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efta-efta00629062DOJ Data Set 9Other

From: Tazia Smith

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DOJ Data Set 9
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efta-efta00629062
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EFTA Disclosure
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From: Tazia Smith To: "Jeffrey E." <jeevacation@gmail.com> Cc: Daniel Sabba , Paul Morris , Richard Kahn , Vahe Stepanian Subject: Re: [C] Date: Tue, 28 Oct 2014 15:06:39 +0000 Inline-Images: unnamed; unnamed(]); unnamed(2); unnamed(3) Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? L Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York. NY. USA Tel. +1 Fax +1 Mobile Email Panitrpcirr Per /amt. From: Tazia Smithldbldbcom To: 'Jeffrey E." <jeevacation@gmail.com>@DEUBAINT. Cc: Richard Kahn Daniel Sabba/dbidbcom©DBAMERICAS. Vahe Stepanian/db/dbcom©DBAmericas. Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: IC] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading -23.92, buying 55mm worth. got it. Tazia Smith EFTA00629062 Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 10154-0004 New York, NY, USA Tel. Fax Mobile Email Pascrio-4..fr Pedferrin From: lenity E." <jeevacabon©gmail.com> To: Tazia Smithiclb/dbcom®DBAMERICAS. Richard Kahn Date: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to jeevacation@gmail.com, and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA00629063

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Related Documents (6)

DOJ Data Set 9OtherUnknown

From: Tazia Smith

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01368480

Dec Mar EP044C23 Pfd ESL ZS :CIES:ZS :4 C 5.8 12/31/49 $ 1 24.000 -.093 N24.000 /24.010T 3 x 1 EXCE At 11:28 Vol 57,252 - 23.911'' :1 24.040 L 23.880D Val 1.377M 99 Save As 99 Actions - 97) Edit - 9tinart - cc;7;at r. Mal! ID 3D 1.ix ON YID IV SY Max Daily v 4- Track Annotate DE Last Price 24.000 T High on 06/30/14 24.400 + Average 22.792 Low on 12/11/13 20.590 Sixsityaid • Event -- News . Zoom h. o • Volume 57452.000 kAllaidelhatattAdkaithalialliq

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01359942

Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01368473

From: Tazia Smith Sent: 10/29/2014 4:34:36 PM To: Jeffrey E. (jeevacation@gmail.com) CC: Daniel Sabha Subject: Trade Report 10/29/14 ICI Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 Paul Morris Stewart Oldfield Richard Kahn Vahe Stepanian This completes your position of 200,000 shares (24.20 avg cost, 6% yield). We have this booked to the Haze account, where your other Citi 6.875% preferred is held. Let us know if you would li

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DOJ Data Set 9OtherUnknown

From: Tazia Smith

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01368476

Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Ay 154-0004 New York. NY, USA Tol. Fax Mobil + Email PASc-itnA--ittr Pelfervert. From. Tazia SmithMbidbcom To. Whey E. sjeevacationgbgmail.com>.

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