EFTA Document EFTA01356232

78-79 Wasseman Remediation COB Daniel and Remediation COB Suzzane Cohen Pending with Business verification Pending GKYC Joe 6,14,2019 approval, then to be sent for LKYC Pending Jamaal 6;14,2019 verification and Tax form from business Client Name KYC Ty Remediation Extension Extension NCA NCA Refresh Extension Status Vanguardia Inversiones SA Dakota Pacific Global Macro Fund 1.1.0 Staple Street Global DA Brazil DA Venezuela Ultralat Capital Markets Anschutz Investment Company Fox Growth Fund Inc Niscaly Black Maple Capital Partners The Lamia Ventures Corporation Blue Media Investments Thank you <image004.gif> NCA NCA NCA Remediation Remediation Nina Tona Brunelli Deutsche Bank Wealth Management Institutiomil Wealth Partners - Business Manager Americas MI) f•clic Ituf :I. ) • t;).1:0 I. W. if)" (kav k ;22‘6 ;Positive Impact Pending with business to provide pending items Client to provide clarification to AFC question With business to obtain from client With business to obtain from client With business to obtain from client With business to obtain from client With business to provide required info Pending with business Pending with business With business to obtain from client With business to obtain from client With business to advise next step CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00188163 DB-SDNY-0041979 EFTA01356232