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DOJ EFTA Data Set 10 document EFTA01273244

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DOJ EFTA Data Set 10 document EFTA01273244

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EFTA Disclosure
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Signature Page By signing below and depositing cash or securities in my accounts. I acknowledge that I have read, understand and agree with the enclosed UBS Client Relationship Agreement as well as the terms, conditions and disclosures in the enclosed Agreements and Disclosures booklet Margin Agreement I adcnowledge that when I use margin privileges, UBS will hold the securities in my Account as collateral against the amounts 1 borrow. agree to keep sufficient positions and margin in my Account to meet any margin calls UBS may be required to issue. By signing below, I agree that the Margin Agreement in my Client Relationship Agreement applies to all of my accounts. including any accounts that I may open in the future. Note: I.185 does not extend margin for certain types of accounts (e.g., tRA and ERISA Plan accounts Coverded Education Savings Accounts, 403(b)(7) Accounts, UGMAIUTMA Estate or 529 Plan Accounts). Likewise, I acknowledge and agree that certain securities in my account, inducing any account I may open in the future, may be loaned to UBS or to other persons or entities as described in the Margin Agreement. LissrImpsmince. !-40:tetprOatiknOed it3014cg.,Ong.,.."aritO for* RevilveV; rtes thiintr!ente*istsi any.provialttlrlit •. rGhlslatne5MRW1 For Accounts: MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner Electronic Delivery Consent As you requested, we have sent your agreements and disclosure booklet and other account-related documents electronically to whkh we consider to be the e-mail address of record for all owners of these accounts. The Information is also available at www.utaconVaccouMdbciosures or by r best to r Rnancial Advisor, Scott Stedman I Lyle Casnel at 1 rilge tht mak thth?tirn ure to irelit 6 s or(c)the the 16 has notheti gft t5ittlIA st .4rI• “'" - : The Client Relationship Agreement contains a pre-dispute arbitration clause located in the final section under the title 'Arbitration." gfor a nurrber to i tiSti?aeni, rotiftec by te zt . - - nn - ..., . 4 clItsoirer'' st icis.,,r,:,, byt.2.9 t-Lacy3i, 9recorThntiy,:<th.ect to 1;a: kep v. !triad' r g are subject to backup withholding, and therefore have crossed out item (2) above. X Pq Gh' Date ratiarogirdWiffigrat: :: New York, NY 10065-7007 FaatAddra a.. 7 )7 - Al cur 5IGh AND DATE HERE .0.geska 01 009:1-8 0 .9 tag 1 of 1 Rlnl CONFIDENTIAL et. SDNYG 0_0002040B Mill 01 NW11111 CINV N9IS 21 Erl'A_00131028 EFTA01273244

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Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith     Hello Warden Smith,     mother is anxious to hear the results of your inquiry into her daughter's health.   I'd be grateful if you could  email or call me at your earliest convenience.  I'm free today after 2 p.m.  Alternatively, we could meet after the Prison  Board of Inspectors Meeting this coming Thursday.    Best wishes,    Janet Irons    1 Kristen M. Simkins From: Sent:

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