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Atnyotrophic Lateral Sclerosis and Frontotemporal Degeneration, 2013; 14: 482-485
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ALS-UNTANGLED
ALS Untangled No. 21: Fecal transplants
The ALSUntangled Group
Fecal microbiota transplantation (FMT) is a tech-
nique whereby stool from a healthy donor is deliv-
ered into the GI tract of a sick patient. On behalf of
PALS who requested it, we herein review the evi-
dence for using FMT to treat ALS
Rationale
The human intestinal tract contains between 1 X
1013-1 X 1014 microorganisms, belonging to over
7000 different strains, and containing over 3 million
unique genes (1,2). Thus, gut microbes outnumber
our own cells by an order of magnitude and could
possess 150 times more genes than the entire human
genome. Modern sequencing and metagenomic
techniques have enabled characterization of the
complex human `fecal microbiome'. Humans can be
divided into three distinct 'enterotypes', based on the
relative profiles of gut microorganisms. Disruption
of the normal microbial homeostasis has been directly
implicated in the pathogenesis of ulcerative colitis,
Crohn's disease, celiac disease, diabetes, obesity, and
certain allergies (reviewed in (2)). Both animal and
human studies have also shown that the gut micro-
biome is altered in obesity, and germ-free mice are
resistant to diet induced obesity (3,4). Recognizing
the potential importance of this rapidly expanding
field, the National Institutes of Health have estab-
lished the Human Microbiome Project to study the
complexity of the gut microflora and its roles in
health and disease (http://commonfund.nih.gov/
hmp/).
FMT, also called fecal bacteriotherapy, has been
reported in dozens of publications, mostly for treat-
ing patients with recurrent Clostridium difficile diar-
rhea, for which it has had unanimously excellent
results. FMT was first reported as an effective ther-
apy for pseudomembranous colitis by Eisenman
et al. in 1958 (5), although donor stool transplanta-
tion as a treatment for diarrhea was documented as
far back as 4th century China (reviewed in (6)).
A recent randomized clinical trial published in the
New England Journal of Medicine used duodenal
infusion of donor feces for recurrent C. difficile
diarrhea. The study was stopped at interim analysis
after only 43 patients had been randomized, because
almost all of the patients in the control groups had
recurrence, whereas FMT was effective in 81% after
a single infusion, and two out of the three other
patients after a subsequent infusion (7).
The goal of FMT is restoration of normal
healthy gut flora homeostasis. The composition of
the gut microbiome is presumably influenced by
our environment, thus spouses or other cohabitat-
ing family members are preferred as stool donors.
The donors are screened for stool and blood-born
pathogens, a stool sample is obtained, homogenized
in a blender, filtered, re-suspended, then delivered
either by nasogastric tube, enema, or colonoscopy
into the recipient (8).
Patients with neurodegenerative and neuroim-
munologic disorders often suffer from chronic con-
stipation. As the use of FMT to treat recalcitrant
constipation has expanded, case reports have accu-
mulated in which patients with neurologic and
autoimmune disorders have seen marked improve-
ments in their non-GI symptoms with FMT (6).
These have inspired further investigations into the
potential role of a 'brain-gut axis' employing bidi-
rectional communication via neuronal, hormonal,
immunologic and toxic signaling. Proposed mecha-
nisms include direct communication through the
vagus nerve, changes in tryptophan and norepi-
nephrine metabolism, production and absorption of
neuroactive metabolites, immune activation through
molecular mimicry, and the direct production of
neurotoxins (6,9-11).
FMT is generally considered most effective in
treating constipation caused by chronic clostridial
infections. Interestingly, several pathogenic clostrid-
ial strains are well known to cause neuromuscular
disease, such as C. botulinum and C. tetani — which
produce neurotoxins that can infect lower motor
ISSN 2167-8421 print/ISSN 2167-9223 online 4 2013 Informa Healthcare
DOI: 10.3109/21678421.2013.814981
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ALSUntangled Update 21 483
neurons, and in the case of tetanus, utilize retro-
grade signaling to the CNS. Given the well charac-
terized pathogenicity of these clostridial strains, the
frequency of constipation in many chronic neuro-
logic disorders, and published case reports in which
FMT and/or antibiotic regimens targeting clostrid-
ial infections appeared to serendipitously attenuate
neurologic symptoms, some researchers have pos-
tulated that neurotoxins produced by related spe-
cies may be neuro-pathogenic. Longstreth et al.
specifically hypothesized that ALS may be caused
by an as-yet-unidentified motor neuron toxin pro-
duced by a clostridial species in susceptible patients
(12). Unlike recurrent C. difficile diarrhea, in which
the normal fecal microbiome has been severely
altered, it is possible that a pathogenic microbial
composition in neurologic diseases such as ALS
might be more resilient to change and thus antibi-
otics/probiotics previously trialed may not be effec-
tive (10).
Relevant animal data
There are no published animal data investigating
FMT as a treatment for ALS. There are limited ani-
mal data on alterations in the gut microbiome in
other neurologic disorders. For example, studies
with germ-free animals or animals given specific gut
infections iatrogenically have implicated the fecal
microbiome in certain mood disorders, cognition,
and pain syndromes (reviewed in (9)). Experimental
autoimmune encephalomyelitis (EAE), an animal
model for multiple sclerosis, does not develop in
germ-free mice, and subsequent colonization with
fecal microbiota causes them to develop demyelina-
tion (13,14). The colonic microbiome is also altered
in a mouse model of Alzheimer's disease, evaluated
by fatty acid methyl ester analysis (15).
There are animal data demonstrating that
clostridia! toxins, such as tetanus toxin, can be
transported to the CNS despite an intact blood-
brain barrier and without invoking an immune
mechanism. For example, the non-toxic C frag-
ment of tetanus toxin is known to be transported
in a retrograde fashion to the CNS, and thus has
been studied as a potential vehicle to target thera-
pies for neurodegenerative disorders. In one study,
naked DNA encoding the non-toxic C fragment of
tetanus toxin was injected intramuscularly into
SOD1-G93A mice, and was transported retrograde
and trans-synaptically back to the spinal cord
(confirmed by Western blot), and surprisingly had
therapeutic benefits in the ALS mice (16). The
authors hypothesized that the therapeutic benefit
may be related to intrinsic neuroprotective proper-
ties of this non-toxic fragment, which were also
demonstrated in vitro, possibly due to similarities
between the tetanus toxin and certain endogenous
growth factors that utilize transynaptic transport
pathways.
Relevant human data
There are no published clinical trials or even case
reports of FMT use in PALS. Only a single PALS
has reported trying FMT on PatientsLikeMe, with
a one-time dose, 'slight' perceived effectiveness, and
no side-effects. An informal poll of ALSUntangled
providers and FMT experts resulted in only a single
anecdotal report of a patient with ALS who was
treated with repeated FMT for chronic constipation
and saw his ALS symptoms improve.The patient was
a professional athlete and the stool donor a 'fan'. He
reportedly "got out of the wheel chair and was said
to be able to dance" with his wife, though later
declined. No neurologic evaluation, ALSFRS-R,
pulmonary spirometry, nor other data are available,
and the case has not been published.
Borody et al. in Australia at the Centre for Diges-
tive Diseases (vnvw.cdd.com.au) and Probiotic
Therapy Research Centre (www.probiotictherapy.
com.au) have used FMT and/or antibiotic regimens
designed to treat constipation, ulcerative colitis, and
other bowel disorders, and noted serendipitous
improvements in several extra-intestinal conditions.
These have included case reports and small case
series of patients with Parkinson's disease, multiple
sclerosis, and myoclonus dystonia (10,17-19). There
are also case reports suggesting improvement in
chronic fatigue syndrome, Alzheimer's disease, and
autism (2,10), and the intestinal microbiota is altered
in children with autism compared to healthy controls
(20). A patient with both myasthenia gravis and
ulcerative colitis (UC) received a proctocolectomy
for her UC, after which she experienced complete
remission of her myasthenia; at a three-year follow
up, she was asymptomatic and had a normal EMG
(21).
In ALS, constipation is common and presumed
multifactorial — related to dehydration, lack of
dietary fiber intake, and decreased physical activity
(22). However, a study using radio-opaque markers
found that ALS patients have substantially delayed
gastric emptying and colonic transit times compared
to healthy controls even if they did not complain of
GI symptoms; this abnormal colonic motility did not
correlate with bulbar involvement or disease dura-
tion (23). Recent studies have also suggested a rela-
tionship between prediagnostic body fat and ALS
risk (24), interesting in the light of recent human and
animal data on the role of the fecal microbiome in
obesity.
Costs and potential side-effects
Risks appear minimal with FMT if the donor has
been properly screened for infectious organisms.
Colonoscope insertion has a small risk of perfora-
tion. Some patients may develop transient GI com-
plaints or altered bowel habits for several days after
FMT (personal communication, Olga Aroniadis,
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Montefiore Medical Center). In a 2012 multicenter
long-term follow-up study on FMT for recurrent C.
difficile, four patients developed an autoimmune dis-
ease at some time after FMT, but there was no clear
relation to the FMT (25). If carried out by one's self
at home, the cost for 10 consecutive treatments with
FMT is about $800, which includes laboratory tests
to screen the donor, the cost of a blender, a strainer,
enema bags/bottles, and miscellaneous items (per-
sonal communication, Mark Davis, Director, Bright
Medicine Clinic). In the Bright Medicine Clinic,
Davis maintains a `donor bank' and charges -$4000
for 10 days of treatment.
Conclusions
There is rapidly expanding evidence implicating
alterations in the fecal microbiome in wide-ranging
human diseases, including potential contributions
via a gut-brain signaling axis in neurodegenerative
and neuroimmunologic disorders. Proposed mecha-
nisms such as immune modulation and the produc-
tion of neurotoxins by clostridia or other microbiota
could bypass an intact blood-brain barrier. To date,
there are no data directly implicating the fecal micro-
biome in ALS, nor published case reports of FMT
being tried in PALS. Data in other neurodegenera-
tive and neuroimmunologic disorders are largely cir-
cumstantial, comprising a handful of published case
reports. Therefore, ALSUntangled does not recom-
mend FMT as a treatment for ALS at this time.
However, it is plausible that the fecal microbiome
plays a role in some neurologic disorders, including
ALS Given the lack of effective therapies and the
relatively low cost and low risk of FMT - if per-
formed by experienced clinical centers we support
further investigations in this developing field. A rea-
sonable next step would be a detailed molecular
analysis of gut bacteria in ALS patients; certainly
these are the types of studies being advocated by the
NIH Human Microbiome Project. If alterations are
detected in the gut microbiome of ALS patients, a
following step would be properly controlled studies
in animal models, such as ALS mice. These studies
could employ the same germ-free, and/or probiotic
treatment regimens published in mouse models of
EAE, Alzheimer's disease, and obesity.
The ALSUntangled Group currently consists of
the following members: Lyle Ostrow, Richard
Bedlack, Orla Hardiman, Terry Heiman-Patterson,
Laurie Gutmann, Mark Bromberg, Gregory Carter,
Edor Kabashi, Tulio Bertorini, Tahseen Mozaffar,
Peter Andersen, Jeff Dietz, Josep Gamez, Mazen
Dimachkie, Yunxia Wang, Paul Wicks, James
Heywood, Steven Novella, L.P. Rowland, Erik Pioro,
Lisa Kinsley, Kathy Mitchell, Jonathan Glass, Sith
Sathornsumetee, Hubert Kwiecinski, Jon Baker,
Nazem Atassi, Dallas Forshew, John Ravits, Robin
Commit, Carlayne Jackson, Alex Sherman, Kate
Dalton, Katherine Tindall, Ginna Gonzalez, Janice
Robertson, Larry Phillips, Michael Benatar, Eric
Sorenson, Christen Shoesmith, Steven Nash,
Nicholas Maragakis, Dan Moore, James Caress,
Kevin Boylan, Carmel Armon, Megan Grosso,
Bonnie Gerecke, Jim Wymer, Bjorn Oskarsson,
Robert Bowser, Vivian Drory, Jeremy Shefner, Noah
Lechtzin, Melanie Leitner, Robert Miller, Hiroshi
Mitsumoto, Todd Levine, James Russell, IChema
Sharma, David Saperstein, Leo McClusky, Daniel
MacGowan, Jonathan Licht, Ashok Verma, Michael
Strong, Catherine Lomen-Hoerth, Rup Tandan,
Michael Rivner, Steve Kolb, Meraida Polak, Stacy
Rudnicki, Pamela Kittrell, Muddasir Quereshi,
George Sachs, Gary Pattee, Michael Weiss, John
Kissel, Jonathan Goldstein, Jeffrey Rothstein,
Dan Pastula, Gleb Levitsky, Mieko Ogino, Jeffrey
Rosenfeld, Efrat Carmi, Craig Oster, Christina
Fournier, Paul Barkhaus, Eric Valor, Brett Morrison.
Note: this paper represents a consensus of those
weighing in. The opinions expressed in this paper are
not necessarily shared by every investigator in this
group.
Declaration of interest: ALSUntangled is spon-
sored by the Packard Center and the Motor
Neurone Disease Association.
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