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Deutsche Bank

DOJ EFTA Data Set 10 document EFTA01282871

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DOJ EFTA Data Set 10 document EFTA01282871

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EFTA Disclosure
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Deutsche Bank Wealth Management Form is not valid until approved by 8S0. October 13, 2017 SOUTHERN FINANCIAL. Lie /THE:HAZE TRUST I JEEPESSINC SOUTFERN TRUST.COMPANYINC / J EPSTEIN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOK:QUARTER 82 ST THOMAS VI (1.0802 Re: It is the practice of Deutsche Bank Securities Inc. (the "Firm") not to accept trading instructions Irom customers via electronic media. To facilitate orders more efficiently and expeditiously. the Firm is willing to makCan exception to allowyou to provide trading instructions via electronic media. e-mail facsimile, AOLIKDB. BB Chat and e-fax, but not via volcomarl. Orders sent by email or facsimile may not roeckthe Firm, or once such orders are received, they may not come to the attention of the intended recipient irva timely manner. As a result, there may be.market fluctua lien during the period between when the instructions are sent and when the order is received. To alleviate thla possibility, we encourage you to continue to phone us prior to sending trading instructions via e-mail, facsimile, AOLIM•O8. 88 Chat or efax to make sure communication with a Client Advisor is established. In consideration for our agreeing to make this accommodation to accept Instructions Iromyou via email or facsimile at your requeit and upon the 'condition that y0u acknowledge end agree that (i) instructions received via email or lacalmile ere deemed reclined only when actually read, and rug agree lo hold harmless arid indemnify the Firm and its affiliates. emplceees. one:attend directors from any and all liability arising from theexecution of transactions based on buch instructions or frorn such instructions not being executed. Finally, you agree to accepuresponsibility for the transmission of instructions to the Fi'm end agree that.You will beat the risk of loss arising from the method of transmission used in the event of transmission errors. misundostandngsar ersonadons. transmission by unauthorized persons. fernery or into/capes. We require your sign your Client Advisor Sincerely, Branca sooniaora OMs on eibrat — i"-- 01* Acknowledged o indicate ygur agreement to the above terms. Please sign below and return this letter to st opporiunIfy. Thank you. es Inc. d t ytlieht Director idle Sitplottit0 - ---_—. - ‘.., tagrialitib JeffreiEpstein -7C0c:14.-k A CIACCrk A. ni NIB Nam° ItkaaNank. Mill \Th • .) 2-.3 b Dolo NM Dale eater tertian Zbynek Kozeisky Prins Name dged and Agreed to by Client Advisor 8SO Approval isevidenced lectronlcaily in accordance with Firm policy. /el 14 20 I Paul Barrett Date (frIM/D)NYYY) . . *Ocuischa Bone drew; Deutsch*. Bank AG and as ailBak00016Paniks Otaikthe BeekWarn PAy000aken, r*B! eta% the Ya2OBB fmanagernaMaC444, arklukkad by 00.0010 Bank AG or as subkhahos. Brokerage seMoos aio al 'or& IM Dugh Optiutha B.Ink kayo* ma, 6 voice:40AR arkusaalasej .a fliikfom aBayak.. kankB candigai SecuritiOl ...V41:0.5 in the WOG') snobs. ow:Am rdrbdowlire Inc al a. orgmticual FINfill NYSE and SOC. 0anieng and Wyjing sgo,riots tab cliored through 0oubche Bank froM Ccapny Amelicat, member FCC. and oft, rnernOr,s el eto aluLl chotmt Gioup. CONFIDENTIAL WIN167620 OD/36030M SDNY_GPA 00038436 DB-SDNY-0001260 EF1'A_00 149045 CONFIDENTIAL - PURSUANT TO FED_ R GRIM. P. 6(e) EFTA01282871

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