EFTA Document EFTA01356251

From: Melisa Venegas Sent: 4/7/2017 1:42:02 PM To: Andrew Gallivan CC: Vaishali-P Mehta Subject: Mar 2017 AML/KYC Escalation Reports Ill Attachments: US_Onshore.xlsx Classification: For Intone] use only All, Michael 5Jacoby I I; Lee Hutter Included below is the monthly AML/KYC escalation report for overdue and coming due items. Please review and address accordingly. Thank you. Overdue Temporary Exceptions Risk I Days Overdue High Moderate Low 1-30 31-60 61-90 >90 3 1 1 Grand Total 3 0 2 Overdue High Risk in Person Meetings Melisa Venegas Deutsche Bank Wealth Management 60 WoII Street 10005 2836 New York NY USA Tel.: I Email 20 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042024 CONFIDENTIAL SDNY_GM_00188208 EFTA01356251