Dei;sche Bank

Dei;sche Bank VV9aIth Management 2usiness Deoosit Account Opening Apolice(ti- The 2017 Caterpillar Trust 01103120.17 aree...t to, ow or latamaatun The 2017 Caterpillar Trust trntYPCOrnillnY NJa`C ITV 6100 Red Hook Quarter 53, St Thomas 00602 Ciy earner. ra. Naar( r Slat. Ar• B fawn Legal Atadn,a tal diirer, n1 Innn rnatir•D addles,' Client Relationship Corporation .. Limited Liability Company ILLC) Attorney Escrow Account Foundation Partnership Landlord Master ESCIOW Non•Prof it Organization - limited Liability Partnership ILLPI I Trust Estates Private Wealth Premium'!" OBTCA Accounts Deutsche Bank AG NY Branch Accounts Checking Account  Deutsenc Bank AG NY Preferred Banking Account Checking with Interest Deutsche Bank AG NY Preferred Cortihemp of Deposit Money Market Deposit are Tenn roma wain OBTCA Certificate of Deposit . .1 I CA W>OCI4 account tra....re Araatv.r.. AG Prigrdeed I Onere .•Ild Conaaana ArY Tem Cash Master Sweep Account TontItt AnOvni. Tones I Banking Services Deluxe Checkbook Debit Cards —Business Debit Card Name Only Name and Address Duplicate Statement Sive COG, Color Internet Banking Services DB Private Wealth Online Plus vitink to existing online relationship: lo-5615-5-c= Wert Agra.: Cr. CONFIDENTIAL SUN Z... Code "Me ,Cati C ita2.1 Met' P34)0 t al SDNY_GM_00038703 CONFIDENTIAL - PURSUANT TO FED_ R. CRIM. P. 6(e) DB-SDNY-0001527 EFTA 0014931? EFTA01283066 ---PAGE BREAK--- Notice of Customer Identification Policy Important Information To help the covet nment light the funding of terrorism and money laundering activities. Federal law requites all financial institutions to obtain. vei ify and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for you' nitrite, address end other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of lormation or gaud standing decal entities) or a passpon or other photo identification lindwidualSI. Intermit;On Sharing You authorize Deutsche Bank to share information about you and your Account as set forth in our Privacy Policy. including any disclosures that (II Deutsche Bank believes are required by applicable law and regulations that apply to Deutsche Bank or others. including disclosure of information about you and you. Account to any government agency or selfireoulatory body on request. (21 is necessary or aprirepriate In connection with Deutsche Bank's provision of services under this Agreement, or (31 is requested by a financial institution. financial intermediant or other third party in order to assist such person with compliance with law 3PPlicable to such perSon in connection with Services provided to you or no whir behalf 3rd EU Notice Governmental rules have also broadened the SCOpe of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules call for en active involvement of both asset management firms and their Clients. For new and existing clients we currently have a legal obligation to an our customers questions regarding their identites, add, asses. source of lunds and if necessary. legal representatives. authorized signatories. beneficial owners or contiol structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laundeling requirements require that ShOUld any of the above Personal or institutional information change. our clients would he obliged to immediately notify us of the changels) and provide us with relevant documentation to verify these chanters. ATM/Debit Service You agree that the retention or use or the ATM/Debit card constitutes acceptance of the terms and conditions at the Cardholder Agreement contained in the Terms and Conditions of Dentist. Accounts Internet Banking Service If you haree selected to receive Internet Banking Services, you undenwrid that you will he requimd to enter into a separate Internet Banking Services Agreement With DBTCA before you can access the Internet Banking Service. Acknowledgement or Receipt of Privacy Notice By signing below, you acknowledge receipt of DEITCA's Privacy Notice included in the Application Package. Non-U.S. Organizations: Confirmation of Tex and Compliance Responsibilities you confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore. you confirm that the nCCOSSDW information (to the beat of yew knowledge and capabilities) is made available no less than annually to the relevant beneficial ovelOrlS). oettlotl. bencliciaryhesl. pennons,. etc.. to enable him/her/them to fulfill any respective tax obligations that may arise Ice him/her/ Morn in connection with your business relationship with DBTCA. Please complete and attach separate Wi3 or WA documentation as applicable Terms and Conditions and Representations By signing belOw, you acknowledge receipt of the Terms and Conditions to. Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree tonality us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is occur:Ito. The Terms anti Conditions to. Deposit Accounts MC subject to change. Y•7414-:4s e,1424 emery *Warn SDNY_GM_00038704 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001528 EFTA_00149313 EFTA01283067 ---PAGE BREAK--- s'ilalac(? Acceptance You unbent d thin bus appbCo Ls subject to scOopuinor by D CA O24 CC 0 if For Bank Use Only Rovmv.to by. n140 Account mambo's. -.) ?ifsPHt\ IlVALLisct t 3112120S' us X113 11 Cs-- e•N 61-(--.461-zse-n it ON vP 3 HI CDOenG CONFID€NTIA.L SDNYGM_00038705 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001529 EFTA 00149314 EFTA01283068