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efta-efta00855525DOJ Data Set 9Other

From: Daniel Sabba

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Unknown
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DOJ Data Set 9
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efta-efta00855525
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2
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From: Daniel Sabba To: "Jeffrey E." <jeevacation@grnail.com> CC: " alEnfl>, Paul Morris Vahe Stepanian , Ariane Dwyer Subject: RE: send to rich please [C] Date: Tue, 02 Jun 2015 12:07:33 +0000 Classification: Confidential Jeffrey — can you please confirm this refers to your Twitter positions? If so, we did send Southern Financial this information last week - we will resend. From: jeffrey E. [mallto:jeevacation@gmall.com] Sent: Tuesday, June 02, 2015 6:51 AM To: Daniel Sabba Cc: ; Paul Morris; Vahe Stepanian; Mane Dwyer Subject: Re: send to rich please [C] I asked that you summarize the trade, prices bought dates, marks. payments made payments owed dates and prices. . you sent me an accounting with no back up. whatsoeer . no prices ??!! On Tue, Jun 2, 2015 at 6:40 AM, Daniel Sabba < > wrote: Classification: Confidential Jeffrey, to clarify, are you looking at closing prices as of 06/01/2015? From: Jeffrey E. (malltoleevactl g on mall.com Sent: Monday, June 01, 2015 09:54 PM To: Daniel Sabba; Richard Kahn < Subject: send to rich please >; Paul Morris prices on RTRX, OREX AKRX dish networks, PXD EOG, GD, delphi, comcast, glaxo viacom, baidu baba please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to jeevacation®gmail.com, and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA00855525 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to jeevacation@gmail.com, and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA00855526

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Emailjeevacation@gmail.com
Emailjeevacation@gmall.com
Emailjeevacation@grnail.com

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Alibaba BABA I $90.78 I Buy I $104 *52 week high Let us know if you have any questions. Best, Ari From: Daniel Sabba Sent: Tuesday, June 02, 2015 6:41 AM To: ijeevacation@gmail.conY; Cc: Vahe Stepanian; Ariane Dwyer Subject: Re: send to rich please [C] Classification: Confidential Paul Morris Jeffrey, to clarify, are you looking at closing prices as of 06/01/2015? From: Jeffrey E. [MailtoleevacadonOomail.conil Sent: Monday, June 01, 2015 09: To: Daniel Sabba; Richard Kahn ; Pau

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From: Ariane Dwyer Sent: 9/3/20)5 3:47:02 PM To: Darren Indyke ; Richard Kahn CC: Daniel Sabba I; Vahe Stepanian Stewart Oldfield I Paul Morris Subject: ISDA Amendments ICI Attachments: Southern Financial LLC - Amendment Agreement - First Draft.doc; Southern Trust Company Inc. - Amendment Agreement - First Draft.doc Classification: Confidential Darren and Rich, Please find attached the ISDA amendments for Southern Financial and Southern Trust. Let us know if you have any quest

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From: Vahe Stepania Sent: 12/4/2015 1:56:49 PM To: Richard Kahn mj CC: Daniel Sabba riane Dwyer " ' 'Paul Morris [ Stewart Oldfield Subject: RE: Dispersion Call Option [CI Classification: Confidential One more point worth mentioning - the realized dispersion when we spoke on Wednesday was - 9.95%. This decline from 9.95% to 9.41% would also affect the indicative bid of the option. From: Vahe Stepanian Sent: Friday, December 04, 2015 1:09 PM To: Richard Kahn Cc: Daniel Sabba

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Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef

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From: Vahe Stepanian Sent: 5/28/2015 3:40:36 PM To: Richard Kahn CC: Daniel Sabba Ariane Dwyer • Paul Morris Stewart Oldfield I I; Jeanne Brennan Subject: Monthly TWTR Swap Reset ISCj Classification: Mildly Confidential Rich —password for attachment in my previous email: Thank you, Vahe Vahe Stepanian Assistant Vice President I Key Client Partners Deutsche Bank Securities Inc. Tel. Mobile Email All trade execution information contained herein is being provided as an accom

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