W-2CM, or W-2V1 ore printed two forms to a gg0. Send the emote page of Copies A and 1 even If one of the to Prepare and filo Forms W-2 either alphabotica names or numerically by eMploymos' soolal se staple or tape the forma tocsin?: end do not Col in a gut mailing. Iftv. 4}, General Instructions for Forms W- lt ra W-2011, W-2OM, and W-2V1 tat % t Furnishing Copies B and C to employees. Furnish Cop *finer eat -1.3 3 04. FMB W-2AS, W213O, W-2O1.,, and W-2VI to your crept y January 31, 2007. II employment ends teforo C000mbor 3 O. yoij may furnish the copies any time after employment ono but no la der than January 31. 2007. lithe employee oaks for the form, furnish hin or her the completed copies within 30 days o• the request or within 30 days of the teat wage payment, whichever Is later. II an employe° loses a torn, wrhe "REISSUED STATEMENT' on the now copy (Unitas It was fumishod. olootronbally), but do not send Copy A of the reissued statement to the SSA. Employer' are not prohibited (by the internal Revenuer Coda) from charging o 100 for the !nuance of a duplicate Form W-2AS, W-2GU, W-20M, or W-2VI, Data ► napalmed of thoTwoiy Intosnol Ilyeenue remota Extonslon to furnish PornIS W2 m employees. You may request an extension of time to furnish Forma W-2 to employees by vending a in to: IRS Enterprise Computing Center - Merthishurg Information Reporting Program Attn: Extension of limo Coordinator 240 Mural' Drive Kcameysyiller WV 28430 Mall your letter ollor before the duo date for furnishing Forms W-2 to employees. It must include: • Your name and address, • You employer Identification number (SIM, • A incitement that you are requesting an extension to furnish 'Forms W-2' to employees, • Reason for dotty, end • Your &culture Cr that of you' authorized agent. thnfollvornirlo forma. Keep for 4 yearn any employee copies of Fermis W-2AS, W2GU, W.ROM, or Wr2VI ChM you triad to caber but could not. Do not sand undotivemble Forms W-2 to the BSA. Calendar year bash. Base ail entries on Forms W.2AS, MG% WrSCM. W-214, and Wass on a calendar year. Use the correct year form. ElootronI0 reportng. If you ate roquirod to the 230 or More Farms W-2AS, W-2.3U, W-2094, or W-2V1, you mutt lie them olgotrailsalty. You can get spealoatione for Mng this lotormaden decnontally by visiting Sods; Security's Employer Repotting hatruollons and Infomation mbar, at vensookftoanity.goviemployer or by contacting an SSA Employer Services liaison C4fl00r (BEILO) at 21E.264-1117 for rho U.S. Virgin Islands or 610-970-8247 for Guam and American Samoa. SSA Mil no iongsr eecup: tiny type of physlcel manila (magnetic tape, cartridge, diskette, ate,) submisSons of Form W-2 reports. Page 3 FTC0002 PROT57 bre pro o Inipbygis tams, lc:Ma and 2IP code ETNATIC TAT, 'PWTRT C[ d Employee's soolni security number [SSN REDACTED] SIM! name and rritlel Form W-2V1 2006 Department of Ito Treasuryamoniel Reams. Service For Prratacy Act and Paperwork Reduotton Act Nalco and In:4mMIons. UM Form VP3BS. U.S. Virgin Islands Wage and Tax Statement Copy 1 -For VI Bureau of Internal Pevenuo or Copy D-For Employer OMB No. 16445-0008 Control numter b Thnotover Identlfloation number MINI o €mpoycrs name. addrom and ZIP coda FINANCIAL TRUST COMPANY, INC. d &WIPP* meld =tufty marks [SSN REDACTED] EffiScatee flea name and Initial LEON .A Last nettle CASEY, SR. f amployeate addraso and ZIP code Font Copy i•For VI Bureau of Infernal Revenue or Copy D-For Employer 2 %a bloom' tax withheld 10920.00 1 laltdte, Ups, char OCentenselfen 95101.0C o Scohl security 9vanes 4200.08 7 Book} eacranty Cps 0 Advance (10 percent 11 Nonquallead plans OMB No. 1949.0006 SOL 1 Wages, tips. other communion 44771.1 6 Medicare tax In 2.6 6 2 VI Woottte to Mdtheld 4649 4 Soda' warty tax Metaled 3082.21 . 0 0 Medicare wages and bps 6 Naoicivatm( Ymiheld 49713.0 720.84 7 Social scanty tips 0 Arlonnoe BC payment 10 11 Nancwallfied plantr 14 Other W-2VI 2006 rt p294.5© 12o DePertment of Ow Treasiny--Intemel Revenue Service For Privacy Aot and PapetWork Reduotlen Act Notice and lostruclon, sea Form W4SS. FTE0003 PROT58 }tollare, n n•imhte P NI mpoyeris name, 3CICM119, andLP coda FINANCIAL 1 Em oat and IP code last name CORNELIUS OMB No. 154-0320 1 Wagea epq ollt7COMPOOSIOSI 2 M Income tax withheld 36501.04 5365.00 3 Soots oacedty wages 4 scaled security tax wiltald 39716.5 2462.42 14 Othor PermW-21fl u.s. Virgin Islands Copy 1-For VI Bureau of Internal Revenue or Copy D-For Employer 2006 vol90430516,1a6. 5, 8 totcOcere tax withhold 575.89 ran," 159: rem Mint' ft 153 17 ro I DopnrThttt of ho intlary - Intumil Savontla Sow* For Privacy Act and Paperwork Red sedan Act Notice and Instructions. see Form W-3S8. a Oontrol number b Envolevor kionlineann, number C 22222 L vas o OMB No. 1849-0008 VVe9a, ape, eV.; ccrepomodoe 149125.48 R N Income tax toothed 28186.00 4 Spoke meetly tax withhold 5840.40 6 leadlcom tox withhold 2307.32 inpiwur name, uscinn , ZIP Ode a Ernpioyea's :odd saavrty number Employs's% first mama and INtIN CECILE R 3 Social socuritY Wage, 94200.00 a Mcdloare Wage: and Su 159125.48 7 Social :scatty Coe Advance FIO payment Last name DE tIONG11 Copy 1-For VI Bureau of Intorno! Revenue or Copy D•For Employer Buff. 11 Nonquallkod plena 13 Mag serval 14 Other 0 Us See Form W-398 Inatmetena 113 C 1 184 . 73 123 1 (10000.00 Department of the Treasury.-636Mal RtIVIttYJC Seiko For Privacy Act and Paperwork Reduction Act Setae and Inahtiotione, ito0 Penn 17/-35E. FTC0004 PROT59 a ConUoi amber Vold 0140 No. 1545.0000 b E r ON) I Wages, Ern, etherecniptossece 241.021.30 t in Income tax ivehhaki 65182.00 C Ernp'cyces norm address, and ZIP coda FINANCIAL TRUST COMPANY INC. 0 Social otewIty wages 94200.00 4 Sodsl saucily tax relthbotd 5840.40 0 Madeira vamaintri. 3 0 0 Atacama tax weNtpld 3494.01 7 Social seeirlty tips a me i er 0 Advance 90 payment 10 e I Em eve r name end nl Lett name FFREY E EPSTEIN Suft 11 Norquerned pane rieeis Firefer213. Inucears 13 g= lr"" Ner n 12b 14 Olin re 5 Ern e's Marne end ZIP code Form Copy 1-For VI Bureau of Internal Revenue or Copy P-For Employer W-210 2006 Department of the Treseurr - Internel Revenue Sends° For Privacy Act and Pepe/work Reduction Act Notice and InetruotIOne, see Form W-239. • Control number 'Jed OMB No 1545-0008 1 Vine; tie. Otter toinpereeton 20380.75 2 VI boom* bet ertthheld 2264.00 4 Social toasty tax vrilhhdd 1263.61 • Median lax wahheld 295.52 c Employee° name, eddrose. end be 00de FINANCIAL2RUSTCOMEANYillr I 3 Segel %dotty my* 20380.75 5 Medlerdo tones and So 20380.75 7 Sooal security tips d 2meloveols social socially number Advance EC payment o Employeato gnat name and !MIN teat name TEOUAS I 0 HENDRICKS 1 E wee addre Form W-21,I 2006 Code Copy 1-For VI BUreall of Internal Revenue or Copy p -For Employer sun. 41 Nonqualtted Fit,116 10 mtz eti n r 10 pa See Fonn V/45.5 triatruatOns 14 Other 12* J Department of the Treasury - In:Mel Revenue Senaco For Privacy Act end Paperwork RoduotIon Aot Notko end hwtrucilone,sco Form W-339. FTC0005 PROT60 o Control number void Eniployets name addroas, arti ZIP Dodo d ie eoG9t fie number f ee's address end Z1P o Pont W-2V1 2006 OsParMenlo? the Treauvry - Intoinol Revenue Um!co For PrNovi Mt end Paperwork RoddatIon Act Notice and instmcrOane, Imo Form 1V-359. OMB No. 1046-60011 1 Wes's, tqe, other componsollon 22766.0 LASI M ra CD mp Suff. ONALD MORRELL Copy 1•For VI Bureau Of Internal Revenue or Copy 0-For Employer n Control number b 6m IdentI toeNan number pre) FormlIV-21111 2006 a Empbyeris tome, moan and ZIP code VerldlitdrTMT MATTQM rnmpamv • Employooto first name end Mal l.$41 name UNA R PASCAL 1 r 00'3 additive and ZIP cod, COpy 1-For VI Bureau of Internal FitAfetlue or Copy D-FOr Employer 3 Social Becodty mega 24063.9 7 67thil sorority lips 11 Nonalltlifiltd plane OMB No. 1645.0000 V1 Income tax etfltheld 2108.00 1 Wegto, dpi other componsaton 45986.10 3 Sou'al murky wages 47613.99 6 Meolcaro wages and Cps 47613.95 7 Soolal security this 9 Advance EIC payment Suit. 111 NonquAllied plate 13 sieeof reed fum n 14 Other Seel eecurtty tax withheld 2952.07 us tax withhold 690.40 12a Soo Palm W-SSSInalruallomi IS 11627.89 rt 140.82 1721 Deportment of the Treaeury - inteme Rovonue ServIen Por Privacy Act sad Perenuork Reduction Act Notice and instruction:, sea Porm W-389. FTGB006 PROT61 a Coned-meter Void OMB No. 1 €41.5.008 ' Emotornr 'dentin:teen number(CIN) 1 Vfnaas. Me, ether oommnsalke 2 VI Interne tax wIthheld 32443.47 203.00 c Ernmayar's name, addrere, and ZIP Dodo d Employee's social sonority number Ewan 'Hann nem end WU Lea R name ODRIGUEZ f fi e'e address and ZIP tad "F Sun. Soots, security Trg $3.3 € 4 Sedal security tFotr088.,,,, 4 6 median wspayroa 689.36 0 Advance Fle etnented 11 Ncequelfed plans Other Median tax withhold 488.50 12.1 .S See F 1 1245 orm 3RG I89 rtirectiote mil 2006 Deportment of the Treestay-tntemet Rewrite, Vatilos Form W aL, " For Privacy Act and Paperwork Redaction Act Notice Copy 1-For VI Bureauof Internet Revenue or Copy D•For Employer and lustros-tic/1W. sou Penn W.32t2. Control matter c,nin • len FT (FIN) a mob, ors name, etdress, and Cli, CC11 OMB Nb. 1546-0000 Waged, VPs, other cormtnanan 40174.72, 2 Sods; seaway wages 43275.92 • Wawa wages end tips 43275.92 2 V1 Intent* tax of thheld 3502.00 4 Sccial mostly lax withheld 2683.11 6 Medleys tax Withhold 627.50 7 Social socurIne ilea d almployoo's sod& security number 580- 15- 5038 o enployoe's Oral name and Initial immure mum m • Advance EICI payment Lest Fame to is WM f Em lo e's address evil 21P Fe. 1111-211I U.S.VkenIslands Copy 1.For VI Bureau of Internal Revenue cr Copy D-For Employer FTC0007 Suff. 11 Nonqualflad plans 13 at; 14 Other 2006 MIMMI ltr izalf ink 2a Sea rum W-3SS hatruallona IS 13101.20 I ue 128.34 D011antrent of the Tromary - Intemat PirriCCLUft Sen/co For loiivocy Act and Paperwork Reduction Act Notice and instrucUons, ono Form W-2SS. PROT62 a Conkol number d F Awe nnbi ArenurIN etTO ar e Empoy_0014NE L fret name end Ideal DAPH 2222 e T 1 and ZIP coda Form Copy i-For VI Bureau of Internal Revenue or Copy EhPat. Employer CE DVS No. 154E-0030 Suff. tax moiled 4448,00 1 Wages, Epic ether oompemagee 2 VI hoe 41567.91 3 Social security amen 4 Scant ocevdly PP Withheld 46083.3E 2857.17 5 haeckcere wegoteettgs3 3e e thadloare tax wthlteld 668.21 7 Sooiel eocurity Ups 9 Advance EIC 11 Nenqualliked Wen 13 I= 14 Other IN-2111 Wage end Tax Statement 2006 12? 12d ;TAT:arm 133.61 Department of the Treasury - Int/mar Revenue Sinaloa For Privacy Act and Paperwork Reduction Act Notice, and Instructions, see Form 1443,53. o Control number Veld 0 OMB No. 1845-0098 b Employer IdentlficatIon number (EIN) 1 MVP. ON Orr coalgeneeeen 2 VI Incomes tax withhold a Ernoloyere name. address, anti Zln code 3 Sodal security wages 4 Social ascutly tax efithhoR CI tAreflatta wages and tips 9 I4odloare tax wIthheid 7 Social 'mouthy hod e ' fry d Employee's social murky number 9 Advent* EIC paymma to A 0 Employee's first name and Ingle) 1 Employees'', eddrect and ZIP code Last moo Butt [ADDRESS REDACTED]um 12a Sea Form W-059 Pablichone i IS e= mow4 (rAsor n n 0 12b I 14 Other 12o I I'12d ) S z W-21/1 Perm Copy 1-For VI Bureau of Internal Revenue or Copy O-For Employer Wage and Tex Statement 2006 FTE0008 Department 011ie Treesury - artemal Revenue Service For Privacy Act and Paperwork Rain-Con Act Notice and Instructions, coo Form W-3SS. PROT63 Control umber For Official Use Only o Obtil wo, 1645.060s b 041-56 Mammy Kind El im en 0 1 Wades, spa, other oomperiestIon 717905.56 2 boom* tax withheld 116884.00 of Mt M§Sa; Y rty O p Payer i g t s sootoi seculty wages 583483.31 4 Social gaudyy tax withheld 36175.97 o Total number of Forms WO 19 d Establishinont number 6 Madan wages and tOpo 751782.06 a Medusa tex wahheid 10900.85 number (EIN) 7 Sodelsocurtly Ups II • name FINANCIAL TRUST CONPANXE INC. 9 Advance aliC payments )0g 11 Nonqueseed plena 12 Woad componsatIon 33876.50 13 For ttermpany Mr* pay use oars g Employers address end ZIP cede 14 Income tax withheld by paycr of third-pony sick pay h Other EIN used we year I Emeloyers tenttortol ID number Contact arson For Oboist Use Only .11111S E-mail address tinder penalties of palely, I de ' they ore trim. correct, and c a sig.hreuro ► Copy 1 - F Rat t ha% thlS return sod moompanyYva Cocumonce, and, to the best of my knowledge end bow, r Form W-3SS Transmittal of Wage and Tax Statements 2 0 0 5 General Instructions for Forms W-2AS, W-2GU, W-2CM, and W-2V1 Furnishing Copies B and 0 to employees. Furnish Ceplos 8 WC Of Forma W-2AS, W-2GU, W.201.4, and %Nal to your employees by January St 2006. If ornieloymont ends before Deoember 31, 2005, ycu may furnish tits copies any lime otter omploymeM ends but no later than bindery 01, 2000. if the employee asks im the form, furnish him or her the completed copies valthIn 30 days of tho request or wIthIn 30 days of the bet wage payment, whichever Is latch If an employee loses o form, write 'REISSUED STATEMENT' on the now copy (unlace It was furnlahed abotronictally), but do not send Copy A of th I Wad Keitlkiago the SSA. rtrp:oyors are not prohbltod (by the tine RARETICE- No. 2 charging a tee for the irduancrot a duplicate Fort W-2AS, W-201 , W.2CM, or Extension to furnish roans 00.2 to employees, yofrES e4pat gos extension el time to proVide Forms W'2 to ample ors by sending a letter lo: I IRGIN ISLAVOS BUREAU OF IRS Enterprise Computing dWaRtiAlollbViSKIE ST. THOMAS information Reporting program Attm Extension of Time Coordinator [ADDRESS REDACTED] Mat, your letter on or before the due date for furnishing Forms W-2 to empbyees. It must include: • your name end address, • Your employer IdeMllicetion number (EIN), ▪ A statement that you are rOcturrollng on extension to furnish Forms W-2 to amptoymas, • Ronson for delay, and e Your signature or that of your authorized agent. Pete ► abAA Ceportrent el the Memel Memel Revmoo &woo UndolNemblo forms. Keep for 4 years any employee copies of Forms 00.245, wgrou, WECM, or W-2VI that you Med to deliver but could not. Do not send undeliverable forms to the SSA, Calendar year bars. Base all entries on Forms W.2AS, W.2GU, W4CM. W-2N, and W-3SS on a calendar year. also the currant year form. Magnetite medlafeloctronte reportIng.11 you fire 250 or more Forma cbgAs, sy-20u, W.2CM, or W.2VI, you must WO them on magnetite media or eleetronloe7y. You Can get specifications for filing this Information on megnatla media or ciact,onloally by visiting Soda' Security's Employer neporrng InstMetione and Interrelation ',betake at swot000lalseOurfrfloWemployor or by oonteding an SSA Employer Services Liaison Officer (ESLO) at 787.766.5574 for the U.S. Virgin iSlanols or 510-970-8247 for Guam and Arradpa Samoa. SSA wig not epoch' magnetic tape and cartridge outrntssiona beginning laith the 2005 Form W-2 moons that ere due to SSA kit calendar year 2006. if you be on magnetic dickey@ or electronically, Co not file the Came OVUM on paper. Jam: You are encouraged to Me on magneto diskette or electrorioally Vivem it you file fewer than 250 Forms Wa2. You may request a mirror en Penh 6508, Request for Waiver From Filing Information Returns Magnetically, Submit Form 6508 to the IRS al teat, 46 days before she due date of Form #2, See Form 0508 for fling Iriormation. Taxpayer Identification numbers. Employers use on employer Identboallon number (EIN) (00.0000000). Employees Use a Roo:a SOanitY number (SSN) (000.00-0000): When you lib a number, separate the nine digits properly to Show the kind of number, Social security numbers are used to moord ernpbyeo earnings for Mute soolel sow* and Medicare bonofita. You must show the comsat :odd security number In box d on the Form W-2AS, W2GU, or 91.2W. Page 3 FTC0009 PROT64 o Conrol rombor vow CER4 OMI3 No. ia4e-ocos Mete. SPe, ogler torryeroatico 35487.81 2 VI incomO lax Mrelia 3837.00 4 Scala: Woolly lex 44N4. ithhoid7 2 4 o ErreciOyorli non% actlfees, end ZIP code a Social security Nome 39426.92 S Mediocre wo3e6 and tics 92 7 Soot"l security tips d Envoi is eocial cztrdt minter 9 Adva-.ce EIO parnant. O EMPoyn'addrol,WWWW lost name DALE BASTIAN GORDON WIT 2005 DnPortmorit of Ito Weaoury - ireerna Pereenuo Service For Privacy Act end Paperwork Reduction Act Notice and Inothiotiono, see Pcnn W-3SS. Form Copy 1-For Vi Bureau of Internal Rovonuo or Copy D•Por Employer 11 NenoualiStrd prone 13 sailtete4 mur n 0 Medlar° tax "nold 1.69 sae mts.st r t.:tickets Fr .15.82 • Control number I 22222 Vold 0 0M9 No. 104041008 b employer Idandticatket r.urnbor (EN wormilittear communion 85718.27 2 VI IncoM0 cox Withhold 8549.00 4 *wall se/purity lox widthcid 5580.00 EmploWt name, eddrosa, and EP caw d Pnelovaa'• modal enatdre hollow WagesmrfaxStitement Copy 1 For VI Dinar of Intend Revenue or Copy D-For Employer 8 Wall emu* WOW 90000.00 kteehooro woo end Ss 91180.46 7 Social aecurity Ups 0 Advance SIC e4Yinord 8 Molt1core tex widdo'd 32 .12 FOrm VII 2005 r See !Mai Ira rb 45.04 1,2o 1 C2d Deportment of the Tioasury - intento Revenue scroloa For Privacy Act and Paperwork Reduction Aot Notice and Inannotons, see Fain W429. ETC0010 PROT65 a Cobol number b EmPloYot IdentifIcoVon number (EIN) 1 Vca OMB No. 1545.0008 1 Woes Oa other ocroettaihn 43574.16 3 SoblutOtyviefim 48390.99 2 VI Incorrt Lax Witahola 4506.00 4 Social security tox velthhe'd 3000.24 o tbriplora name, adctest, aro ZIP code 5 Media ra Wen Wed 10. 99 Social aockurIty tips d Employees social murky number 0 Adynnera Etc payment • ea Eniployan's first nacre and ketlel Loot name LEON A f E Form polo addrean and ZIP coda CASEY, SR. z I U.S. Virgin Islands VV-21th Wage and Tax Statement Copy 1-For VI Bureau of Internal finvenua or Copy D-For Employer [ADDRESS REDACTED]ans 19 wavy ado money mane en ly 111 14 Other Dopartmont of Ma Trettaury--blemoi Rescue. &roles Far Maw Act end Footwork Reduction Act Notion arra Instructions, sea Form VV-5.22. 2005 C 6 Medicate tax w701 7WOOki .67 12a See Form W-345 unawares p 4816. -$1 F ro 22.21 u Control ru,mucr E2222 j Vold Q ' OMR No.1645-000B b emablair identified:on numbs 661E 1 Woo t.p& ober compensation 41913.27 2 VI InOorne tax withheld 5754.00' Employee's MOW acCiama, and 2IP oat 0 Social society wort 44630.48 4 social security tax withhold 2767.09 tVo 9 Median, woes n61 0.48 44 0 Medicare ttu wIthhaid 47.14 6 7 Social Oman tips IIV d Employee's social colony O&M 9 Advance be payment I Employee's fast name and intlel Last name JAMIE I CORNELIUS [ADDRESS REDACTED]ans 12a Sao Form VOSS Inerueort 3717.21 et, I 18.10 12 X i wr. pir )4--1 14 Other 8 120 1 I F I dims* and ZIP code 12d i U.S. Virgin lafends Wags and Tax Statement Form Copy 1-For VI Bureau of Internal Revenue or Copy 0-For Employer W-2111 FTCD011 2005 DepartmoM of the Troaavry - Mtomed Ruvenue Service For Privacy Act and Paperwork Reduction Act Motto and inatruotana, ao0 Form vpass. PROT66 VU 1 'flu Form Copy 1-For VI Bureau of Internal Revenue or Copy D-For Employer 200