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Deutsche Bank

DOJ EFTA Data Set 10 document EFTA01298733

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DOJ EFTA Data Set 10 document EFTA01298733

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank Private Wealth Management Limited Liability Company Account Authorization & Indemnity Account Number. II The undersigned hereby represents and warrants that he or she is the managing member in a limited liabdity company known Southern Rnanclal, LLC as hereinafter called the 'imited Liability Company" or "LLC." and hereby Mtn al Larne uses coreeryi authorizes Deutsche Bank Securities Inc. referred to herein as "DBSI') to open a securities account for the limited Liability Company, to be known as the Account. 3--erk st- reti 4- e te:ree is/are hereby appointed agent(s) and attomaylskn-fact of the Limited Liability Company (each an "Agent") Each Agent is authorized to buy, sell (including short sates) and trade in stocks. bonds and any other securities, listed or unlisted, on margin.or otherwise, in said account in accordance with OBSI's teens end conditions and at the tits risk. DBSI may conclusively assume that all actions taken and instructions given by each Agent have been properly taken or given pursuant tn authority vested in each Agent by all of the members in the LLC. DBSI is amhelized to follow the instructions of said Agent(s) in every respect concerning said account, and to make delivery of securities and payment of moneys to said Agent(s) or as said Agent(s) may order and direct end to send said Agent(s) all reports. Confirmations and statements relating to said account. Each Agent is hereby authorized to execute and deliver on behalf of the LLC a Customer Agreement, Stock Loan Agreement and any other agreement(s) or document(s) OBS% may require, and to act for the LLC in every respect concerning said account and to do all other things necessary or incidental to the conduct ;of said account. This authorization and indemnity is in addition to, and in rio way limits or restricts, any rights which DBSI may have under any other agreement or agreements with the undersigned, or any of them, now existing or hereafter entered into, and is binding on the undersigned and their legal representatives, successors and assigns. This authorization and indemnity is also a continuing one and shall remain in full force and effect and DBSI may continue to rely on this authorization until such time as it receives written notice of its termination. No such termination shall effect any liebEity arising out of any transaction initiated prior to such termination. The LLC, and each of its members, agrees (i) to indemnSty and hold DBSI harmless 'from all costs, expenses (including reasonable attorneys fees) and liability related to nr arising from disputes by or among ony of the members with respect to said account and (ii) to pay on demand any debit balance in said account. Each of the undersigned agrees to advise DBSI in writing if he, she or any partner is, or becomes, an employee or member of any securities exchange (or corporation of which any exchange owns a majority of the capital stock), the Financial Industry Regulatory Aothrwity, any broker-dealer, or is, or becomes, a senior officer of any bank, savings and loan institution, insurance company, registered investment company, registered investment advisory firm or institution that purchases securities, or is. or becomes, a member of the Immediate family of such a person. This authorization and indemnity shall inure to the benefit of O851 and its successors in business, irrespective of ony change or changes of any kind in the personnel thereof for any cause whatsoever. The undersigned has read and agrees to the terms of the authore n and indemnity on 1-9w3 Signature of Managing Date Jeffrey Epstein Print Name Deutsche Bank Securities Inc.. a suteidisry 01 Deutsche Bank AG. conducts investment batting and securities activities in the Ulgted Slates LL A 00-PA940168 OM 25C 405,11 LLCA 0O3413.061811 SDNY_Gliil_00063915 CONFIDENTIAL - PURSUANT TO FED R.QP .NE I DENTIAL DB-SDNY-0026740 EFTA_00174421 EFTA01298733

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