From: "Barrett, Paul S"

EFTA Document EFTA01448830

O O OO zz "rt mm zz -i ); C C Al (/) z -1 C 0 Asset Account 0 73 R 7 ce TO JPMergan Chase Bank, NA. 270 Park Avenue, New York, NY 10017-2014 THE HAZE TRUST ACCT. For the Period 7/1/13 to 7/31/13 Z 0 6 8 6 O tW0 J.P. Morgan Team Table of Contents Palle Jusdn Nelson Banker 203/629-3124 Account Summary 2 Paul Barrett Investment Specialist 212/622-2770 Holdings Janet Young Client Service Team B001634-1318 Equity 4 Gina Magiiacco Cash & Reed Income

From: Paul Barrett

EFTA Document EFTA01388380

From: Sent: To: CC: Subject: Liam Osullivan 10/12/2018 4:14:13 PM Paul Barrett Stewart 0ldfield Incoming Wire ICI Classification: Confidential Paul, ; Davide-A Sferrazza I I; Martin Zeman We have not received the wire. Our operations team has asked for additional information: We require more information to complete our task. Please confirm the reference number or a copy of the MT103. As of right now we do not have the funds. Thank you, Liam Liam O'Sullivan AVP I Key Client Pa

EFTA Document EFTA01388529

From: Nadean Novogratz Sent: 11/15/2018 10:59:29 AM To: Paul Barrett CC: Martin Zeman I ; Stewart Oldfield I; Alan Brody Subject: FW: I/I Equity Derivs: FXI can outperform SPX coming out of the G20 Hi Paul, Interesting FXI upside trade out to February below. Is international underlyings interesting to you? Kind regards, Nadean From: Karthik Nagalingam [mailto Sent: Thursday, November 15, 2018 10:33 AM To: Karthik Nagalingam Subject: [/] Equity Derivs: FXI can outperform SPX com

EFTA Document EFTA01434977

Subject: Re: RIN Materials - so they're at top of your inbox. [I] From: Stewart Oldfield Date: Wed, 11 Apr 2018 18:03:23 -0400 To: Vahe Stepanian e > I think so. He sounded pretty jammed today working on a request for Jeffrey. So let's check in Monday if we don't hear back. He knows there's a finite window to get into the deal. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY

EFTA Document EFTA01370669

From: Martin Zeman Sent: 4/11/2018 12:13:54 PM To: 'Richard Kahn' CC: 'Paul Barrett (I ; Xavier Avila Stewart Oldfield Subject: CRS + UK FATCA form ICI Attachments: CRS + UK FATCA Entity Self Cert.pdf Classification: Confidential Richard, ; Liam Osullivan Davide-A Sferrazza I r; We are working on extending Southern Financial to trade Equity and also Credit Derivatives. Our Verification team noticed that we are missing this one form (attached) to complete the file. The reason w