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efta-efta01356774DOJ Data Set 10Correspondence

EFTA Document EFTA01356774

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DOJ Data Set 10
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efta-efta01356774
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: Subject: Attachments: Kimberly Hart 12/3/2013 4:49:15 PM Amanda Kirby Re: Past due KYC temporary exception [I] pic11912.gif; pic11980.gif; pic22103.gif; pic01376.gif; pic27452.gif; pic29936.gif Classification: For internal use only YOU should speak to the KYC team to figure out what they would accept in lieu of an operating agreement. (Embedded image moved to file: pi c11912 .gi f) Kimberly Hart Managing Di rector Deutsche Bank Trust Company Americas Tel. Fax Mobi Email securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pi c11980 .gi f) I From: Amanda Ki rby/db/dbcom I To: I Ki mbe r 1 y Ha rt/db/dbcomODBAmeri cas, I Date: 1 112/03/2013 04:29 PM I subject: IRe: Past due KYC temporary exception [I] CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0042829 CONFIDENTIAL SDNY_GM_00189013 EFTA01356774

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