EFTA Document EFTA01356391

HR Client Rernediation Progress fie latwal 10 Arr, zed SucrrortW tahorteffatO: Regards, Rodrigo 04.126/2917 MS/8:7017 • 5115R01? • W19/2017 • 5/261,VIT • 6/2R£17 • 619e2.317 • Ceiati? .bR9n0n • faD/2017 • 7/7,t317 • 7114,13.17 • :Thair • :,'2t/201T Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkw , Suite 400. 32256 Jacksonville, USA From: Rodrigo Quintero Sent: Monday, July 24, 2017 11:36 AM To: Patrick Harris Cc: Emily Crai Daphne Cale Janice Franklin Armen Brash Sheffali Welch Mehta Subject: KYC HR Clients Remediation - Status (7/21/17) [Ij Classification: For internal use only All, Below is the Monday morning deliverable (as of 7/21/17). Let me know if you have any question. Summary KYC Update Steps ; Vaishali-P Submitted to Front Office FO Approved MD Approved Fully Approved (FO) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042237 CONFIDENTIAL SDNY_GM_00 188421 EFTA01356391