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DOJ EFTA Data Set 10 document EFTA01273246

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DOJ EFTA Data Set 10 document EFTA01273246

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EFTA Disclosure
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Signature Page By signing below and depositing cash or securities in my accounts, I acknowledge that I have read, understand and agree with the enclosed UBS Client Relationship Agreement. as well as the terms, conditions and disclosures in the enclosed Agreements and Disclosures booklet Margin Agreement I adcnowledge that when I use margin paMleges, UBS will hold the securities In my Account as collateral against the amounts I borrow. agree to keep sufficient positions and margin In my Account to meet any margin calls LISS may be required to issue. By signing below, I agree that the Margin Agreement in my Client Relationship Agreement applies to all of my accounts. including any accounts that I may open in the future. Note: MS does not extend margin for certain types of accounts (e.g., IRA and ERISA Plan accounts,. Coverall Educadon Savings Accounts, 403(b)(7) Account; UGMA/UTMA Estate or 529 Plan Accounts). Likewise, I acknowledge and agree that certain securities in my account inducfmg any account I may open in the future, may be loaned to UBS or to other persons or entities as described in the Margin Agreement. w4Form,ce 41,vinfa iNt 0.4 5./M1 0 aiw.64*( ;Ineitii Rg iWOOke ! r • • • • • requittlitykoid; I MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner MA Domestic - Sole Owner X Gh Electronic Delivery Consent As you requested, we have sent your agreements and disclosure booklet and other account-related documents electronically to which we consider to be the e-mail address of record for all owners of these accounts. the Information is also available at www.ubsconVaccouMdbclosures or r est to r Financial Advisor. Scott Stedman I Lyle Casdel at For Accounts: Enter our Tax ID Number. x diot :a number td rotieed Dy the pe rk the :RS-has not lied tS410 .z klejkeat -4t4 tIgtStgO arcctil Sntty U )recttohi kup v..Ihroldi r : - The Client Relationship Agreement contains a pre-dispute arbitration clause located in the final section under the title "Arbitration." 0 Check here if you have been notified by the IRS that you are subject to backup vathholding. and therefore have crossed out item (2) above. agoftroatrd'WgigraggiAA:ier• Date ajiy fiK SIG% Mir) DATE HERE ar ddre Scord 4tarapktrza 3 1; 7 • T 0093830959 AID CONFIDENTIAL Pag lof et, iii SDNYG 0_00020410 S£Ifl O1 N80198 CINV N9IS 21 EFTA_00131030 EFTA01273246

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