Skip to main content
Skip to content
EFTA Document EFTA01356246EFTA Document EFTA01356248
Case File
efta-efta01356247DOJ Data Set 10Correspondence

EFTA Document EFTA01356247

Date
Unknown
Source
DOJ Data Set 10
Reference
efta-efta01356247
Pages
0
Persons
0
Integrity
Loading PDF viewer...

Summary

Download Original PDFSave PDF

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
KYC flint Page 19 of 22 DB PWM GLOBAL KYC/NCA: US/ LatAm/ I nt'l PART B rA Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Booking Center Play • 11 Offshore Fl Moderate Risk g High s5 Yoonsun Chung NY/Offshore (Compliance Signature) 0 DB Employee El DB Managed PC t_... DB is TrLs:ee Co-Tr.Jstee ❑Bearer Shares 4. Attachments A. Type of Photo ID Provided 2 Drivers License 52 Passport • National/State ID • Other Et Checklist of names (individuals and/or entities) that were submitted for database ra searches is attached 1KlYes 0 No C Please indicate the results of the database searches performed RDC searches complete WI Yes 0 No negative results found 2 Yes • No PCR checks complete r4 Yes ❑No negative results found ®Yes ❑No OFAC checks com pieta dyes 17 No negative results found 0 Yes 52 No BIS searches corn plate (LexisrNexis. Festiva. Reuters. Dow Wi gative Yes Li No ne results round 1:3 Yes 5 No Jones, D&B) Denial Orders checks complete W Yes 0 No negative results found 0 Yes In' No Martindale-Hubbell searched (Lawyers Law Firms only) Dyes n No negative results found 0 Yes 0 No 0 Please summarize Its from the database searches indicated above: DARREN INDYKE: Approved in KYC , HARRY SELLER: Approved in KYC JEANNE BRENNAN: Jeanne was previoushi approved in KYC JEFFREY EPSTEIN: RDC Alert e t - Cleared & APPROVED by Chip Packard. AML Compliance, and Pat Harris PCR Men II 1/2 -- Not our client Al Cases Closed SOUTHERN FINANCIAL LLC: No negative media No court cases SOUTHERN TRUST INC: No negative media Court Case -- Not our client. FINANCIAL I NFOMATI CS INC: No negative media No court cases J Epstein & Co. All Negative Media is our client. He has been cleared of posing a reputational risk as shown by the AML Clearance attached Court Cases have been closed FINANCIAL TRUSTS CO RDC/PCR alert is associated with Southern Financial, the company it merged into. This alert has been cleared by Compliance anc - attached https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?1id IN30000000D9Dieze... 1/11/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042018 CONFIDENTIAL SDNY GM_00188202 EFTA01356247

Technical Artifacts (1)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

URLhttps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?1id

Related Documents (6)

DOJ Data Set 10CorrespondenceUnknown

EFTA Document EFTA01362164

0p
DOJ Data Set 10OtherUnknown

EFTA01387207

1p
DOJ Data Set 10CorrespondenceUnknown

EFTA Document EFTA01362390

0p
DOJ Data Set 10OtherUnknown

EFTA01388002

1p
DOJ Data Set 9OtherUnknown

KYC Print

KYC Print Page I of 20 DB PWM GLOBAL KYCINCA: PART A KYC Case R : 01977699 One sheet must be established per relationship - list all accounts included In the relationshi 1. Relationship Details Relations* Name: SOUTHERN FINANCIAL RELATICNSHa Booking Center New York Relationship Manager Stewart Olcilieki O New PWM Relationship 2 Existing PWM Relationship Reran:instep to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: "' 2018 Periodic Review "s Last Approved KYC e - J. Epstein Virgin Islands Foundation Inc - 1790655: Hyperion Air LLC - 1790820. How Was the Clent(s) 2 Client Referral • PM Prospect O Interrnediary/FIM • Other Source (CB, EEC) Introduced? How long has the RM personalty known the client? Please provide details (e.g. ame of referral source, how many years RM personally ha known dent, etc.): Jeffrey Epstein reached out to Stew Cedfleid on 3/7/17 to have a new acct opened

20p
DOJ Data Set 9OtherUnknown

KYC Print

KYC Print Page I of 42 DB PWM GLOBAL KYC/NCA: PART A KYC Case R : 01804531 One sheet must be established per relationship - list all accounts Included In the relatlonshi 1. Relationship Details Relations* Name: EPSTEIN, JEFFREY RELATIONSHIP:00030483290 Booking Center New York Relations* Manager Stewart Olelfield O New PWM Relationship 121 Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship costs, provide reason for new profile and attach old profile: "'This KYC IS a periodic review for high risk remediabon"• Odra' KYC1121946 1 2 Client Referral O WI Prospect O Intermediary/FIN O Other Source (CIB, etc) How Was the Oent(s) Introduced? How long has the RM perscrially known the client? Please provide details (e.g. name of referral source, how many years PM personally ha known dent, etc.): Jeffrey Epstein reached out to Stew Creed on 3/7/17 to have a new acct evened under Zorro Management LLC and add two new

42p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

DonateMore ways to support →
Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.