RUN DATE : 12/18/2014 - 00.05.03

RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 5,791.01 GBP IBD 12.50.53 13.20.54 CMF9R000006Y USDE : 69,107.52 TRADE DATE: 12/17/2014 VALUE DATE: 12/18/2014 FEE DESCRIPTION Amoutrr CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK SECOND FFC ULT BRAE BARCLAYS BANK PLC AXA PPP INTERNATIONAL LONDON UNITED KINGDO ADDITIONAL INSTRUCTIONS : POLICY REF AX100711598 401 ATLANTICSUITES EUROPORT GIBRALTAR GX11 IAA RELEASE DATE : 2014-12-17 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 09999 -AWL/AGGREGATION ALERT- 10 RULES TRIGGERED IN 2 REQUESTS REASON : PAYMENT FOR HEALTH INSURANCE STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : Yes Exchange Rate : 1.5647(Actual) Currency : GBP USER ID DATE TIME STATUS COMMENTS 12/17/14 13.20.54 PAPP 12/17/14 12.50.53 ANMH 12/17/14 12.50.53 SUBM Awaiting Mandatory Hold Period Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SONY_GM_00065920 OS-SDNY-0028745 EFTA_00 I 76420 EFTA01256014 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6XZ ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 1 AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 110,000.00 EUR IBD 13.52.29 16.42.53 CWF9R000008C USDE : $137,588.00 TRADE DATE: 12/17/2014 VALUE DATE: 12/18/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $10.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL HANK DEUTSCHE BANK AO FRANKFURT AM MAIN GERMANY SECOND FFC ULT BENZ SBOSGB2XXXX STATE ST BANK AND TRUST ADDITIONAL INSTRUCTIONS : FFC FUND NJD1 ACCT 341432 CITCO BLDG NICKNAME CAI ROAD TOWN TORTOLA BVI RELEASE DATE : 2014-12-17 RELEASE COMMENTS RULE NUMBER MESSAGE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOW INDICATOR-COLLATERAL PLEDGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03303 -LEGAL ADDRESS OF CLIENT REQUIRED IN THE ADDITIONAL INSTRUCTION FIELD. 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09921 -AML/EXCEEDS TURNOVER RATIO: REG/FOR ACCT-396% OVER STANDARD TIMEFRAINC REASON : SCANNING LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWF9R000008C Reg E Eligible : No USER ID DATE TIME STATUS COMMENTS 12/17/14 16.42.54 PPR 12/17/14 16.42.53 ULK 12/17/14 16.42.53 APP 12/17/14 16.41.55 LCK 12/17/14 16.03.06 ULK APPVD PER L2 APPVR COMMENTS/SUET EUR IS AVAIL/LEG ADDR OK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065921 DS-SDNY-0028746 EFTA 00176421 EFTA01256015 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6/M ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 2 USER ID DATE TIME STATUS COMMENTS 12/17/14 16.03.06 APP LOA / DBAB SAGA APPROVE JO / LGL ADDR 12/17/14 16.00.08 LCK 12/17/14 14.58.32 ULK 12/17/24 14.58.32 HLD PENDING ADDITIONAL INSTRUCTION. EMAIL TO DBAB SACA - PENDING REVIEW 12/17/14 14.55.13 LCK 12/17/14 14.44.19 APP 12/17/14 14.44.19 ULK 12/17/14 14.44.19 APP 12/17/14 14.41.58 LCK 12/17/14 13.52.29 SOHN SDNY_GM_00065922 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL DS-SDNY-0028747 EFTA 00176422 EFTA01256016 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSO5OCA-02 IBD NO : 62M ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 20,723.00 EUR IBD 10.53.34 08.31.40 CMF9Q0000041 USDE : $25,740.03 TRADE DATE: 12/16/2014 VALUE DATE: 12/17/2014 Fitt DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 IP N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK MORGAN CHASE BANK, N.A. LONDON UNITED KINODO SECOND FFC ULT BENZ RIVERSIDE EUROPE PARTNERS, LLC ADDITIONAL INSTRUCTIONS : REF PASIO PESIRI CD 26 27 28 29 3031 32 ADDRESS CORPORATE CENTER 12090RANGE STREET WILMINGTON DE 1980111 0 RELEASE DATE : 2014-12-16 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. REASON : LOA UPLOADED. STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CMF900000041 Req E Eligible : USER ID DATE 12/17/14 12/27/24 No TIME 08.31.40 08.31.40 STATUS SNT MK COMMENTS 12/27/14 08.31.40 APP W9, SUFF EUR, PPWK RECD 12/17/14 08.29.37 LC( 12/16/14 18.08.32 ULK 12/16/14 18.08.32 HIM PENDING ADDITIONAL ACTIVITY. AFTER APPVL CUTOFF TIME/LOA RECD/SUFF EUR AVAIL/REVIEW FOR APPROVAL 12/16/14 18.06.35 LCK ON 12/17 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(cONFIDENTIAL SDNY_GM_00065923 DB-SDNY-0028748 EFTA 00176423 EFTA01256017 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6/4Z USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 2 12/16/14 14.47.00 APP 12/16/14 14.46.12 ULK 12/16/14 14.46.12 APP 12/16/14 14.45.31 LCK 12/16/14 14.45.31 ULK 12/16/14 14.45.06 LCK 12/16/14 10.53.35 SUER ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 141,968.00 EUR IBD 10.54.54 03.31.34 CWF9Q0000047 USDE : $176,338.45 TRADE DATE: 12/16/2014 VALUE DATE: 12/17/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 IP N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK JPHORGAN CHASE BANK, N.A. LONDON UNITED KINGDO SECOND FFC ULT BENZ RIVERSIDE EUROPE PARTNERS LLC ADDITIONAL INSTRUCTIONS : REF ANTONIO CABRAL 26 27 28 29 30 31 32 ADDRESS CORPORATE CENTER 12090IURGE STREET WILMINGTON DE 19801 1 20 RELEASE DATE : 2014-12-16 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03504 -MULTIPLE REQUEST 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SIDNY_GM_00065924 DB-SDNY-0028749 EFTA 00176424 EFTA01256018 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6XE REASON : LOA UPLOADED. STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Req E Eligible : No USER ID DATE TIME N : IMD1CMF9Q0000047 STATUS COMENTS 12/17/14 03.31.34 SNT The Currency wire got settled. 12/16/14 15.24.26 PPR 12/16/14 15.24.26 ULK 12/16/24 15.24.26 APP APPVD PER L2 APPVR COMNENTS/SUFF EUR IS AVAILABLE 12/16/14 15.23.29 LCK 12/16/14 14.56.52 ULK 12/16/14 14.56.52 APP LOA / PRTNRSHP / MULTI / SUFF EUR / V/D 12-17 12/16/14 14.54.31 LCK 12/16/14 14.47.00 APP 12/16/14 14.46.40 ULK 12/16/24 14.46.40 APP 12/16/14 14.46.15 LCK 12/16/14 10.54.54 SUBM ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 3 ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 30,000,000.00 GBP IBD 12.26.31 03.31.14 CWF9Q000005R USDE : $46,839,000.00 TRADE DATE: 12/16/2014 YAWS DATE: 12/27/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 IP N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL FLANK SECOND FFC ULT BENS DEUTSCHE BANK AO DEUTSCHE BANK AG, LONDON ADDITIONAL INSTRUCTIONS : REF RNS SOME ADDRESS 45 ESPLANADE,ST HELIER JERSEY JE4OWE UK RELEASE DATE : 2014-12-16 RELEASE COMMENTS LONDON UNITED KINGDO CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065925 DB-SDNY-0028750 EFTA 00176425 EFTA01256019 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6/4Z RULE NUMBER MESSAGE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 02790 -THIRD PARTY REQUESTS REQUIRE PERSHING REVIEW. 03301 -ALL CURRENCY WIRES TO APPROVAL. 03617 -REQUEST EXCEEDS THRESHOLD. IBD REVIEW REQUIRED. 03620 -THIRD PARTY REQUEST USING STI EXCEEDS LIMIT. PERSHING REVEIN REQUIRED. 09982 -AML-VELOCITY FED FUND TRANSACTION THRESHOLD EXCEEDED FOR MIN INVESINE REASON : LOA UPLOADED. STANDING INSTRUCTION : CURRENCY WIRES REF NUMBER Reg E Eligible : No USER ID DATE TIME Y : IMDICWF90000005R STATUS COMMENTS 12/17/14 03.31.14 SNT The Currency wire got settled. 12/16/14 17.26.01 PPR 12/16/24 17.26.01 ULK 12/16/24 17.26.01 APP SUFF FUNDS. CONFIRMED PREVIOUS APPVL COMMENTS 12/16/14 17.23.34 LO( 12/16/14 17.21.40 ULK 12/16/14 17.21.40 APP STI / SUFF GBP / V/D 12-17 / AML APPROVED 12/16/14 17.21.07 LCK 12/16/14 16.16.37 ULK 12/16/14 16.16.37 HLD PENDING PERSHING REVIEW. EMAIL TO ANL FOR REVIEW 12/16/14 16.12.22 LOX 12/16/14 16.06.36 APP 12/16/14 16.06.36 ULK 12/16/14 16.04.22 LCK 12/16/24 15.36.14 ULK 12/16/14 15.36.14 APP STI / SUFF GBP / V/D 12-17 12/16/14 15.35.10 LCK 12/16/14 14.59.09 ULK 12/16/14 14.59.09 APP 12/16/14 14.59.04 LCK 12/16/14 14.10.48 ULK 12/16/14 14.10.48 APP 12/16/14 14.10.07 LCK 12/16/14 12.26.31 SUBN REPORT PAGE: 4 ACCOUNT TYPE AMOUNT CCY HANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 17,559.00 GBP IBD 15.47.27 08.50.08 CWF900000083 USDE : $27,414.86 TRADE DATE: 12/16/2014 VALUE DATE: 12/17/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 IP N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065926 DB-SDNY-0028751 EFTA 00176426 EFTA01256020 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 5 BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK SECOND FFC ULT BEIM BARCLAYS BANK PLC THE OXFORD GROUP LONDON UNITED KINGDO ADDITIONAL INSTRUCTIONS : REFERENCE 150 BOOKS. THE SEARCH FORPEACE IN THE ARAB ISRAELI CONFLICTBY ROD LARSEN RELEASE DATE : 2014-12-16 RELEASE COMMENTS RULE NUMBER MESSAGE 03026 -MONEY FUND CUTOFFTIN:CHAS PASSED. INTEREST CHARGES NAY APPLY 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 09982 -AML-VELOCITY FED FUND TRANSACTION THRESHOLD EXCEEDED FOR MIN INVESTME 09984 -Ala-VELOCITY TOTAL DISBURSEMENTS THRESHOLD EXCEEDED FOR A MIN INVESTM REASON : 2124540039 STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMO1CMF9Q0000083 Reg E Eligible : USER ID DATE 12/17/14 12/17/14 No TIME 08.50.08 08.50.08 STATUS SIT ULK COMMENTS 12/17/14 08.50.08 APP W9, SUFF GBP. PPWK RECO 12/17/14 08.46.19 LCK 12/16/14 18.33.46 ULK 12/16/14 18.33.46 HID PENDING ADDITIONAL ACTIVITY. AFTER APPVL CUTOFF TIME/LOA RECD/SUFF GBP IS AVAIL/REVIEW FOR APPRO 12/16/14 18.31.33 LCK VAL ON 12/17 12/16/14 16.13.10 APP 12/16/14 16.13.10 ULK 12/16/14 16.13.10 APP 12/16/14 16.10.26 LCK 12/16/14 15.47.27 SUBM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065927 DB-SDNY-0028752 EFTA 00176427 EFTA01256021 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 1 AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 100,000.00 ZAR IBD 11.57.46 03.31.02 CWF9P000004X USDE : $8,573.60 TRADE DATE: 12/15/2014 VALUE DATE: 12/17/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 IP N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK STANDARD BANK OF SOUTH AFRICA JOHANNESBURG SOUTH AFRICA SECOND STANDARD BANK OF SOUTH AFRICA FFC ULT BENZ THE TEAM POWERHOUSE TRUST ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2014-12-15 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE REASON : PER CLIENT REQUEST; LOA ON FILE; ZAR BALANCE SHOWN IN ACCOUNT IS 100,070 ZAP STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWF9P000004X Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request No USER ID DATE TIME STATUS COMMENTS 12/17/14 03.31.02 SHT The Currency wire got settled. 12/15/14 14.36.12 PPR 12/15/14 14.36.12 ULK 12/15/14 14.36.12 APP LOA RECD-SUFF ZAR AV-SUFF Tl CASH CR + 104F AV TO CUR T2 USD DEBIT 12/15/14 14.36.01 LCK 12/15/14 14.27.25 ULK 12/15/14 14.27.25 APP LOA RECD-SUFF ZAR AV-SUFF Ti CASH CR + MMF AV TO CUR T2 USD DEBIT CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SONY_GM_00065928 DB-SDNY-0028753 EFTA_00 176428 EFTA01256022 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MHS050CA-02 IHD NO : 6XE USER ID DATE TINE STATUE COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY MIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 2 12/13/14 14.25.46 LCK 12/15/14 12.36.57 APP 12/15/14 12.36.36 UIS 12/15/14 12.36.56 APP 12/15/14 12.94.38 LCK 12/13/14 12.27.47 PAPP 12/15/14 11.57.46 AMMO 12/15/14 11.57.46 SUBI4 Awaiting Mandatory Hold Period Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6( ONFIDENTIAL SDNY_GM_00065929 DB-SDNY-0028754 EFTA_00 176429 EFTA01256023 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: NBSO5OCA-02 IBD NO : EXE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 1 AMOUNT CCY BANE INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 16,599.46 CHF IBD 13.46.38 14.16.40 CWF9R000008A USDE : $17,294.69 TRADE DATE: 12/15/2014 VALUE DATE: 12/18/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK SECOND FFC ULT BENZ UBS AO INSTITUT LE ROSEY ADDITIONAL INSTRUCTIONS : CARTER STONESIFER INVOICE REP 7643 RELEASE DATE : 2014-12-17 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/W9. PLEASE REVIEW. REASON : LOA ON FILE STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : Req E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request NO USER ID DATE TIME STATUS COMMENTS ZURICH SWITZERLAND 12/17/14 14.16.40 PAPP 12/17/14 13.46.39 AWMH 12/17/14 13.46.39 SWIM Awaiting Mandatory Hold Period Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065930 OS-SDNY-0028755 EFTA_00176430 EFTA01256024 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6/(Z ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 1 AMOUNT CCY BANG( INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 10,000.00 EUR IBD 14.00.30 14.30.33 CWF9R000008E USDE : $12,508.00 TRADE DATE: 12/17/2014 VALUE DATE: 12/28/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL HANK BNP-PARIBAS SA (FORMERLY BANQU NIKES FRANCE SECOND FFC ULT BENZ M NICOLAS LOS SKY ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2014-12-17 RELEASE COMMENTS RULE NUMBER MESSAGE 02790 -THIRD PARTY REQUESTS REQUIRE PERSHING REVIEW. 03026 -MONEY FUND CUTOFF TIME HAS PASSED. INTEREST CHARGES MAY APPLY 03100 -REG E ELIGIBLE WIRE 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE REASON : UPLOADING LOA AND HRM STANDING INSTRUCTION : Y CURRENCY WIRES REF NUMBER : Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS 12/17/14 14.30.33 PAPP 12/17/14 14.00.30 Magi 12/17/14 14.00.30 SUBM Awaiting Mandatory Hold Period Disclosure provided at initiation CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065931 DB-SDNY-0028756 EFTA_00176431 EFTA01256025 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6/M ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 2 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 8,000.00 GBP IBD 18.49.03 03.30.52 CWF9P00000AI USDE : $12,490.40 TRADE DATE: 12/15/2014 VALUE DATE: 12/17/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK SECOND FFC ULT BENE LLOYDS BANK PLC MRNSGEtEWAL ALTRINCHAM UNITED KINODO ADDITIONAL INSTRUCTIONS : ACCT NUM 01290189 SORT CODE 309016LEGAL ADDR 306 EDGEWATER DR GILFORDNB 03249 RELEASE DATE : 2014-12-16 RELEASE COMMENTS RULE NUMBER MESSAGE 02790 -THIRD PARTY REQUESTS REQUIRE PERSHING REVIEW. 03301 -ALL CURRENCY WIRES TO APPROVAL. 09921 -AML/EXCEEDS TURNOVER RATIO: REG/DOM ACCT-181% OVER STANDARD TIMEFRAKE 09999 -AM./AGGREGATION ALERT- 2 RULES TRIGGERED IN 1 REQUESTS 03504 -MULTIPLE REQUEST 09921 -AML/EXCEEDS TURNOVER RATIO: REG/DOM ACCT-198% OVER STANDARD TIMEFRAIDC REASON : STANDING LOA ON FILE STANDING INSTRUCTION : Y CURRENCY WIRES REF NUMBER : IMD1CHF9P00000A1 Rog E Eligible : No USER ID DATE TIME STATUS comments 12/17/14 03.30.52 SCUT The Currency wire got settled. 12/16/14 09.42.53 PPR 12/16/14 09.42.52 ULK 12/16/14 09.42.52 APP 12/16/14 09.28.55 LCK CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065932 OS-SDNY-0028757 EFTA_00 176432 EFTA01256026 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 3 12/16/14 09.28.49 ULX 12/16/14 09.28.31 LCX 12/16/14 03.02.09 PAPP 12/16/14 03.02.05 SPILT REJECTED - PENDING FOR MORE THAN ALLOWED NIRO= OF DAYS. 12/15/14 18.49.03 POVR CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065933 OS-SDNY-0028758 EFTA_00176433 EFTA01256027 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 1 AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 2,000.00 EUR IBD 09.51.57 03.31.12 CMF9Q000002V USDE : $2,484.20 TRADE DATE: 12/16/2014 VALUE DATE: 12/17/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL HANK SECOND FFC ULT BENZ CREDIT LYONNAIS PARIS FRANCE NANCY HOEFIG TOD DTD 09/05/05 ADDITIONAL INSTRUCTIONS : IRAN FR33 3000 2004 0100 0008 12901187 RELEASE DATE : 2014-12-16 RELEASE COMMENTS RULE HUMMER MESSAGE 03100 -REG E ELIGIBLE WIRE 03301 -ALL CURRENCY WIRES TO APPROVAL. 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/W9. PLEASE REVIEW. REASON : OX STANDING INSTRUCTION : Y CURRENCY WIRES REF NUMBER : IMD1CNF900000020 Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : Yes Exchange Rate : 1.2500(Actual) Currency : USD UEFA ID DATE TIME STATUS COMMENTS 12/17/14 03.31.12 SNT The Currency wire got settled. 12/16/14 11.34.30 PPR 12/16/14 11.34.30 ULX 12/16/14 11.34.30 APP FDS AVA VD 12-17/W9/SLOA/DBAB 12/16/14 11.33.56 LCX 12/16/14 10.49.23 ULK 12/16/14 10.49.23 APP REG E COMPLETE 12/16/14 10.49.11 LCX CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(cONFIDENTIAL SONY_GM_00065934 DB-SDNY-0028759 EFTA_00 I 76434 EFTA01256028 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6XE USER ID DATE TIME STATUS COMMENTS ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 2 12/16/14 10.48.50 ULK 12/16/14 10.48.43 LCX 12/16/14 10.21.58 PAPP 12/16/14 09.51.57 AWN Awaiting Mandatory Hold Period 12/16/14 09.51.57 SUBM Disclosure provided at initiation ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 11,976.04 AUD IBD 09.56.52 03.30.56 CWF9Q000002Y USDE : $9,828.73 TRADE DATE: 12/16/2014 VALUE DATE: 12/17/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK ST.OEORGE BANK, A DIVISION OF SYDNEY AUSTRALIA SECOND FFC ULT BENZ 120 i 35 SIFONIS ADDITIONAL INSTRUCTIONS : SSE 192 879 RELEASE DATE : 2014-12-16 RELEASE COMMENTS RULE NUMBER MESSAGE 2205MEDITERRANENI AVENUE ARLINGTON TX76011 2614 03100 -REG E ELIGIBLE WIRE 03151 -DELIVERING ACCOUNT HAS AN ACCOUNT HOLD INDICATOR-ACCOUNT GUARANTY 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03303 -LEGAL ADDRESS OF CLIENT REQUIRED IN THE ADDITIONAL INSTRUCTION FIELD. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE REASON : RESUBMIT FROM YESTERDAY...IBAN NOT NEEDED CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065935 DB-SDNY-0028760 EFTA_00176435 EFTA01256029 RUN DATE : 12/18/2014 - 00.05.03 ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT ID: MBSOSOCA-02 ACTIVITY REPORT FOR THE DATE : 12/17/2014 IBD NO : 6XE STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWF90000002Y Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : No REPORT PAGE: 3 USER ID DATE TIME STATUS COMMENTS 12/17/24 03.30.56 SW! The Currency wire got settled. 12/16/14 12.07.17 PPR 12/16/14 12.07.17 ULK 12/16/14 12.07.17 APP LOA RECD/LEG ADDR-SUFF AUD AV-COMB A/C 6XE998325 HAS SUFF XCS AV-IDENTIFIABLE 12/16/14 12.07.01 LCK 12/16/14 11.55.02 ULK 12/16/14 11.55.02 APP LOA RECD/LEO ADDR-SUFF AUD AV-COME 6X8998325 HAS BUFF XCS AV-IDENTIFIABLE 12/16/14 11.48.17 LCE 12/16/14 10.31.52 APP 12/16/14 10.31.51 ULK 12/16/14 10.31.51 APP 12/16/14 10.31.42 LCK 12/26/14 10.26.53 PAPP 12/16/14 09.56.52 ANNE Awaiting Mandatory Hold Period 12/16/14 09.56.52 WPM Disclosure provided at initiation ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 USDE : $99,242.18 TRADE DATE: 12/17/2014 VALUE DATE: 12/17/2014 FEE DESCRIPTION 63,103.06 OSP IBD 07.40.03 08.43.31 CWF9R000001P AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL HANK SECOND FFC ULT RENE ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2014-12-17 RELEASE COMMENTS NATWEST-JERSEY ST. HELIER JERSEY JOROE A CALDERON 429 GREENWICH ST AST 3C CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065936 DS-SDNY-0028761 EFTA_00176436 EFTA01256030 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6XE RULE NUMBER MESSAGE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 03100 -REG E ELIGIBLE WIRE 03301 -ALL CURRENCY WIRES TO APPROVAL. 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/89. PLEASE REVIEW. REASON : AS PER CLIENT STANDING INSTRUCTION : Y CURRENCY WIRES REF NUMBER : IMDICWF9R0000019 Reg E Eligible : Yes Was a foreign exchange transaction completed in connection with this wire request : Yes Exchange Rate : 1.5800(Aetual) Currency : GBP USER ID DATE 12/17/14 12/17/14 TIME 08.43.31 08.43.31 STATUS SET ULK COMMENTS 12/17/14 08.43.31 APP PDS AVA VD 12-17/89/SLOA/DBAB/FDS TO °COVER PEE 12/17/14 08.41.24 LCX 12/17/14 08.37.48 ULK 12/17/14 08.37.48 APP REG E COMPLETE 12/17/14 08.37.37 LCX 12/17/14 08.10.05 PAPP 12/17/14 07.40.03 AIM Awaiting Mandatory Hold Period 12/17/14 07.40.03 SUBM Disclosure provided at initiation REPORT PAGE: 4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065937 OS-SDNY-0028762 EFTA_00176437 EFTA01256031 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 1 AMOUNT Ca BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 330,000.00 EUR IBD 10.19.23 11.55.46 CMF9R0000038 USDE : $412,764.00 TRADE DATE: 12/17/2014 VALUE DATE: 12/28/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $7.50 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK SECOND FFC ULT BENZ COUTTS AND CO. GAGOSIAN rat TERY OF LONDON LONDON UNITED KINODO ADDITIONAL INSTRUCTIONS : REF INVOICE NO L2014277 ACCT NO 10059548 CLIENT ADDRESS 37 FOURNIERSTREET LONDON El 6QE UNITED XINGDO RELEASE DATE : 2014-12-17 RELEASE COMMENTS RULE NUMBER MESSAGE 03100 -REG E ELIGIBLE WIRE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03303 -LSOAL ADDRESS OF CLIENT REQUIRED IN THE ADDITIONAL INSTRUCTION FIELD. 03600 -LOA REQUIRED. PLEASE FAX TO PERSHING 09921 -AML/EXCEEDS TURNOVER RATIO: REG/FOR ACCT-2$4% OVER STANDARD TIMEFRAME 09951 -AML-VELOCITY JOURNAL TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISHE 09952 -ANL-VELOCITY FED FUND TRANSACTION THRESHOLD EXCEEDED FOR AN ESTABLISH 09955 -Ala-VELOCITY TOTAL DISBURSE/SEIM THRESHOLD EXCEEDED FOR AN EST PRO-CA 09957 -ANL-VELOCITY TOTAL TRANSACTIONS THRESHOLD EXCEEDED FOR AN EST PRO-CAS REASON : SCANNING LOA STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : INDICWF9R0000038 Req E Eligible : Yes Was a foreign exchange transaction cospleted in connection with this wire request : No USER ID DATE TIME STATUS COMMENTS 12/17/24 11.55.46 PPR CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065938 DB-SDNY-0028763 EFTA_00176438 EFTA01256032 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSO5OCA-02 IBD NO : 6XE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 2 ACTIVITY REPORT FOR THE DATE : 12/17/2014 USER ID DATE TIME STATUS COMMENTS 12/17/14 11.55.46 ULX 12/17/14 11.55.46 APP APPVD PER L2 APPVR COMMENTS/SWF EUR IS AVAILABLE 12/17/14 11.54.41 LCX 12/17/24 11.42.19 ULX 12/17/14 11.42.19 APP LOA / LGL ADDR / SUFF EUR / V/D 12-18 12/17/14 11.40.27 LCX 12/17/14 10.52.52 APP 12/17/14 10.52.52 ULX 12/17/14 10.52.52 APP 12/17/14 10.50.07 LCX 12/17/14 10.49.27 PAPP 12/17/14 10.19.24 AMINE Awaiting Mandatory Hold Period 12/17/14 10.19.24 SUM Disclosure provided at initiation SDNY_GM_00065939 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL DS-SDNY-0028764 EFTA_00 176439 EFTA01256033 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 6XE ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 1 AMOUNT CCY PANIC INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 1,000.00 GBP IBD 19.42.22 19.42.23 CWF9R00000AY USDE : $1,564.30 TRADE DATE: 12/12/2014 VALUE DATE: 12/18/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK BARCLAYS BANK PLC LONDON UNITED KINODO SECOND FFC ULT BENE ERNEST S.ROGERS JR 6 VALERIE A. ROGERS ADDITIONAL INSTRUCTIONS : BANK ADDRESS WESTMINISTER BRANCH 2VICTORIA STREET LONDON SWIM OND ENGLAND SORT ODDE 20 9448 ACCOUNT NO 3 804568 RELEASE DATE : 2014-12-17 RELEASE COMMENTS • RULE NUMBER MESSAGE 02790 -THIRD PARTY REQUESTS REQUIRE PERSHING REVIEW. 03026 -MONEY FUND CUTOFF TIME HAS PASSED. INTEREST CHARGES MAY APPLY 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03421 -REQUEST MAY BE SUBJECT TO TAX WITHHOLDINGS DUE TO W8/W9. ➢LEASE REVIEW. REASON : ACKNOWLEDGED STANDING INSTRUCTION : Y CURRENCY WIRES REF NUMBER : Reg E Eligible : No USER ID DATE TIME STATUS COMMENTS 12/17/14 19.42.23 POVR CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ON FIDENTIAL SDNY_GM_00065940 OS-SDNY-0028765 EFTA_00 I 76440 EFTA01256034 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : ACCOUNT TYPE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 REPORT PAGE: 2 AMOUNT Ca RAMC INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 9,281.81 EUR IBD 11.04.50 08.25.41 CWF9P0000035 USDE : $11,566.06 TRADE DATE: 12/12/2014 VALUE DATE: 12/17/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A HANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IRAN NAME CITY COUNTRY INVL BANK SECOND FFC ULTBENE ADDITIONAL INSTRUCTIONS : RELEASE DATE : 2014-12-15 RELEASE COMMENTS RULE NUMBER MESSAGE ALPHA BANK AE MACHAS AND PARTNERS LAW FIRM 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW 03301 -ALL CURRENCY WIRES TO APPROVAL. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 03504 -MULTIPLE REQUEST REASON : IMAGING DOCS. THANKS STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IIND1CWF9P0000038 Reg E Eligible : USER ID DATE 12/17/14 12/17/14 No TIME 08.25.41 08.25.40 STATUS EMT ULK COMMENTS 12/17/14 08.25.40 APP LOA/CORP RES - EUR AVAIL - W811 12/17/14 08.24.23 LCK 12/17/14 08.21.36 ULK 12/17/14 08.21.36 APP FDS AVA VD 12-17/W8-11/LOA RECD/DBAB/MULTI/FDS TO COVER FEE 12/17/14 08.20.44 LCK ATHENS GREECE CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065941 DB-SDNY-0028766 EFTA_0017644 I EFTA01256035 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : ASSET MOVEMENT ACTIVITY - CURRENCY WIRES REPORT PAGE: 3 ACTIVITY REPORT FOR THE DATE : 12/17/2014 USER ID DATE TIME STATUS COMMENTS 12/16/14 17.52.54 ULK 12/16/14 17.52.54 HID PENDING ADDITIONAL ACTIVITY. PAST CUTOFF/PLEASE APPROVE (LOA RECD-LEG ADDR ADDED-SUFF EUR NOW AV 12/16/24 17.52.26 LCK 12/15/14 18.18.00 ULK 12/15/14 18.18.00 NW INSUFFICIENT FUNDS. ACCOUNT ONLY HAS 34.92 EUR AV-LEFT VOICEMAIL FOR LIZ 12/15/14 18.15.11 Inc 12/15/14 12.26.38 APP 12/15/14 12.26.38 ULK 12/15/14 12.26.38 APP 12/15/14 12.26.17 inc 12/15/14 11.04.50 SUBM ACCOUNT TYPE AMOUNT CCY BANK INIT DEPT DEPT INITIATED INITIATED UPDATED REQUEST BY AT AT ID 1 17,631.61 EUR IBD 11.01.00 08.24.10 CMF9P0000030 USDE : $21,970.74 TRADE DATE: 12/12/2014 VALUE DATE: 12/17/2014 FEE DESCRIPTION AMOUNT CHARGE TO WAIVE FEE REASON WIRE FEE $30.00 CUSTOMER N/A BANK-INFO SWIFT ID LOCAL BRANCH CODE/ACCT NO/IBAN NAME CITY COUNTRY INVL BANK SECOND FFC ULT RENE ALPHA BANK AE mACHAS AND PARTNERS LAW FIRM ATHENS GREECE ADDITIONAL INSTRUCTIONS : APPLEBY TRUST LTD CLIFTON HOUSE 75FORT STREET GEORGETOWN GRAND CAYMANKY11108 CAYMAN ISLANDS RELEASE DATE : 2014-12-15 RELEASE COMMENTS RULE NUMBER MESSAGE 03300 -THIRD PARTY REQUEST REQUIRES PERSHING REVIEW CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065942 DS-SDNY-0028767 EFTA 00176442 EFTA01256036 RUN DATE : 12/18/2014 - 00.05.03 REPORT ID: MBSOSOCA-02 IBD NO : 61a RULE NUMBER MESSAGE ASSET MOVEMENT ACTIVITY - CURRENCY WIRES ACTIVITY REPORT FOR THE DATE : 12/17/2014 03301 -ALL CURRENCY WIRES TO APPROVAL. 03303 -LEGAL ADDRESS OF CLIENT REQUIRED IN THE ADDITIONAL INSTRUCTION FIELD. 03419 -AMOUNT REQUESTED IS GREATER THAN FUNDS AVAILABLE 09924 -AML/EXCEEDS TURNOVER RATIO: MIN/FOR ACCT-114% OVER STANDARD TINEFRAIN: REASON : IMAGING DOGS. LEGAL ADDY ADDED. TRAMS STANDING INSTRUCTION : N CURRENCY WIRES REF NUMBER : IMD1CWF9P0000030 REPORT PAGE: 4 Reg E Eligible : USER ID DATE 12/17/14 12/17/14 12/17/14 12/17/14 12/17/14 No TIME 08.24.11 08.24.10 08.24.10 08.20.47 08.20.41 STATUS SNT ULK APP LCK ULK COMMENTS EUR AVAIL - LEGAL ADDED - LOA ON FILE 12/17/14 08.20.41 APP FDS AVA VD 12-17/W8-11/LOA RECD/DBAB/LEGAL. ADD 12/17/14 08.19.33 LCK 12/16/14 17.52.23 ULK 12/16/14 17.52.23 HLD PENDING ADDITIONAL ACTIVITY. PAST CUTOFF/PLEASE APPROVE (LOA RECD-LEG ADDR ADDED-SUFF EUR NOW AV 12/16/14 17.50.44 LCK 12/15/14 18.18.35 ULK 12/15/14 18.18.35 HLD INSUFFICIENT FUNDS. ACCT ONLY HAS 792.33 EUR AV-LEFT VOICE MAIL FOR LIZ 12/15/14 18.18.12 LCK 12/15/14 18.15.00 ULK 12/15/14 18.15.00 HID INSUFFICIENT FUNDS. INSUFFICIENT EUR AV-ACCT ONLY HAS 792.33 EUR 12/15/14 18.11.12 LCK 12/15/14 12.25.10 APP 12/15/14 12.25.10 ULK 12/15/14 12.25.10 APP 12/15/14 12.24.43 LCK 12/15/14 12.24.06 ULK 12/15/14 12.21.20 LCK 12/15/14 11.01.00 SUBS CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(c ONFIDENTIAL SDNY_GM_00065943 DB-SDNY-0028768 EFTA_00176443 EFTA01256037