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efta-efta01359940DOJ Data Set 10Correspondence

EFTA Document EFTA01359940

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DOJ Data Set 10
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efta-efta01359940
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EFTA Disclosure
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From: Tazia Smith Sent: 10/29/2014 4:34:36 PM To: jeffrey E. [jeevatation@grnail.cornI CC: Daniel Sabba ; Paul Morris [ Richard Kahn M Stewart Oldfield ; Vahe Stepanian Subject: Trade Report 10/29/14 ICI Attachments: pic02941.gif; pic08468.gif; pic00374.gif; pic26065.gif; pic11632.gif; pic10478.gif; pic28176.gif; pic11208.gif; pic28542.gif; pic00305.gif; pic31557.gif; pic28268.gif; pic25598.gif; pic31908.gif; pic21328.gif Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at 524.2528 This completes your position of 200,000 shares (24.20 avg cost, 6% yield). We have this booked to the Haze account, where your other Citi 6.875% preferred is held. Let us know if you would like to change that. Best Regards, Tazia (Embedded image moved to file: pic02941.gif) Tazia smith Director I Key Client Partners - us DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA (Embedded image moved to file: pic08468.gif) From: Tazia Smith/db/dbcom To: "jeffrey E." <jeevacation0gmail .com>, Cc: Paul Morris, Richard Kahn < corn>, Stewart Date: 10/29/2014 01:16 PM Subject: Re: [C] classification: confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048102 CONFIDENTIAL SDNY_GM_00194286 EFTA01359940

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Emailjeevatation@grnail.corni
Phone524.2528

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