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DOJ EFTA Data Set 10 document EFTA01344968

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DOJ EFTA Data Set 10 document EFTA01344968

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EFTA Disclosure
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From: Rosemary Vrablic/db/dbcom To: Sean Magee/db/dbcom@0BAmericas, Donald Summer/db/dbcomeDBAmericas, Cc: Caroline Kitidis/db/dbcom@OBAmericas, Chip Packard/db/dbcom@DBAmericas, Haig Ariyan/db/dbcom@OBAmericas, Joshua Shoshan/db/dbcom@DBAmericas, Zbynek Kozelsky/db/dbcom@OBAmericas Date: 11/05/2013 09:33 AM subject: Bollag brokerage account [c] classification: confidential chip and Haig As requested, we just received the executed brokerage account docs for Michael Bollag. Thanks. Kind regards, Rosemary vrablic (Embedded image moved to file: pic28603.gif) Rosemary vrablic Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management mmLs8 1046752 (Embedded image moved to file: pic28166.gif) securities offered through Deutsche Bank securities Inc. From: Sean magee/db/dbcom To: Chip Packard/db/dbcomODBAmericas, Cc: Caroline Kitidis/db/dbcorODBAMERICAS, Haig Ariyan/db/dbcomBIDBAmericas, Joshua Shoshan/db/dbcorODBAmericas, Rosemary vrablic/db/dbcom@0BAmericas, Zbynek Kozelsky/db/dbcom@DBAmericas Date: 11/04/2013 01:17 PM Subject: Re: (C] Classification: Confidential CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0030978 CONFIDENTIAL SDNY_GM_00177162 EFTA01344968

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investment and deposit assets with AWM (not brokerage) are approx S130 million. Kind regards, Rosemary vrablic <0.27A.gif> Rosemary vrablic Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue 27th Floor New York, Tel. Fax Mobil Email NY, NMLS@ 1046752 10154-0004 <0.CD8.gif> Securities offered through Deutsche Bank Securities Inc. Joshua Shoshan---11/04/2013 10:45:40 AM---Classification: Confidential Rv, hi. This is not a

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345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. (212) 454-0601 Fax. (646 259-3273 Mobile Email Original Message From: Rosemary vrablic Sent: 11/05/2013 09:39 AM EST To: chip Packard; Haig Ariyan cc: Caroline Kitidis; Donald Summer; Joshua shoshan; zbynek Kozelsky Subject: allocation [C] Classification: confidential Chip and Haig In addition to Bollag, the only other name that needs allocation consideration is Kurt Butenhoff. Thanks for the attention in both these name

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DOJ EFTA Data Set 10 document EFTA01344967

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