04-0930

04-0930 0 FIFTH THIRD PRIVATE BANK Investment Account Trust Officer: LAUREN HERRMANN Portfolio Manager: MATT WEDDI Investment Account- BLUE CHIP CAPITAL LLC IMA PLEDGE 09/01/2014 - 09/30/2014 FIFTH THIRD BANK INVESTMENT MANAGEMENT AGAEEMENT OCR RUE CHIPCART/U. :LC REOCSO INVESTMENT ALLOCATION SUMMARY (au, and Eourralenm I% rowtoes • 99% Description Cash and Equivalents Equities Administrative Total Account Value Last Statement Market Value $6,600.93 $509,150.03 $1.00 $515,751.96 This Statement Market Value Percent of Assets Est. Annual Estimated Income Yield ACCOUNT SUMMARY $6,927.24 1% $0.69 0.0% $493,838.34 99% $4,728.55 1.0% $1.00 0% $0.00 0.0% $500,766.58 100% $4,729.24 0.9% Net change In total account value (2.9) % Decrease ACCOUNT OVERVIEW m Cash Investments* Total Current Period Calendar YTD Beginning Balance $6,600.93 $509,151.03 $515,751.96 Income Earned Income $863.56 $863.56 Interest $0.09 $15.22 Distribulions $(537.25) $(537.25) Dividends $863.47 53,622.43 Market Value 5(15,311.69) 5(15,311.69) Total Income Earned $863.56 $3,637.65 m Change Ending Balance $6,927.24 $493,839.34 $500,766.58 Distributions Z 'investments moment the both* in your "Nat bond st other scanty bOOnos Cash 5(537.25) 5(3,828.33) Total Distributions $(537.25) $(3,828.33) Security Transactions REALIZED GAIN LOSS SUMMARY Purchases $0.00 $(611,688.70) Current Period YTD Sales $0.00 $119,326.23 Net Security Transactions $0.00 $(492,362.47) Short-term gain/(loss) 5100 $117.00 r Long-term gain/floss) 10.00 $0.00 Change in Market Value $(15,311.69) $1,475.87 Net realized gain/(loss) $0.00 $117.00 ZECK000- V40- ANOS INVESTMENT OBJECTIVE Aooressive Growth Long-term capital appreciation through aggressive long-term grov,tn of capital, an erpectation Cf a n go degree of principal fluctuation. Investment Account Page 1 of 6 EFTA01279852 ---PAGE BREAK--- FIFTH THIRD PRIVATE BANK Quantity Symbol Cash & Equivalents 0.2400 6,927.0000 0 0 m Equities 1,510.0000 m Z 2,674.0000 5 1,358.0000 r ECCO£000- Pie- ANOS IWD PRGFX ABSYX 324.0000 OH 1,901.0000 MSSGX 1,160.0000 ARTIX Investment Account Investment Account - BLUE CHIP CAPITAL LLC IMA PLEDGE 09/01/2014 - 09/30/2014 Description Current Price Market Value 0/0 of Acct Cost Basis Unrealized Gain/ ( Loss) Est. Annual Income Est. Yield CASH $1.000 $0.24 0.0% $0.24 Uninvested Cash - Total $0.24 0.0% $0.24 FEDERATED PRIME VALUE $1&00 56,927.00 1.4% $6,927.00 $0.69 OBLIGATIONS FUND SERVICE SHARES CUSIP - 99FEDPV01 Taxable - Total $6,927.00 1.4% $6,927.00 $0.69 Cash & Equivalents - Total $6,927.24 1.4% $6,927.24 $0.69 !SHARES RURRR L 1000 VALUE $100.090 $151,135.90 30.2% $144,016.38 $7,119.52 $3,060.77 2.0% INDEX FUND CUSIP - 464287598 T ROWE PRICE GROWTH STOCK FD $54.850 $146,668.90 29.3% $143,901.98 ;2,766.92 $53.48 CUSIP • 741479109 Large Cap Domestic - Total $297,804.80 59.5% $287,918.36 $9,886.44 $3,114.25 1.0% AMERICAN BEACON FDS $26.180 $35,552.44 7.1% $36,453.78 $(901.34) $188.76 0.5% SMALL CAP VALUE FO CL Y CUSIP - 02368A182 [SHARES CORE SO MID-CAP Elf $136.740 $44,303.76 8.8% $44,601.79 $(298.03) $569.59 1.3% CUSIP - 464287507 MORGAN STANLEY INST SMALL CO GR $16.960 $32,240.96 6.4% $39,124.18 $(6,883.22) CUSIP • 61744)309 Small & Mid Cap Domestic • Total $112,097.16 22.4% $120,179.75 $(8,082.59) $758.35 0.7% ARTISAN INTERNATIONAL INV $30.040 $34,846.40 7M% $35,055.20 $(208.80) $338.72 1.0% CUSIP - 04314H204 Page 2 of 6 lA EFTA01279853 ---PAGE BREAK--- 040930 FIFTH THIRD PRIVATE BANK Investment Account BLUE CHIP CAPITAL LLC IMA PLEDGE 09/01/2014 -09/30/2014 PORTFOLIO POSITIONS continued uanttty Equities Symbol Desert eon Current Market Wo of Price Value Acct Cost Basis Unrealized Gain/(Lou) 356.0000 HIINX HARBOR INTERNATIONAL FUND-INV CUSIP - 411511645 321.0000 O 3,767.0000 I I TZ r Co 0 1.0000 $68.120 $24,250.72 4.8% $25,137.16 5(886.44) Est. Annual Est. Income Yield (continued) $446.07 1.8% Developed International - Total ODVYX OPPENHEIMEFt DVLPING MKTS-Y CUSIP - 683974505 WAFMX WASATCH FRONT EM SMALL COUNTRIES CUSIP - 936793819 $59,097.12 11.8% 538.420 $12,332.82 2.5% $3.320 $12,506.44 2.5% $60,192.36 512,782.22 $11,564.69 $(1,095.24) $(449.40) $941.75 $784.79 1.3% 552.32 0.4% $18.84 0.2% EmegIng Markets - Totzd Equities - Total $24,839.26 5.0% $24,346.91 $493,838.34 98.6% $492,637.38 $492.35 $1,200.96 $71.16 0.3% $4,728.55 1.0% Administrative PLEDGE AGREEMENT W/ 5/3 LOAN Y 0906220876 IN THE AMOUNT OF $750,000.00 CUSIP - 9941152P7 $1.000 $1.00 0.0% $1.00 Other Assets - Total Administrative - Total $1.00 0.0% $1.00 0.0% $1.00 $1.00 Total Portfolio Positions Investment Accoun $500,766.58 100.0% $499,565.62 $1,200.96 $4,729.24 0.9% Page 3 of 6 EFTA01279854 ---PAGE BREAK--- C) O 09/30/14 ;;E: M 09/30/14 0 m 72: H 09/22/14 FIFTH THIRD PRIVATE BANK Investment Account - BLUE CHIP CAPITAL LLC IMA PLEDGE 09/01/2014 - 09/30/2014 Date Description Cost Basis Cash U.S. Government Interest 09/02/14 FEDERATED PRIME VALUE OBLIGATIONS FUND SERVICE SHARES INTEREST S0.09 Total U.S. Government Interest $0.09 Dividends (SHARES CORE S&P MID-CAP ETF REGULAR DIVIDEND 09/30/14 OF .44674 ON 324 SHARES ISHARES RUSSELL 1000 VALUE INDEX FUND REGULAR DIVIDEND 09/30/14 OF .47597 ON 1,510 SHARES $144.75 $718.72 Total Dividends $863.47 Trustee/Agent Compensation r D Eg601100- VJ-43 FIFTH THIRD BANK COMPENSATION AS OF 08/31/14 $(537.25) Total Trustee/Agent Compensation $(537.25) Cash Equivalents Purchases 09/30/14 FEDERATED PRIME VALUE OBLIGATIONS FUND SERVICE SHARES MONTHLY MONEY MARKET DEPOSIT 5327.00 S(327.00) Invasbnant Accou Total Cash Equivalents Purchases • ' ' ' End of '.tatemvnt for Investment Account • * * $327.00 $(327.00) Page 4 of 6 EFTA01279855 ---PAGE BREAK--- 0 z J2 C rn z 5 r CA D O 17g6017100- VJ.d3 FIFTH THIRD PRIVATE BANK Investment Account BLUE CHIP CAPITAL LLC IMA PLEDGE 09/01/2014 - 09/30/2014 I EXPLANATION OF INVESTMENT MANAGEMENT AND TRUST ACCOUNT TERMS Fifth Third woe. 'trios' fund lamas and may receive financial incentves ice the sale of certain mutual funds. Fifth The mar ' naneally hen the wept ci • . Yang pawnor, ' • anew and omit,' • -- • • • ', zee/lents are in addtuon to standard sales loads, annual serve. fees (leered to as Rule 12b4 fees), expense rr ,:v-rnents, subtransfer agent ler, • --teaming memo 2 , • wicarkkon, pro, or.) " It (7 tr7 . . accounting and netwarliirg few), and any remburserrent for Mumma marketing sweet and tra ng-r,,l/ted expenses. For mare enfar,.luzi abet fees please al retabonshp manage. The bank may allow cash to be overdrawn from tee to tame E Mere K insufftoce available cash in me aconnt to fund the gates obligate. P1000eVer. aftOtlent %MCA; Of cash to the account may be maintained as a non-retest bearing depoet in the account for such tin as required solh,:d the tine and dollammighted bass s equwalent to the to and delarmeghted basis the aggregated overdraft balances. These non-snares be dense are irrterded to ccmpernate the bank for any overdrafts that prewar* awned. 0istrIbutlens veld tar check from plans are recessed through an omnibus account m the name of Frei Third Bank The float MOW on Osteitions commences non the riaance of the dardeutzn check. Tile flog penod on d stntutzons ends soca the earlier of: gesentatice et the distributin check for peered, or the expiate. of le) days (Mean such un-cashed amounts wen be Naced bads unto the bud of the dot:Cube Mont Rog earnings associated wth the pawnets ale retained as compensation for handling of beneft paymerts. Dstributons pad by deed depose, a eve, do not generate float earnings Caeldbulieto moved by Fred mad Bank ending investrtient direction from can fiduciaries ova be processed tycoon an oennte account in the erne of Rfth Third Bank Float taming% associated wth ccetnbeens ale retained as compensation foe MrMmg oonmbuton weak Contributions receive Mere mere are gaming investment erectors, or vain ate received wth specific mestmere direction sat not generate flag earnings. The float earnings reseed are calculated early upng me CUSTOM greens Cede* funds rate that is spectfied at the New Yolk Fed WCOSEIO: httpllinwanewforkfed.org/markettrcenecerrylelfundega.dm. Realtted Galn/ILoss) on Sale of Securities - has been compute by comparing the gang price of securities to me cog data. Mhough figures we intended to be accurate, Mecca data and realized gainAloss) data should not be used for tax purposes. Please consult your tax advise. The Current Pekes and It. Annual Income sham herein are Detained from somas that we believe are reliable, but they are not guaranteed aid are kited for prapases of eamaton only. The Est. Yield shawl herein represents the name datributre rate that Is determined by dividing me S. annual game by the market value. This statement may mdude certain assets or class of assebk 'gluing but not limited to, non-peen traded and infrequently *tidal securibes, pooled private investments, denvatries, pargershp interests and tangle assets for wren there is no reedy evadable market value. The values provided in Mrs statement for such assets are internally generated 'striates or vales which may have teen provided to us by third parties veto nay net be independent of me oiler or manage. These valuations are unaudned and not guaranteed for secrecy. Moine vain or clamor. Sum valuations at generally based on the most recent values raided ce estmated. However, update and (strata at only obtained on an infrequent bass. Lie Insurance pones, wth the exception of Tenn peas and Woup pages, ate priced at least annually based on info-mann provided by the issuer. Tern Life and Group Life pens me valued at SI.00. The market value information furnithed on this statement has been Meted fret sources that we [reeve to be reliable and is furnished foe the exclaim use of the cant. We make no regesentaten, warranty a or embed, that any stated value represents the act ual price at With the asset could be bought or sold or new transactors could be entered Into, or that such value represents the actual tees upon stitch exams tansactons could be completed. =ally, you may not rely on dual valuation ke tax repo-tog. oldie agitate's etc. The Change Ian Market Value represents the torten of me overall change in wur ervestrmem acccont balance between Th' Statement and lag Statement the is the result of changes in the vale of me 'tomtits held in your portion due to market fluctuations. The Net change In total account value % represents me percentage that your Taal Account Value riotased or decreased between Ths Statement and Last Statement It is emanated by subtracting Total Account Value Last Statement from Tots Want Vale This Statement and then &erg by Reel Account Value Last Statement. This percentage change does Bat represent the investment performance of your account A copy of the meet recent audited financial elteteineMs for YtUf <OTTO!, or matte hand holdings game of the proepedus for any of your mutual fund hoeings is available upon request. Meese anted your trust pincer for guidance on him to request a <coy. Frith Third Private Bank is a division of Fifth Third Bank offering banking, investment and insurance products and services. Fifth Third Bancorp provides access to investments and investment services through various subsidiaries. Securities, Investments and Investment Services: Are Not FDIC Insured Offer No Bank Guarantee Are Not Insured By Any Federal Government Agency May Lose Value Are Not A Deposit Insurance products made available through Fifth Third Insurance Agency, Inc. Page 5 of 6 EFTA01279856 ---PAGE BREAK--- 5 CONFIDENTIAL SONY_GM_000303.37 EFT,00140955 EFTA01279857