EFTA Document EFTA01360907

From: Paul MorriliMIMI Sent: 2/20/2015 3:21:28 PM To: Kevin Quinn CC: Stewart Oldfield Subject: Re: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC for USD 380,000.00 11] Classification: For Internal Use Only Let's do that Original Message From: Kevin Quinn Sent: Friday, February 20, 2015 12:18 PM To: Paul Morris Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC for USD 380,000.00 [I] Classification: For internal use only A few. In those cases, the Analysts printed, scanned, and sent. The result is a bit sloppy but, we can proceed in the fashion with certain accounts if you'd like. Original Message From: Paul Morris Sent: Friday, February 20, 2015 3:16 PM To: Kevin Quinn Subject: Re: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (S ) for USD 380,000.00 [I] Classification: For Internal use only ok have any gone out? Original Message From: Kevin Quinn Sent: Friday, February 20, 2015 12:13 PM To: Paul Morris Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC for USD 380,000.00 (I] Classification: For internal use only we have a queue at the moment because one of the files is having a technical issue when sending / receiving unfortunately... Original Message From: Paul Morris Sent: Friday, February 20, 2015 2:59 PM To: Kevin Quinn Subject: Re: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC (8032932) for USD 380,000.00 [I] Classification: For Internal use Only Yes I sent over to vahe and daniel, when r we sending out info on extel to clients/prospects? Thx Original Message From: Kevin Quinn Sent: Friday, February 20, 2015 11:04 AM To: CMNY Margin; CRM-PWM Derivatives cc: vahe Stepanian; Daniel Sabba; Paul Morris; Amanda Kirby; Tazia Smith Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC SSD 380,000.00 (I] Classification: For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049556 CONFIDENTIAL SDNY_GM_00195740 EFTA01360907