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EFTA Document EFTA01359979EFTA Document EFTA01359981
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efta-efta01359980DOJ Data Set 10Correspondence

EFTA Document EFTA01359980

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From: Stewart Oldfield Sent: 8/1/2017 11:10:13 AM To: Vahe Stepanian CC: Bradley Gillin Subject RE: Trade Update 8/1/2017 ICI ; Cynthia Rodriguez Let's see how it looks over the next month or so and decide. I think it is good to show deals closing, even if small From: Vahe Stepanian Sent: Tuesday, August 01, 2017 11:09 AM To: Stewart Oldfield Cc: Bradley Gillin < >; Cynthia Rodriguez < Subject: RE: Trade Update 8/1/2017 [C] Classification: Confidential I haven't put either Tisch or SFLLC trading on the pipeline (given small size) — but revenue is automatically tracked via Pershing once traded. Happy to add if you feel otherwise. From: Stewart Oldfield Sent: Tuesday, August 01, 2017 10:59 AM To: Vahe Stepanian < Cc: Bradley Gillin < >; Cynthia Rodriguez < Subject: RE: Trade Update 8/1/2017 [CI Are you managing the brokerage revenues through the KCP pipeline? Don't want to double count on my side. Thanks From: Vahe Stepanian Sent: Tuesday, August 01, 2017 10:58 AM To: Steve Warner < Cc: Stewart Oldfield >; Liam Osullivan < Subject: Trade Update 8/1/2017 (Cl Classification: Confidential Steve — thus far, you've executed the following per our conversation: S 5,400 L @ $48.61185 Please give me a call if you wish to amend your order. Thank you, Vahe Vahe Stepanian Key Client Partners Deutsche Bank Securities Inc. Tel. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0048157 CONFIDENTIAL SDNY_GM_00194341 EFTA01359980

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From: Stewart Oldfield Sent: 11/9/2017 3:15:48 PM To: Anna-Sofiya Lupolover BCC: Subject: RE: MIRO II & research - access to portal for clients ft) I'm not exactly sure who registered from each client, but the likely emails are below. If anyone gets shut off and cares, I'm sure they will call to be reactivated. Thanks Steve Warne Paul Barrett Third Lake Paul Watson■ Robert Forsythe Orix — skip for now. I think the people who were registered left the firm Thanks From: Anna-Sofiy

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