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efta-efta00239621DOJ Data Set 9Other

May 15, 2019

SUBS May 15, 2019 U85 Financial Services Inc. 299 Park Avenue 26th Floor New York NY 10171-0002 Confirmation Confirmation: Ending your participation in a UBS Investment Advisory program Verification This message confirms that you no longer participate in the Investment Advisory program for the account shown below. If you have elected to enroll in another Advisory Program, additional information will be sent to you after the enrollment is completed. This change applies only to the account and program referenced below. It does not affect your relationship with your Financial Advisor or UBS. Account Investment Advisory Program UBS Strategic Advisor End Date 05/14/2019 What this means to you We have converted your Investment Advisory program account to a brokerage account. Moving forward, we will act as your broker— not your investment adviser. Investment Advisory programs and brokerage services are separate and distinct ways to participate in the financial markets, a

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Unknown
Source
DOJ Data Set 9
Reference
EFTA 00239621
Pages
2
Persons
0
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Summary

SUBS May 15, 2019 U85 Financial Services Inc. 299 Park Avenue 26th Floor New York NY 10171-0002 Confirmation Confirmation: Ending your participation in a UBS Investment Advisory program Verification This message confirms that you no longer participate in the Investment Advisory program for the account shown below. If you have elected to enroll in another Advisory Program, additional information will be sent to you after the enrollment is completed. This change applies only to the account and program referenced below. It does not affect your relationship with your Financial Advisor or UBS. Account Investment Advisory Program UBS Strategic Advisor End Date 05/14/2019 What this means to you We have converted your Investment Advisory program account to a brokerage account. Moving forward, we will act as your broker— not your investment adviser. Investment Advisory programs and brokerage services are separate and distinct ways to participate in the financial markets, a

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
SUBS May 15, 2019 U85 Financial Services Inc. 299 Park Avenue 26th Floor New York NY 10171-0002 Confirmation Confirmation: Ending your participation in a UBS Investment Advisory program Verification This message confirms that you no longer participate in the Investment Advisory program for the account shown below. If you have elected to enroll in another Advisory Program, additional information will be sent to you after the enrollment is completed. This change applies only to the account and program referenced below. It does not affect your relationship with your Financial Advisor or UBS. Account Investment Advisory Program UBS Strategic Advisor End Date 05/14/2019 What this means to you We have converted your Investment Advisory program account to a brokerage account. Moving forward, we will act as your broker— not your investment adviser. Investment Advisory programs and brokerage services are separate and distinct ways to participate in the financial markets, and each is governed by different laws and separate contracts with you. Your Financial Advisor can help you determine whether to continue holding these assets in a brokerage account or to participate in another Investment Advisory program, now or in the future. To learn more about the differences between brokerage and advisory services, please visit our website at www.ubs.com/Workingwithus. Thank you for allowing us to continue serving your investment needs. Disclosure To comply with applicable industry regulations, we confirm the information in our records when changes such as the above occur. Questions If changes are required or if you have any questions, please contact your Financial Advisors, Scott Stackman I Lyle Casriel, at 1 (212) 821-7000. UBS Financial Services Inc. is a subsidiary of U85 AG. Package ID: 0283758853 - 0001 CONFIDENTIAL UBSTERRAMAR00004340 EFTA00239621 Package ID: 0283758853 - 0002 E CONFIDENTIAL UBSTERRAMAR00004341 EFTA00239622

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Domainwww.ubs.com
Phone1 (212) 821-7000
Phone3758853
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