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efta-efta01358030DOJ Data Set 10Correspondence

EFTA Document EFTA01358030

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DOJ Data Set 10
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efta-efta01358030
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Armen Brash in Sent: 5/16/2016 12:42:38 PM To: Paul Morris ice; Stewart Oldfield Subject: FW: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final determination letter [I Classification: For Internal use only Do you guys have this in the file per chance? Best, Armen Lit Armen Brash Director Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York NY USA Tel. Fax + Mobile + Email Petici0-0417 Pei/foie"- From: Derek Johnson Sent: Monday, May 16, 2016 12:34 PM To: Armen Brash; Paul Morris; Stewart Oldfield Cc: Margie Edwards; Michelle Yoo; Judy Ekwughalu Subject: RE: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final determination letter [I] Classification: For Internal use only Hi Armen —Thank you for your follow-up email and will gladly accept a copy of the provisional credit letter and final determination letter when available. Derek Johnson Compliance Officer I Compliance Testing Deutsche Bank Securities Inc. 5022 Gate Parkway, 32256 Jacksonville, Florida, USA Tel. Fax Email This communication may contain confidential and/or privileged information. If you an, not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045290 CONFIDENTIAL SDNY_GM_00 191474 EFTA01358030

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