EFTA Document EFTA01356048

From: Paolo De-Leon Sent: 2/22/2018 9:27:15 AM To: Keith Buckholz Subject: RE: KCP Collateral Flow [I] Attachments: RE_ New Derivatives account. III (2.46 KB).msg GM Keith, We were only sent the KYC doc for Southern Financial per the attached email. I believe Teresa and team were still gathering the PCR and RDC documents per last conversation. Also, I anticipate Davide will ask to be pointed in the right direction as to where to retrieve these docs. Shall I suggest he reach out to Teresa as her team was previously in charge of retrieving those docs? Thanks, Paolo From: Keith Buckholz Sent: Thursday, February 22, 2018 9:22 AM To: Paolo De-Leon < Subject: FW: KCP Collateral Flow (I] Classification: For IIIIEIT81 use only Did Teresa send us these documents (PCR and RDC) for a client? I figured we could forward them to Davide and Xavi as examples. Regards, Keith From: Davide-A Sferrazza Sent: Wednesday, February 21, 2018 6:54 PM To: Xavier Avila < >; Keith Buckholz Cc: Paolo De-Leon Subject: RE: KCP Collateral Flow [II Classification: For Internal use only Yes, happy to take point here. like Xavi mentions, I'm also not sure what PCR and RDC refer to — can you please clarify and I'll provide for the accts below? Thank you, Davide From: Xavier Avila Sent: Wednesday, February 21, 2018 11:44 AM To: Keith Buckholz >; Davide-A Sferrazza < Cc: Paolo De-Leon < Subject: RE: KCP Collateral Flow (I) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041475 CONFIDENTIAL SDNY_GM_00187659 EFTA01356048