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From: Paul Barren To: RafaeLOtoyattdameritrnde n2m Cc Richard Kahn Subject RE: Transfer of Assets Form Date: Thursday, October 5, 2017 3:10:16 PM Attachments: gnage001 nag Hi Rafael Please call me. We need to update the cost basis for the positions moved in. Thanks Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11th Floor, New York, NY 10019 646-876-5277(O) 646-342-6930 (c) al ALPHA GROUP CAPITAL From: Rafael.Otoya@tdameritrade.com Imailto:Rafael.Otoya@tdameritrade.coml Sent: Monday, September 25, 2017 12:57 PM To: Cc: Paul Barrett • Subject: Transfer of Assets Form Hello, Richard & Paul. Here is the Transfer of Assets form, per my conversation with Paul. Also, to check on the status of the Trading Authorization I was told that the resolution will be sent via our "Communication Center" in our website www tdameritrade Con Kind regards, Rafael CONFIDENTIAL SDNY_GM_000 12324 EFTA_00I 22973 EFTA01268397 ---PAGE BREAK--- Rafael Otoya Senior Financial Consultant 10 Ameritrade 4600 Alliance Gateway Freeway Fort Worth, TX 76577 Direct: 817-490-2081 Fax: 402-970-8391 Email: rafael.otoya@tdameritrade.com Service and Trading: 800-669-3900 Option 1 - Quotes Option 2 - Automated phone system for trading/quotes Option 3 - To speak with a representative CONFIDENTIAL SDNY_GM_000 12325 EFTA 00122974 EFTA01268398