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Message From: Carl Timcke (/O=EXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=TIMCCARAEF] On behalf of PWMUS AMLKYC(/OrEXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP (FYDIBOHF235PDLT)/CN=RECIPIENTS/CN=AMLKPWM•GX5284) Sent: 6/1/2018 1:38:56 PM To: Vijay-A Sawant (/0=EXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=Sawayija685) CC: PWMUS AMLKYC VO=EXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=AmIkpwm-gxs284l; Bradley Gillin l/O=EXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=Gillbra73c1; Stewart Oldfield l/0=EXCHANGE/OU=EXCHANGE ADMINISTRATIVE GROUP (FYDIBOHF23SPDLT)/CN=RECIPIENTS/CN=Oldfsteacal Subject: CLEARED: RDC Alert _ Richard D Kahn (II Attachments: RDC_alert_Richard D Kahn 2.pdf; RDC_alert_Richard 0 Kahn.pdf; AML Clearance on Richard Kahn RDC alert.pdf Flag: Follow up Classification: For Internal use only Good morning Vijay, AML Compliance has reviewed the RDC Alerts generated 5/30/18 for Richard D Kahn, signatory/ Director at Southern Trust Company Inc.; 50% owner of Prytanee, LLC, existing client of the Private Bank. Both alerts contain the same subject material. AML Compliance previously reviewed the subject matter of this alert and provided clearance on November 11, 2013 . I have attached the clearance for your reference. Please attach all attachments to the KYC. Regards, Carl Timcke Carl Timcke Associate I AML Compliance Officer DB USA Core Corporation Regulation, Compliance and Anti-Financial Crime Anti-Financial Crime 5201 Gate Parkway, 2n° floor Jacksonville, Florida 32256. USA Tel. Email Burt,* Peefornt From: Sent: Friday, June 01, 2018 5:35 AM SDNY_GM_00065124 CONFIDENTIAL - PURSUANT TO FED. R.CkON(F IDENTIAL DB-SDNY-0027949 EFTA_OOI 75624 EFTA01299281 ---PAGE BREAK--- To: PWM US AMLKYC <pwmus.amlkyc@db.com> Cc: Stewart Oldfield < >; Bradley Gillin Subject: Clearance Required on RDC Alert _ Richard D Kahn Hello Team, We are seeking your updated approval for the attached RDC alert on Richard D Kahn, relating to KYC Casett01946825. Previous approvals also attached in this email for your reference, thanks in advance. Regards, Vijay Sawant KYC Case Representative Deutsche CM Centre Private Limited - Deutsche Bank Group Wealth Management 51, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East Mumbai - 400063, India Tel. Mobil SDNY_GM_00065125 CONFIDENTIAL - PURSUANT TO FED. R.ctailf IDENTIAL DB-SDNY-0027950 EF1'A_00175625 EFTA01299282