From: Eric Roth

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DOJ Data Set 9

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efta-efta00653223

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EFTA Disclosure

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From: Eric Roth To: jeffrey E. <jeevacation@gmail.com> CC: Richard Kahn Subject: Revised Proposal and deposit invoice Date: Thu, 11 May 2017 13:45:45 +0000 Attachments: ER017007R2.pdf; Plan_D_LLC_Deposit_Invoice.pdf Inline-Images: image007.jpg; image008.jpg; image009.jpg Good morning Jeffrey, Attached is our revised proposal which reflects the limited work scope —"Phase I". Please note it is "likely" that the material costs will be lower than budgeted and once materials have been selected / finalized, you will be issued a credit that will appear on future invoices. As always, please do not hesitate to call me with any questions you may have. Best Regards, Eric ERIC H. ROTH I PRESIDENT s jIJI Logo - Horizontal-SMALL I C I vAvw.intl om 2221 Smithtown Avenue, Long Island MacArthur Airport, Ronkonkoma, New York 11779 EFTA00653223

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Emailjeevacation@gmail.com

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Hi Rich — Received. Reviewing. Be back From: Richard Kahn [mailto Sent: Monday, May 22, 2017 1 :5 AM To: Tazia Smith Cc: Stewart Oldfield Subject: Fwd: Rothschild can you please provide bid ask as per email below thank you Richard Kahn HBRK Associates Inc. tel fax cell Begin forwarded message: From: Richard Kahn c M> Subject: Rothschild Date: May 22, 2017 at 1:56:17 PM EDT To: Vahe Stepanian Cc: Stewart Oldfield can you please provide a bid ask on 100,000 shares of: Rothsch

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As s Rubin I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 154-0004 New York, NY, USA Tel. Emal From: Richard Kahn [mailto Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield ; Vahe Stepanian da; Matt Glassman ; Delores Rubin ‹ > Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ' Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 Phone- Fax Cell

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From: Richard Kahn Sent: Tuesday, May 23, 2017 6:18 AM To: Tazia Smith <a> Cc: Stewart Oldfield Vahe Stepanian ve; Matt Glassman >; Delores Rubin Subjec : e: o isc Any update on bid ask for 100k Roth 9 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith ‹ > wrote: Working with our counterparts in Europe. Size / liquidity could be prohibitive for a market on that size but we will be back with color.

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Equity Trading DB Securities Inc Deutsche Bank Wealth Management P rk Av n 1 154.0004 New York, NY, USA From: Richard Kahn [mailto:richardkahn12@gmail.conl Sent: Tuesday, Ma 23, 2017 6:18 AM To: Tazia Smith Cc: Stewart Oldfield < >; Vahe Stepanian < >; Matt Glassman >; Delores Rubin < Subject: Re: Rothschild [C] Any update on bid ask for 100k Roth ? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 On May 22, 2017, at 6:47 PM, Tazia Smith wr

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From: Eric Roth

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