NAME SEARCHED: The Pierre Trust

NAME SEARCHED: The Pierre Trust PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: ,. Click here for results: Res lover Comments (as necessary ) RDC El No Hit 0 Not Required 0 Hit I. ROC Itecult, No RIK Alert (please see attached) FIRCOSOFT El No Hit 0 Not Required 0 Hit II rikuosorr No FIRCOSOFT Alert (please see attached) TIIS 0 Yes I S No 0 Not Required III. Nce.ative Media No Information Found IV. Non-Negative Media No Information Found V. Oder I ang,tiagc Media No Information Found DID Results'? 0 Yes 0 No 0 Not Required VI. D&B No Information Found Smartlias Results"? I0 Yes 81 No 0 Not Required VII. Smartlinx No Information Found Court Cases K Review by Legal May be Required No Results 0 Search not required VIII. Court Cases No Information Found Prepared b) 2018 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the wet) link below for your convenience:Martindale-flubbellhttpahn‘w.martindak.com/sp/Martindak/home.sml .3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only S0NY_GM_ 81 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0023806 EFTA_00171493 EFTA01297640 ---PAGE BREAK--- OFAC RESULTS RDC: Inquiry Id Response Type Tracking Id Name Address 11632108 No Match Found KYC 01946825 .,.c.. The Pierre Trust .M.i.-!* FRANCE FIRCOSOFT: Request ID Record ID Type Name Details Alerts) ADM INT PEP SAE 12593919 WR_125939192182 Company The Pierre Trust No Alert No Alert No Alert No Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: No Information Found Other Language Media: No Information Found Public Records: No Information Found D&B: For internal use only For internal use only SDNY_GM_00060982 CONFIDENTIAL - PURSUANT TO FED R.CON(F IDENTIAL DB-SDNY-0023807 EF1'A_00171494 EFTA01297641 ---PAGE BREAK--- Page 2 No Information Found LEGAL RESULTS: Court Cases: No Information Found For internal use only For internal use only SDNY_GM_00060983 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SDNY-0023808 EFTA ((1171495 EFTA01297642